Cassel, J.
A statute
Duncan was convicted of third degree assault, discrimination based, for punching Ryan Langenegger outside a restaurant in Omaha, Nebraska. Third degree assault, discrimination based, is a Class IV felony punishable by a maximum of 5 years' imprisonment and a $10,000 fine.
The statute that provides enhanced penalties for discrimination based offenses provides, in relevant part:
At trial, Duncan admitted that he punched Langenegger but claimed that the punch was not motivated by Langenegger's association with a person of a certain sexual orientation. This is his direct appeal.
The State presented testimony that before the assault, Langenegger attended a "drag show" at a "gay bar" with two friends, Joshua Foo and Jacob Gellinger. Langenegger is heterosexual, and Foo and Gellinger are homosexual. Langenegger was wearing a men's suit, Foo was wearing pants and a suit jacket over a women's sequined top, and Gellinger was wearing a dress, platform shoes, makeup, and a wig. Gellinger is a tall person, and the platform shoes made him appear around 6 feet 5 inches tall. When Gellinger is dressed in women's clothing, Gellinger "go[es] by Fendi Blu," which is an "alter ego" or "drag persona." Gellinger was generally identified as "Fendi Blu" at trial, and we do the same in this opinion.
Around 2 a.m., Foo, Langenegger, and Fendi Blu left the bar together and went to a restaurant. Fendi Blu was intoxicated, but Foo and Langenegger were not. While they were sitting at the restaurant, Foo noticed a group of three men who were "kind of like joking" and "kept looking over at our table and things." Foo, Langenegger, and Fendi Blu did not know who the men were at the time, but they were later identified at trial as Duncan, Joseph Adriano, and Paul Larson. The men's behavior made Foo feel "uneasy being there at the moment," so he asked Langenegger and Fendi Blu to leave.
Both groups exited the restaurant. Once outside, Foo helped put on Fendi Blu's shoes, and Duncan's group stopped in front of Foo's group. Foo testified that Adriano walked up to Fendi Blu, looked over at Duncan and Larson, and said, "`Should I?'" as they laughed behind him. Duncan and Larson stood a few feet behind Adriano. Langenegger heard Adriano say, "`Faggot,'" and Foo heard someone say the word "`queer.'" Langenegger and Foo both testified that Fendi Blu then looked down and said, "`I know. I'm just a boy in a dress,'" and Adriano responded, "`Yeah, it's fucking disgusting.'"
Langenegger then "tried to calm down the situation," saying, "`Listen, we just want to go home,'" and Adriano responded, "`Come on, you fucking pussy.'" Langenegger began to state again that they just wanted to go home, but before he could finish speaking, he was punched in the face by Duncan. Langenegger and Foo testified that Langenegger did not make any threatening gestures, raise his voice, or touch Adriano or anyone else during this exchange.
After the punch, Duncan, Adriano, and Larson walked away, and Foo and Langenegger heard them laughing. Langenegger touched his face, and his hands came away covered with blood. He had "blood coming from his nose, in between his eyes, coming down his chin." Foo, Langenegger, and Fendi Blu proceeded to Langenegger's car, where Foo called the 911 emergency dispatch service and reported the incident. When the police arrived, Langenegger decided not to file a report because he "didn't think [Duncan, Adriano, and Larson] were going to get caught."
After speaking with the police, Foo and Langenegger drove Fendi Blu home and then drove to Foo's house. Foo took a photograph of Langenegger "to kind of document, like, what happened," and he posted the photograph on his personal "Facebook" page. He hoped that by posting about the assault online, someone might identify the attacker.
The police communicated with Foo and Langenegger after the photograph was posted. Langenegger made a formal report of the incident, and detectives identified Larson after obtaining his credit card information from the restaurant. Through Larson, detectives identified Duncan and Adriano. A detective testified that when he arrested Duncan, Duncan "did not seem to be [surprised] at all" that he was being arrested for a "hate crime."
Adriano and Larson also testified during the State's case in chief. Adriano testified that he remembers drinking at several bars that night, but that he does not remember leaving the bars or anything that occurred at the restaurant because he had a "blackout" from drinking. He said that he does not recall using the word "faggot" and that he does not use that word because he has close friends and family friends who are homosexuals. He also testified that he was not aware until later that anyone was assaulted.
After this evidence was adduced, the State rested and Duncan moved for a directed verdict of acquittal on the charge of discrimination-based assault. He argued that the State had not met its burden "to show that there was some evidence that [Duncan] specifically targeted or selected [Langenegger] as a result or because he was associated with — he was associated with the gay people in this crowd."
The court stated that it had researched the interpretation of "`because of'" in other jurisdictions and discovered that they take one of three approaches. It said that some jurisdictions hold that sexual orientation must be the "sole reason" for the assault, some jurisdictions apply a "`but-for' test," and others have stated that the victim must have been "selected substantially because of [his or her] association with a particular sexual orientation." The court concluded that a Nebraska court "would probably be in line with the substantial factor case law." And it overruled Duncan's motion, explaining that although the State had not presented direct evidence of Duncan's making outward slurs, the testimony presented was sufficient to support an inference of a discriminatory motive.
Duncan's case in chief consisted of his own testimony. He testified that Langenegger pushed Adriano and that he punched Langenegger to defend Adriano. He said he did not know or consider the sexual orientation of Langenegger or anyone else that night. He admitted that he was an arm's length away when Adriano was face-to-face with Langenegger, but he claimed that he did not hear what they said to one another.
Duncan also testified that he did not notice Foo's group or stare at them and that he had no idea that any homosexual people were in Foo's group. He did not hear Adriano make any slurs against homosexual people, and he does not remember seeing a man dressed as a woman in the restaurant.
After Duncan testified, he renewed his motion for a directed verdict of acquittal. He argued again that the evidence did not establish that he targeted Langenegger because of his association with people of a certain sexual orientation. The court overruled the motion.
Duncan assigns, restated and consolidated, that the district court erred in (1) overruling his motions for a directed verdict, (2) denying his requested jury instruction, and (3) imposing an excessively harsh sentence. He also claims that he received ineffective assistance of counsel.
Regardless of whether the evidence is direct, circumstantial, or a combination thereof, and regardless of whether the issue is labeled as a failure to direct a verdict, insufficiency of the evidence, or failure to prove a prima facie case, the standard is the same: In reviewing a criminal conviction, an appellate court does not resolve conflicts in the evidence, pass on the credibility of witnesses, or reweigh the evidence; such matters are for the finder
Whether a jury instruction is correct is a question of law, which an appellate court independently decides.
An appellate court reviews criminal sentences for abuse of discretion, which occurs when a trial court's decision is based upon reasons that are untenable or unreasonable or if its action is clearly against justice or conscience, reason, and evidence.
Whether a claim of ineffective assistance of trial counsel may be determined on direct appeal is a question of law.
Duncan assigns that the district court erred in overruling both his motion for a directed verdict and his renewed motion for a directed verdict. In his assignments related to his motion for a directed verdict, he argues that the court misinterpreted the phrase "because of" in the enhancement statute and that it should have found that the State presented insufficient evidence to support a conviction under that statute. In his assignment related to his renewed motion, he argues again that the State presented insufficient evidence to support his conviction under the enhancement statute.
The State responds that Duncan waived any right to challenge the district court's ruling on either motion because he proceeded with the trial and presented evidence. In support of its position, it cites State v. Seberger,
The State's argument regarding Duncan's first motion for a directed verdict is correct. Because Duncan proceeded with the trial and presented evidence, he waived any right to challenge the district court's ruling on that motion.
However, the State incorrectly argues that the waiver rule applies to Duncan's renewed motion. We said in State v. Severin
Thus, it is proper for us to address whether the district court should have sustained Duncan's renewed motion for a directed verdict.
Duncan claims that the district court should have granted his renewed motion for a directed verdict because the evidence was insufficient to support a conviction under the enhancement statute. In order to obtain an enhanced penalty, the State was required to prove that Duncan assaulted Langenegger because of Langenegger's association with a person of a certain sexual orientation.
In a criminal case, a court can direct a verdict only when there is a complete failure of evidence to establish an essential element of the crime charged or the evidence is so doubtful in character, lacking probative value, that a finding of guilt based on such evidence cannot be sustained.
To determine whether there was a complete failure of evidence to establish that Duncan assaulted Langenegger because of his association with a person of a certain sexual orientation, we first consider the meaning of the phrase "because of." We have discussed the phrase on two previous occasions. In Wymore v. Farmers Mut. Ins. Co. of Nebraska,
But this is the first time that we must apply the concept to a defendant's motive rather than his conduct. This concept of causation is ordinarily used to determine whether a defendant's conduct is the cause of another's injury or loss. Under the language of the statute at issue here, we must adapt it to the context of a defendant's motive as a cause of his behavior.
The evidence was sufficient to prevent a directed verdict on the enhancement charge. First, although Duncan claimed that he did not know that Foo and Fendi Blu were homosexual, the State introduced evidence sufficient for a jury to infer that he did. The State presented testimony that Duncan, Adriano, and Larson were sitting together at the restaurant when Foo heard members of Duncan's group call out derogatory names for homosexuals as he, Langenegger, and Fendi Blu exited the restaurant. A rational jury could infer that even if Duncan did not say the derogatory names himself, he heard them. Additionally, while Duncan stood close enough to lunge and punch Langenegger outside the restaurant, Langenegger heard Adriano say, "`Faggot,'" and Foo heard someone say the word "`queer.'" A rational jury could find that Duncan did in fact hear those words and that he therefore believed that Langenegger was with people who were homosexual.
Second, the State presented evidence to show that Langenegger's association with homosexual people was the reason for the assault. The State's witnesses testified that there was no other apparent motivation. Langenegger testified that he had not spoken to Duncan before the assault, and Foo, Langenegger, and Larson all testified that Langenegger did not touch Adriano or anyone else in Duncan's group. A rational jury could infer from this evidence that Duncan's motivation was his belief that Langenegger was associated with homosexual people. Therefore, the district court properly overruled Duncan's renewed motion for a directed verdict.
Duncan argues that the district court should have accepted his requested instruction, which provided: "`Sexual orientation' means heterosexuality, homosexuality, or bisexuality." Nebraska statutes do not define the term. The court declined to give the instruction, reasoning that "[p]articularly in light of the facts of this case," which involved only "homosexual and heterosexual" people, the term sexual orientation was a matter of common understanding. It instructed the jury that in order to find Duncan guilty of third degree assault, discrimination based, it had to find:
In giving instructions to the jury, it is proper for the court to describe the offense in the language of the statute.
Jurors are accepted because they are men and women of common sense and have a common understanding of words ordinarily used in our language.
Under the facts of the instant case, the term "sexual orientation" was a word commonly used and generally understood. The term was used throughout the jury selection process and the trial, and there is no indication in the record that it produced confusion. For instance, during jury selection, counsel for the State told the jury: "I'm interested in knowing your thoughts regarding this discrimination-based law, as well as sexual orientation in general." He then asked if any juror either identified as "gay, lesbian, bisexual, or transgendered or [had] a close friend or family member who identifies themselves as such," and prospective jurors responded. No prospective juror asked what any of those terms meant. Furthermore, when the State's counsel asked whether "anyone here that does not personally know someone who identifies themsel[ves] as lesbian, gay, bisexual, or transgendered," no prospective juror responded that he or she did not. Clearly, the prospective jurors were familiar with the concept of sexual orientation.
Additionally, counsel for the State asked whether "anyone believe[d] that discrimination-based laws such as this should not include sexual orientation" and whether anyone felt "any type of conflict inside them about their ability to be fair and impartial in a case involving sexual orientation." Again, no juror asked him to define or explain the term. And Duncan's counsel also used the term "sexual orientation" with no apparent problems. He told the prospective jurors: "So what we're talking about here is a case involving an assault, an assault on somebody who was associated with a gay person or supposed gay person. Really, the term is sexual —
This is not a case where the court failed to instruct the jury on a legal concept with a particular meaning in the law.
Duncan argues that the sentence of 12 to 18 months in prison was excessive. The 12-to 18-month sentence was well within the statutory limits for third degree assault, discrimination based, which is a Class IV felony and was at that time punishable by a maximum of 5 years' imprisonment and a $10,000 fine.
When imposing a sentence, the sentencing judge should consider the defendant's (1) age, (2) mentality, (3) education and experience, (4) social and cultural background, (5) past criminal record or record of law-abiding conduct, and (6) motivation for the offense, as well as (7) the nature of the offense, and (8) the violence involved in the commission of the offense.
Duncan contends that the sentence was an abuse of discretion, because the court made a statement at trial that "it was a `close call' that there was even enough there to go to the jury on the enhancement and make this more than a misdemeanor crime."
At sentencing, the district court stated that it considered Duncan's age, experience, background, criminal history, the type of offense, and his motivation for the offense. It noted that Duncan has a criminal history, including a prior felony arrest for possession with intent to deliver a controlled substance. It also explained that the presentence investigation report was incomplete because Duncan failed to participate, even though they "[c]ontacted [him] on a number of occasions." And it observed that because Duncan did not appear for sentencing, the court had to issue a warrant. The court stated that "those
The court also considered the gravity of the offense. It explained that the Legislature has determined that crimes motivated by bias should be punished differently than those that are not and that "discrimination-motivated crimes do have a different impact on ... our social fabric." But it also noted that Duncan's crime "did not involve significant violence."
The district court's statements show that it considered appropriate factors in fashioning Duncan's sentence. What Duncan is really arguing is that there was insufficient evidence to convict him under the enhancement statute. We have already concluded that the evidence was sufficient, and the jury found that Duncan targeted Langenegger because of his association with people of a certain sexual orientation. The district court did not abuse its discretion in imposing a sentence of 12 to 18 months' imprisonment.
Duncan contends that he received ineffective assistance of counsel. He complains that his counsel insinuated that Foo manipulated a photograph when he should have known that Foo did not do so and that he pursued an "inconsistent and arguably illogical or demeaning theory of defense," which prejudiced him.
The fact that an ineffective assistance of counsel claim is raised on direct appeal does not necessarily mean that it can be resolved.
To prevail on a claim of ineffective assistance of counsel under Strickland v. Washington,
The entire ineffectiveness analysis is viewed with a strong presumption that counsel's actions were reasonable and that even if found unreasonable, the error justifies setting aside the judgment only if there was prejudice.
With these principles in mind, we examine each error that Duncan alleges his counsel committed. Duncan claims that
During Duncan's counsel's cross-examination of Foo, he insinuated that Foo used his photography "morphing" skills to manipulate the photograph of Langenegger that Foo then posted on his "Facebook" page. Foo denied manipulating the photograph, and the police officer who spoke to Langenegger that night later testified that the photograph showed Langenegger "[a]lmost exactly" as he appeared when he spoke to him. Duncan argues that his defense was prejudiced, because the State received "an advantage or point with the jury" when it rebutted the "morphing" theory through the officer's testimony.
We conclude that there is no reasonable probability that but for Duncan's counsel's questions regarding "morphing," Duncan would have been acquitted. Duncan admitted that he assaulted Langenegger and only disputed the reason for the assault. The photograph of Langenegger had no bearing on Duncan's motivation for the assault. Therefore, the record establishes that this instance of counsel's conduct was not prejudicial to Duncan.
Duncan complains that his attorney attempted to introduce a "`sex on a sidewalk'" theory
Once again, there is no reasonable probability that but for this conduct, Duncan would have been acquitted. Duncan's counsel's questions about "sex on a sidewalk" apparently related to Adriano's reason for engaging in an altercation with Langenegger, which had no bearing on Duncan's defense. Duncan's defense hinged on his claim that he had no idea why Adriano was upset and that he never heard Adriano say anything at all to Langenegger. Therefore, this claim is also refuted by the record.
Duncan points to nine statements made by his counsel during his closing argument that were "demeaning and disparaging to the victim and the State's witnesses."
Whether the State's witnesses had "gay agendas" had no bearing on Duncan's motivation for the assault, which was the issue in this case. Obviously, the jury did not believe Duncan's testimony that the assault had nothing to do with anyone's sexual orientation. We conclude that there is no reasonable probability that but for Duncan's counsel's disparaging statements, Duncan would have been acquitted. The record conclusively refutes that Duncan was prejudiced by his counsel's conduct.
We conclude that there was sufficient evidence to prevent a directed verdict on the enhancement element. We also conclude that the district court did not err in denying Duncan's requested jury instruction, because "sexual orientation" was a matter of common understanding under the facts of this case. We conclude further that the district court's sentence was not an abuse of discretion and that Duncan did not receive ineffective assistance of counsel. We therefore affirm Duncan's conviction and sentence.
AFFIRMED.