JENNIFER A. DORSEY, District Judge.
This habeas matter under 28 U.S.C. § 2254 comes before the Court on respondents' motion (Doc. 14) to dismiss and petitioner's motion (Doc. 23) for a ruling. Having reviewed the parties' submissions, the Court concludes that the just course is to appoint counsel, decide the equitable tolling issues on a more fully developed factual record, and consider the potential propriety of an evidentiary hearing.
Petitioner Joy Winston challenges her Nevada state burglary conviction entered after her plea of guilty but mentally ill. Her notice of appeal was filed shortly before the expiration of the federal limitations period but alleged no specific claims to which later-filed claims could relate back. The federal petition was thereafter constructively filed nearly sixty days after the federal limitations period expired on its face, and absent some basis for tolling, the petition must be dismissed as fatally late.
The Ninth Circuit recently summarized the legal principles applicable to a claim of equitable tolling as follows:
Sossa v. Diaz, 729 F.3d 1225, 1229-30 (9th Cir. 2013)(internal citations omitted).
628 F.3d at 1099-1101 (emphasis in original)(footnotes omitted).
A habeas petitioner should receive an evidentiary hearing when she makes a good faith allegation that, if true, would entitle her to equitable tolling. Stewart v. Cate, 734 F.3d 995, 1007 (9th Cir. 2013); Roy v. Lampert, 465 F.3d 964, 969 (9th Cir. 2006). In determining whether a pro se petitioner's allegations warrant an evidentiary hearing, the court liberally construes her allegations. Roy, 465 F.3d at 970. Additional factual development is required where the current record "does not clearly answer" the question of whether, inter alia, extraordinary circumstances caused the untimely filing and where it thus cannot be conclusively determined that the petitioner is not entitled to equitable tolling. Porter v. Ollison, 620 F.3d 952, 961-62 (9th Cir. 2010); see also Munoz v. Smith, 2013 WL 5228220, slip op. at *2 (9th Cir. Sept. 18, 2013) (unpublished). When mental illness or impairment is alleged, the record must be adequately developed as to that condition before the district court properly can rule on the equitable tolling issues. See, e.g., Laws, 351 F.3d at 924.
A declaration by Eleanor Sarmiento, a lay inmate assisting Winston, suggests that Sarmiento's mistaken belief that Winston's state direct appeal was timely at least in part caused her to not file the federal habeas petition before the expiration of the limitations period. In isolation and without regard to other factors, this alleged circumstance of error or miscalculation typically would not provide a basis for equitable tolling. See, e.g., Spitsyn v. Moore, 345 F.3d 796, 799 (9th Cir. 2003). But Sarmiento's declaration also reflects that she based her initial understanding of the prior state court procedural history on what was stated to her by petitioner.
The Court is sensitive to the inherent difficulty faced by a lay inmate with an alleged mental illness or impairment in litigating the extent of her limitation, even with the assistance of another inmate. Moreover, under the applicable regulations, the petitioner is permitted to access her institutional medical records only under limited supervised circumstances in the prison medical department; she may not take a copy of her records outside the medical department, and no other inmate may see her medical records or obtain prior medical records from outside the institution. A lay inmate assisting the petitioner of course likely would not be qualified to provide competent expert evidence independently assessing the petitioner's mental health and capability—over and above her own lay observations of how the petitioner appeared to her. Thus, even where an evidentiary hearing is not required, appointment of counsel generally is advisable so that an adequate medical record can be developed in connection with the petitioner's mental health and residual functional capacity.
Respondents note that petitioner was found competent to assist in her defense. But a competency finding in the original criminal proceeding is not necessarily dispositive of an equitable tolling issue based at least in part on a claim of a mental illness or impairment. An arguable ability to assist an experienced criminal defense attorney may not correlate to an ability to timely pursue post-conviction relief—whether alone or with the assistance of another lay inmates untrained in the law. And competence at the time of the criminal proceeding does not necessarily dictate the petitioner's condition during the time period in which equitable tolling is sought. See, e.g., Laws, 351 F.3d at 924. The Court accordingly will appoint counsel for petitioner and defer any determination as to equitable tolling until the issue is fully briefed with the assistance of counsel.
Respondents' remaining arguments do not establish any independent, viable basis for dismissal. Respondents contend that Ground 1 is barred under Tollett v. Henderson, 411 U.S. 258 (1973), which precludes relief on claims based upon pre-plea circumstances, including ineffective assistance of counsel, following the plea. Reading the entirety of the pro se pleadings fairly, however, petitioner alleges in Ground 1 that she would not have pled guilty had her counsel, inter alia, developed allegedly available exculpatory evidence to defeat the charge.
Respondents also contend that Ground 2 is barred by procedural default. In this ground, petitioner alleges at least in principal part that the plea agreement was defective because of alleged confusion as to the charge and charging instrument on which she was entering her plea.
First, it is not clear that Ground 2 was included within the claims to which the state supreme court applied NRS 34.810(1)(a); it applied the provision to "a number of unintelligible claims relating to an alleged breach of the plea agreement and failure to provide evidence pursuant to Brady v. Maryland, 373 U.S. 83 (1963)."
Second, the Court is not convinced that a procedural default would be the natural consequence of the application of the cited authority. The state supreme court held that the claims "fell outside the scope of claims permissible in a post-conviction petition for a writ of habeas corpus challenging a judgment of conviction based upon a guilty plea" under NRS 34.810(1)(a). If petitioner did not raise the claims through the appropriate procedural vehicle, then that is a matter of fair presentation and exhaustion, not procedural default.
Winston filed a "Request for Review" on what appears to be a pre-printed document that she may have obtained from the prison library. Doc. 23. It cites "4JDCR Rule 11.15," which purportedly provides that "Any party may file a Request for Review whenever a motion is at issue" and five days has passed since the service of the opposition. Doc. 23 at 1. The Court is not certain where this rule comes from, but it is not the controlling rule in this district. The analogous rule in this Court is the District of Nevada's Local Rule 7-6(b). That rule does not permit the filing of a motion or request for review in the format submitted by Winston at Document 23. Instead, the rule permits a party to "send
IT THEREFORE IS ORDERED that:
In this case, the 11-day difference in dates would not be determinative in and of itself. The notice of appeal was filed in this action before both possible November 2012 facial expiration dates. The federal petition was filed after both November 2012 dates. A later expiration date, however, possibly could interact with other tolling arguments in this case, in which the federal petition was filed only a relatively short time after the facial expiration of the federal limitation period. The pending issue in Orpiada thus provides an additional factor weighing in favor of developing a full record in this matter, while Orpiada also is under consideration, prior to rendering any definitive ruling on the timeliness issue.