THOMAS J. McAVOY, Senior District Judge.
Plaintiff Maria Aron ("Plaintiff") commenced this action against the Hon. Carl F. Becker, County Judge of Delaware County, New York ("Judge Becker"), the State of New York ("New York"), New York Governor Andrew Cuomo ("Governor Cuomo") (collectively "the State Defendants"); Christa Schafer, Clerk, Delaware County Board of Supervisors ("Schafer"), Joseph Eisel, Chairman, Delaware County Board of Supervisors ("Eisel"), Sharon O'Dell, County Clerk, Delaware County ("O'Dell"), Marilyn L. Olsen, Pistol Clerk, Delaware County ("Olsen"), and Richard Northrup, Delaware County District Attorney ("Northrup") (collectively "the County Defendants").
In a convoluted Complaint, Plaintiff brings what she identifies as eight individual Causes of Action in connection with the events surrounding the denial of her pistol permit application. Currently pending are separate motions by the State Defendants and County Defendants to dismiss the Complaint in its entirety, see dkt. # 13; dkt. # 17, and a motion by Plaintiff to supplement the Complaint. See dkt. # 23. For the reasons that follow the State Defendants' motion (dkt. # 13) is GRANTED, the County Defendants' motion (dkt. # 17) is GRANTED, and Plaintiff's motion to supplement the complaint (dkt. # 23) is DENIED.
On June 28, 2012, Plaintiff had foot surgery which resulted in a period of disability requiring in-home care from April through September, and caused her to require a walker or crutches during movement. Compl. at ¶ 19. Also, Plaintiff's home is located in a remote region of Delaware County and is frequented by black bears, coyotes and coy dogs. Id. at ¶¶ 18, 20. In addition, burglaries had taken place in the area near Plaintiff's home, which caused Plaintiff to become concerned for her safety. Id. at ¶¶ 21-22. In July 2012 Plaintiff applied for a pistol permit.
Plaintiff was provided "a stack of papers to fill out including a questionnaire that indicated that Plaintiff had to provide four affidavits from people who knew Plaintiff for a number of years," which she completed and filed with the Delaware County Pistol Clerk. Id. at ¶¶ 23-24. Plaintiff also had to be fingerprinted. Id. at ¶¶ 24-25.
After setting up an appointment to have her fingerprints taken, Plaintiff went to
On June 18, 2013, Plaintiff received an "insultingly short `letter' decision" from Judge Becker denying her pistol permit application. Id. at ¶ 39. The letter states:
Compl. Ex. 1.
Plaintiff contends that she "never engaged in any aggressive discussions with personnel of the County Court building." Compl. ¶ 43. She does assert, however:
Id. ¶¶ 44-50.
However, she also asserts:
Id. ¶¶ 57-58.
At the end of June 2013, Plaintiff retained her current counsel, Tatiana Neroni, Esq. Id. ¶ 62. Plaintiff and Neroni went to the Courthouse to "retrace" Plaintiff's routes in her attempt to obtain a pistol permit, and to obtain "a copy of the records upon which Defendant Becker relied" in denying Plaintiff's pistol permit application. Id. ¶¶ 63-66. The two asked Defendant Marilyn Olsen, Delaware County Pistol Clerk, for the records but were told that she could not give them the records without permission from Judge Becker. Id. ¶ 67. Olson recommended that the two talk to County Court Clerk Kelly Sanfilippo. Id. ¶ 68. Sanfilippo supposedly went to speak with Judge Becker and, upon returning, indicated that Judge Becker directed Plaintiff or her counsel to file a Freedom of Information Law ("FOIL") request to gain access to the file. Id. ¶ 73; see N.Y. Pub. Off. L. § 84 et seq. Plaintiff's counsel filed a FOIL request that same day, but, on July, 9, 2013, received a letter from Defendant Christa Schafer, the Delaware County Board of Supervisors Record Access Officer denying this request. Compl. Ex. 3.
After receiving the denial, Plaintiff's counsel spoke to the "substitute" Pistol Clerk about the FOIL request, who referred her to the County Clerk, Defendant Sharon O'Dell. Compl. ¶ 76. O'Dell referred counsel to County Attorney Porter Kirkwood who, O'Dell believed, directed that Plaintiff's FOIL requests be denied. Id. Plaintiff's counsel spoke with Kirkwood on July 16, 2013 in the Courthouse. Kirkwood "insisted that the Freedom of Information Law (FOIL) is the only way of getting access to Plaintiff's file and that no other procedure to get access to the file exist[ed] in Delaware County, but did not deny that the denial of the FOIL requests was advised by him." Id. Plaintiff then filed an administrative appeal of the denial of the FOIL request with Defendant Joseph
The administrative appeal was denied by James E. Eisel, Sr., Records Access Appeals Officer of the Delaware County Board of Supervisors. Id. ¶ 76; Compl. ex. 5.
Plaintiff's Complaint is hardly the model of clarity and fails to comply with Rule 8(a)(2) because it does not contain a short and plain statement of the claims showing that the pleader is entitled to relief. Rather, many of the enumerated "Causes of Action" contain what appear to be several claims against various defendants.
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Plaintiff also presents a
For her cross-motion, Plaintiff seeks to file a "Supplemental Complaint." See dkt. # 23-6. The proposed Supplemental Complaint names only Judge Becker (in his individual and official capacities), Delaware District Attorney Northrup (in his official capacity), the State of New York, and Governor Cuomo (in his official capacity) as defendants. The "Statement of Facts" in the Supplemental Complaint alleges that, in October of 2013, Judge Becker granted a pistol permit to an individual for whom Plaintiff had given a character reference. Plaintiff contends:
Prop. Suppl. Compl.
Plaintiff also alleges that in August of 2013, an armed man committed a potentially deadly home invasion near Plaintiff's home resulting in a two-day "complete lockdown" in the Town in which she resides. Plaintiff contends that she is "currently afraid for her life while remaining without a pistol permit for protection," has "paid the required pistol permit fee and [undergone] all the required procedures," "neither has a criminal history nor has been adjudicated a mentally incompetent or having a dangerous mental illness, and there is no reason to deny her an enumerated constitutional right." Id. ¶¶ 27, 29. Therefore,
Id.
Defendants move to dismiss the claims against them pursuant to Fed.R.Civ.P. 12(b)(1), 12(b)(6), and 12(c), and Plaintiff moves to supplement her pleading, presumably under Fed.R.Civ.P. 15(d). The following standards of review apply.
A motion to dismiss brought pursuant to Fed.R.Civ.P. 12(b)(1) challenges the subject matter jurisdiction of the Court to address a case or certain claims in the case. A case is to be dismissed for lack of subject matter jurisdiction when the district court lacks the statutory or constitutional power to adjudicate it. Makarova v. United States, 201 F.3d 110, 113 (2d Cir.2000). A plaintiff asserting subject matter jurisdiction has the burden of proving by a preponderance of the evidence that it exists. See Luckett v. Bure, 290 F.3d 493, 497 (2d Cir.2002); see also Malik v. Meissner, 82 F.3d 560, 562 (2d Cir.1996).
In reviewing the sufficiency of a complaint under Rule 12(b)(6), the Court "must accept as true all of the factual allegations contained in the complaint." Swierkiewicz v. Sorema N.A., 534 U.S. 506, 508 n. 1, 122 S.Ct. 992, 152 L.Ed.2d 1 (2002). However, a court may disregard those pleadings that are "no more than conclusions" and must determine whether the remaining factual allegations "plausibly give rise to an entitlement to relief." Ashcroft v. Iqbal, 556 U.S. 662, 663-64, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). Indeed, Rule 8 of the Federal Rules of Civil Procedure "demands more than an unadorned, the-defendant-unlawfully-harmed me accusation." Id. at 678, 129 S.Ct. 1937. Further, "the tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions." Id. at 678, 129 S.Ct. 1937.
A complaint does not suffice if it merely "tenders naked assertions devoid of further factual enhancement." Id. (internal quotation marks and alterations omitted). As indicated, it requires factual allegations that plausibly give rise to an entitlement to relief, and plausibility requires "more than a sheer possibility that a defendant has acted unlawfully." Id. (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 556, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). "A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. "Where a complaint pleads facts that are `merely consistent with' a defendant's liability, it stops short
The standard pursuant to Fed. R.Civ.P. 12(c) is identical to that under Rule 12(b)(6). Patel v. Contemporary Classics of Beverly Hills, 259 F.3d 123, 126 (2d Cir.2001).
Rule 15(d) requires a party to obtain permission of the Court, by motion, to "serve a supplemental pleading setting forth transactions or occurrences or events which have happened since the date of the pleading sought to be supplemented." Fed.R.Civ.P. 15(d). Like with a motion to amend pursuant to Fed.R.Civ.P. 15(a), district courts have discretion to grant leave under Rule 15(d), and do so freely absent bad faith, prejudice to a party, or futility of the amendment. See Quaratino v. Tiffany & Co., 71 F.3d 58, 66 (2d Cir.1995); see also Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962).
When a plaintiff files a motion to amend a complaint in response to a dismissal motion, the Court has the option to address the amendment motion first to see whether the complaint, if amended or supplemented, is substantively sufficient. See Hamzik v. Office for People with Developmental Disabilities, 859 F.Supp.2d 265, 276 n. 9 (N.D.N.Y.2012). If amendment or supplementation is allowed, the Court applies the well-settled rule that an amended or supplemented complaint supersedes in all respects the original. See Pacific Bell Telephone Co. v. Linkline Communications, Inc., 555 U.S. 438, 456 n. 4, 129 S.Ct. 1109, 172 L.Ed.2d 836 (2009) ("Normally, an amended complaint supersedes the original complaint.") (citing 6 C. Wright & A. Miller, FEDERAL PRACTICE & PROCEDURE § 1476, pp. 556-557 (2d ed.1990)); Dluhos v. Floating & Abandoned Vessel, 162 F.3d 63, 68 (2d Cir.1998) ("[I]t is well established that an amended complaint ordinarily supersedes the original, and renders it of no legal effect."); N.D.N.Y. L.R. 7.1(a)(4) (
Plaintiff's proposed Supplemental Complaint excludes a number of parties and causes of action in the original Complaint. Ordinarily, the Court would deem these parties and causes of action abandoned and proceed to determine only whether the allegations in the new pleading were legally sufficient against the defendants therein named. But in Plaintiff's memorandum of law submitted with her cross-motion to file
The State Defendants argue that any claims against Judge Becker in connection with the pistol permit application are barred by absolute judicial immunity. Plaintiff argues that absolute judicial immunity does not apply because Judge Becker did not perform a judicial function during the pistol permit process. For the reasons that follow, the State Defendants' motion is granted with regard to all claims brought against Judge Becker in his individual capacity concerning his conduct in relation to Plaintiff's pistol permit application. See Neroni v. Coccoma, 2014 WL 2532482 at *6, n. 13 (N.D.N.Y. June 5, 2014).
Bliven v. Hunt, 579 F.3d 204, 209 (2d Cir.2009).
Judicial immunity does not apply when the judge takes action "outside" his judicial capacity, and when the judge takes action that, although judicial in nature, is taken "in absence of jurisdiction." Mireles, 502 U.S. at 9-10, 112 S.Ct. 286; see Bliven, 579 F.3d at 209. However, "the scope of [a] judge's jurisdiction must be construed broadly where the issue is the
New York Penal Law § 400.00(1) provides in pertinent part that to be eligible for a license to carry or posses a firearm, a "licensing officer" must determine, after an investigation by the local police authority, that the applicant meets a number of criteria, including being of "good moral character." N.Y. Penal L. § 400.00(1) & (4). New York Penal Law § 265.00(10) defines a statutory "licensing officer" to mean:
N.Y. Penal L. § 265.00(10).
As a County, Family, and Surrogate Court Judge, and as an Acting New York Supreme Court Justice, Judge Becker was a statutorily defined licensing officer. Simply stated, his status as a judge was the source of his authority to adjudicate individual pistol permit applications. Indeed, pursuant to New York Penal Law § 265.00(10), in Delaware County only a judge is deemed a "licensing officer" for purposes of issuing a pistol permit. But Plaintiff argues that even though Judge Becker's authority derives from his position as a judicial officer in Delaware County, the pistol permit process is administrative in nature and, therefore, absolute judicial immunity does not apply. Pl. MOL, pp. 2-5 (relying on Butz v. Economou, 438 U.S. 478, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978) (examining whether officials in the U.S. Department of Agriculture were entitled to absolute immunity on claims brought by a registered futures commission merchant contending that defendants had wrongfully initiated administrative proceedings against him and his company) & DiBlasio v. Novello, 344 F.3d 292 (2d Cir.2003) (examining whether the NYS Dept. of Health Commissioner and the Director of the NYS Medical Fraud Unit of the Office of Medical Professional Conduct were entitled to absolute immunity on claims brought by a radiologist whose medical license was suspended)). The Court disagrees.
"In determining whether an act by a judge is `judicial,' thereby warranting absolute immunity, we are to take a functional approach, for such `immunity is justified and defined by the functions it protects and serves, not by the person to whom it attaches.'" Bliven, 579 F.3d at 209-10 (quoting Forrester, 484 U.S. at 227, 108 S.Ct. 538 (emphasis in original)). In this context, the Supreme Court has "made clear that `whether an act by a judge is a `judicial' one relate[s] to the nature of the act itself, i.e., whether it is a function normally performed by a judge, and to the expectations of the parties, i.e., whether they dealt with the judge in his judicial capacity.'" Mireles, 502 U.S. at 12, 112 S.Ct. 286 (quoting Stump, 435 U.S. at 362, 98 S.Ct. 1099). "In employing this functional analysis, the Supreme Court has generally concluded that acts arising out of, or related to, individual cases before the judge are considered judicial in nature." Bliven, 579 F.3d at 210. "This has included actions of issuing a search warrant; directing court officers to bring a particular attorney before the judge for a judicial proceeding; granting a petition for sterilization; and disbarring an attorney as
In Cea v. Bradley, et al., 1:02-CV-0448 (FJS)(DRH) (N.D.N.Y.), Judge Scullin applied a functional analysis and found that New York State Supreme Court Justice Vincent Bradley acted in his judicial capacity in a pistol permit revocation matter, thus entitling Judge Bradley to absolute immunity on claims arising from that revocation proceeding. See id., 02/12/03 Memorandum, Decision and Order, dkt. # 36. Judge Scullin wrote:
Id., pp. 5-6.
Judge Scullin's analysis of Judge Bradley's role applies equally to Judge Becker's role in Plaintiff's pistol permit application matter. As indicated above, determination of a pistol permit application in Delaware County is a function necessarily performed by a judicial officer. N.Y. Penal L. § 400.00; § 265.00(10). Further, in the context of the pistol permit application, Plaintiff was dealing with Judge Becker in his judicial capacity. Judge Becker's function as a firearm licensing officer was to render a decision on Plaintiff's pistol permit application. By doing so, Judge Becker fulfilled the principal hallmark of judicial functioning.
Just as Judge Scullin found with regard to Judge Bradley, "[i]t is untenable to suggest that an action, statutorily authorized by virtue of [Judge Becker's] status as a judge, was undertaken in a non judicial capacity." Cea, 1:02-CV-0448, 02/12/03 Memorandum, Decision and Order, dkt. # 36 02/12/03 Memorandum, Decision and Order, p. 6. Consequently, insofar as Plaintiff seeks money damages from Judge Becker arising from or related to the pistol permit application matter, all such claims are barred by absolute judicial immunity. Insofar as Plaintiff seeks injunctive relief against Judge Becker, such relief is statutorily barred. See 42 U.S.C. § 1983; Montero v. Travis, 171 F.3d 757, 761 (2d Cir.1999) (per curiam). Accordingly, all claims against Judge Becker in his individual capacity arising from or related to the pistol permit application matter are dismissed with prejudice.
Plaintiff's American with Disabilities Act ("ADA") claims against Judge Becker must also be dismissed. It is well settled that individuals may not be held personally liable under the ADA. Garcia v. SUNY Health Sci., Ctr., of Brooklyn, 280 F.3d 98, 107 (2d Cir.2001); see Rodriguez v. Rochester Genesee Regional Transp. Authority, 2014 WL 3819229, at *5 (W.D.N.Y. Aug. 04, 2014) ("Plaintiff's federal claims against Dr. Tunaitis are dismissed with prejudice on grounds that the ADA does not provide for personal liability of individual defendants.") (citations omitted); Nicholas v. City of Binghamton, N.Y., 2012 WL 3261409, at *12 (N.D.N.Y. Aug. 8, 2012) ("Because the ADA targets public entities, individuals cannot be named as defendants in their individual capacities."). Further, Plaintiff has alleged nothing indicating that Judge Becker holds the authority to direct Delaware County officials to expend resources to renovate or otherwise modify physical structures of the Courthouse. The claims are dismissed with prejudice.
Next, the State Defendants move to dismiss the claims against the State of New York, and the official capacity claims against Governor Cuomo
The Eleventh Amendment of the United States Constitution bars a suit in law or equity in federal court against a State absent the State's consent to such a suit or congressional abrogation of immunity. Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 54, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996); see Pennhurst State School & Hospital v. Halderman, 465 U.S. 89, 100, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984); Green v. Mansour, 474 U.S. 64, 72-73, 106 S.Ct. 423, 88 L.Ed.2d 371 (1985). "[I]t is beyond dispute that the State of New York and its agencies have never consented to be sued in federal court." Dube v. State Univ. of N.Y., 900 F.2d 587, 594-95 (2d Cir.1990), cert. denied, 501 U.S. 1211, 111 S.Ct. 2814, 115 L.Ed.2d 986 (1991). Moreover, Congress did not abrogate New York's Eleventh Amendment immunity by enacting Section 1983. Quern v. Jordan, 440 U.S. 332, 343-45, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979). In fact, the United States Supreme Court has held that the States, and their agencies, are not "persons" within the meaning of Section 1983. Will v. Michigan Dep't. of the State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989); Harris v. Mills, 572 F.3d 66, 69-70 (2d Cir.2009) (state agencies are not "persons" under section 1983). Accordingly, all claims against the State of New York are dismissed with prejudice.
Eleventh Amendment immunity also extends to suits for damages against state officers in their official capacities.
A narrow exception to Eleventh Amendment immunity allows a federal court to issue an injunction against a state official in his official capacity who is acting contrary to federal law. Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908); see Pennhurst, 465 U.S. at 102, 104 S.Ct. 900; New York Health and Hospitals Corporation et al. v. Perales, 50 F.3d 129 (2d Cir.1995). This exception is a limited one, utilized only "when there is a specific conflict between the federal mandate and the state plan or practice that a federal right is implicated," Doe v. Pfrommer, 148 F.3d 73, 80-81 (2d Cir.1998), and is authorized to "vindicate the supremacy of [federal] law." Ward v. Thomas, 207 F.3d 114, 119 (2d Cir.2000).
Under the doctrine of Ex parte Young, a "plaintiff may avoid the Eleventh Amendment bar to suit and proceed against individual state officers, as opposed to the state, in their official capacities, provided that [her] complaint[:] (a) alleges an ongoing violation of federal law[;] and (b) seeks relief properly characterized as prospective." Clark v. DiNapoli, 510 Fed.Appx. 49, 51 (2d Cir.2013) (internal quotation marks and citation omitted). The Supreme Court has held that "[i]n determining whether the doctrine of Ex parte Young avoids an Eleventh Amendment bar to suit, a court need only conduct a `straightforward inquiry into whether [the] complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.'" Verizon Maryland Inc. v. Public Serv. Comm. of Maryland, 535 U.S. 635, 122 S.Ct. 1753, 1760, 152 L.Ed.2d 871 (2002) (quoting Idaho v. Coeur d'Alene Tribe of Idaho, 521 U.S. 261, 296, 117 S.Ct. 2028, 138 L.Ed.2d 438 (1997)) (O'Connor, J., joined by Scalia and Thomas, JJ., concurring in part and concurring in judgment). The inquiry "does not include an analysis of the merits of the claim." Id. at 1761. "Nevertheless, declaratory relief, while equitable in nature, is barred by the Eleventh Amendment `when it would serve to declare only past actions in violation of federal law; retroactive declaratory relief cannot be properly characterized as prospective.'" Neroni v. Coccoma, 2014 WL 2532482 at *9 (N.D.N.Y. June 5, 2014) (quoting Kent v. New York, 2012 WL 6024998, at *7 (N.D.N.Y. Dec. 4, 2012) (internal quotation marks and citation omitted)).
As to Judge Becker, Plaintiff has not alleged viable claims seeking prospective equitable relief sufficient to invoke the doctrine of Ex parte Young. In the First Cause of Action, Plaintiff seeks an injunction requiring Judge Becker (and other defendants) "to establish ADA-compliant procedures for physically disabled pistol permit applicants." For the reasons discussed above, Plaintiff has no viable ADA claim against Judge Becker and, therefore, no basis for equitable relief under the ADA.
In the Seventh Cause of Action, Plaintiff seeks a judgment declaring that New York CPLR Article 78 proceedings "are unconstitutional as applied to denials of pistol permits;" enjoining the use of Article 78 proceedings; directing New York to "comply" with constitutional requirements; directing that Article 78 proceedings cannot be used until New York amends Article 78; requiring that all aggrieved individuals seek review through the federal courts until Article 78 is amended; and appointing a federal monitor to ensure compliance with the sought-after judgment. For the same reason as discussed above with regard to the Sixth Cause of Action, the Seventh Cause of Action fails to state a viable claim for relief against Judge Becker and any such claim is dismissed as frivolous.
In the Eighth Cause of Action, Plaintiff seeks, inter alia, an injunction requiring various defendants including Judge Becker "to establish appropriate procedures of access to their records by the aggrieved pistol permit applicants to allow them access to courts to redress the denials of pistol permits." Inasmuch as the procedures for access to records following pistol permit denials are determined by statute (New York's FOIL and/or N.Y. CPLR Article 78), there is no basis for the sought-after relief from Judge Becker. Simply stated, New York state court judges have no control over the procedures implicated by these statutes. To the extent that Plaintiff contends that Judge Becker improperly applied the procedures in her case, the claim for "an injunction" is clearly a request for this Court to review her case. Her claim is non-prospective in nature and, thus, does not fall within the doctrine of Ex parte Young. Any such claim against Judge Becker is dismissed with prejudice.
The Supplemental Cause of Action does not allege an ongoing violation of federal law to which the doctrine of Ex parte Young could apply. Accordingly, the claim is dismissed as against Judge Becker in his official capacity.
"[A] state official may be joined as a defendant to a suit to restrain the enforcement of an allegedly unconstitutional statute if that official `by virtue of his office has some connection with the enforcement of the act.'" United States v. New York, 2007 WL 951576, at *3 (N.D.N.Y. Mar. 27, 2007) (quoting Ex parte Young, 209 U.S. 123, 157, 28 S.Ct. 441, 52 L.Ed. 714 (1908)); see Mendez v. Heller, 530 F.2d 457, 460 (2d Cir.1976). "With respect to [Governor Cuomo], the vast majority of courts to consider this issue have held that a state official's duty to execute the laws is not enough by itself to make that official a proper party in a suit challenging a state statute." Sabin v. Nelson, 2014 WL 2945770, at *3 (N.D.N.Y.
Plaintiff presents no legally viable Second Amendment challenge to New York's pistol permit regulations. The Second Amendment to the U.S. Constitution,
The Court must first determine the appropriate level of scrutiny to employ in examining the challenged pistol permit regulations under the Second Amendment.
Kwong, 723 F.3d at 167.
New York Penal Law Article 400 has long been recognized as "the exclusive statutory mechanism for the licensing of firearms in New York State." O'Connor v. Scarpino, 83 N.Y.2d 919, 920, 615 N.Y.S.2d 305, 638 N.E.2d 950 (1994); see also Bach v. Pataki, 408 F.3d 75, 91 (2d Cir.2005),
Parker v. Randall, 120 A.D.3d 946, 990 N.Y.S.2d 402 (4th Dept.2014).
"The officer may deny an application for any `good cause,' ... [including] where [the licensing officer finds] an applicant's personal background troubling." Bach, 408 F.3d at 79-80 (citing N.Y. Penal Law § 400.00(1)(g); Bando v. Sullivan, 290 A.D.2d 691, 691-92, 735 N.Y.S.2d 660 (3d Dep't 2002); Vale v. Eidens, 290 A.D.2d 612, 613, 735 N.Y.S.2d 650 (3d Dep't 2002); Fromson v. Nelson, 178 A.D.2d 479, 479, 577 N.Y.S.2d 417 (2d Dep't 1991)).
An aggrieved pistol permit applicant has well-established appellate recourse under N.Y. CPLR Article 78. See, e.g., Parker, 990 N.Y.S.2d at 402; see also Kachalsky v. Cacace, et al., 817 F.Supp.2d 235
New York's pistol permit regulations do not present a substantial burden on the core protection of self-defense inside hearth and home for law-abiding, responsible citizens. Rather, the applicable statutes burden only the narrow class of persons who are adjudged to lack the characteristics necessary for the safe possession of a handgun. Thus, the Court will apply intermediate scrutiny to determine whether the challenged provisions of New York's pistol permit regulations are substantially related to the governmental interests sought to be advanced by those regulations, and whether there is a reasonable fit between the objective and the law. See Osterweil v. Bartlett, 819 F.Supp.2d 72, 84 (N.D.N.Y.2011) (applying intermediate scrutiny on claim challenging New York's pistol permit regulations), vacated on other grounds, 738 F.3d 520 (2d Cir. 2013); see also Kachalsky v. Cnty. of Westchester, 701 F.3d 81, 93-97 (2d Cir. 2012);
Clearly, N.Y. Penal Law Article 400 was enacted to promote public safety and prevent crime, and, as contemplated by Heller, to allow only law-abiding, responsible citizens to possess pistols in defense of hearth and home. Part of that regulation involves restricting access to individuals who might not be trusted to use pistols safely and responsibly. New York,
Pelose v. County Court of Westchester County, 384 N.Y.S.2d 499, 500, 53 A.D.2d 645 (2d Dept.1976), appeal dismissed 41 N.Y.2d 1008, 395 N.Y.S.2d 1028, 363 N.E.2d 1195 (N.Y.1977); see Kachalsky, 701 F.3d at 97 ("New York has substantial,
Kachalsky, 701 F.3d at 97.
New York Penal Law Article 400 substantially relates to the important governmental objective of ensuring that only law-abiding, responsible citizens are allowed to possess a handgun. The licensing officer's duty to examine an application and assess the applicant's character readily meets this requirement, and the requirements of Article 400 constitutes a reasonable fit between New York's objective and the law. The Court finds that New York's handgun licensing requirements do not run afoul of the Second Amendment. Any such claim brought by Plaintiff is dismissed.
Plaintiff asserts that N.Y. Penal Law § 400.00 is unconstitutionally vague both as applied and on its face because it does not provide "clear guidance as to how to criteria [sic] of granting or denial of pistol permits to and enumerated federal constitutional right." Pl. MOL, p. 18. The Court disagrees.
"The Due Process Clause of the Fourteenth Amendment requires that laws be crafted with sufficient clarity to `give the person of ordinary intelligence a reasonable opportunity to know what is
Betancourt, 448 F.3d at 552-53.
Facial vagueness challenges are disfavored, and are generally allowed only when a plaintiff asserts that a First Amendment freedom of expression violation has occurred. Dickerson v. Napolitano, 604 F.3d 732, 741-42 (2d Cir.2010); id. 604 F.3d at 742 ("In such cases, the plaintiff is allowed to challenge a law that may be legitimately applied to his or her own expressive conduct if the law has the potential to infringe unconstitutionally on the expressive conduct of others."); see e.g. Forsyth County, Ga. v. Nationalist Movement, 505 U.S. 123, 129, 112 S.Ct. 2395, 120 L.Ed.2d 101 (1992) ("It is well established that in the area of freedom of expression an overbroad regulation may be subject to facial review and invalidation, even though its application in the case under consideration may be constitutionally unobjectionable."). Because Plaintiff has presented no plausible claim of a First Amendment freedom of expression violation imposed by the enforcement N.Y. Penal Law § 400.00, she lacks a basis to mount a facial constitutional vagueness challenge to this regulation. Any such claim is dismissed.
The Court thus turns to Plaintiff's as-applied vagueness challenge. Because Plaintiff does not allege that N.Y. Penal Law § 400.00 is vague for lack of adequate notice of its coverage, see Dickerson, 604 F.3d at 745-46, the Court examines whether she states a viable claim based upon the lack of sufficient limits on the discretion of the officers who enforce the statute.
Dickerson, 604 F.3d at 747-48.
Although the provisions of N.Y. Penal Law § 400.00 required Judge Becker to determine, inter alia, whether Plaintiff was "of good moral character," a standard not defined by the statute, this requirement must be read in the context in which it appears. Penal Law § 400.00 contains several criterion for licensure that serve to inform the standard upon which "good moral character" must be assessed. Indeed, in the context of N.Y. Penal Law § 400.00(1) and its numerous criterion limiting pistol permits to individuals when no criminal or mental health problems, the criteria of an applicant having a "good moral character" is clearly cabined by concerns for whether the applicant would present a potential risk to the safety and security of the public if granted a license to possess a pistol. When viewed in context, the "good moral character" requirement is not some esoteric standard devoid of parameters, but rather is a measure used to assess the suitability of the applicant to gain licensure to possess a potentially deadly weapon like a pistol. While the good moral character criteria is not defined with meticulous specificity, the standard contains the flexibility and reasonable breadth necessary to achieve the objective of N.Y. Penal Law Article 400.
Moreover, and perhaps most importantly, the determination of whether a pistol permit applicant is of good moral character is wholly consistent with the core concerns underlying N.Y. Penal Law § 400.00. As indicated above, the statute serves the important governmental interest of ensuring that only law-abiding, responsible citizens are allowed to possess a handgun and, thereby, provide for the safety and security of the public. "Because the enforcement at issue is consistent with the `core concerns' underlying [Penal Law § 400.00], [the Court] conclude[s] that [Plaintiff's] as-applied vagueness challenge for lack of adequate standards for enforcement fails." Dickerson, 604 F.3d at 749.
Plaintiff alleges in her Third Cause of Action that "Criminal Law [sic] § 400.00 governing pistol permits is unconstitutional as vague, over-broad and allowing arbitrary enforcement in its sections allowing denial of pistol permits `for good cause', without any additional legislative guidelines to the licensing officer, and requiring
The Supreme Court "ha[s] not recognized an `overbreadth' doctrine out-side the limited context of the First Amendment." United States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 95 L.Ed.2d 697 (1987); see Farrell v. Burke, 449 F.3d 470, 498-99 (2d Cir.2006). "Because [Plaintiff] has not raised a [plausible] First Amendment challenge
Plaintiff did not access N.Y. CPLR Article 78 in relation to the denial of her pistol permit application. Therefore, she lacks standing to challenge the procedure afforded by Article 78. Any such claim, including the Seventh Cause of Action, is dismissed.
Plaintiff appears to present a procedural due process claim arising from the pistol permit process. However, as indicated above, Plaintiff failed to access the appellate review available under Article 78. Further,
Osterweil, 819 F.Supp.2d at 89.
Moreover, any due process claim that Plaintiff may have arising from the denial of her pistol permit application file would have been addressed had she filed an Article 78 proceeding challenging the FOIL denial, and any "injury" she claims she suffered by being denied her file would have been cured had she filed an Article 78 proceeding challenging the denial of her pistol permit application. Plaintiff cannot reject the opportunity to meaningful due process review and then come to this court seeking damages for what she asserts is a
Plaintiff has also failed to alleged any facts forming the basis of a plausible substantive due process claim. She has not asserted conduct by any defendant that is so outrageously arbitrary as to constitute a gross abuse of governmental authority. See Natale v. Town of Ridgefield, 170 F.3d 258, 263 (2d Cir.1999) ("Substantive due process standards are violated only by conduct that is so outrageously arbitrary as to constitute a gross abuse of governmental authority[.]") (citation omitted). While Plaintiff clearly disagrees with Judge Becker's decision to deny her a pistol permit, that disagreement is insufficient to form the basis of a substantive due process claim. See Lowrance v. Achtyl, 20 F.3d 529, 537 (2d Cir. 1994) (Substantive due process prohibits the government from taking actions that are "arbitrary," "conscience-shocking," or "oppressive" in a constitutional sense. "[I]ncorrect or ill-advised" government action is insufficient to give rise to a substantive due process violation.) (citations omitted); see also SeaAir N.Y., Inc. v. City of N.Y., 250 F.3d 183, 187 (2d Cir.2001) (To state a cognizable claim for a violation of substantive due process, a plaintiff must show that the government exercised power "`without any reasonable justification in the service of a legitimate governmental objective[.]'") (quoting County of Sacramento v. Lewis, 523 U.S. 833, 846, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998)). Accordingly, any substantive due process claim is dismissed.
Plaintiff brings a Fourteenth Amendment Equal Protection Clause claim arising from the fact that pistol permit applications in Delaware County are decided by a county judge and thus appealable via N.Y. CPLR Article 78 to the Appellate Division of the New York State Supreme Court, whereas in locales where pistol permit applications are decided by a police officials are brought first to the New York State Supreme Court and then, possibly, to the Appellate Division. The claim must be dismissed.
Osterweil, 819 F.Supp.2d at 86.
New York Penal Law § 265.00(10) defines a licensing officer for purposes of Article 400 determinations and, therefore, dictates whether an appeal from a licensing officer's decision is brought to the Appellate Division of the New York State Supreme Court or to the New York State Supreme Court. This statute neither burdens the fundamental
Still further, whether or not a dissatisfied applicant's Article 78 challenge begins in the Supreme Court or the Appellate Division, it would follow a common set of procedural laws and be adjudicated under identical legal standards. See generally N.Y. CPLR § 7804. Thus, regardless of the particular level of the state court system in which the proceeding is commenced, the same procedural result would be obtained. The Complaint fails to plausibly explain how Plaintiff suffered some injury because, if she filed an Article 78 petition, she would have been denied an extra "layer" of appellate review compared to others living elsewhere in the State. Any Equal Protection claim is dismissed.
For the reasons discussed above, all claims against Judge Becker, Governor Cuomo, and the State of New York are dismissed.
The County Defendants move to dismiss the claims against them, directing their arguments to each of the individual "Causes of Action" in the Complaint. Plaintiff responds to some of the arguments, but not all. For the reasons that follow, the County Defendants' motion is granted in its entirety.
The First Cause of Action asserts a claim under the ADA,
The remainder of the official capacity ADA claims and the claims for injunctive relief must also be dismissed because the Complaint fails to present factual allegations sufficient to show an actionable denial of a public opportunity or benefit. Title II of the ADA, which contains accessibility standards applicable to all public entities, states in relevant part that
42 U.S.C. § 12132.
To establish a Title II ADA claim, a plaintiff must establish that (1) she is a "qualified individual with a disability," (2) that the defendants are subject to the ADA, and (3) that she was "denied the opportunity to participate in or benefit from defendants' services, programs, or activities, or w[as] otherwise discriminated against by defendants, by reason of [her]
Plaintiff does not allege any material impediments to her ability to complete and submit her pistol license application. In fact, Plaintiff admits that she was able to have her fingerprints taken, Compl. ¶ 35, was able to complete and submit the permit application to the Pistol Clerk inside the Delaware County Courthouse, id. ¶ 23-39, 44-49, and, after her application was denied, returned to the Courthouse and the Delhi Village Police Building to "retrace her routes" during the permit process. Id. ¶¶ 63-65. While the allegations in the Complaint indicate that Plaintiff was annoyed that she had to repeatedly walk between buildings for purposes of being fingerprinted, and not let into a locked door in the rear of the Courthouse, mere discomfort or annoyance does not suffice to state a claim under the ADA. See Woods v. City of Utica, 902 F.Supp.2d 273, 282 (N.D.N.Y.2012). Because the allegations in the Complaint indicate that Plaintiff could reasonably access the public opportunity or benefit in issue, the First Cause of action fails to state a § 12132 claim against the County Defendants.
Plaintiff also does not state a plausible ADA retaliation claim against the County Defendants. She argues that "the disabled Plaintiff was punished based on alleged complaints of Delaware County Clerk's office regarding Plaintiff alleged arguments guarding her access to the building where the County Clerk and Pistol Clerk's office are located." Pl. MOL, p. 3. The punishment to which she refers is the denial of her pistol permit application. Compl. ¶ 58. Because Plaintiff alleges that it was Judge Becker who denied her pistol permit application, and because there is no plausible basis upon which to conclude that any of the County Defendants had supervisory liability over Judge Becker or were legally responsible for his judicial determinations, any claim alleging ADA retaliation against the County Defendants is dismissed.
The Second Cause of Action asserts Section 1983 claims against four of the five County Defendants, Schaefer, Eisel, O'Dell, and Olsen. The claims must be dismissed because Plaintiff presents no plausible claims of a violation of the U.S. Constitution or any other federal law, and because the Complaint does not present a plausible basis for liability by the County Defendants.
The Second Cause of Action restates Plaintiff's three chief contentions: (1) N.Y. Penal Law § 400.00 is unconstitutional, (2) Judge Becker unfairly denied her pistol permit application and blocked her access to her file, and (3) various County Defendants wrongfully denied her access to her application materials. None are meritorious.
First, for the reasons discussed above, N.Y. Penal Law § 400.00 is neither constitutionally infirm nor operates to cause a constitutional violation.
Second, assuming arguendo that Judge Becker unfairly denied Plaintiff's pistol permit application and blocked her access to her file, the Complaint contains no plausible factual allegations indicating that any of the County Defendants had any personal involvement in, or oversight responsibility for, any of the actions taken by Judge Becker. See Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir.1995) (Personal involvement for purposes of Section 1983 can be shown by evidence that: (1) the defendant participated directly in the alleged constitutional violation, (2) the defendant,
Third, the Complaint contains no plausible allegations indicating that any of the County Defendants caused, or contributed to, the "denial" of Plaintiff's access to her pistol permit application materials. Although Plaintiff alleges that "Individual Defendants herein are public officials who were supposed to establish proper policies for access to records by individuals whose pistol permits were denied by the pistol licensing officer," Compl. ¶ 95, access to such files is controlled by the dictates of New York's FOIL and/or CPLR Article 78. There are no plausible allegations that any of the individual County Defendants had policymaking authority for purposes of either of these two state statutory provisions, or for purposes of implementing alternative means of access to court files. See Walker v. City of New York, 974 F.2d 293, 296 (2d Cir.1992) (A "policymaker" is an official "who possesses final authority to establish municipal policy." The determination of whether a particular person is a "policymaker" is based on the applicable law that organizes the hierarchy of the municipality or organization in question.). Moreover, Plaintiff abandoned her right to seek review of the County's FOIL determination (made by James Eisel, a non-party to this lawsuit), and to obtain a copy of her file through a Article 78 proceeding. Plaintiff's Second Cause of Action against the County Defendants is therefore dismissed.
The Third Cause of Action presents constitutional challenges against New York's pistol licensing statute. For the reasons discussed above, there is no merit to Plaintiff's claims. Further, none of the County Defendants are proper defendants on these claims. See, e.g., Diamond v. Charles, 476 U.S. 54, 64, 106 S.Ct. 1697, 1704, 90 L.Ed.2d 48 (1986) (When a plaintiff mounts a constitutional challenge against a particular state statute, the proper defendant is typically the state official charged with enforcing the statute.). Accordingly, the Third Cause of Action is dismissed with prejudice against all County Defendants.
The Fourth Cause of Action references discrimination for gender, age, and
The Sixth Cause of Action contends that Penal Law § 400.00 is unconstitutional under the Equal Protection Clause because the judicial proceedings challenging license denials differ slightly between locations in which a state court judge acts as the licensing officer, and in towns or counties in which a police official acts as the licensing officer. For the reasons discussed above, the claim lacks merit and therefore is dismissed.
The Seventh Cause of Action claims that the "arbitrary and capricious" standard that state courts apply in Article 78 proceedings is unconstitutional in matters challenge denials of pistol permit applications. For the reasons discussed above, Plaintiff lacks standing to assert this claim. Further, the County Defendants are improper defendants on such a claim because none had the authority to enforce the statute. Therefore, the Seventh Cause of Action is dismissed with prejudice as against all County Defendants.
In the Eighth Cause of Action, Plaintiff contends that the denial of her pistol permit application constituted a violation of her Second Amendment right, and that she was denied a "due process right" to "seek redress" of her permit denial "and to have access to the file." For the reasons discussed above, none of these claims have merit and, therefore, are dismissed against all County Defendants.
In the Supplemental Cause of Action, Plaintiff brings a claim "under New York CPLR Article 78" seeking "to overturn Defendant Becker's letter decision of June 18, 2013 as arbitrary and capricious." Plaintiff asserts in her memorandum of law that she "withdraws her complaint under Article 78 against the County [Defendants]. Upon research, only Defendant Becker may be the named Respondent/Defendant in such a proceeding." Pl. MOL., p. 9.
Plaintiff is correct that the County Defendants are not proper defendants on this claim. The claim is dismissed with prejudice as to all County Defendants.
For the reasons discussed above, all claims against all County Defendants are dismissed.
Plaintiff's motion to file a supplement to her Complaint is denied as futile. The facts that Plaintiff felt afraid because of a law enforcement situation in her hometown, or that she provided a reference for a successful pistol permit applicant, would not change the outcome of any the determinations set forth here. Moreover, the Proposed Supplemental Complaint does not contain any causes of action, claims, or theories of liability that have not been dismissed by this Decision and Order. Accordingly, Plaintiff's motion is denied.
For the reasons set forth above, the State Defendants' motion (dkt. # 13) is GRANTED, the County Defendants' motion (dkt. # 17) is GRANTED, and Plaintiff's motion to supplement the complaint (dkt. # 23) is DENIED. All claims against all defendants are DISMISSED. Because Plaintiff filed a proposed Supplemental Complaint after the dismissal motions were filed yet failed to remedy any of the deficiencies raised by the defendants in their motions, the Court presumes that Plaintiff lacks factual allegations sufficient to establish legally plausible claims. Accordingly, all dismissals are WITH PREJUDICE. Plaintiff's motion for an adjournment of the motion response deadline (dkt. # 21) is DENIED AS MOOT. The Clerk of the Court may enter judgment in favor for all defendants and close the file in this matter.
Compl. Ex. 3.
Compl. Ex. 5.
819 F.Supp.2d at 85.
Livecchi, 2014 WL 4245990, at *4.
As did the Western District, this Court concludes that because is unclear whether Iqbal overrules or limits Colon, and in the absence of contrary direction from the Second Circuit, the Court will continue to apply those factors. Id. (citations omitted).