MICHAEL R. MERZ, Magistrate Judge.
This case is before the Court on Motion to Recuse of Defendants Miami Township, Matthew Scott Moore, Tim Wilson, Thomas Angel, Marvin Scothorn, John DiPietro, and Stephen Gray (collectively the "Miami Township Defendants")(Doc. No. 49). The Motion was filed on May 1, 2014, pursuant to an Order setting that as a deadline for formal motions for disqualification, entered in response to correspondence from counsel for the Miami Township Defendants informally requesting that I "consider a voluntary recusal under 28 U.S.C. § 455." (Doc. No, 46, PageID 384.) No other parties have sought recusal and the Plaintiffs have filed a Response in Opposition (Doc. No. 57).
Motions to recuse are addressed in the first instance to the judge sought to be disqualified. United States v. Studley, 783 F.2d 934, 940 (9th Cir. 1986); In re Drexel Burnham Lambert, Inc., 861 F.2d 1307, 1312 (2
When this case was filed, it was randomly assigned, as are all civil cases filed at Dayton, to both a district judge and a magistrate judge, in this case District Judge Thomas M. Rose and Magistrate Judge Michael J. Newman. The notation of an assignment "does not constitute a reference to the assigned Magistrate Judge for any purpose, but merely selects the Magistrate Judge to whom referrals in the case, if any, will be made."(See Dayton General Order 13-01 on the Court's website,
Shortly after the case was filed, the assignment was transferred to me (Doc. No. 5) and then referred for pre-trial case management by Judge Rose (Doc. No. 6). S. D. Ohio Civ. R. 3.1(b) provides:
S. D. Ohio Civ. R. 3.1(c) provides that the related cases rule "is intended to provide for the orderly division of the business of the Court and does not grant any right to any litigant."
Plaintiff did not comply with S. D. Ohio Civ. R. 3.1(b); the "related cases" section of the civil cover sheet was left blank upon filing (Doc. No. 1-1, PageID 27). Nevertheless, it was apparent to the Court upon filing that this case was related, within the intendment of S. D. Ohio Civ. R. 3.1(b), to Gillispie v. Timmerman-Cooper, Case No. 3:09-cv-471 (the "Habeas Case"). The Habeas Case was brought by Gillispie under 28 U.S.C. § 2254 to collaterally attack his convictions for rape. This case arises from the same sequence of events which gave rise to the Habeas Case, many of the same questions of fact and law will be involved here, having the case heard by a different judge would entail "a substantial duplication of effort," and this case potentially involves conflicting orders under Heck v. Humphrey, 512 U.S. 477 (1994). Of course, this case could not be entirely transferred to me based on its relation to the Habeas Case because the parties have not unanimously consented to plenary magistrate judge jurisdiction under 28 U.S.C. § 636(c), but the transfer of assignment and reference for at least pre-trial management seemed to the Court to comport as much as possible with the related cases rule and rationale.
The Miami Township Defendants seek recusal under 28 U.S.C. § 455(a) which provides "[a]ny justice, judge, or magistrate judge of the United States shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned."
The standard applied in evaluating recusal motions is an objective one. "[W]hat matters is not the reality of bias or prejudice, but its appearance." Liteky v. United States, 510 U.S. 540, 548 (1994). A federal judicial officer must recuse himself or herself where "a reasonable person with knowledge of all the facts would conclude that the judge's impartiality might reasonably be questioned. This standard is not based `on the subjective view of a party,'" no matter how strongly that subjective view is held. United States v. Nelson, 922 F.2d 311, 319 (6
§ 455(a) requires disqualification in any proceeding in which a judge's impartiality might reasonably be questioned. "This statute embodies the principle that `to perform its high function in the best way justice must satisfy the appearance of justice.'" Ligon v. City of New York (In re Reassignment of Cases), 736 F.3d 119, 123 (2
The moving defendants also recognize that a disqualifying prejudice or bias must ordinarily be personal or extrajudicial. United States v. Sammons, 918 F.2d 592, 598 (6
Liteky v. United States, 510 U.S. 540, 554-55 (1994); see also Alley v. Bell, 307 F.3d 380, 388 (6
510 U.S. at 555. In Liteky itself the Court approved as a common practice the retrial of cases on remand by the same judge who heard them before appeal. Since the decision in Liteky, supra, "federal courts have been uniform in holding that § 455(a) cannot be satisfied without proof of extrajudicial bias, except in the most egregious cases." Flamm, Judicial Disqualification 2d § 25.99, citing In re Antar, 71 F.3d 97 (3rd Cir. 1995). The Miami Township Defendants do not assert any extrajudicial bias and have not moved for disqualification under §455(b) which requires recusal "[w]here [a judge] has a personal bias or prejudice concerning a party or personal knowledge of disputed evidentiary facts concerning the proceeding;"
Judge Easterbrook has written regarding § 455(a):
In re Mason, 916 F.2d 384, 385-87 (7th Cir. 1990).
The Miami Township Defendants concern is that I have predispositions about how this case should be decided arising from my handling of and decisions in the Habeas Case. They have cited a number of instances where they believe I expressed or evinced such a predisposition in that case which merit consideration in the context in which each of those instances occurred.
Gillispie v. Timmerman Cooper, 835 F.Supp.2d 482 (S.D. Ohio 2011)("Gillispie 1"), is the final appealable decision in which I granted Roger Gillispie a conditional writ of habeas corpus on the basis of a finding that his rights under Brady v. Maryland, 373 U.S. 83 (1963), had been violated. As the Miami Township Defendants quite properly note, to reach that decision, I had to conclude that the contrary decision of the Montgomery County Court of Appeals in State v. Gillispie, 2009 Ohio 3640, 2009 Ohio App. LEXIS 3107 (2
My decision had nothing to do with any lack of respect for the legal acumen of the judges who decided that case. In my opinion Jeffrey Froelich, James Brogan, and Mike Fain are among the very best appellate judges in Ohio. Moreover, each of them has been a personal friend throughout the more than thirty years all of us have been judges in Dayton.
While the burden to overcome AEDPA deference is difficult, I decided, purely in the exercise of professional judgment, that it had been met here. The Miami Township Defendants emphasize that they will be asking me in this case "to reverse his conclusion and determine that no Brady violation occurred." (Motion, Doc. No. 49, PageID 417.) Precisely how that question will be presented in this case is unclear at this point in time. If presented on summary judgment, it will be for Judge Rose, not me, to decide, since summary judgment motions are classified as dispositive by statute. 28 U.S.C. § 636(b). Certainly the attorneys in this case are completely different from those who appeared in the Habeas Case, and they may be more persuasive than the habeas lawyers were. There may be new law applicable to the Brady question decided between December 2011 and whenever it is finally presented for decision here. Furthermore, the Brady question is not likely to be the only dispositive question in the case; qualified immunity issues, for example, played no part in the Habeas Case.
More fundamentally, it cannot be a disqualification for a judge to have previously taken a position on a question from which he or she must be persuaded. So far as I am aware, Justices Brennan and Marshall continued to sit on capital appeals to the Supreme Court long after each of them announced he would never again vote to uphold a death sentence.
The Miami Township Defendants argue this case must be distinguished from disqualification "decisions analyzing judicial-ruling-based partiality challenges by a party on the heels of an adverse ruling or comments in a judicial proceeding. Quite differently, this case is still in its infancy. . ." The distinction is unhelpful to the case for recusal. Justice Scalia noted in Liteky that expressions of annoyance, impatience, even anger are not disqualifying. Such expressions are much more likely to be provoked by lawyers' or litigants' courtroom behavior. But that does not logically imply that forty-page hopefully well-reasoned decision in a related case displays "deep-seated favoritism." The Miami Township Defendants certainly point to no examples of favoritism to Plaintiff displayed in the six months this case has been pending.
The Miami Township Defendants are also troubled by the post-judgment decisions in the Habeas Case
On April 13, 2012, the Second District Court of Appeals handed down State v. Gillispie, 2012 Ohio 1656, 2012 Ohio App. LEXIS 1453 (Ohio App. 2
The Habeas Case continued in this status until the Ohio Supreme Court declined to exercise jurisdiction over the State's appeal from the Second District's new trial order which occurred on November 7, 2012. State v. Gillispie, 133 Ohio St.3d 1467 (2012). Having been notified of that decision, the Court determined that the State of Ohio no longer had any interest in the prior judgment of conviction and dissolved the bond entirely. The Court also wrote:
(3:09-cv-471, Doc. No. 91, PageID 4647.)
The Miami Township Defendants write that what happened next is "The State, relying upon this order, filed a Motion to Vacate the order issuing the writ and dismissed their merits appeal." (Motion, Doc. No. 49, PageID 410). Counsel for these Defendants do not disclose how they know the State dismissed its merit appeal "relying" on the November 9, 2012, Order. On its face, the Order merely asks the Attorney General to take a position on mootness.
The Miami Township Defendants question this Court's characterization of the merits appeal dismissal as "voluntary," but that is how Assistant Attorney General Watson characterized it in her Response: "As a result, Respondent has moved to voluntarily dismiss his appeal to the Sixth Circuit court of Appeals from this Court's order granting a writ of habeas corpus conditioned upon the state's retrial of Gillispie." Id. at PageID 4650. She did not say the dismissal was a "result" of this Court's show cause order, but rather of her conclusion that this Court had lost jurisdiction to enforce the conditional writ. Id. Moreover, in granting the motion to dismiss, the Sixth Circuit characterized the dismissal as voluntary. Gillispie v. Warden, Case No. 11-4417 (6
The Attorney General went beyond voluntarily dismissing the appeal and moved this Court to vacate its merits decision under Fed. R. Civ. P. 60(b)(3:09-cv-471, Doc. No. 92, PageID 4650-53). Having ordered additional briefing, the Court denied that Motion. Gillispie v. Timmerman-Cooper, 2012 U.S. Dist. LEXIS 180324 (S.D. Ohio Dec. 20, 2012). The State appealed (3:09-cv-471, Doc. No. 101). The State then moved to stay the denial of the 60(b) motion pending the appeal. Id. at Doc. No. 100.
The Court denied the stay in a reported decision, Gillispie v. Timmerman-Cooper, 2013 U.S. Dist. LEXIS 17998 (S. D. Ohio Feb. 11, 2013). The Miami Township Defendants quote extensively from this decision as if it showed the extraordinary prohibited predispositions adverted to in Liteky. At that point in time, the State had lost on the merits of Gillispie's habeas petition and lost on its Rule 60(b) motion. As the Court noted in its decision, it was attempting in the motion to stay to get the benefit of having won the motion to vacate — removal of collateral estoppel effect of the merits judgment on the pending retrial in Common Pleas — without having won. Id. at *10-14. In denying the stay, this Court weighed the factors prescribed by the Sixth Circuit for such motions. Id. at *4-5, citing Ohio, ex rel. Celebrezze v. Nuclear Regulatory Comm'n., 812 F.2d 288 (6
Plaintiff opposes the Motion to Recuse (Doc. No. 57) and the Miami Township Defendants have filed a Reply in Support (Doc. No. 61). The cited case law requires detailed discussion.
In United States v. Adams, 722 F.3d 788 (6
722 F.3d at 837-38. The Miami Township Defendants do not respond to Plaintiff's citation of Adams. The Court finds that Adams supports denial of recusal here.
Johnson v. Mitchell, 585 F.3d 923 (6
585 F. 3d at 946. The Miami Township Defendants do not respond to Plaintiff's citation of Johnson.
Plaintiff cites published circuit authority holding that federal trial judges are frequently called upon to reconsider prior rulings without recusing themselves (Response in Opposition, Doc. No. 57, PageID 498, citing Oen Yin-Choy v. Robinson, 858 F.2d 1400 (9th Cir. 1988), and United States v. Howard, 218 F.3d 556 (6
In Wheat v. Ohio, 23 Fed. Appx. 441, 2001 U.S. App. LEXIS 24423 (6
Plaintiff cites four other decisions in which a judge was held not disqualified in a subsequent 1983 action by his or her presiding over a prior habeas matter involving the same conviction (Response in Opposition, Doc. No. 57, PageID 499, citing Weimer v. County of Kern, 2007 WL 14353 (E.D. Cal. Jan. 3, 2007); Hughes v. City of Albany, 33 F.Supp.2d 152 (N.D.N.Y. 1999), aff'd 189 F.3d 461, 1999 WL 709290, at *2 (2d. Cir. 1999); Ingram v. Unknown Deputy No. 1, 2013 WL 4713574 (D. Or. Aug. 26, 2013); and Henderson v. Zreliak, 2006 WL 3827478, at *1 (W.D. Wash. Dec. 28, 2006). The Miami Township Defendants distinguish these cases on the grounds the recusal motions were not well developed or they were made by § 1983 plaintiffs who had previously lost in habeas. The Court assumes those distinctions are well-taken. After all, most habeas petitioners do proceed pro se and have difficulty developing the record and most of them also lose. If we put all these cases out of consideration, where is the opposing case law? In their Response, Plaintiff's challenged the Miami Township Defendants on this point: "Conspicuously absent from the Motion is citation to any authority standing for the proposition that a judge previously presiding over a habeas matter is precluded from later presiding over a related § 1983 case." (Doc. No. 57, PageID 498.) Thus challenged the Miami Township Defendants still produced no such authority in their Reply. There being no binding or persuasive authority precisely in point, we are thrown back on more general principles, including those adumbrated in the published Sixth Circuit authority cited by Plaintiff and not addressed by the moving Defendants. Under those general principles, the Miami Township Defendants have not proven that I am disqualified in this case under 28 U.S.C. § 455(a).
When they initially raised the question, the moving Defendants asked that I "voluntarily" recuse myself. Some judges treat recusal as a voluntary matter. In a multi-judge court it is usually possible to trade cases with another judge so as not to impose a burden on a colleague by recusal, so "where's the harm" in removing oneself voluntarily from a case. Even where no trading of cases occurs, a leisure-maximizing judge