GILLETTE, J.
This case concerns a criminal defendant's motion to suppress evidence obtained in a consent search of her purse. Defendant argued to the trial court that suppression was required because her consent to the search was a product of prior conduct on the part of the police that violated her rights under Article I, section 9, of the Oregon Constitution—specifically, an unreasonable and, therefore, unlawful, seizure of her person. The trial court rejected that argument but, on defendant's appeal, the Court of Appeals remanded for further factfinding, holding that the consent search was causally related to an encounter between defendant and the police and that, "depending on facts that neither party [had] developed at trial," the encounter may have been an unlawful seizure. State v. Ashbaugh, 225 Or.App. 16, 18, 200 P.3d 149 (2008). We allowed both parties' petitions for review and now conclude that the trial court properly determined that defendant's consent to the search did not derive from an unlawful seizure and therefore did not violate Article I, section 9. Accordingly, we reverse the decision of the Court of Appeals and affirm the judgment of the trial court.
The incident at the heart of this case occurred on a summer afternoon in a public park in Beaverton. Two police officers, Barroncliffe and Schaer, were patrolling in the vicinity of the park. They were armed and in uniform, and each was riding a department-issued mountain bicycle. As the two officers rode through the park, they observed defendant and her husband sitting on the ground under a tree. The officers had no reason to suspect defendant and her husband of criminal activity, but they thought it was "unusual" that a middle-aged couple like them would be sitting in that particular park at that time, because the park generally was frequented by children and elderly persons in the middle of the afternoon.
After a two-minute wait (during which time the officers, defendant, and defendant's husband engaged in "casual conversation"), the officers learned that defendant's husband was the subject of a restraining order that prohibited him from having contact with defendant. Barroncliffe and Schaer reported what they had learned to defendant and her husband and told them that they were placing defendant's husband under arrest for violating the restraining order. The officers returned defendant's identification to her and then turned to the task of taking defendant's husband into custody.
The officers began that process by handcuffing defendant's husband and requesting by radio a car to transport the husband to jail. While waiting for the car to arrive, they talked with defendant and her husband about the restraining order. In the course of that conversation, defendant told the officers that she knew about the restraining order, that she and her husband were "trying to work it out," and that they were living together. When the car arrived, Barroncliffe and Schaer walked defendant's husband down a pathway and through a break in a chainlink fence that separated the park from the street (a distance of 35 to 50 feet), patted him down for weapons, and then placed him inside the car. Defendant remained under the tree during the approximately five minutes that it took to complete that process.
Barroncliffe and Schaer then returned to the area where defendant was waiting. Schaer told defendant that her husband had asked if she would take his belongings with her. Then (according to Schaer), "something inside of [Schaer] made [him] want to ask if [he] could look in [defendant's] purse." Whatever the source, Schaer surrendered to his impulse and asked defendant "if she had anything illegal in her purse." She replied that she did not. Schaer then asked defendant if he could search her purse and defendant replied, "Yeah, sure." Schaer opened the purse and found a smudged mirror, several clear plastic baggies that each contained a small amount of clear crystalline substance, and some short straws. When asked about what he had found, defendant told Schaer that the substance was methamphetamine; she also made other incriminating statements. Schaer then cited defendant for possession of a controlled substance.
Before her trial on the possession charge, defendant moved to suppress all evidence obtained in connection with the search of her purse. She acknowledged that she had consented to that search, but argued that her consent was the direct product of a prior unlawful "stop," which occurred either when the officers asked her for identification or when the officers approached her a second time, asked her about the contents of her purse, and asked whether she would permit them to search it. Defendant asserted that, in either event, the evidence was obtained through illegal police conduct and must be suppressed.
The trial court rejected both arguments and denied the motion to suppress. After hearing the testimony of the two police officers and the arguments of the parties, the court opined that the issue resolved into two questions: First, could the state show that defendant's consent was independent of, or only tenuously related to, the initial encounter between defendant and the police, which the state had conceded was an unlawful
On defendant's appeal, a divided Court of Appeals rejected the trial court's analysis and remanded for determination of certain facts that, in its view, were necessary to resolve the case under the proper analysis. The majority agreed with the trial court that the original, concededly unlawful stop did not require suppression of the evidence at issue,
Ashbaugh, 225 Or.App. at 22, 200 P.3d 149 (quoting Holmes, 311 Or. at 409-10, 813 P.2d 28). After observing that the individual's subjective belief appeared to be a necessary element of a seizure under part (b)
A concurring opinion raised a concern about the latter point, questioning whether, to establish "objective reasonableness" for purposes of showing that a person has been seized under part (b) of the Holmes formulation, this court intended to require that a reasonable person would have believed their liberty had been intentionally and significantly restricted, or only that such a person
Two judges dissented. The dissent maintained that the majority had erred in remanding for a determination of defendant's subjective state of mind when there was no evidence in the existing record pertaining to that subject and no lawful way of obtaining evidence of that sort, because the state could not compel defendant to testify regarding her state of mind. The dissent summed up its concern in the following terms:
225 Or.App. at 36, 200 P.3d 149 (Edmonds, J., dissenting). As noted, both the state and defendant petitioned for review of the Court of Appeals decision; we allowed both petitions.
Before this court, defendant argues that the Court of Appeals erred in remanding the case to the trial court for factfinding with respect to whether, when Schaer asked for consent to search her purse, defendant subjectively believed that her liberty had been significantly restricted. She contends that, under a correct interpretation of the Holmes analysis previously described, establishing whether an individual subjectively believes that he or she has been "seized" is unnecessary when a court is able to say that, under the same circumstances, a reasonable person would have held that belief. The state argues, on the other hand, that the Court of Appeals went astray by attempting to apply the Holmes formulation at all, because, in its view, this court has abandoned that formulation and now applies an "objective indicia" test. The state urges that, if an "objective indicia" test is applied to the circumstances here, Schaer's request for consent to search defendant's purse was not a seizure.
As the parties' positions and the several opinions generated in the Court of Appeals reflect, there is considerable confusion about the meaning and continuing viability of the definition of a "seizure" set out in Holmes. The confusion is warranted: Although this court has repeatedly pointed to Holmes as setting out the essential test for when a seizure has occurred, it has not yet successfully differentiated between the two methods for establishing a seizure that are mentioned in that test. Neither has this court attempted to confront the purely practical concerns that an inquiry into a criminal defendant's "subjective belief" (which the Holmes part (b) definition appears to involve) obviously raises. Clearly, there is a need for us to clarify that element of an Article I, section 9, "seizure."
But that issue must come—if it is to come at all—later in our review. We begin with defendant's original theory for suppression, viz., that defendant's consent to the search of her purse arose out of an unlawful stop that occurred when, without any reasonable basis for suspecting that she was involved in criminal activity, Barroncliffe and Schaer requested identification from defendant and used the identification that she produced to run a warrants check. Because the state has conceded that the request for identification to check for warrants amounted to an unlawful seizure,
In State v. Rodriguez, 317 Or. 27, 38-40, 854 P.2d 399 (1993), this court observed that, in criminal prosecutions in Oregon, evidence is subject to suppression if it is obtained in violation of the defendant's personal right under Article I, section 9, to be free from unlawful searches and seizures. Based on that observation, we concluded that unlawful police conduct with respect to an individual provides a basis for suppression of evidence seized during a search performed with the consent of that individual in one of two ways: (1) the unlawful police conduct affected the supposed voluntariness of the individual's consent; or (2) the consent actually derived from, or was obtained through "exploitation" of, the prior violation of the individual's constitutional rights.
In the present case, the Court of Appeals' majority concluded that defendant had failed to shift the burden of proof on the issue of "exploitation" to the state, because the officer's unlawful actions as to defendant
225 Or.App. at 22, 200 P.3d 149 (emphasis in original).
In our view, the first sentence of that analysis makes the essential point: Defendant was free to leave—and the unlawful stop was over as to her—when the police returned her identification and told her that they were arresting her husband.
Neither can the fact that defendant remained in the vicinity while the officers effected the arrest of defendant's husband— thereby making herself available for further conversation—be viewed as causally related to the unlawful request for identification and warrant check. Although defendant could be correct that, in theory, a causal connection might exist between an unlawful stop that has ended and an individual's subsequent consent to a search, the existence of that possibility does not absolve a person seeking suppression of evidence on an "exploitation" theory from the person's burden of identifying an actual factual link. Defendant here has not identified any actual link, and her vague suggestion that the two events are "plausibly related" is insufficient to meet her burden.
That brings us to defendant's alternative theory for suppression, viz., that she was subjected to a second seizure when Schaer approached her and questioned her about the contents of her purse. Defendant contends that that seizure was unlawful because, at that time, Schaer had no basis for believing that defendant had engaged in any criminal activity.
The issue that the state raises— whether a putatively unreasonable "seizure" was in fact "mere conversation" with no constitutional implications—is a familiar one to this court. We long have recognized that, out of the broad range of potential encounters between police and citizens, only some implicate the prohibition in Article I, section 9, against unreasonable "seizures." We have divided police-citizen encounters, very roughly, into three categories: (1) "mere conversation," that is, noncoercive encounters that are not "seizures" and, thus, require no justification under Article I, section 9; (2) "stops," a type of seizure that involves a temporary restraint on a person's liberty and that violates Article I, section 9, unless justified by, for example, necessities of a safety emergency or by reasonable suspicion that the person has been involved in criminal activity; and (3) "arrests," which are restraints on an individual's liberty that are steps toward charging individuals with a crime and which, under Article I, section 9, must be justified by probable cause to believe that the arrested individual has, in fact, committed a crime. The thing that distinguishes "seizures"—that is, "stops" and "arrests"—from encounters that are "mere conversation" is the imposition, either by physical force or through some "show of authority," of some restraint on the individual's liberty. State v. Rodgers/Kirkeby, 347 Or. 610, 621-22, 227 P.3d 695 (2010); see also State v. Warner, 284 Or. 147, 161-62, 585 P.2d 681 (1978) (to the same effect).
In addition to the foregoing explication of the meaning of the constitutional term "seizure," this court has set out a definition of that term in Holmes. Although we already have quoted that definition, 349 Or. at 303, 244 P.3d at 363, we do so again for the convenience of the reader:
Holmes, 311 Or. at 409-10, 813 P.2d 28.
A full appreciation of the foregoing definition requires that we recognize that it is not the only advice that the court in Holmes provided with respect to determining when a "seizure" has occurred. The court also stated that the determination "require[s] a fact-specific inquiry into the totality of the circumstances of the particular case," id. at 408, 813 P.2d 28, and it stressed that,
Id. at 410, 813 P.2d 28.
As noted, this court's efforts to explain what the constitutional term "seizure" embraces have not yet succeeded: Our various explanations, from Holmes to Rodgers/Kirkeby, have left questions unanswered. We shall make a further effort here.
One such question is the one that the state poses—whether the two-part Holmes definition quoted above remains relevant almost 20 years after it first was announced. The state contends that, after an initial period during which this court seemed to analyze police encounters under both parts of the definition, the court shifted to a pattern in which it quoted, but did not actually address, both parts of the Holmes definition.
Before this court, the state also criticizes the Court of Appeals' majority's handling of another aspect of Holmes part (b)—the discussion whether an individual involved in an encounter with police "believes" that his or her liberty has been restricted. That argument fairly characterizes what the Court of Appeals majority said. After concluding that a reasonable person could have believed that his or her liberty had been restricted under the circumstances of the case, and after noting that the trial court had not made any finding as to whether defendant actually held such a belief, the Court of Appeals remanded the case to the trial court to make what it deemed to be the necessary finding concerning that question and, at the same time, seemed to place the burden of establishing defendant's subjective belief on the state. Taking its cue from the Court of Appeals' dissent, the state argues that that approach has placed it in an untenable position—one of being "effectively unable to litigate [an] issue that has been framed by the majority as determinative." Ashbaugh, 225 Or.App. at 36, 200 P.3d 149 (Edmonds, J., dissenting). That is so, in the state's view, because (1) a defendant cannot be compelled to testify about his or her state of mind and (2) in the absence of such testimony, the defendant's subjective belief that he or she has been seized is presumed—unfairly—from the fact that he or she has remained in the presence of the police. The state concludes that, if a citizen's subjective beliefs about an encounter properly determine whether there has been an Article I, section 9, "seizure," then the defendant, rather than the state, should be required to carry the burden of proof with respect to those beliefs.
The fact that the parties have advanced such vastly different interpretations of the two-part Holmes formulation might be viewed as a failure by this court in Holmes to articulate its point clearly. But, as we have focused more and more tightly on the words of the Holmes definition of "seizure," it has become increasingly apparent that the problem is not so much with how the idea has been expressed as with the idea itself. Quite simply, we think that at least one component of the Holmes definition is unworkable, and this court since Holmes has proceeded as if the unworkable component were not there. Although that approach has resulted in confusion about the meaning of Holmes, we do not believe that the root problem can be resolved by further effort at clarification. We believe that the problem instead requires a reexamination of the Holmes formulation.
It is evident that, when this court adopted the Holmes definition, it was attempting to define Article I, section 9, seizures primarily in terms of the perceptions of ordinary citizens. That is not surprising: The United States Supreme Court had, at that time, settled on a definition of "seizure," for the purpose of the Fourth Amendment to the United States Constitution, that was couched in terms of a reasonable person's perceptions:
United States v. Mendenhall, 446 U.S. 544, 554, 100 S.Ct. 1870, 64 L.Ed.2d 497 (1980) (plurality opinion by Stewart, J.). See also Florida v. Royer, 460 U.S. 491, 502, 103 S.Ct. 1319, 75 L.Ed.2d 229 (1983) (quoting Mendenhall plurality). This court was aware of the United States Supreme Court's "reasonable person" approach in Mendenhall,
However, having announced in Holmes part (b), that the existence of a seizure might depend on the subjective impressions of the citizen involved, this court has seemed disinclined to use that aspect of the part (b) formulation in its decisions. Even in Holmes itself, the court glossed over the subject of the defendant's subjective beliefs about his encounter with the police, and concentrated entirely on what a reasonable person would have believed in the circumstances. See Holmes, 311 Or. at 411, 813 P.2d 28 (concluding that there had been no seizure because a reasonable person would appreciate being stopped and advised of traffic situation and would not believe that associated inconvenience or restriction was significant). And, since Holmes, a disinclination even to mention a suspect's subjective beliefs in connection with a part (b) analysis has been a common pattern in this court's cases. See, e.g., State v. Gerrish, 311 Or. 506, 513, 815 P.2d 1244 (1991) (holding that police did not seize defendant when they flagged him down to request information because that action not significant restriction upon the defendant's liberty, "nor would a reasonable individual believe that it was"); State v. Hall, 339 Or. 7, 19, 115 P.3d 908 (2005) (concluding that police seized defendant when they took defendant's identification for warrant check, because reasonable person would not feel free to leave when person is subject of pending warrant check); State v. Thompkin, 341 Or. 368, 378-79, 143 P.3d 530 (2006) (same).
In the handful of cases in which the defendant's subjective beliefs even are mentioned in connection with a part (b) analysis, this court sometimes has avoided any actual inquiry into the defendant's beliefs by accepting, for the purpose of argument, that the defendant subjectively believed that he had been seized. See, e.g., State v. Ehly, 317 Or. 66, 79-80, 854 P.2d 421 (1993) (assuming that defendant did not believe that he was free to leave but holding that, in any event, an objectively reasonable person would not share that belief). At other times, the court simply has assumed that a defendant's failure to assert himself shows that he subjectively believed that he had been seized. See, e.g., State v. Dahl, 323 Or. 199, 207-08, 915 P.2d 979 (1996) (defendant's submission to police order, conveyed telephonically, to come out of his house with his hands up showed that he believed that his liberty had been restricted).
In fact, this court has treated a defendant's subjective belief that his or her liberty has been intentionally and significantly restricted as a separate and necessary element of a Holmes part (b) seizure in only one case—Toevs.
In Toevs, this court opined that, for purposes of the Holmes formulation, what a defendant subjectively believes is a question of fact to be resolved by the trial court, while whether that belief is objectively reasonable requires an independent assessment of the facts by the reviewing court. 327 Or. at 535, 964 P.2d 1007. In Toevs, this court understood the trial court to have found that the defendant subjectively believed that his freedom of movement had been restricted at the relevant time, and noted that that finding was supported by the record. Id. at 536, 964 P.2d 1007. This court then proceeded to independently assess whether the defendant's belief was objectively reasonable, and stated its conclusion in that regard in the following terms:
Id. (emphasis added). The use of the phrase "could have believed" in that sentence clearly is an anomaly. In every other case in which this court has purported to apply Holmes, including those that were issued after Toevs, the court's conclusions have been phrased in terms of what a reasonable person "would" have believed. See, e.g., Hall, 339 Or. at 19, 115 P.3d 908; Thompkin, 341 Or. at 378, 143 P.3d 530. The trend, not the anomaly, describes the question correctly. "Would" is correct; "could" was a regrettable misstatement.
For the foregoing reasons, we believe that it is time to abandon forthrightly the subjective component of that part of the Holmes part (b) test—that is, the part that is concerned with a person's subjective belief that he or she has been seized—and instead to direct the focus of that part of the definition entirely to an objective standard.
Applying that standard to the facts in this case, we conclude that defendant was not seized within the meaning of Article I, section 9, when Schaer recontacted her after putting her husband in a police car, asked her about the contents of her purse, and asked whether she would permit him to search the purse. Although it is possible to restrict a person's liberty and freedom of movement by purely verbal means, there is no evidence that would support a conclusion that that is what happened here. Certainly, the content of Schaer's questions did not cause defendant to be seized: As we repeatedly have observed, even though Schaer asked defendant a question that one private citizen ordinarily would not ask another, defendant does not point to anything about Schaer's words that would be perceived as "show of authority that restrict[ed her] freedom of movement." Rodgers/Kirkeby, 347 Or. at 622, 227 P.3d 695.
Neither is there any basis for concluding that Schaer's manner or actions involved a
Considering the totality of the circumstances, we conclude that Schaer's actions in asking defendant the questions that he did under the circumstances that existed did not "intentionally and significantly" restrict or interfere with her liberty. We further conclude that an objectively reasonable person in defendant's circumstances would not believe that Schaer had done so. Accordingly, we reject defendant's contention that, in light of the surrounding circumstances, Schaer's questions about the contents of her purse and his request for consent to search the purse amounted to a seizure for purposes of Article I, section 9, of the Oregon Constitution. It follows that, whatever connection there might be between those questions and defendant's consent to the search of her purse, the consent was not the product of an unlawful seizure.
The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.
KISTLER, J., concurred and filed an opinion, in which LINDER, J., joined.
DURHAM, J., specially concurred and filed an opinion.
WALTERS, J., dissented and filed an opinion.
KISTLER, J., concurring.
I join in the majority opinion in this case. I also agree with the principle stated in Justice Durham's concurring opinion that defendant's voluntary consent provides an alternative basis for affirming the trial court's judgment.
LINDER J., joins in this concurring opinion.
DURHAM, J., specially concurring.
I agree with the majority that the trial court correctly denied defendant's motion to suppress the evidence, and that defendant's conviction should be affirmed. However, I do not agree with the majority's explanation of its reasons for affirming defendant's conviction. I would decide this case on narrower and, I submit, simpler grounds.
The only question that this case poses is whether the police officers conducted an unreasonable search when they examined the interior of defendant's purse and saw drug paraphernalia. If that search was lawful, then the officers' subsequent observations supplied them with probable cause to seize the drug evidence.
The state defends the police search here on the ground of consent. A citizen's voluntary consent to a police search is an exception to the requirement of a search warrant. A valid consent confirms, for legal purposes, that the resulting search is reasonable and does not violate the citizen's rights under Article I, section 9, of the Oregon Constitution. State v. Weaver, 319 Or. 212, 219, 874 P.2d 1322 (1994). Courts must examine the totality of the evidence to determine whether the citizen consented to the search voluntarily, rather than as the result of police coercion, express or implied. State v. Parker, 317 Or. 225, 230, 855 P.2d 636 (1993).
In this case, two aspects of the trial court record greatly simplify the court's examination of the consent issue. First, defendant admitted that she consented to the search of
The majority and the dissent focus instead, at agonizing length, on whether the two police officers interfered with defendant's freedom of movement, that is, whether they "seized" her, during either of their two encounters with her in the park. As it turns out, the seizure issue ultimately does not matter in this case, however the court decides it. I will briefly explain why that is so.
In the consent search context, a defendant commonly challenges the voluntariness of consent by pointing to evidence that the police had restrained the defendant's liberty of movement at or before the moment when the alleged consent was granted. A restraint on liberty is relevant to the validity of consent in that kind of case. By establishing that the police first seized the defendant, the defendant can argue that the seizure (and any other coercive circumstances) overcame his or her free will and rendered any subsequent statement of consent involuntary.
That argument, however, is beside the point here because of defendant's concessions, noted above. Even if the police encounter with defendant amounted to a stop or an arrest, the trial court correctly declined to treat it as having a coercive influence on defendant because defendant stipulated that her consent to the search of her purse was voluntary.
One other argument merits discussion. Evidence seized by police will be treated as "fruit of the poisonous tree" and suppressed if the police commit an illegality, such as an invalid stop or arrest, and subsequently exploit that illegality to obtain the disputed evidence. State v. Rodriguez, 317 Or. 27, 38, 854 P.2d 399 (1993). Under that theory, it is not sufficient that the initial illegality stands in a mere "but for" causal relationship to the seized evidence. Other causal factors can intervene to lead the police to the evidence. Evidence remains "fruit of the poisonous tree" and subject to suppression only if the initial police illegality, when compared to other intervening causal factors, was the reason for the discovery of the evidence by the police. Id. at 39-40, 854 P.2d 399; State v. Hall, 339 Or. 7, 45, 115 P.3d 908 (2005) (Durham, J., concurring in part and dissenting in part).
Defendant argues that the evidence seized here was the result of police officers' exploitation of the unlawful stop or arrest of defendant in their first or second encounter (or both) with her. But the facts do not demonstrate the required sort of exploitation. Rather, according to the evidence, the event that brought the disputed evidence to light was defendant's voluntary consent to a search of her purse. Even if the police encounter with defendant began with an invalid stop or arrest, the facts establish that her voluntary consent exposed the evidence to the police and that the initial stop or arrest did not compel her to consent to the search of her purse.
For the reasons expressed above, the majority reaches a correct conclusion about defendant's exploitation theory, even though my analysis of that theory differs significantly from that employed by the majority. And, as noted, the majority's ultimate answer here—that the trial court properly denied defendant's motion to suppress evidence—is correct.
I concur.
WALTERS, J., dissenting.
When uniformed police officers have no reasonable suspicion that a citizen is engaged in criminal activity, do those officers violate Article I, section 9, of the Oregon Constitution when they approach that citizen and, after obtaining her identification and checking for warrants, question her about whether she is committing a crime and whether they can search her purse for evidence of that crime?
I conclude that officers who engage in that conduct seize the citizen in violation of the Oregon Constitution because a reasonable citizen subjected to that inquiry could conclude that the officers' legal show of authority
In this case, the state conceded, and the majority proceeds on the assumption, that the officers seized defendant and violated her rights under Article I, section 9, when, without reasonable suspicion that she was engaged in criminal activity, they approached her, obtained her identification, and checked for outstanding warrants. 349 Or. at 302 n.2, 306 n.6, 244 P.3d at 363 n.2, 364 n.6. That conclusion is compelled by this court's decision in State v. Hall, 339 Or. 7, 18, 115 P.3d 908 (2005). In Hall, an officer requested, obtained, and returned the defendant's identification card and radioed for a warrant check. The court held that, when the officer did so, he restrained the defendant's liberty of movement and seized the defendant because it is "difficult to posit that a reasonable person would think that he or she was free to leave at a time when that person is the investigatory subject of a pending warrant check." Id. at 19, 115 P.3d 908.
I do not see a constitutional distinction between subjecting a person to a check for outstanding warrants and subjecting a person to a check for illegal drugs. If a reasonable person in the former position would not feel free to leave, why would a reasonable person in the latter position be more bold?
Furthermore, this court previously has decided that, when the police obtain a citizen's identification and subject him to an investigation for robbery, they seize him. State v. Warner, 284 Or. 147, 585 P.2d 681 (1978). In Warner, the police approached the defendant to investigate a robbery, and
Hall, 339 Or. at 18, 115 P.3d 908 (emphasis added).
In State v. Thompkin, 341 Or. 368, 143 P.3d 530 (2006), this court applied the rule of Warner and Hall to a person who was the subject of a drug investigation. In Thompkin, the police lawfully stopped a car in which the defendant was a passenger. The court held that the police unlawfully seized the defendant when one officer requested and retained his identification to conduct a records check while another questioned him concerning drugs and weapons. The court said,
Id. at 378-79, 143 P.3d 530 (emphasis added).
This court's most recent seizure case, State v. Rodgers/Kirkeby, 347 Or. 610, 227 P.3d 695 (2010), is in accord. In that case, an officer lawfully stopped the defendant, Rodgers, a motorist, to investigate a traffic infraction, obtained and returned his driver's license, and completed a check for outstanding warrants, finding none. Then, without advising the defendant that that investigation had been completed, one officer asked the defendant about the contents of two containers that the officer had observed in the car and whether the officer could search the car, while the other officer stood at the passenger side of the car.
The court held that, although the police had reasonable suspicion to stop the defendant and question him about the traffic violation, they seized him without reasonable suspicion and violated his rights under Article I, section 9, when they engaged in a "show of authority" after the traffic investigation was,
The other defendant in that case, Kirkeby, also a motorist, got out of his car after he was stopped by a deputy and voluntarily produced his driver's license. The deputy knew that the defendant was driving with a suspended license, but did not question him about that violation or issue a citation. Instead, the deputy, concerned for his safety, asked the defendant if he had any weapons. When the defendant denied that he did, the deputy asked if he could conduct a patdown search of the defendant. The defendant agreed and, after conducting the search, the deputy was confident that the defendant was not armed. Nevertheless, the deputy asked the defendant for permission to examine the contents of his pockets. The court held that the "deputy's show of authority that accompanied his request that [the] defendant consent to a pat down and subsequent request that [the] defendant consent to an examination of the contents of [the] defendant's pockets" was "a significant limitation on [the] defendant's freedom of movement" and constituted a seizure under Article I, section 9. Id. at 628, 227 P.3d 695.
Here, had the majority applied the reasoning of its prior cases, it would have concluded that defendant was similarly seized and that her rights under Article I, section 9, were similarly violated. Applying Hall, Warner, and Thompkin, the majority would have concluded that defendant was seized because the police obtained her identification and subjected her to a criminal investigation, and it is "difficult to posit that a reasonable person would think that he or she was free to leave at a time when that person is the investigatory subject of a [criminal investigation]," Hall, 339 Or. at 19, 115 P.3d 908, or "[is] being questioned about illegal activity," Thompkin, 341 Or. at 379, 143 P.3d 530.
Applying Rodgers/Kirkeby, the majority would have concluded that defendant was seized because, after their initial seizure of defendant, the officers did not tell her that she was free to go, and she "had no way of knowing that [the officer's] questions and request to search [her purse] were not part of the [initial investigation] and that [her] cooperation in [the drug] investigation was not required to continue." 347 Or. at 626, 227 P.3d 695. Applying Rodgers/Kirkeby, the majority also would have concluded that the officer's "show of authority" in requesting consent to search constituted a seizure. 347 Or. at 628, 227 P.3d 695.
Instead of reaching any of those conclusions, the majority declares that the officer who questioned defendant did not engage in a "show of authority" that would "convey to a citizen that she was not free to go." 349 Or. at 317, 244 P.3d at 371. Of the contrary cases that I have cited, the majority attempts to distinguish only Rodgers/Kirkeby. The majority asserts that this case is different from Rodgers/Kirkeby because the officers in this case did not position themselves in a way that "would suggest to defendant that she was surrounded." 349 Or. at 317, 244 P.3d at 371.
That distinction fails for two reasons. First, there was no evidence in Rodgers/Kirkeby that the defendant Kirkeby was "surrounded" by the one officer who questioned him, and the defendant in this case was at least as "surrounded" by the two
Second, although the court in Rodgers/Kirkeby noted the positions of the two officers who questioned the defendant Rodgers in its account of the "totality of the circumstances" that affected him, the court did not take note of the position of the one officer who requested the defendant Kirkeby's consent to search, or comment that the officer had physically restrained him. The court focused, as did the courts in Warner, Hall, and Thompkin, not on the physical, but on the legal "show of authority" that the police exhibited and exerted when they subjected those defendants to questioning. In this case, the officers, like those in Rodgers/Kirkeby and the cases leading up to Rodgers/Kirkeby, were in uniform, obtained defendant's identification, and subjected defendant to legal obligations parallel to those that the court found pertinent in Rodgers/Kirkeby. See ORS 811.535 (failure to obey a police officer); ORS 162.247(1)(b) (failure to obey a peace officer); and ORS 162.385 (prohibiting giving of false information for a citation or arrest on a warrant). The officers in this case, like those in Rodgers/Kirkeby, subjected defendant to an investigation for outstanding warrants, and defendant reasonably believed that she was required to cooperate with that investigation. When those same officers continued their criminal inquiry without telling defendant that she was free to go, defendant had no way to know that her cooperation was not required and she was seized.
When the majority declares, instead, that a reasonable person in defendant's circumstances would not believe that the police had restrained her liberty, 349 Or. at 317-18, 244 P.3d at 371, it ignores not only the legal authority that the police exhibited, but also social science research that demonstrates that people subjected to such authority believe that they are required to cooperate with the police and are not free to leave when subjected to questioning.
"[T]he available evidence suggests most people perceive an investigative encounter to be a seizure." Daniel J. Steinbock, The Wrong Line Between Freedom and Restraint: The Unreality, Obscurity, and Incivility of the Fourth Amendment Consensual Encounter Doctrine, 38 San Diego L. Rev. 507, 556-57 (2001). Empirical studies have shown that several features unique to police-citizen encounters undermine the idea that such encounters are consensual. See Janice Nadler, No Need to Shout: Bus Sweeps and the Psychology of Coercion, 2002 Sup. Ct. Rev. 153, 173 (2002) (features include whether investigator is a legitimately constituted authority). Those studies show that an officer's status as an authority figure leads citizens to believe that their cooperation is required, not requested:
Nadler, 2002 Sup. Ct. Rev. at 188 (citing Thomas Holtgraves, Communication in Context: Effects of Speaker Status on the Comprehension of Indirect Requests, 20 J. Exp. Psychol.: Learning, Memory, & Cognition 1205 (1994)). In a survey of 54 citizens involved in vehicle searches, 49 of whom consented to the search, 47 responded that they were afraid of what might happen should they refuse.
Nadler, 2002 Sup. Ct. Rev. at 202-03 (citing Illya D. Lichtenberg, Voluntary Consent or Obedience to Authority: An Inquiry Into the `Consensual' Police-Citizen Encounter (1999) (unpublished Ph.D. dissertation, Rutger's University)).
By citing those studies, I do not suggest that this court determine the meaning of the constitutional term "seizure" by engaging in a normative inquiry. What I do suggest is that, in giving effect to that term, this court use a mode of analysis that allows for the fact that our society is not homogenous and that, although some reasonable people may conclude that they are free to walk away from an officer who questions them, others, just as reasonably, may conclude otherwise. The analysis that the court announced in State v. Holmes, 311 Or. 400, 409-10, 813 P.2d 28 (1991), and applied in State v. Toevs, 327 Or. 525, 535, 964 P.2d 1007 (1998), State v. Juarez-Godinez, 326 Or. 1, 6, 942 P.2d 772 (1997), State v. Dahl, 323 Or. 199, 207-08, 915 P.2d 979 (1996), and State v. Ehly, 317 Or. 66, 78-79, 854 P.2d 421 (1993), was designed to do just that.
That analysis allows a court to ascertain, as it often does in other contexts, the belief or conclusion that a particular citizen had or reached, but to refrain from giving effect to that belief or conclusion if it does not fall within the range of reasonableness. See, e.g., T.R. v. Boy Scouts of America, 344 Or. 282, 181 P.3d 758 (2008) (factfinder determines whether plaintiff knew that defendant had a role in causing injury; court determines whether that conclusion objectively reasonable); Delgado v. Souders, 334 Or. 122, 137, 46 P.3d 729 (2002) (factfinder determines whether plaintiff was alarmed and had reasonable apprehension regarding personal safety; court determines whether belief objectively reasonable); State v. Villagran, 294 Or. 404, 408, 657 P.2d 1223 (1983) (magistrate decides that probable cause to believe search would discover items specified in affidavit and court reviews whether neutral and detached magistrate reasonably could reach that conclusion); State v. Krummacher, 269 Or. 125, 137-38, 523 P.2d 1009 (1974) (court may not agree with jury's conclusion but must affirm if within realm of reasonableness).
The sole reason that the majority gives for abandoning that Holmes analysis is that "this court has seemed disinclined" to use it. 349 Or. at 314, 244 P.3d at 369. Although the majority does not assert that the Holmes formulation was unworkable or caused difficulty for the police, I note that that formulation permits the police to subject citizens to criminal inquiry as long as they have reasonable suspicion that the citizens are engaging in criminal activity, and to do so, even without reasonable suspicion, if they directly inform the citizens (and do not engage in contradictory action).
In evaluating whether a person who is confronted by a police officer is seized, a trial court should not engage in the task of deciding whether a hypothetical person with unidentified characteristics and experiences would or would not feel free to leave; it should determine whether, as a matter of fact, the particular defendant believed that she was free to leave, and then, as a matter of law, whether the defendant's belief was within the range of reasonable beliefs. That mode of analysis is well-known to the trial courts and accommodates the diversity of our citizenry.
ORS 131.615 permits police officers to stop citizens and request their consent to search, but only when the officers have reasonable suspicion of criminal activity. ORS 162.247, ORS 162.385, and ORS 811.535 require citizens to obey police orders and provide police officers with accurate information. When a uniformed officer approaches a citizen and conducts a criminal inquiry, it is therefore reasonable for the citizen to understand that the officer has the required justification and, thereby, authority to detain the citizen, and it is legally reasonable for the citizen to act accordingly. If an officer approaches a citizen and conducts a criminal inquiry without reasonable suspicion, the citizen does not have any way to know that that suspicion is lacking or that the officer has made an unjustified request that can be ignored. If a citizen refuses to cooperate and is incorrect in doing so, the encounter may escalate and the citizen may violate the law. The law does not encourage a citizen to challenge police authority; it expects the citizen to recognize that authority and behave in accordance. When the citizen remains and submits to police investigation, believing that he or she must do so, he or she acts reasonably.
Although the Oregon legislature may require the citizens of this state to cooperate with legitimate governmental inquiries, those citizens have a concomitant constitutional right to expect that the government will respect their privacy and not subject them to unreasonable scrutiny. See State v. Tanner, 304 Or. 312, 321-22 n. 7, 745 P.2d 757 (1987) (rights under Article I, section 9, defined by privacy one has a right to expect from government). The rights against unreasonable search and seizure that Article I, section 9, guarantees are rights that are held in common by all "the people" of this state—those who drive its roads, certainly, but also those who sit in its parks and walk its sidewalks as they live their daily lives. When this court permits the police to approach any one person and, without reasonable suspicion of criminal activity, request her identification and conduct a criminal inquiry, it interferes with the rights of all people to be free of unwarranted official scrutiny. I respectfully dissent.
Hall, 339 Or. at 27-28, 115 P.3d 908 (emphasis in original; citations omitted).
347 Or. at 621-22, 227 P.3d 695.