BALMER, C.J.
The issue presented in this case is one of first impression: to what extent do the confidentiality provisions of Oregon's mediation statutes, ORS 36.100 to 36.238, prevent a client from offering evidence of communications made by his attorney and others in a subsequent malpractice action against that attorney? The trial court granted defendant's ORCP 21 E motion to strike certain allegations in plaintiff's complaint and then dismissed the complaint with prejudice under ORCP 21 A(8) for failure to state a claim. The Court of Appeals affirmed in part and reversed in part, holding that ORS 36.220 and ORS 36.222 barred some, but not all, of plaintiff's allegations, and that the trial court erred in dismissing the complaint with prejudice before a responsive pleading had been filed. Alfieri v. Solomon, 263 Or.App. 492, 329 P.3d 26 (2014). We agree that ORS 36.220 and ORS 36.222 limit the subsequent disclosure of mediation settlement terms and certain communications that occur in the course of or in connection with mediation. We disagree, however, as to the scope of communications that are confidential under those statutes. We also disagree with the Court of Appeals as to whether the trial court erred in dismissing plaintiff's complaint with prejudice because no responsive pleading had been filed. For the reasons set out below, we affirm in part and reverse in part the decision of the Court of Appeals and remand to the circuit court for further proceedings.
We state the facts, accepting as true all well-pleaded allegations in the complaint and drawing all reasonable inferences in plaintiff's favor. Bailey v. Lewis Farm, Inc., 343 Or. 276, 278, 171 P.3d 336, 337 (2007). Plaintiff retained defendant, an attorney specializing in employment law, to pursue discrimination and retaliation claims against plaintiff's former employer. In the course of that representation, defendant filed administrative complaints with the Oregon Bureau of Labor and Industries and thereafter a civil action against the former employer for damages on plaintiff's behalf. After limited discovery, plaintiff, represented by defendant, and plaintiff's former employer entered into mediation under the terms and conditions
Some months after the mediation ended, plaintiff concluded that defendant's legal representation had been deficient and negatively affected the outcome of his case. Plaintiff sued defendant for legal malpractice, alleging that defendant had been negligent and had breached his fiduciary duty to plaintiff through his work both on the underlying civil action and the mediation. Plaintiff asserted that had defendant properly and completely pleaded his claims and reasonably prepared for trial he would have received a favorable jury verdict and been awarded substantially more monetary relief than he obtained by settlement. To assert those claims, plaintiff pleaded facts that disclosed certain terms of the confidential settlement agreement and that pertained to communications made by various persons involved in the mediation process.
Specifically, plaintiff's allegations disclosed facts about the mediator's settlement proposal to the parties, defendant's conduct during the mediation, and private attorney-client discussions between plaintiff and defendant regarding the mediation. Those private attorney-client discussions—which occurred outside the mediation session and without the involvement of either the mediator or plaintiff's former employer—concerned the valuation and strength of plaintiff's claims, whether plaintiff was obligated to accept the mediator's proposal and sign the settlement agreement, and whether the agreement was enforceable. Although some of those discussions took place before or while the mediation was still in progress, others occurred when plaintiff signed the settlement agreement or thereafter.
Defendant responded by moving to strike many of the allegations in plaintiff's complaint, arguing that they contained material that was confidential and inadmissible under two provisions of Oregon's mediation statute, ORS 36.220 and ORS 36.222. ORS 36.220 provides in part: "Mediation communications are confidential and may not be disclosed to any other person" and "parties to a mediation may agree that all or part of the terms of a mediation agreement are confidential." ORS 36.220(1)(a), (2)(b).
The mediation statute contains definitional provisions that describe the scope of what falls within those confidentiality and admissibility restrictions. "Mediation" is defined as:
ORS 36.110(5). A "`Mediation agreement' means an agreement arising out of a mediation,
The trial court granted defendant's motion to strike, in part, and struck substantial portions of plaintiff's complaint. In addition to striking allegations that disclosed the settlement amount and other confidential settlement terms, the trial court struck several allegations because they disclosed confidential mediation communications. Those allegations included that:
Defendant also filed a motion to dismiss plaintiff's complaint under ORCP 21 A(8) for failure to state ultimate facts sufficient to state a claim for relief, on the basis that, in the absence of the allegations that defendant argued should be stricken, plaintiff had not alleged facts sufficient to establish his damages or that defendant caused those damages. After granting defendant's motion to strike, the trial court also granted the motion to dismiss and dismissed the complaint with prejudice.
Plaintiff appealed, and the Court of Appeals, as noted, affirmed in part and reversed in part. The Court of Appeals concluded that the trial court did not err in striking those allegations that disclosed the terms of the settlement agreement and the allegation that described the mediator's settlement proposal to the parties. With respect to the other allegations that referred to mediation-related communications, the Court of Appeals distinguished between those communications that took place while the mediation process was still underway and those that occurred after the settlement agreement was signed.
Looking to the text of the mediation statute and interpreting the definitional terms in ORS 36.110, the court agreed that discussions between plaintiff and defendant that occurred in preparation for, during, and after the mediation conference—but before the signing of the settlement agreement—were "mediation communications" made "in the course of or in connection with" the mediation "process." The court concluded that this was true even for attorney-client communications exchanged privately outside of mediation proceedings and without the participation of either the mediator or plaintiff's former employer. The court concluded that communications that occurred post-signing, however, were not "mediation communications" because the mediation had already ended and that the trial court had erred in striking the allegations referring to those.
Finally, the Court of Appeals concluded that it was error for the trial court to dismiss
On review, plaintiff argues that the Court of Appeals erred in its reading of ORS 36.220 and ORS 36.222. Plaintiff acknowledges that he agreed with his former employer to make the settlement agreement confidential. Instead, plaintiff focuses on the applicability of those statutory provisions to subsequent attorney malpractice actions and to private attorney-client discussions that occur outside of mediation proceedings. Plaintiff argues that the allegations struck from his complaint did not contain "mediation communications" within the meaning of ORS 36.110(7)(a) because the communications described were not part of the "mediation," in that they did not involve assistance or facilitation by a mediator. Plaintiff further argues that mediation confidentiality is a privilege that belongs to the mediating parties and that the legislature did not intend for attorneys who represent mediating parties to invoke the benefit of that protection. Finally, plaintiff argues that allowing attorneys to use mediation confidentiality as a shield against malpractice claims is inconsistent with the express purpose of mediation confidentiality and contrary to public policy. Allowing such a rule, plaintiff contends, would lead to the unreasonable result of protecting lawyers who engage in unethical—and even criminal—conduct in the course of mediation from investigation and prosecution.
Defendant responds that, properly construed, "mediation communications" include all communications that are made to a party or its agent that support, aid, or facilitate the resolution of a dispute with the aid of a mediator until that effort finally and definitively ends. Defendant asserts that this includes all communications between a mediating party and that party's attorney in the mediation. Defendant further asserts that, as a lawyer representing a party to a mediation, he qualified as "any other person present at, the mediation proceedings," so that statements that plaintiff made to him concerning the mediation fall within the plain and ordinary meaning of ORS 36.110(7)(a). In addition, defendant notes that the legislature considered and provided for several exceptions to mediation confidentiality, but that none relate to a subsequent action by a party against that party's own lawyer for alleged malpractice in connection with the mediation. Defendant argues that the legislature's failure to include such an exception in the mediation statute evinces a deliberate policy choice. Finally, defendant asks this court to reverse the Court of Appeals decision holding that the trial court erred in dismissing plaintiff's complaint with prejudice.
The parties do not dispute the legal standards that apply to the trial court's disposition of plaintiff's motion to strike. A court may strike "any insufficient defense or any sham, frivolous, irrelevant, or redundant matter inserted in a pleading." ORCP 21 E(2). We generally review orders to strike for abuse of discretion. See, e.g., Lane County Escrow v. Smith, Coe, 277 Or. 273, 286, 560 P.2d 608 (1977); Cutsforth v. Kinzua Corp., 267 Or. 423, 428, 517 P.2d 640 (1973).
The parties do not dispute that unless an exception to the statutory prohibition on disclosure applies, mediation communications that are confidential under ORS 36.220 and inadmissible under ORS 36.222 cannot form the basis of a legal claim and thus may be struck from a complaint pursuant to ORCP 21 E. Whether the trial court erred in ruling on the motion to strike, therefore, turns on whether the court correctly interpreted the term "mediation communications" as it applies in ORS 36.220 and ORS 36.222. We approach that question with the goal of determining the legislature's intent. State v. Gaines, 346 Or. 160, 171, 206 P.3d 1042 (2009). We look primarily to the statute's text, context, and legislative history, although we may look also to general rules of statutory construction as helpful. Id. at 171-72, 206 P.3d 1042.
Because "there is no more persuasive evidence of the intent of the legislature than the words by which the legislature undertook to give expression to its wishes," we begin with the text of the statute. Id. at 171, 206 P.3d 1042 (citations and internal quotation marks omitted). ORS 36.220 provides that "[m]ediation communications are confidential and may not be disclosed to any other person." ORS 36.220(1)(a). If a communication is confidential under ORS 36.220, it is inadmissible in "any subsequent adjudicatory proceeding." ORS 36.222(1). To determine whether the allegations that were struck from plaintiff's complaint fall within those provisions, we look to the definitions of the operative terms "mediation" and "mediation communications." Each is statutorily defined in ORS 36.110, and we examine each in turn below.
As previously noted, the term "mediation" refers to a particular scope of activity as defined by the mediation statute, which provides:
ORS 36.110(5). The parties do not dispute that plaintiff and his former employer were engaged in "mediation" within the meaning of the statute, and that the settlement agreement that they signed resulted from that process. Plaintiff and defendant differ, however, in their view of what activity is properly considered part of that mediation. Plaintiff argues that "mediation" encompasses only the activity that occurs in the presence of the mediator. Defendant focuses on the statutory reference to a "process" and argues that "mediation" includes all activity that facilitates the resolution of the dispute, until the point at which a settlement agreement is signed or the mediation process is otherwise definitively ended. As discussed below, the text supports a narrower interpretation of "mediation" and, in turn, "mediation communications," than defendant's contention that all communications that are related to the "mediation process" are confidential, regardless of when and where they occur.
Looking to the text and context of ORS 36.110(5), we conclude that plaintiff has the better argument. It is a familiar rule that in construing statutes we should not simply consult dictionaries and interpret words in a vacuum. State v. Cloutier, 351 Or. 68, 96, 261 P.3d 1234 (2011). "Dictionaries, after all, do not tell us what words mean, only what words can mean, depending on their context and the particular manner in which they are used." Id. (emphasis in original). The term "process" is broad in connotation,
That understanding of the text is supported by the subsequent clause in the same sentence that mediation "includes all contacts between a mediator and any party or agent of a party." ORS 36.110(5). Exemplars of that kind are not necessarily exclusive. See State v. Kurtz, 350 Or. 65, 74-75, 249 P.3d 1271 (2011) (concluding that use of term such as "includes" or "including" typically signals that legislature did not intend list of particulars that follows to be exhaustive). Nonetheless, "[w]hen, as here, the legislature uses a general term in a statute and also provides specific examples, those specific examples provide useful context for interpreting the general term." Schmidt v. Mt. Angel Abbey, 347 Or. 389, 403-04, 223 P.3d 399 (2009) (applying principle to criminal statute).
Here, the legislature's decision to specify that "mediation" includes all contacts between the mediator and the parties (or their agents) is particularly instructive. First, it implies that other types of interactions not mentioned, such as private conversations between a party and his or her attorney, may not necessarily be part of the mediation itself. Second, it confirms that the legislature understood "mediation" to refer, at its most essential level, to the assistance and facilitation that the mediator provides. The legislature's inclusion of that exemplar thus lends further support to the conclusion that the meaning of the term "mediation," as statutorily defined, refers to the part of the mediation process in which the mediator is directly involved.
That understanding of the definition of "mediation" is consistent with the wide range of mediation types that the statute covers. See ORS 36.155 to 36.175 (community-based mediation programs in individual counties); ORS 36.179 (program for mediations in which public bodies are parties); ORS 36.185 to 36.200 (mediation of civil disputes in collaboration with circuit courts). Parties sometimes meet with a mediator at a specified time and location to resolve their dispute according to a well-defined framework, but not always. See Office of the State Court Administrator, Appropriate Dispute Resolution Deskbook §§ 2 to 5 (2nd rev. 1997) (describing Oregon mediation programs existing at that time by county and type, complete with applicable rules and sample forms); 1 Arbitration and Mediation §§ 15.17-24 (Oregon CLE 1996 & Supp. 2008) (describing how mediation works and various styles used in Oregon). Mediation can take place in person or by phone, and in some cases, the mediator acts as an intermediary, communicating with each party separately rather than meeting with all participants at once. See Exhibit G, Senate Committee on Business, Law and Government, Senate Bill (SB) 160, Feb. 27, 1997 (accompanying statement of DeEtte Wald Beghtol, mediator and participant in workgroup that drafted SB 160, describing modes of mediation frequently used by programs to be covered by the law). Some mediations involve only a mediator and two parties that have a dispute, while others have a variety of participants. Community-based mediations in particular may include a range of interested persons or entities. See id. (describing broad participation in many
Considering the text of ORS 36.110(5), in context, we conclude that "mediation" includes only that part of the "process" in which a mediator is a participant. Separate interactions between parties and their counsel that occur outside of the mediator's presence and without the mediator's direct involvement are not part of the mediation, even if they are related to it.
We turn next to the meaning of the term "mediation communications." ORS 36.110(7) states in part: "`Mediation communications' means: (a) All communications that are made, in the course of or in connection with a mediation, to a mediator, a mediation program or a party to, or any other person present at, the mediation proceedings." On the face of the statute, then, whether something is a "mediation communication," depends on three elements: (1) whether it is a "communication," (2) its connection to a "mediation," and (3) the identity of the recipient.
First, to come within that definition, a statement must be a "communication." Because the statute does not define that term, we look to its plain meaning and ordinary use. State v. Dickerson, 356 Or. 822, 829, 345 P.3d 447 (2015). Looking to the dictionary definition of that term, a "communication" may be either "facts or information communicated," or "the act or action of imparting or transmitting"—in other words, the process by which information is exchanged. Webster's at 460. In this case, the parties do not dispute that conversations and disclosures between an attorney and client may be considered "communications." The same is true for statements made by a mediator to disputing parties or other statements made in the course of mediation proceedings.
Second, the communication must be made "in the course of or in connection with a mediation." An activity occurs "in the course of" something else when it occurs as part of a specified process or during a specified period or activity. Oxford Dictionary of English 400 (3rd ed. 2010). Likewise, the phrase "in connection with" is typically understood to mean a "relationship or association." Portland Distributing v. Dept. of Rev., 307 Or. 94, 99, 763 P.2d 1189 (1988). See also Webster's at 480-81 (word "connection" refers to state of being "connected"—"joined or linked together" or having "parts or elements logically related"). It follows then, that a communication is "in the course of" a mediation when it occurs as part of an actual mediation proceeding, and "in connection with" a mediation when it is made outside of such proceedings but relates to the substance of the dispute and its resolution process.
The question remains, however, whether the mediation must be ongoing or whether a communication can be "in connection with" a mediation once the dispute has settled. The definition of "mediation," discussed above, suggests that the mediation must be ongoing for a communication to be "in connection with" it, because the legislature expressly limited the temporal scope of "mediation" to activity occurring before "a resolution is agreed to by the parties or the mediation process is terminated." ORS 36.110(5). For that reason, we conclude that communications can only be "in connection with" a mediation for purposes of the statute if the mediation has not yet ended. As such, communications that occur after a settlement agreement is signed are not "mediation communications" within the meaning of ORS 36.110(7)(a) and are neither prohibited from disclosure under ORS 36.220 nor inadmissible
Third, to be confidential, the communication must be made to one of the recipients specified in ORS 36.110(7)(a): "a mediator, a mediation program or a party to, or any other person present at, the mediation proceedings." Interpreting those terms is relatively straightforward. The first three categories are defined in the statute. "`Mediator' means a third party who performs mediation," including that person's agents and employees. ORS 36.110(9). "`Mediation program' means a program through which mediation is made available and includes the director, agents and employees of the program." ORS 36.110(8). A "party" is a person, agency or body who "participates in a mediation and has a direct interest in the controversy that is the subject of the mediation." ORS 36.234.
Because the fourth category of recipients—"other person[s] present at, the mediation proceedings"—is not defined, we look to the plain and ordinary meaning of the words that form that category. In that context, the term "proceedings" can mean "a particular way of doing or accomplishing something," "a particular action or course of action" or "a particular thing done." Webster's at 1807. Given that "mediation" is the part of the conflict resolution process in which a mediator directly participates, it follows that "mediation proceedings" are the actual mediator-facilitated discussions through which mediation occurs, whether they take place at a formal meeting of the parties with the mediator, or at individual sessions with the mediator. As the statute contemplates, third parties may be present at, and participate in those discussions. See ORS 36.195(2) (stating that in civil mediations conducted under the provisions of ORS 36.185 to 36.210, "[a]ttorneys and other persons who are not parties to a mediation may be included in mediation discussions at the mediator's discretion, with the consent of the parties"). To fall within the category of an "other person present at, the mediation proceedings" then, a person must be a direct observer or participant in the mediator-facilitated discussion in which the communication was made.
The legislative history confirms that interpretation. See Exhibit E, Senate Business, Law and Government Committee, SB 160, Feb. 27, 1997 (accompanying statement of Donna Silverberg, Acting Director of Oregon Dispute Resolution Commission,
Identifying the basic elements of "mediation communications" as set out in the text of ORS 36.110(7)(a) does not end our inquiry, however. To discern whether the kinds of communications at issue in this case fall within the scope of that provision, we must answer a more fundamental question: to whose communications does the definition set out in ORS 36.110(7)(a) apply? Because ORS 36.110(7)(a) is written in the passive voice— "`Mediation communications' means all communications that are made ..."—the legislature did not explicitly state whose speech it is directed at. See State v. Klein, 352 Or. 302, 309, 283 P.3d 350 (2012) (noting that because legislature wrote statutory definition of "aggrieved person" in the passive voice— "a person against whom the interception was directed"—who or what does the "directing" is not explicitly stated (emphasis in original)). Defendant argues that the legislature's use of passive voice in ORS 36.110(7)(a) means that provision was intended to apply to any communication by any person. However, whether that is correct is less clear than the words of the statute, in isolation, might suggest.
The legislature often uses the passive voice in drafting statutes, but its significance for statutory interpretation varies. In some circumstances, we have concluded that the legislature's use of the passive voice conveys its intent that a statute apply more broadly. See, e.g., Powerex Corp. v. Dept. of Rev., 357 Or. 40, 46-47, 346 P.3d 476 (2015) (use of passive voice in ORS 314.665(2)(a) indicates that application of statute does not depend on identity of actor). At other times, however, the legislature's use of the passive voice adds nothing to the meaning of a provision and instead generates ambiguity as to how the law should be applied. See, e.g., State v. Serrano, 346 Or. 311, 322, 210 P.3d 892 (2009) (use of passive voice in OEC 505(1)(a) not reflective of how marital communications privilege intended to operate); Brentmar v. Jackson County, 321 Or. 481, 487, 900 P.2d 1030 (1995) (use of passive voice in land use statute created ambiguity as to who was authorized to act). For the reasons discussed below, we conclude that the legislature did not intend its use of the passive voice in ORS 36.110(7)(a) to bring the statements of all possible speakers within the definition of "mediation communications," but that the legislature intended the statute to apply more narrowly.
Although the legislature did not specify the speakers to whom ORS 36.110(7)(a) applies, as described above, it did specify the persons to whom the communication must be made for it to be a "mediation communication."
As a result, if ORS 36.110(7)(a) were interpreted to apply to communications made by any person, situations could occur where only half of the conversation is confidential. For example, under that interpretation, in an exchange outside of mediation proceedings between plaintiff (here a mediating party) and defendant (plaintiff's attorney and therefore neither a party, a mediator or mediation program representative, or, in this scenario, a person present at mediation proceedings), every statement pertaining to the mediation made by defendant to plaintiff would be confidential, but, because of the limitation on the receiving parties in the statute, plaintiff's response would not.
That outcome—the protection of a third party's statements but not those of the mediating party—is fundamentally at odds with the legislature's central goal of protecting the ability of mediating parties to speak openly without fear that their words might be used against them later. See Tape Recording, Senate Business, Law and Government Committee, SB 160, Feb. 27, 1997, Tape 75, Side A (statement of Rep. Bryan Johnston, SB 160 sponsor, that fundamental goal of legislation is to protect parties' ability to speak openly in private mediation sessions); Tape Recording, Senate Business, Law and Government Committee, SB 160, Feb. 27, 1997, Tape 75, Side A (testimony of Silverberg, describing definition of "mediation communications" as protecting the confidentiality of what parties say in mediation). Thus, because interpreting ORS 36.110(7)(a) to apply to all speakers would lead to results that are contrary to the legislature's fundamental objective of ensuring confidentiality in the first place, we cannot conclude that the legislature intended its use of the passive voice in ORS 36.110(7)(a) to mean that communications made by any person may be mediation communications.
If the legislature did not intend ORS 36.110(7)(a) to apply to communications made by any person whatsoever, to whose communications did the legislature intend it to apply? To answer that question, we return to the text, placing it against its proper contextual background.
As discussed, "mediation" is a conflict resolution "process" whereby parties attempt to arrive at a mutually acceptable resolution of their dispute. See ORS 36.110(5). Within that process, every communication assumes a response. Thus, while the statute's drafters were concerned first and foremost with protecting mediating parties' ability to speak freely, they referred not only to "communications" but also to "mediation discussions" and "conversations." See ORS 36.195(2) ("Attorneys and other persons who are not parties to a mediation may be included in mediation discussions."); Tape Recording, Senate Business, Law and Government Committee, SB 160, Feb. 27, 1997, Tape 75, Side A (statement of Silverberg, describing how mediation confidentiality is meant to protect the confidentiality of "conversations" that parties have in mediation sessions). Most often, it is the persons identified in ORS 36.110(7)(a) who make up both sides of those exchanges.
Considering the statutory text in light of that context, the legislature's decision to define "mediation communications" as "[a]ll communications that are made * * * to a mediator, a mediation program or a party to, or any other person present at, the mediation proceedings," ORS 36.110(7)(a) (emphasis added), suggests that the legislature intended that provision to apply only to discussions between those persons identified in the statute. In other words, to be a confidential mediation communication, a communication must be both made to one of the persons listed in ORS 36.110(7)(a) and made by one of those same persons.
The statutory provisions for waiver of mediation confidentiality confirm that understanding. In the absence of an applicable
Aside from looking to the text and context of a statute, we may also consider its legislative history to see whether it confirms our understanding of what the legislature intended. Comcast Corp. v. Dept. of Rev., 356 Or. 282, 301-05, 337 P.3d 768 (2014). Although the legislature did not engage in extensive debate on the issue, the proponents of the legislation did discuss the meaning of "mediation communications" and how the confidentiality rules set out in ORS 36.220 and ORS 36.222 would apply. As already noted, the legislature expected and intended that communications that disputing parties make in the course of mediation—and those that mediators make in response—would be covered. See, e.g., Tape Recording, Senate Business, Law and Government Committee, SB 160, Feb. 27, 1997, Tape 75, Side A (statement of Silverberg that goal of law is to "guarantee consumers of mediation services that the conversations and communications they have in a mediation session are confidential" and that mediation should provide "a confidential setting" for disputants to "air their differences"). Likewise, the legislative history indicates that the legislature understood the scope of confidentiality to extend to communications made by other participants in mediation proceedings. See Tape Recording, Senate Business, Law and Government Committee, SB 160, Feb. 27, 1997, Tape 74, Side B (testimony of Beghtol noting that other persons, such as friends and family, who participate in mediation sessions will be "included under the confidentiality umbrella"). Nothing in the legislative history, however, suggests that the legislature intended ORS 36.110(7)(a) to apply to statements made by other persons not identified in the statute, such as an attorney giving private advice to his or her client outside of any mediation proceeding.
In sum, considering the text of ORS 36.110(7)(a) in light of its context and history, we conclude that the term "mediation communications" includes only communications exchanged between parties, mediators, representatives of a mediation program, and other persons while present at mediation proceedings, that occur during the time that the mediation is underway and relate to the substance of the dispute being mediated. Private communications between a mediating party and his or her attorney outside of mediation proceedings, however, are not "mediation communications" as defined in the statute, even if integrally related to a mediation.
We now return to the question of whether the trial court erred in granting defendant's motion to strike. As already discussed, the trial court struck several categories of allegations from plaintiff's complaint. First, the trial court struck an allegation that disclosed a communication from the mediator to the parties: that after the failed mediation conference, the mediator suggested a particular settlement amount. Second, the trial court struck an allegation that pertained to communications apparently made by defendant during the formal mediation session: that defendant had failed "to reasonably advocate for plaintiff." Third, the trial court struck allegations that described private attorney-client discussions that occurred between
We have concluded that statements that mediators make to parties regarding their dispute are "mediation communications" within the meaning of ORS 36.110(7)(a) and ORS 36.220, and thus inadmissible under ORS 36.222. The trial court therefore was correct in striking the allegation in plaintiff's complaint that disclosed the mediator's suggestion to the parties of settlement terms.
Likewise, statements that an attorney makes in the course of participating in mediation proceedings are also "mediation communications." Such statements are made by "a person present at, the mediation proceedings," in the course of mediation, to persons listed in ORS 36.110(7)(a)—the mediator, parties to the mediation, or persons present at the "mediation proceedings." See also ORS 36.195(2) (providing that attorneys may participate in civil mediation proceedings). The allegation that defendant failed "to reasonably advocate for plaintiff in the mediation" appears to refer to defendant's conduct in the formal mediation session between plaintiff and his former employer. To the extent that is true, the trial court was correct in striking it.
The trial court erred, however, in striking the third category of allegations from plaintiff's complaint, pertaining to private attorney-client discussions between plaintiff and defendant. Private discussions between a mediating party and his or her attorney that occur outside mediation proceedings, whether before or after those proceedings, are not "mediation communications" within the meaning of ORS 36.110(7)(a), even if they do relate to what transpires in the mediation. Therefore, because those allegations are neither confidential under ORS 36.220 nor inadmissible under ORS 36.222, the trial court erred in striking them from plaintiff's complaint.
We turn to the trial court's order dismissing plaintiff's complaint with prejudice. When this case was before the trial court, plaintiff neither filed, nor sought leave to file, an amended complaint at any point, before or
As we explain below, we reverse: A party is not entitled to amend its complaint once the court has allowed a motion to dismiss the complaint in its entirety under ORCP 21. Rather, once such a motion has been granted, the right to amend as a matter of course is extinguished and a plaintiff must seek leave to amend, which the trial court may grant in its discretion.
We begin with the text of the applicable rules of civil procedure. In this case, two provisions are especially relevant. ORCP 23 A establishes the general rule for when a party is entitled to amend a pleading. It provides in part: "A pleading may be amended by a party once as a matter of course at any time before a responsive pleading is served * * *." As noted, that provision is understood to confer on parties an absolute right to amend within the timeframe prescribed. Because a motion to dismiss is not a responsive pleading, see ORCP 13 B (listing types of pleadings allowed in action), that rule seems to apply. See also ORCP 21 A ("Every defense, in law or fact, to a claim for relief in any pleading * * * shall be asserted in the responsive pleading thereto, except that the following defenses may at the option of the pleader be made by motion to dismiss * * *."). However, when a motion to dismiss has been granted, ORCP 25 A is triggered. It provides in part: "When a motion to dismiss or a motion to strike an entire pleading or a motion for a judgment on the pleadings under Rule 21 is allowed, the court may, upon such terms as may be proper, allow the party to amend the pleading."
In this case, those two rules—ORCP 23 A and ORCP 25 A—appear to conflict. ORCP 23 A gives parties an unqualified right to amend once as a matter of course, which continues until a responsive pleading has been served. ORCP 25 A, however, provides that once a motion to dismiss a complaint in its entirety has been allowed, the court may "allow" an amendment. The word "allow" in this context is a legal term of art, meaning "to give consent to," "approve," or "to grant permission." Black's Law Dictionary 92 (10th ed. 2014). If "the court may, upon such terms as may be proper, allow the party to amend," one can infer that the court may also disallow an amendment. See Friends of Columbia Gorge v. Columbia River, 346 Or. 415, 426-27, 212 P.3d 1243 (2009) (stating rule that unless context is ambiguous, we interpret the word "may" according to its ordinary usage, as conveying discretionary authority). Thus, although the text does not say so expressly, ORCP 25 A suggests— contrary to the rule in ORCP 23 A—that a plaintiff may no longer amend as a matter of right once a court has granted a motion to dismiss its entire complaint.
As a basic rule of statutory construction, we construe statutes to give effect, if possible, to all their provisions. Crystal Communications, Inc. v. Dept. of Rev., 353 Or. 300, 311, 297 P.3d 1256 (2013). See also ORS 174.010 ("[W]here there are several provisions or particulars such construction is, if possible, to be adopted as will give effect to all."). Given the apparent inconsistency between
Analyzing the text, in context, we conclude that ORCP 23 A and ORCP 25 A were intended to operate as independent, alternative provisions. Although both rules relate to the same subject—the procedure by which parties may amend their pleadings—they apply in different circumstances. ORCP 23 A applies to the period between when a pleading—whether a complaint or answer—is served until a responsive pleading is served, or if none is permitted, 20 days has elapsed. See ORCP 23 A (describing timeframe when a party may amend its pleading "once as a matter of course"). In contrast, ORCP 25 A is triggered only when certain motions under ORCP 21 have been filed and granted. See ORCP 25 A (stating that rule applies "when a motion to dismiss or a motion to strike an entire pleading or a motion for a judgment on the pleadings under ORCP 21 is allowed"). Under those circumstances, a responsive pleading from the moving party is no longer required because the court has determined that all of the claims fail as a matter of law. As a result, the rule set out in ORCP 23 A that a party may amend once as a matter of course before a responsive pleading is served is inapplicable. We therefore conclude that ORCP 25 A, providing that a court "may" allow a party to amend when certain motions, including a motion to dismiss, are granted, operates as an exception to the more general rule in ORCP 23 A that a party may amend as a matter of course before a responsive pleading has been served.
That conclusion is supported by the text of ORCP 25 B, a related provision that sets out the rules for when a party that amends after a motion waives certain defenses or objections. ORCP 25 B specifically describes the avenues by which a party may amend its complaint:
(Emphasis added.) As the text of ORCP 25 B illustrates, a party can amend its pleadings in a variety of ways, including: as a matter of course before a responsive pleading is served; with leave of the court after a responsive pleading has been served; by express or implied consent when additional issues are raised; and with leave of the court after certain motions under ORCP 21 have been granted. Although more than one avenue to amendment might occur over the life of a case, each operates independently of the others when it is invoked by a party seeking to amend.
That ORCP 23 A and ORCP 25 A were not intended to apply simultaneously, but to operate as alternative rules for the amendment of pleadings under different circumstances, is also supported by the text of ORCP 21 A, which governs how motions may be made and the court's authority to respond. It provides in part: "If a court grants a motion to dismiss, the court may enter judgment in favor of the moving party or grant leave to file an amended complaint." (Emphasis added.) With the inclusion of those words, the drafters sought to make clear the court's discretionary power to determine whether, after granting a motion to dismiss, to allow the plaintiff to replead, or whether to instead enter a judgment.
The history of ORCP 25 A confirms that it was intended to act as an exception to the general rule under ORCP 23 A that a party may amend as a matter of course before a responsive pleading is served. Although the first part of ORCP 23 A was taken almost verbatim from the text of FRCP 15(a) as it existed when the Oregon Rules of Civil Procedure were first promulgated,
We reverse the Court of Appeals' determination that the trial court erred in dismissing plaintiff's complaint with prejudice. The case must be remanded, however, given our conclusion that the trial court applied an incorrect legal standard in ruling on defendant's motion to strike. On remand, the trial court will have the opportunity to apply the legal standards set out in this opinion to the motion to strike and then consider whether defendant's motion to dismiss is well taken. If the trial court again dismisses the complaint in its entirety, plaintiff may seek leave to amend. If the plaintiff does so, the trial court may then decide, in its discretion, whether to allow the amendment.
For the reasons discussed above, the decision of the Court of Appeals is affirmed in part and reversed in part. The judgment of the circuit court is reversed, and the case is remanded to the circuit court for further proceedings.