OPINION BY SHOGAN, J.:
Plaintiffs-Appellants, Joseph and April Parr ("the Parrs"), husband and wife, individually and as parents and guardians of their minor daughter, Samantha Parr, appeal from the August 31, 2012 judgment of the Court of Common Pleas of Philadelphia County, which was entered following the denial of the Parrs' motion for post-trial relief. Appellees are Defendants Ford Motor Company, McCafferty Ford Sales, Inc. doing business as McCafferty Auto Group, McCafferty Ford of Mechanicsburg, Inc., and McCafferty Ford Company (collectively "Ford"). Following our review of the voluminous record, and in consideration of the applicable law and arguments of the parties, we affirm.
On July 21, 2009, the Parrs' 2001 Ford Excursion, which they purchased as a "used" vehicle in 2007, was struck by a van that ran a stop sign, causing the Parrs' vehicle to spin clockwise, hit a guardrail, and roll down a nineteen-foot embankment. Amended Complaint, 8/26/11, at ¶¶ 14, 26-28; N.T., 3/8/12, at 30. Joseph Parr was driving at the time of the accident; his wife, April Parr, their three minor children, and Margaret Parr, Joseph's mother, were occupants of the vehicle. Amended Complaint, 8/26/11, at ¶¶ 20-25; N.T., 3/8/12, at 31. All passengers, who all wore their seatbelts, were injured; occupants on the driver's side of the vehicle, Joseph Parr and children Tyler and Carilann Parr, sustained comparatively minor injuries. Amended Complaint, 8/26/11, at ¶¶ 20-25, 31. Margaret Parr, Joseph Parr's fifty-seven-year-old mother, who sat in the second row on the passenger side, is not involved in this case, and her injuries were not identified in the amended complaint.
Emergency responders employed the jaws of life
The Parrs filed a complaint against Ford Motor Company and the Ford dealership that sold them their 2001 Ford Excursion on December 28, 2009, and an amended complaint on August 26, 2011, contending that April Parr's and Samantha Parr's injuries resulted from roof crush when the automobile rolled down the embankment. Amended Complaint, 8/26/11, at ¶¶ 28, 40. The Parrs alleged that the vehicle's roof and restraint system were defectively designed under the crashworthiness doctrine of strict products liability, and they asserted additional claims sounding in negligence. Amended Complaint, 8/26/11.
Trial in the matter commenced on March 6, 2012, and continued over the ensuing three weeks, culminating on March 23, 2012, with a defense verdict. The jury indicated on the verdict form that the Parrs did not prove: (1) that the Excursion's roof design was defective when it "left the control of Ford and that there was an alternative, safer design that was practicable under the circumstances," or (2) "that Ford was negligent in its design of the roof structure on the 2001 Ford Excursion when it left Ford's control and that there was an alternative, safer design that was practicable under the circumstances." Jury Verdict Form, 3/23/12, at ¶¶ 1, 3. The jury thus did not reach the issues of causation or damages.
The Parrs filed post-trial motions on March 29, 2012. Both parties filed briefs, and the trial court denied the motions on August 31, 2012, entering judgment in favor of Ford that day. This timely appeal followed on September 10, 2012, in which the Parrs challenge several pretrial evidentiary rulings and an aspect of the trial court's charge to the jury. Both the trial court and the Parrs complied with Pa. R.A.P.1925.
A panel of this Court filed a memorandum affirming the judgment in favor of Ford. Parr v. Ford Motor Company, 2793 EDA 2012 (Pa.Super. filed December 24, 2013) (unpublished memorandum). Thereafter, the Parrs filed a motion for reargument en banc. We granted the motion and heard oral arguments on August 5, 2014. This matter is now ripe for disposition.
The Parrs raise the same four issues in this appeal that they identified in their
The Parrs' Brief at 7-8.
We note initially that our Supreme Court adopted section 402A of the Restatement (Second) of Torts in Webb v. Zern, 422 Pa. 424, 220 A.2d 853 (1966), and reaffirmed the Second Restatement's vitality in Tincher v. Omega Flex, Inc., ___ Pa. ___, 104 A.3d 328, 399 (2014) ("Pennsylvania remains a Second Restatement jurisdiction"). Section 402A states:
In order to prevail in such a product liability case, the plaintiff must establish: (1) that the product was defective; (2) that the defect existed when it left the hands of the defendant; and (3) that the defect caused the harm. Reott v. Asia Trend, Inc., 7 A.3d 830 (Pa.Super.2010). A product is defective "when it is not safe for its intended use." Weiner v. American Honda Motor Co., Inc., 718 A.2d 305, 308 (Pa.Super.1998).
The crashworthiness doctrine most typically arises in the context of motor vehicle accidents. See, e.g., Raskin v. Ford Motor Co., 837 A.2d 518 (Pa.Super.2003). It was first explicitly recognized as a specific subset of product liability law by this Court in Kupetz v. Deere & Co., Inc., 435 Pa.Super. 16, 644 A.2d 1213 (1994), and is defined as "the protection that a motor vehicle affords its passenger against personal injury or death as a result of a motor vehicle accident." Id. at 1218.
Gaudio v. Ford Motor Company, 976 A.2d 524, 532 (Pa.Super.2009) (some citations omitted).
The parties herein differed regarding how the injuries to the Parrs occurred. The Parrs asserted that as the Excursion rolled down the embankment, the driver's side led the roll, and the roof over the "trailing" passenger side of the vehicle crushed into the passenger compartment. Amended Complaint, 8/26/11, at ¶ 27, 28. In support, the Parrs alleged that April Parr and Samantha Parr, who sat on the passenger side of the vehicle,
Ford's position was premised on a "diving" and "torso augmentation" defense. Ford's experts opined that when the Excursion flipped upside down, centrifugal force pulled passengers out of their seats and pushed their heads against the vehicle's roof, a phenomenon called diving. N.T., 3/7/12 (Morning Session), at 36-38. April Parr's head theoretically was already in contact with the roof when the roof struck the ground as the vehicle rolled over; as her head came to an abrupt halt, her torso continued to move, causing her to break her neck. Id. This phenomenon is known as torso augmentation. Id. at 38. Mr. Michael J. Leigh, Ford's expert on
N.T., 3/7/12 (Morning Session), at 39-41.
We proceed to address the Parrs' challenges to the trial court's evidentiary rulings. A motion in limine is used before trial to obtain a ruling on the admissibility of evidence. Northeast Fence & Iron Works, Inc. v. Murphy Quigley Co., Inc., 933 A.2d 664 (Pa.Super.2007). "It gives the trial judge the opportunity to weigh potentially prejudicial and harmful evidence before the trial occurs, thus preventing the evidence from ever reaching the jury." Commonwealth v. Reese, 31 A.3d 708, 715 (Pa.Super.2011) (en banc). A trial court's decision to grant or deny a motion in limine "is subject to an evidentiary abuse of discretion standard of review." Id.
Keystone Dedicated Logistics, LLC v. JGB Enterprises, Inc., 77 A.3d 1, 11 (Pa.Super.2013). In addition, "to constitute reversible error, an evidentiary ruling must
The Parrs' motions in limine numbers one, three, and nine all dealt with the issue of "roof crush" versus "diving" and "torso augmentation." In particular, the Parrs' motion in limine number one sought to preclude Ford from presenting evidence of its diving/torso augmentation theory, which the Parrs asserted was discredited and superseded by the National Highway Traffic Safety Administration (NHTSA)'s Final Rule dated May 12, 2009. The Parrs assert Ford admitted that in 2001, comparable vehicles existed with much stronger roofs than that of the Excursion. Ford acknowledged that roof crush may cause injuries in some cases but defended, in this case, on the basis of its diving/torso augmentation theory.
The Parrs asserted pretrial, at trial, and in their appellate brief as follows:
The Parrs' Brief at 26 (emphasis in original). The Parrs reference the following:
The Parrs' Brief at 17; "Federal Motor Vehicle Safety Standards; Roof Crush Resistance; Phase-In Reporting Requirements"
The Parrs' Brief at 17-18; FMVSS 216 Final Rule, 74 Fed.Reg. at 22379.
As noted, the Parrs' motion in limine number one sought to preclude presentation of Ford's diving/torso augmentation theory to the jury, contending that after forty years of research, studies, tests, and experience, NHTSA specifically discredited this theory in FMVSS 216 Final Rule, and validated "roof crush" as the cause of head and neck injuries sustained by belted occupants in rollover motor vehicle accidents. In light of that finding, the Parrs maintain, NHTSA amended the roof crush rule to require substantial increases in roof strength applicable to all consumer vehicles. The Parrs argue the trial court should have deferred to NHTSA's expertise to preclude Ford from introducing evidence of diving and torso augmentation at trial.
The trial court concluded that the Parrs' support for their motion was lacking and stated:
Trial Court Opinion, 3/1/13, at 4-5.
Our review of FMVSS 216 Final Rule reveals that it did not categorically exclude diving/torso augmentation as a cause of head and neck injury in rollover crashes. The document merely states that in some cases roof crush "might" cause serious injury, which is a proposition with which
While we have not found a Pennsylvania appellate case directly on point, we cite with approval Campbell v. Fawber, 975 F.Supp.2d 485 (M.D.Pa.2013).
Id. at 501 (emphasis added) (footnote omitted).
The Parrs next contend the trial court erred when it granted Ford's motion in limine number three to preclude all references to NHTSA rulemaking documents after 2001 and particularly, NHTSA 216 Final Rule, "on the basis that the [2001] Excursion was designed, manufactured, and sold in 2001," eight years before the Final Rule's publication. The Parrs' Brief at 31. The Parrs sought to admit evidence of these rulemaking documents to establish causation, to dispute Ford's diving/torso augmentation theory, and to impeach Ford's experts' reliance upon that theory. The Parrs' Brief at 33. The Parrs maintain that the trial court relied upon precedent concerning whether this evidence was admissible to establish a "defect," which was inapplicable to the Parrs' theory of roof crush causation. They suggest the 2001 date may have relevance to notice or negligence, but it has no relevance to the issue of causation or impeachment. Id.
Ford responds that the trial court acted within its discretion in excluding reference to post-2001 rulemaking activities that culminated in FMVSS 216 Final Rule. It suggests that evidence regarding a post-manufacture regulatory standard is irrelevant because it does not go to whether the Excursion's roof was defectively designed when it left the Ford plant in 2001. Ford maintains that the documents also do not prove causation, they merely suggest that the Parrs' causation theory is possible, and that issue was not in dispute because Ford admitted it at trial. Thus, Ford argues that any marginal relevance was far outweighed by the likelihood that evidence of inapplicable government standards was likely to mislead the jury. Moreover, Ford maintains that the Parrs' claim is moot because the Parrs presented some of the evidence that they now assert was wrongly excluded.
In defending its decision to preclude references to NHTSA rulemaking documents after 2001, the trial court stated the following:
Trial Court Opinion, 3/1/13, at 5-6.
The trial court's order dated March 5, 2012, and filed March 27, 2012, relating to Ford's motion in limine number three, precluded reference to "FMVSS 216, the 2009 Amendments to FMVSS 216, or Related Notices of Proposed Rulemaking...." Order, 3/27/12, at 1 (docket entry 145). Initially, the Parrs failed to note the place in the record where the trial court declined admission of fifteen studies and publications, which the Parrs asserted
The trial court granted Ford's motion in limine number three to the extent it sought to exclude reliance on NHTSA standards and rulemaking documents after 2001, the year the Parrs' Excursion was manufactured. It is undisputed that roof-strength standards in FMVSS 216 Final Rule did not apply to the Excursion because the vehicle, at 8,800 pounds, is beyond the "scope of [the] Safety Design Guideline, which stops at 8,500 pounds...." N.T., 3/7/12 (Morning Session), at 53, 83. The rulemaking documents Ford sought to exclude in its motion in limine number three did not issue until years after 2001; they dated from 2005, when the NHTSA issued notice of proposed rulemaking to update FMVSS 216,
As we have stated, it is well settled that the decision to admit or exclude evidence is vested in the sound discretion of the trial court and will not be overturned on appeal absent an abuse of
Lykes v. Yates, 77 A.3d 27, 33 (Pa.Super.2013) (emphasis in original).
We conclude the trial court correctly found that the standard enacted in 2009, which is not applicable until 2016, cannot form the basis for liability in this case, where the vehicle in question was manufactured in 2001. Thus, evidence of the FMVSS 216 Final Rule in 2009 and rulemaking activities from 2005 and 2008 leading up to the amendment properly were excluded. The Parrs were compelled to prove that the Excursion was defective at the time it was made. See Duchess v. Langston, 564 Pa. 529, 769 A.2d 1131, 1142 (2001) ("[O]ur jurisprudence requires that products are to be evaluated at the time of distribution when examining a claim of product defect."). The FMVSS 216 Final Rule and rulemaking activities leading up to the amendment properly were circumscribed by the trial court's grant of Ford's motion in limine number three. See Dunkle v. West Penn Power Co., 400 Pa.Super. 334, 583 A.2d 814, 816 (1990) ("[I]n a strict liability action against the manufacturer of a product, safety standards promulgated after the sale of the product are irrelevant and inadmissible to show that the product was defectively designed or contained inadequate warnings when manufactured."). See also Oberreuter v. Orion Industries, Inc., 398 N.W.2d 206 (Iowa App.1986); Aller v. Rodgers Machinery Manufacturing Co., Inc., 268 N.W.2d 830 (Iowa 1978); Rice v. James Hanrahan & Sons, 20 Mass.App.Ct. 701, 482 N.E.2d 833 (Mass.1985); Cover v. Cohen, 61 N.Y.2d 261, 473 N.Y.S.2d 378, 461 N.E.2d 864 (1984); Turner v. General Motors Corp., 584 S.W.2d 844 (Tex.1979); Majdic v. Cincinnati Machine Co., 370 Pa.Super. 611, 537 A.2d 334 (1988).
Moreover, we reject the Parrs' assertion that even if the post-2001 rulemaking evidence was inadmissible to prove a defect, it was admissible to prove causation. The Parrs' Brief at 33. As noted, we have determined that the FMVSS 216 Final Rule and related documents demonstrated that roof crush is one of several potential causes of injury in rollover accidents. The record reveals that Ford readily admitted that fact. N.T., 3/7/12 (Morning Session), at 33-34, 97; N.T., 3/19/12 (Morning Session), at 64-71; N.T., 3/19/12 (Afternoon Session), at 27-28. Thus, the documents in question did not make the existence of any fact that is of
Further, despite the trial court's ruling on Ford's motion in limine number three, the Parrs did, in fact, place the NHTSA Final Rule's conclusion before the jury. See, e.g., N.T., 3/7/12 (Morning Session), at 63; N.T., 3/19/12 (Afternoon Session), at 33-36. Indeed, during his closing argument, the Parrs' counsel suggested to the jury, "And this business about diving, torso augmentation, they can't convince NHTSA of that fact; yet they're trying to convince you...." N.T., 3/21/12 (Volume I), at 51. In addition, the evidence encompassed by Ford's motion in limine number three was cumulative to the myriad references by the Parrs to the NHTSA and roof crush causation. See, e.g., N.T., 3/7/12 (Morning Session), at 41-42, 57-87; N.T., 3/7/12 (Afternoon Session), at 21-24, 102-104, 123-132, 138-143; N.T., 3/8/12 (Morning Session), at 35-87, 104;. N.T., 3/8/12 (Afternoon Session), at 77; N.T., 3/15/12 (Afternoon Session), at 44-45; N.T., 3/19/12 (Morning Session), at 27-29; N.T., 3/19/12 (Afternoon Session), at 29-36, 72-83; N.T., 3/20/12 (Afternoon Session), at 28.
Also, in order for a trial court's ruling on an evidentiary matter to constitute reversible error requiring the grant of a new trial, the ruling must be both legally erroneous and harmful to the complaining party. Winschel, 925 A.2d at 794. If the error in the admission of the evidence had no effect on a verdict, the error does not require the grant of a new trial. Herein, the Parrs assert that the admission of the documents would have proven causation. As noted, however, the jury never reached the issue of causation. Jury Verdict Form, 3/23/12.
The Parrs further suggest the trial court should have allowed them to utilize the materials in order to impeach Ford's expert witnesses. The Parrs' Brief at 35-36. This argument fails. First, the record reveals that the Parrs
Second, Pa.R.E. 607(b) & cmt notes that "there are limits on the admissibility of evidence relevant to the credibility of a witness," including the provisions of Pa. R.E. 403 whereby the court "may exclude relevant evidence if its probative value is outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence." Pa.R.E. 607(b); Pa. R.E. 403. Thus, as Ford asserts, "For the same reasons post-2001 NHTSA rulemaking documents were not admissible for their truth," they were not available for impeachment. Ford's Brief at 32.
Finally, as Ford posits, "there was nothing to impeach Ford's witnesses on." Ford's Brief at 32. Ford's experts conceded that roof crush may be a cause of injury in some cases, see note 7 supra, which is precisely what the post-2001 NHTSA rulemaking documents demonstrate. Hence, we conclude the trial court did not abuse its discretion in granting Ford's motion in limine number three.
Next, related to the trial court's grant of Ford's motion in limine number nine, the Parrs contend that they should
Ford contends the trial court acted within its discretion in excluding the statistical studies because they involved a wide variety of accidents, injuries, and vehicles. Ford asserts that because the Parrs failed to show the requisite similarity to the instant accident, the studies, and the statistics upon which they relied were not relevant within the meaning of Pa.R.E. 401.
The trial court stated the following regarding this issue:
Trial Court Opinion, 3/1/13, at 6-7. We agree with the trial court's conclusion that the Parrs failed to show that various expert reports and the relevant statistical studies and compilations upon which those reports relied were substantially similar to the instant case; thus, the trial court properly granted Ford's motion in limine number nine and circumscribed the evidence.
The Parrs were precluded from referencing (1) data compiled by IIHS, which contained fatality facts obtained from the FARS database; (2) IIHS evidence that compared mortality rates of Ford Excursions in rollover accidents to other large or extra-large sport utility vehicles from other manufacturers involved in rollover accidents; and (3) IIHS documents comparing roof strengths of various makes and models during rollover accidents. This Court has stated:
Blumer v. Ford Motor Co., 20 A.3d 1222, 1228-1229 (Pa.Super.2011).
It is noteworthy, as well, that statistical compilations of accidents and studies that cite statistical compilations of accidents, must satisfy the substantial similarity test. Hutchinson v. Penske Truck Leasing Co., 876 A.2d 978 (Pa.Super.2005). In Penske, this Court rejected as "frivolous and illogical" the claim that "expert reports do not constitute `other accident' evidence because [the appellant] presented no single other accident to the jury but rather presented only the reports' conclusions from studies of hundreds of other accidents." Id. at 985. "To suggest, as [Mr.] Hutchinson does, that the underlying nature of this evidence of other accidents was transformed, merely because it was compiled, analyzed, and summarized to generate conclusions,
It is clear that the Parrs were compelled to satisfy the substantial similarity test, and because they did not, the statistical compilations properly were excluded. Therefore, we agree with the trial court that the evidence in question did not meet the substantial similarity test. For example, the facts from the FARS database referenced by the Parrs included passenger vehicle
The record reflects that the Parrs did not present evidence as to the substantial similarity of the reports to the Excursion, the accident, or the circumstances in this case. Thus, none of the information in the reports was shown to be directly relevant to the Excursion and to the accident at issue. The Parrs made no attempt to demonstrate that the underlying accidents in the statistical compilations were substantially similar to the instant accident. The Parrs had the burden to prove substantial similarity, and they failed to carry the burden. Penske.
The Parrs' final issue relates to whether the trial court committed an error of law and abused its discretion when it denied the Parrs' motion in limine number ten to preclude Ford from: (a) presenting evidence that the 2001 Excursion was not preserved and (b) obtaining a spoliation charge. Specifically, the Parrs contend the trial court erred in issuing a spoliation charge to the jury and in permitting extensive introduction of spoliation evidence where Ford was unable to demonstrate any prejudice that resulted from the destruction of the 2001 Excursion.
Ford proffers that the trial court's decision to instruct the jury that it could infer that the Excursion contained evidence unfavorable to the Parrs was within the court's broad discretion. The Parrs stipulated that they failed to preserve the vehicle even though they had ample opportunity to do so after retaining counsel. Thus, Ford never had the chance to examine the vehicle, and Ford's experts explained how the vehicle's absence negatively impacted their analyses. Ford maintains that any error in this regard was harmless because the Parrs asserted that the excluded evidence would have aided their case on causation, but the jury did not reach causation in returning a defense verdict. Thus, Ford responds that the Parrs cannot show that the trial court committed an error of law that controlled the outcome of the case.
The trial court resolved this issue as follows:
Trial Court Opinion, 3/1/13, at 7-8.
"Spoliation of evidence" is the failure to preserve or the significant alteration of evidence for pending or future litigation. Pyeritz v. Commonwealth, 613 Pa. 80, 32 A.3d 687, 692 (2011). "When a party to a suit has been charged with spoliating evidence in that suit (sometimes called "first-party spoliation"), we have allowed trial courts to exercise their discretion to impose a range of sanctions against the spoliator." Id. (citing Schroeder v. Commonwealth, Department of Transportation, 551 Pa. 243, 710 A.2d 23, 27 (1998)) (footnotes omitted). This Court has stated:
To determine the appropriate sanction for spoliation, the trial court must weigh three factors:[
Creazzo v. Medtronic, Inc., 903 A.2d 24, 28-29 (Pa.Super.2006).
The record reveals that there is no dispute that the Parrs were responsible for the destruction of the Excursion and thus, were at fault. The stipulation concerning the destruction of the vehicle was as follows:
N.T., 3/15/12 (Morning Session), at 30-31.
We examine the factors to determine whether the trial court properly denied the Parrs' motion in limine number ten and chose the appropriate sanction to impose. Clearly, the Parrs alone had the capacity to preserve the Excursion given the fact that they hired counsel six to seven weeks before the vehicle's destruction. It was "foreseeable that discarding the evidence would be prejudicial to the defendants," Mt. Olivet Tabernacle Church v. Edwin L. Wiegand Div., 781 A.2d 1263, 1271 (Pa.Super.2001), because Mr. Parr took photographs of the vehicle two days after the accident, indicating that he recognized the vehicle's value as evidence.
Second, Ford clearly was prejudiced by the Excursion's destruction.
Finally, the trial court had a range of sanctions from which to choose once it decided to impose one. Ford had requested that the trial court grant summary judgment as a sanction for the Parrs' destruction of the Excursion. Although the award of summary judgment against an offending party remains an option in some cases, its severity makes it an inappropriate remedy for all but the most egregious conduct. See Tenaglia v. Proctor & Gamble, Inc., 737 A.2d 306, 308 (Pa.Super.1999) ("Summary judgment is not mandatory simply because the plaintiff bears some degree of fault for the failure to preserve the product."). Indeed, "dismissal of a complaint or preclusion of evidence regarding an allegedly defective product is an extreme action reserved only for those instances where an entire product or the allegedly defective portion of a product is lost, spoiled or destroyed." Mensch v. Bic Corp., 1992 WL 236965, at *2 (E.D.Pa. Dec. 17, 1992) (emphasis added); Woelfel v. Murphy Ford Co., 337 Pa.Super. 433, 487 A.2d 23 (1985).
In the instant case, the trial court chose to charge the jury that it was permitted, although not required, to draw an adverse inference against the Parrs for destruction of the Excursion, which was the least severe of the possible sanctions. See Schroeder, 710 A.2d at 28. The Parrs do not, and cannot, dispute that the permissive adverse inference instruction is a lesser sanction than outright dismissal or the grant of summary judgment. See Schroeder, 710
Having concluded that the trial court did not abuse its discretion in any of the evidentiary rulings identified by the Parrs, and for the above stated reasons, the judgment in favor of Ford must be affirmed.
Judgment affirmed.
President Judge EMERITUS FORD ELLIOTT, President Judge EMERITUS BENDER, Judge BOWES, Judge ALLEN, Judge STABILE and Judge JENKINS join the Opinion.
Judge WECHT files a Concurring Opinion in which Judge OTT joins.
CONCURRING OPINION BY WECHT, J.:
It is a venerable, if somewhat time-worn, aphorism that hard cases make bad law. Thus, when confronted with a "hard" case that might be resolved on narrow grounds, it is prudent to rule no more broadly than necessary. It is out of this concern that I depart to varying degrees from the learned majority's reasoning on three of the four issues before us, although, for the reasons set forth below, I join the majority's affirmance of the judgment entered by the trial court.
To begin, I join the majority's rejection of Joseph and April Parr's claim, presented on appeal as their first issue, that the trial court erred or abused its discretion in admitting evidence submitted by Ford Motor Company ("Ford") in support of its "diving/torso augmentation" theory of causation. Notwithstanding the Parrs' strenuous argument to the contrary,
In their second issue, the Parrs contend that the trial court abused its discretion in granting Ford's motion in limine to exclude studies and data associated with rule-making by the National Highway and Transportation Safety Administration ("NHTSA") concerning vehicle roof strength standards that post-dated the date of manufacture of the 2001 Ford Excursion at issue in this case. The trial court, noting that post-manufacture standards have no bearing on the determination whether a given product is defective for purposes of a products liability claim, deemed the post-2001 proceedings leading up to the 2009 amendment to the Federal Motor Vehicle Safety Standard
Before this Court, however, the Parrs do not contend that they sought the admission of this evidence for purposes of establishing a product defect. Rather, they contend that they sought to introduce the post-2001 rule-making proceedings to establish that roof crush, rather than diving/torso augmentation, caused Mrs. Parr's catastrophic injuries in this case, as well as to impeach Ford's witnesses who maintained otherwise. Brief for the Parrs at 34-36. They further assert that this evidence was admissible to establish the foundation for their causation experts' opinions. Id. at 36-37.
The majority recites a litany of bases upon which to reject the Parrs' arguments.
The majority also seems to assert that the Parrs successfully put the post-2001 rule-making before the jury in any event. Id. However, the majority's citations in support of that proposition do not sustain it. For example, the majority cites a passage from the Parrs' cross-examination of defense expert Michael Leigh, but the only NHTSA-related question posed to Leigh in the cited passage was as follows: "Do you not agree that all of the studies of NHTSA, all of the studies of academia, all of the studies except the ones where GM or Ford engaged the people [who] said that this is wrong, all of the studies say that; do they not?" See Notes of Testimony ("N.T."), 3/7/2012 (morning), at 63. Nothing about the context or wording of this question suggests that the Parrs were confronting Leigh with post-2001 data or studies. Similarly, the majority's citation of the testimony of Catherine Corrigan, Ph.D., on cross-examination concerned references to NHTSA findings in a 1995 article, which could not have invoked post-2001 NHTSA data or proceedings. See N.T., 3/19/2012 (afternoon), at 30-36.
Finally, the majority correctly notes that the erroneous exclusion of admissible evidence requires relief only when the exclusion causes the complaining party prejudice. Id. at 697 (citing Winschel v. Jain, 925 A.2d 782, 794 (Pa.Super.2007)). The majority concludes that any error in this instance was harmless because the evidence in question pertained to causation, but the jury, having concluded that the 2001 Ford Excursion was not defective, never reached the question of what caused Mrs. Parr's injuries. See id.
It is this last aspect of the majority's ruling that troubles me most. While the multifactorial framework for establishing a strict products liability claim
That being said, the entwinement of these considerations in a case like this raises countervailing concerns of particular application to this case. Pennsylvania Rule of Evidence 403 provides that "[t]he court may exclude relevant evidence if its probative value is outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, ... or needlessly presenting cumulative evidence." This Court has acknowledged that the probative value of prior accident evidence "is tempered by judicial concern that the evidence may raise collateral issues, confusing both the real issue and the jury." Whitman v. Riddell, 324 Pa.Super. 177, 471 A.2d 521, 523 (1984) (citing Stormer v. Alberts Constr. Co., 401 Pa. 461, 165 A.2d 87, 89 (1960)); cf. Mt. Olivet Tabernacle Church v. Edwin L. Wiegand Div., 781 A.2d 1263, 1275 (Pa.Super.2001) (acknowledging the possibility that "an open-ended argumentative exploration of possible similar incidents will confuse the jury and prejudice the defendant"). Moreover, other jurisdictions' case law and common sense soundly
Conversely, while NHTSA's 2009 rule was based upon a stronger conclusion than it previously had reached regarding the correlation of roof crush and serious injury, it was not novel to NHTSA. As evinced by the very promulgation of roof strength standards nearly thirty years earlier, by 2001, NHTSA effectively had maintained for decades that mitigation of roof crush would reduce the risk of injury in rollover accidents. The Parrs undisputedly were allowed to introduce evidence of NHTSA's pre-2001 analyses and rule-making on this topic, an opportunity of which they availed themselves repeatedly. See Maj. Op. at 696-97 (citing various instances of the Parrs' reliance in cross-examination on pre-2001 NHTSA commentary). Furthermore, Ford's experts conceded that roof crush could cause or contribute to serious injuries in certain rollover accidents. Thus, while the evidence in question would be highly prejudicial, its probative value in support of causation would be quite limited.
While by and large I agree with the majority's reasoning, I believe that it is insufficiently sensitive to the complex balance of probative value and prejudicial effect such evidence may present in certain cases, including in this one. Thus, I believe that it is neither necessary nor advisable to opine that this evidence's exclusion was harmless as a matter of law. However, because the thrust of nearly thirty years of NHTSA discussions of the likely correlation between roof crush and injury was set before the jury and Ford's expert witnesses acknowledged that roof crush might cause injury in certain circumstances, the jury was aware of the data and arguments supporting the Parrs' roof crush theory of causation. Measured against the risk of prejudice highlighted above, and viewed in light of our considerable deference to trial courts' evidentiary rulings, see Keystone Dedicated Logistics, LLC v. JGB Enters., Inc., 77 A.3d 1, 11 (Pa.Super.2013), I cannot conclude that the trial court abused its discretion in excluding this evidence. Consequently, I would avoid the question of harmlessness, which need not be reached to affirm the ruling in this case, thus avoiding any risk that the concept might be applied too broadly in a future case.
The Parrs' third and related issue concerns the trial court's order granting Ford's motion in limine number 9. Therein, Ford maintained that the Parrs' expert reports "rely on ... statistical studies and compilations involving motor vehicle accident data to reach conclusions that the subject Excursion ... caused [the Parrs'] injuries.... [E]ach of these statistical studies is irrelevant and inadmissible [because the Parrs] cannot show that each [underlying] accident occurred under substantially similar circumstances as the
The majority provides an accurate account of the relevant law. See Maj. Op. at 699-700. For my purposes, it suffices to say that the proponent of prior accident evidence bears the burden of establishing that the prior accident or accidents are substantially similar to the accident at issue. See Blumer v. Ford Motor Co., 20 A.3d 1222, 1228 (Pa.Super.2011). "It is not a matter of finding exact similarity between the incidents, but some similarity must be shown to prevent speculation." Harkins v. Calumet Realty Co., 418 Pa.Super. 405, 614 A.2d 699, 705 (1992). Under Pennsylvania law, this burden applies equally whether the evidence in question consists of a single accident or a statistical compilation of accidents. See Hutchinson v. Penske Truck Leasing Co., 876 A.2d 978, 985-86 (Pa.Super.2005). Furthermore, in Hutchinson, this Court held that the proponent must establish the substantial similarity of the accidents underlying a compilation to the accident sub judice regardless of whether it is submitted to establish the existence or notice of a defect or causation. Id. at 985 (citing Spino v. John S. Tilley Ladder Co., 448 Pa.Super. 327, 671 A.2d 726, 735 (1996)). In Hutchison, we found reversible error where the trial court admitted prior accident evidence, ostensibly to establish the defendant's state of mind for purposes of punitive damages, where the plaintiff failed to establish substantial similarity of the prior accident evidence. Id. at 985-86; see also generally Majdic v. Cincinnati Mach. Co., 370 Pa.Super. 611, 537 A.2d 334, 341 (1988). Therefore, the Parrs have no obvious source of relief for their burden of establishing the requisite similarity, which I would find that the Parrs did not meet.
In their opposition to Ford's motion in limine, the Parrs were vague about precisely what studies and data compilations they wished to admit. More importantly, they never expressly sought to establish with particularity that each study and data compilation was compiled from accidents that were substantially similar to their own. Instead, they adopted a somewhat dubious interpretation of the deposition testimony of one of Ford's expert witnesses in another case as evidence that Ford somehow had conceded that "there is a direct relationship between the amount of roof crush and the risk of serious head, face, and neck injuries in rollover crashes," a proposition that, in any event, did not establish substantial similarity. The Parrs' Memorandum of Law in Opposition to Ford's Motion in Limine No. 9 at 5 (quoting deposition of Jeff Croteau, in which he appears to agree that there is a correlation between a "higher degree of roof collapse" and "a higher degree of head injury," but rejects the inference of causation between roof crush and injury exacerbation). Later, the Parrs argued that the evidence was admissible in the alternative to provide the foundation for their experts' opinions, see Pa.R.E. 703, or for purposes of impeachment of the credibility of Ford's expert witnesses, see Pa. R.E. 607(b). See The Parrs' Memorandum of Law in Opposition to Ford's Motion in Limine No. 9 at 8-9. However, the Parrs never made a case for the substantial similarity of the accidents underlying any one study or data compilation. Oral argument on the parties' motions in limine brought no more information pertinent to the substantial similarity inquiry. In short, the Parrs failed to do before the trial court — and largely fail to do before this Court — what the law obliged them to do in order
As a rule, arguments not materially preserved in the trial court are beyond our purview. See Pa.R.A.P. 302(a); cf. Commonwealth v. May, 584 Pa. 640, 887 A.2d 750, 761 (2005) ("The absence of contemporaneous objections renders ... claims waived."); Commonwealth v. Baumhammers, 599 Pa. 1, 960 A.2d 59, 73 (2008) (deeming the absence of contemporaneous objections to constitute waiver notwithstanding the appellant's claim that the issues in question were raised before trial). Furthermore, while the Parrs asserted in their post-trial motion their general contention that the trial court improperly and categorically excluded post-2001 studies and compilations of data, they again failed to identify with particularity each study or data compilation
The majority so holds, but in doing so it arguably makes substantive conclusions about the evidence in question, notwithstanding the waiver consideration that, elsewhere, the majority seems to find dispositive. See Maj. Op. at 700. In particular, the majority, like the trial court, seems to put a great deal of stock in the distinction between accident fatalities and the accident in question. See id. at 700; T.C.O. at 6-7. I would not suggest that such a distinction, standing alone, warrants a finding that a study is not sufficiently similar to be admitted, and it troubles me that the majority's opinion may, in a later case, be cited for that proposition. Whether a given injury leads to death (as was true in at least some of the compilations at issue) or quadriplegia (as is true in this case) may reflect a difference of degree rather than one of kind in the product defect and events that caused the injury. In this case, Mrs. Parr suffered a severed spinal cord. Certainly, a small difference in the kinematics of the injury could have resulted in fatal injury arising from a similar or identical mechanism, which, in turn, might support a finding of substantial similarity, provided other factors, too, pointed to that conclusion.
Because I believe that the Parrs barely even tried to establish the substantial similarity of the studies and data compilations in this case, I would not reach the merits of their challenge to the trial court's substantive findings as to substantial similarity. I would reject the Parrs' argument solely because they waived it. Accordingly, the details of the parties' dialogue with the trial court on the issue, as well as the trial court's own reasoning, are immaterial to this appeal. The Parrs simply failed to make the showing necessary to establish a basis for such a detailed review of the studies. I would deny relief strictly on that basis.
Finally, following considerable deliberation, I join the majority's ruling rejecting the Parrs' challenge to the trial court's decision to issue a permissive adverse inference instruction based upon the Parrs' alleged spoliation of the evidence, albeit with one reservation. The majority notes that the governing standard in determining whether a spoliation sanction is warranted
The majority contends that "there is no dispute that the Parrs were responsible for the destruction of the Excursion and[,] thus, were at fault." Id. at 702. However, this conclusion skips a critical analytic step in imputing fault to a party accused of failing to preserve evidence material to litigation. Cf. Eichman v. McKeon, 824 A.2d 305, 314-15 (Pa.Super.2003) (citing Baliotis v. McNeil, 870 F.Supp. 1285, 1290 (M.D.Pa.1994) for the proposition that "a component of fault is the presence or absence of good faith"). While it is undisputed that the Parrs relinquished the Excursion to their insurance company, it is not clear what, if any, representations or demands were made by the insurance company or by the Parrs or their counsel. Even if this does not implicate their legal duty, it certainly implicates the determination whether the Parrs acted in bad faith, an explicit element of the test for fault.
That modest reservation aside, I believe that our Supreme Court's decision in Schroeder v. Commonwealth, Dep't of Transp., 551 Pa. 243, 710 A.2d 23 (1998), requires affirmance. In that strict products liability case, unlike in this case, the record indicated that plaintiff's counsel had made arrangements to preserve the damaged vehicle, agreeing to remit a storage fee to the company that salvaged the vehicle. Only later, the plaintiff released title to the insurance company. Thereafter, the insurer released title to the salvage company, which then disposed of the vehicle before certain experts could examine it, despite the pending litigation. Id. at 24-25. Our Supreme Court ruled that the trial court and Commonwealth Court had erred in granting summary judgment, the most extreme sanction for spoliation, and a ruling that reflected the trial court's finding of bad faith. However, the Court directed that, on remand, the trial court provide an adverse inference instruction to the jury based upon the plaintiff's failure to preserve evidence that was manifestly material to their claims. Id. at 28. Given that the Supreme Court compelled the administration of such a jury instruction under circumstances where fault was no more clearly — and perhaps less clearly — established than in this case, thereby implicitly affirming the trial court's finding of bad faith, it would be incongruous to intrude upon the trial court's discretionary determination that such an instruction was called for in this case. Hence, like the majority, I would uphold the trial court's decision in this regard.
Judge OTT joins this concurring opinion.
N.T., 3/19/12 (Morning Session), at 29. Dr. Corrigan later reiterated that "there is plenty of data out there to show instances where roof crush does matter in injury and does cause injury. In this case, because of the kinematics, it was not the cause of the injury." Id. at 28. Ford's expert on roof strength, Michael J. Leigh, testified that "Ford doesn't dispute that there could be situations where roof crush or roof deformation causes an injury." N.T., 3/7/12 (Morning Session), at 7, 34.
In the absence of specific indicators that a relevant document exists but was inadvertently omitted from the certified record, it is not incumbent upon this Court to expend time, effort and manpower scouting around judicial chambers or the various prothonotaries' offices of the courts of common pleas for the purpose of unearthing transcripts ... [that] never were formally introduced and made part of the certified record.