KIM R. GIBSON, UNITED STATES DISTRICT JUDGE.
Presently pending before the Court are the parties' cross-motions for summary judgment. (ECF Nos. 31, 36.) Defendants Attorney General Jefferson B. Sessions, III, Acting Director Thomas E. Brandon, Director Christopher A. Wray, and the United States of America move for summary judgment on all currently pending counts
Section 922(g)(4) bars firearms possession for only "any person ... who has been adjudicated as a mental defective or who has been committed to a mental institution." 18 U.S.C. § 922(g)(4). Under the undisputed material facts presented to this Court, Mr. Franklin is not such a person. Therefore, similar to the United States Court of Appeals for the First Circuit in United States v. Rehlander, 666 F.3d 45 (1st Cir. 2012), this Court concludes that Mr. Franklin's right to acquire, possess, and use firearms is unaffected by Section 922(g)(4) because Mr. Franklin was not "adjudicated as a mental defective" or "committed to a mental institution." 18 U.S.C. § 922(g)(4).
This Court offers no opinion on any of the remaining claims or arguments of the parties, including, inter alia, alleged violations of Mr. Franklin's rights under the Due Process Clause of the Fifth Amendment and the Second Amendment. Rather, the undisputed material facts before this Court show that, by its plain terms and under the canon of constitutional avoidance, Section 922(g)(4) simply does not provide for a restriction of Mr. Franklin's ability to acquire, possess, or use firearms.
For the reasons that follow, Plaintiff's Motion for Summary Judgment (ECF No. 36) is
All of Mr. Franklin's claims arise under the Constitution and laws of the United States. The Court, therefore, has jurisdiction over this case pursuant to 28 U.S.C. § 1331. And, because a substantial part of the events giving rise to Mr. Franklin's claims — namely, his emergency mental health examination — occurred in the Western District of Pennsylvania, venue is proper in this district pursuant to 28 U.S.C. § 1391(b)(2).
Mr. Franklin initiated this action by filing his Complaint on February 3, 2016 (ECF No. 1), which he followed with his First Amended Complaint shortly thereafter on March 15, 2016. (ECF No. 3.) Mr. Franklin's First Amended Complaint alleged four counts against all Defendants: (1) two separate violations of the NICS Improvement Amendments Act ("NIAA"), (2) a violation of the Full Faith and Credit Clause of the United States Constitution, (3) a violation of the Due Process Clause of the Fifth Amendment, and (4) a violation of the Second Amendment. (ECF No. 3.)
Mr. Franklin's Second Amended Complaint added some additional content and reorganized its prior claims. (See ECF No. 26.) The Second Amended Complaint is organized into five counts: (1) a violation of Section 101(c) and Section 105 of the NIAA; (2) a violation of Section 101(a)(4)(D) and Section 101(b)(2)(B) of the NIAA; (3) a violation of the Full Faith and Credit Clause of the United States Constitution; (4) a violation of Franklin's Fifth Amendment right to due process; and (5) a violation of the right to keep and bear arms under the Second Amendment. (Id. at ¶¶ 49-109.) However, Mr. Franklin concedes that Count I and Count III of the Second Amended Complaint were dismissed by the Court's Memorandum Opinion and Order of November 18, 2016 (ECF No. 23) and explains that he included those two counts only "to preserve the issue for appeal, should it become necessary." (See ECF No. 26 at 12 n. 3, 19 n. 7.) Mr. Franklin's request for relief is extensive, featuring various forms of declarative and injunctive relief and attorney fees and costs. (Id. at 26-29.)
Most pertinent here, Defendants filed their Motion for Summary Judgment on January 31, 2017. (ECF No. 31.) Mr. Franklin responded with his own Motion for Summary Judgment on March 2, 2017. (ECF No. 36.) All briefing and responses to these two motions concluded on April 14, 2017. (See ECF Nos. 31-43, 47-52.)
The following facts are undisputed unless otherwise noted.
The present case arises from Mr. Franklin's involuntary stay in two Pennsylvania hospitals for an emergency mental health examination, in accordance with Section 302 of the MPHA. (ECF No. 35 ¶ 1; ECF No. 43 ¶ 1; ECF No. 42 ¶ 1; ECF No. 50 ¶ 1.) On September 22, 2002, Mr. Franklin arrived at a local police station in Bedford, Pennsylvania with approximately 20 cuts on his arms. (ECF No. 35 ¶¶ 2-4; ECF No. 43 ¶¶ 2-4; ECF No. 42 ¶¶ 1, 3; ECF No. 50 ¶¶ 1, 3.) These lacerations resulted from a "drinking game" in which Mr. Franklin, who was distraught from a recent breakup, and a friend would hit the other person with a butter knife during the course of a card game. (ECF No. 35 ¶¶ 2-4; ECF No. 43 ¶¶ 2-4; ECF No. 42 ¶¶ 1, 3; ECF No. 50 ¶¶ 1, 3.)
Upon arrival at the police station, Mr. Franklin spoke with Officer Chris Simons ("Officer Simons") and said that he "need[ed] to talk to someone." (ECF No. 35 ¶ 2; ECF No. 43 ¶ 2; ECF No. 42 ¶ 4; ECF No. 50 ¶ 4.) Officer Simons noted that Mr. Franklin "appear[ed] distraught from a recent break-up in a relationship" and "appear[ed] to be delusional," at which
(ECF No. 35 ¶ 6; ECF No. 43 ¶ 6.)
James W. Redmond, "an official in the county administrator's office,"
Mr. Franklin's treating physician, Dr. Christine M. Pluto ("Dr. Pluto") observed Mr. Franklin's lacerated arms, opined that Franklin "is severely mentally disabled and in need of treatment," and added that "[Mr. Franklin] should be admitted to a facility designated by the County Administrator for a period not to exceed 120 hours." (ECF No. 35 ¶ 10; ECF No. 43 ¶ 10.) Dr. Pluto diagnosed Mr. Franklin with "acute psychosis" and Mr. Franklin was transferred to Somerset Hospital at approximately 4:00 a.m. on September 22, 2002. (ECF No. 35 ¶¶ 10-11; ECF No. 43 ¶¶ 10-11; ECF No. 42 ¶ 6; ECF No. 50 ¶ 6.) Mr. Franklin was released at an unspecified time later that same day, i.e., September 22, 2002, with a total hospital stay of less than 24 hours. (ECF No. 42 ¶¶ 1, 6; ECF No. 50 ¶¶ 1, 6.)
In the following years, Mr. Franklin obtained a Bachelor's Degree in Criminal Justice, a paralegal certification, and became a Certified Nursing Assistant. (ECF No. 42 ¶ 10; ECF No. 50 ¶ 10.) Mr. Franklin became a Corrections Officer in the State of Kentucky — a job in which he was authorized to possess a handgun while in his official capacity pursuant to 18 U.S.C. § 925(a)(1). (ECF No. 42 ¶¶ 11, 14; ECF No. 50 ¶¶ 11, 14.) Mr. Franklin has since been terminated from that position. (ECF No. 42 ¶ 11; ECF No. 50 ¶ 11.) The termination of Mr. Franklin's employment as a Corrections Officer in Kentucky was, at least, in part due to Defendants' actions and interpretations of law because the correctional facility required that Mr. Franklin take his firearm home at night.
On July 1, 2015, Mr. Franklin petitioned the Bedford County Court of Common Pleas for relief pursuant to 18 Pa. Stat. and Cons. Stat. Ann. § 6105(f). (ECF No. 42 ¶ 16; ECF No. 50 ¶ 16.) On October 14, 2014, the Honorable Travis Livengood ("Judge Livengood") issued an order finding that Mr. Franklin "may possess a firearm without presenting a danger to himself or others." (ECF No. 35 ¶ 13; ECF No. 43 ¶ 13; ECF No. 42 ¶ 16; ECF No. 50 ¶ 16.) Judge Livengood added that Mr. Franklin "no longer suffers from the mental health condition that was the basis of the original civil commitment," that Mr. Franklin was "fully released and discharged from all treatment, supervision, and monitoring from said commitment and has been since September 2002," and that Mr. Franklin's "involuntary confinement for evaluation and treatment was based solely on a medical finding of mental disability and not after hearing by a court, board, commission, or other authority and that Petitioner has not been adjudicated as a `mental defective.'" (ECF No. 42 ¶ 16; ECF No. 50 ¶ 16.)
Despite receiving state relief, Mr. Franklin has refrained from purchasing, possessing and using firearms in his private capacity because he reasonably fears arrest, prosecution, incarceration, and fine for allegedly violating 18 U.S.C. § 922(g)(4). (ECF No. 42 119; ECF No. 50 ¶ 19.) Confirming Defendants' position on this issue, Kevin White — Philadelphia Division Counsel for the Bureau of Alcohol, Tobacco, Firearms and Explosives ("ATF") — informed Mr. Franklin that, regardless of his receipt of state relief, Mr. Franklin remains prohibited under federal law from purchasing, possessing, and using firearms in his private capacity, but could continue to possess and use firearms in his official capacity as a state correctional officer. (ECF No. 42 ¶ 20; ECF No. 50 ¶ 20.) ATF Division Counsel White also stated that no mechanism for relief exists for Mr. Franklin for his federal prohibition of private firearm possession. (ECF No. 42 ¶ 20; ECF No. 50 ¶ 20.)
Mr. Franklin wishes to purchase both a handgun and a long gun for the purpose of defending himself, his home, and his family. (ECF No. 42 ¶ 23; ECF No. 50 ¶ 23.) Mr. Franklin is over the age of 21; not under indictment; has no record of felony or misdemeanor domestic violence; has never been convicted of a crime punishable
"Summary judgment is appropriate only where ... there is no genuine issue as to any material fact ... and the moving party is entitled to judgment as a matter of law." Melrose, Inc. v. Pittsburgh, 613 F.3d 380, 387 (3d Cir. 2010) (quoting Ruehl v. Viacom, Inc., 500 F.3d 375, 380 n. 6 (3d Cir. 2007)); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Fed. R. Civ. P. 56(a). Issues of fact are genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); see also McGreevy v. Stroup, 413 F.3d 359, 363 (3d Cir. 2005). Material facts are those that will affect the outcome of the trial under governing law. Anderson, 477 U.S. at 248, 106 S.Ct. 2505. The Court's role is "not to weigh the evidence or to determine the truth of the matter, but only to determine whether the evidence of record is such that a reasonable jury could return a verdict for the nonmoving party." Am. Eagle Outfitters v. Lyle & Scott Ltd., 584 F.3d 575, 581 (3d Cir. 2009). "In making this determination, `a court must view the facts in the light most favorable to the nonmoving party and draw all inferences in that party's favor.'" Farrell v. Planters Lifesavers Co., 206 F.3d 271, 278 (3d Cir. 2000) (quoting Armbruster v. Unisys Corp., 32 F.3d 768, 777 (3d Cir. 1994)).
The moving party bears the initial responsibility of stating the basis for its motion and identifying those portions of the record that demonstrate the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323, 106 S.Ct. 2548. If the moving party meets this burden, the party opposing summary judgment "may not rest upon the mere allegations or denials" of the pleading, but "must set forth specific facts showing that there is a genuine issue for trial." Saldana v. Kmart Corp., 260 F.3d 228, 232 (3d Cir. 2001) (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 n. 11, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986)). "For an issue to be genuine, the nonmovant needs to supply more than a scintilla of evidence in support of its position — there must be sufficient evidence (not mere allegations) for a reasonable jury to find for the nonmovant." Coolspring Stone Supply v. Am. States Life Ins. Co., 10 F.3d 144, 148 (3d Cir. 1993); see also Podobnik v. U.S. Postal Serv., 409 F.3d 584, 594 (3d Cir. 2005) (noting that a party opposing summary judgment "must present more than just bare assertions, conclusory allegations or suspicions to show the existence of a genuine issue") (internal quotation marks omitted).
Mr. Franklin offers numerous challenges to the Defendants' position that Mr. Franklin cannot acquire, possess, or use a firearm in his private capacity, and both parties offer lengthy, well-reasoned arguments on the various issues raised in this case. (See ECF Nos. 34, 40, 41, 49, 52.)
While this narrow disposition of this matter leaves many of the specific, novel legal issues raised and argued by the parties undecided, the Court deems it inappropriate to adjudicate or opine on issues — regardless of their novelty — when the examination of such issues is not necessary to fully resolve the case before it.
Indeed, the United States Supreme Court and fundamental adjudicatory principles suggest that this Court "should forbear resolving this issue." Camreta v. Greene, 563 U.S. 692, 705, 131 S.Ct. 2020, 179 L.Ed.2d 1118 (2011). The "longstanding principle of judicial restraint requires that courts avoid reaching constitutional questions in advance of the necessity of deciding them." Id. (quoting Lyng v. Northwest Indian Cemetery Protective Ass'n., 485 U.S. 439, 445, 108 S.Ct. 1319, 99 L.Ed.2d 534 (1988)); see also Ashwander v. TVA, 297 U.S. 288, 346-47, 56 S.Ct. 466, 80 S.Ct. 688 (1936) (Brandeis, J., concurring). The "fundamental principle" of judicial restraint provides that courts should neither "anticipate a question of constitutional law in advance of the necessity of deciding it" nor "formulate a rule of constitutional law broader than is required by the precise facts to which it is to be applied." Washington State Grange v. Washington State Republican Party, 552 U.S. 442, 450-51, 128 S.Ct. 1184, 170 L.Ed.2d 151 (2008) (quoting Ashwander, 297 U.S. at 346-47, 56 S.Ct. 466); see also North Carolina v. Covington, ___ U.S. ___, 137 S.Ct. 1624, 1626, 198 L.Ed.2d 110 (2017) (emphasizing "the need to act with proper judicial restraint").
Therefore, the Court concludes that it would be unnecessary, improper, and violative of the fundamental principle of judicial restraint to decide the Second Amendment, Fifth Amendment, and other statutory issues raised by the parties when this case can be fully and rightly decided without reaching these broader issues. The Court's holding regarding the inapplicability of Section 922(g)(4) restrictions to Mr. Franklin moots the other issues raised in this case and, thus, the Court does not decide or offer any opinion on them. The Court's holding in this case pertains only to an interpretation of Section 922(g)(4) and an application of Section 302 of the MHPA.
The purported restriction of Mr. Franklin's ability to acquire, possess, and use firearms in his personal capacity arises from Defendants' interpretation and application of Section 922(g)(4) to Mr. Franklin. (See ECF No. 42 ¶¶ 19-22; ECF No. 50 ¶¶ 19-22.) Yet, Section 922(g)(4) provides for no such restriction.
In relevant part, Section 922(g)(4) states:
18 U.S.C. § 922(g)(4) (emphasis added). The fundamental issue regarding the application of Section 922(g)(4) to Mr. Franklin
While some of these terms may have clear plain meanings, the Code of Federal Regulations defines
27 C.F.R. § 478.11.
In applying the terms of Section 922(g)(4), as defined by the Code of Federal Regulations, to Mr. Franklin's situation and Section 302 of the MHPA, it is clear that Section 922(g)(4)'s restrictions are inapplicable in the present case. Section 922(g)(4)'s restrictions would apply to Mr. Franklin in two situations: (1) if Mr. Franklin had been "adjudicated as a mental defective" or (2) if he had been "committed to a mental institution." 18 U.S.C. § 922(g)(4).
Looking at the first prong, Section 302 of the MHPA permitted Mr. Franklin to be submitted to a mental health examination for up to 120 hours based on the opinions of a single police officer, a single county officer with an unspecified position in the county administrator's office, and a single treating physician — without the involvement of any judicial or quasi-judicial decision-maker or any semblance of an
Moreover, as cited in its entirety supra Part VI.B.2, the Code of Federal Regulation defines "adjudicated" to mean a "determination by a court, board, commission, or other lawful authority." 27 C.F.R. § 478.11. The first three types of "adjudicators" in this list are clearly not implicated under the undisputed material facts of this case. The decision to submit Mr. Franklin to a 120-hour involuntary mental health examination was made by a police officer, an unspecified officer in the county administrator's office, and a physician — not a court, board, or commission. Notably, courts, boards, and commissions all function in a neutral judicial or quasi-judicial role,
The fourth and final "adjudicator" listed in 27 C.F.R. § 478.11 is an "other lawful authority." Id. The exact meaning and parameters of the term "other lawful authority" is less immediately apparent than that of a court, board, or commission. However, the Court finds that a police officer, unspecified county employee, and physician do not constitute "other lawful authority" for the purposes of Section 922(g)(4) and 27 C.F.R. § 478.11. While a police officer, an unspecified county employee, and a physician may be a lawful authority for the purposes of requiring an involuntary emergency mental health examination for up to 120 hours,
Furthermore, under the long-accepted principle of noscitur a sociis, "words grouped in a list should be given related meaning." Dole v. United Steelworkers of America, 494 U.S. 26, 36, 110 S.Ct. 929, 108 L.Ed.2d 23 (1990); see also Gustafson v. Alloyd Co., 513 U.S. 561, 575, 115 S.Ct. 1061, 131 L.Ed.2d 1 (1995) (reading a statutory definition as limited by the first of several grouped words). In the relevant federal regulation, "other lawful authority" is the fourth and final item of a list that begins with "a court, board, [and] commission." 27 C.F.R. § 478.11. A police officer, an unspecified county employee, and a physician acting outside of any formalized, judicial or quasi-judicial proceeding is not comparable, equivalent, or sufficiently similar to a "court, board, [or] commission." Id. Construing "other lawful authority" in such a manner would be contrary and irreconcilable with the principle of noscitur a sociis. See Dole, 494 U.S. at 36, 110 S.Ct. 929; Gustafson, 513 U.S. at 575, 115 S.Ct. 1061.
Accordingly, the Court rejects an interpretation of Section 922(g)(4) that construes the three individuals in this case as a "lawful authority" to permanently prohibit the possession of private firearms. An "adjudicat[ion] as a mental defective" under Section 922(g)(4) requires something more than two lay persons and a physician acting without any adversarial proceeding, without the opportunity to present any evidence by the party subject to the mental health examination, and without the involvement of any judicial or quasi-judicial decision-maker or processes. See Tyler v. Hillsdale Cty. Sheriff's Dep't, 837 F.3d 678, 681-82 (6th Cir. 2016) (en banc) (stating that the federal regulations make it clear that Section 922(g)(4) "applies only to persons who are involuntarily committed by an appropriate judicial authority following due process safeguards") (emphasis added). In sum, the procedures provided for by Section 302 of the MHPA simply do not constitute an "adjudication" for the purposes of Section 922(g)(4).
Looking at the second prong, Section 922(g)(4) provides for a restriction of a person's ability to possess a firearm when that person has been "committed to a mental institution." 18 U.S.C. § 922(g)(4). Under the undisputed material facts presented to this Court, Mr. Franklin was never committed to a mental institution.
Mr. Franklin was taken to UPMC Bedford and, then, transferred to Somerset Hospital for an emergency mental health examination that could last no longer than 120 hours under Section 302 of the MHPA. (ECF No. 35 ¶¶ 10-11; ECF No. 43 ¶¶ 10-11; ECF No. 41 ¶¶ 1, 6; ECF No. 50 ¶¶ 1, 6.) He was observed overnight and released less than 24 hours later with no further treatment. (ECF No. 35 ¶¶ 10-11; ECF No. 43 ¶¶ 10-11; ECF No. 41 ¶¶ 1, 6; ECF No. 50 ¶¶ 1, 6.) UPMC Bedford and Somerset Hospital clearly meet the definition of a mental institution provided for under Section 922(g)(4) by 27 C.F.R. § 478.11. See supra Part VI.B.1 (quoting the definition in its entirety from 27 C.F.R. § 478.11). However, Mr. Franklin was not "committed" to UPMC Bedford or Somerset Hospital. The undisputed material facts fail to satisfy the definition provided by the relevant federal regulation in at least two regards.
First, this definition, which is quoted in its entirety supra, presupposes a formal commitment decision by a "court, board, commission, or other lawful authority." Id. As explained above, a valid "adjudicator" was not involved in Mr. Franklin's mandated mental health examination in the instant case. Thus, the definition of "committed to a mental institution" is not satisfied for the same reasons discussed supra Part VI.B.2.
Second, the relevant regulation expressly states that the term "committed to a mental institution ... does not include a person in a mental institution for observation." Id.; see also Rehlander, 666 F.3d at 48-49 (distinguishing temporary, emergency hospitalizations from formal commitments); United States v. Giardina, 861 F.2d 1334, 1337 (5th Cir. 1988) (holding that there is nothing in 18 U.S.C. § 922(g) which indicates an intent to prohibit the possession of firearms by persons who had been hospitalized for observation and examination where they were found not to be mentally ill and were not committed); United States v. Hansel, 474 F.2d 1120, 1122-23 (8th Cir. 1973) (same).
Mr. Franklin's less-than-24-hour stay at UPMC Bedford and Somerset Hospital for an emergency mental health examination falls within this explicit exclusion. Even going beyond the specific facts of Mr. Franklin's situation, the terms of Section 302 of the MHPA describe mandated medical care of a temporary and observational nature. Section 302 of the MHPA provides only for involuntary medical treatment lasting up to 120 hours. See 50 Pa. Stat. and Cons. Stat. Ann. § 7302(d). And, this Pennsylvania statute, tellingly, never uses the term "commitment." See id. Instead, Section 302 of the MHPA consistently and uniformly uses the terms "involuntary emergency examination and treatment" or "emergency examination." Id. By its own terms and effect, Section 302 of the MHPA does not provide for a commitment to a mental institution as defined by 27 C.F.R. § 478.11, nor did Mr. Franklin undergo a commitment to a mental institution for the purposes of Section 922(g)(4).
In addition to the foregoing reasons, any ambiguities in the meaning of Section 922(g)(4), including what constitutes an "adjudication as a mental defective" or "other lawful authority" are properly resolved such that Section 922(g)(4) does not restrict Mr. Franklin's ability to possess a firearm under the canon of constitutional avoidance.
The canon of constitutional avoidance — also sometimes referred to as the doctrine of constitutional doubt — requires courts to construe statutes, "if fairly possible, so as to avoid not only the conclusion that it is unconstitutional but also grave doubts upon that score." Almendarez-Torres v. United States, 523 U.S. 224, 237-38, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998) (citing United States v. Jin Fuey Moy, 241 U.S. 394, 401, 36 S.Ct. 658, 60 S.Ct. 1061 (1916)); see also Jones v. United States, 529 U.S. 848, 857, 120 S.Ct. 1904, 146 L.Ed.2d 902 (2000); Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 347, 56 S.Ct. 466, 80 S.Ct. 688 (1936) (Brandeis, J., concurring) ("The Court will not pass upon a constitutional question, although properly presented by the record, if there is also present some other ground upon which the case may be disposed of.... Thus, if a case can be decided upon two grounds, one involving a constitutional question, the other a question of statutory construction or general law, the Court will decide only the latter."). "[W]here an otherwise acceptable construction of a statute would raise serious constitutional problems," courts will construe the statute to avoid such problems "unless such construction is plainly contrary to the intent [of the legislature.]" DeBartolo Corp. v. Florida Gulf Coast Bldg. and Const. Trades Council, 485 U.S. 568, 575, 108 S.Ct. 1392, 99 L.Ed.2d 645 (1988). "`The elementary rule is that every reasonable construction must be resorted to, in order to save a statute from unconstitutionality.'" Id. (quoting Hooper v. California, 155 U.S. 648, 657, 15 S.Ct. 207, 39 S.Ct. 297 (1895)). "This approach not only reflects the prudential concern that constitutional issues not be needlessly confronted, but also recognizes that [legislatures,] like [the courts] are bound by and swear[] an oath to uphold the Constitution." Id.; accord Burns v. United States, 501 U.S. 129, 138, 111 S.Ct. 2182, 115 L.Ed.2d 123 (1991); Gollust v. Mendell, 501 U.S. 115, 126, 111 S.Ct. 2173, 115 L.Ed.2d 109 (1991).
This well-established
This Court's interpretation of Section 922(g)(4) — i.e., the procedures of Section 302 of the MHPA as applied to Mr. Franklin do not constitute an adjudication that Mr. Franklin is "a mental defective" or a "commit[ment] to a mental institution,"
While the other district courts in this Circuit that have faced similar issues decided the merits of the parties' constitutional claims, the parties in these other cases do not appear to have raised the issue of the applicability of Section 922(g)(4) restrictions to a person subjected to an "involuntary mental health examination" pursuant to Section 302 of the MHPA. See note 18. Accordingly, the opinions issued by the other district courts in this Circuit did not examine the preliminary applicability of Section 922(g)(4) to the plaintiffs in those cases, perform a statutory analysis of Section 922(g)(4), consider 27 C.F.R. § 487.11, or raise the canon of constitutional avoidance. See note 18. Therefore, despite this Court's different approach to resolving these constitutional challenges to the combination of Section 922(g)(4) and Section 302 of the MHPA from the other district courts of this Circuit and this Court's respect for the learned judges of the other district courts of this Circuit, this Court bases its present decision on its interpretation of Section 922(g)(4) as being inapplicable to Mr. Franklin-without reaching the constitutional issues raised by Mr. Franklin.
Although opinions issued by courts of appeals other than the United States Court of Appeal for the Third Circuit are obviously not binding precedent in this Circuit, this Court finds the unanimous panel decision of the United States Court of Appeals for the First Circuit in United States v. Rehlander, 666 F.3d 45 (1st Cir. 2012) to be persuasive, well-reasoned, and supported by authority. In Rehlander, the First Circuit faced a challenge similar to that raised by Mr. Franklin in the instant matter. See Rehlander, 666 F.3d at 46-47. The plaintiffs in Rehlander, Benjamin Small ("Mr. Small") and Nathan Rehlander ("Mr. Rehlander"), were both involuntary admitted to psychiatric hospital under Maine's "emergency procedure." Id. at 46 (citing Me. Rev. Stat. tit. 34-B, § 3863 (2011)). Mr. Small and Mr. Rehlander were later convicted for possessing firearms after having been "committed to a mental institution" in violation of Section 922(g)(4). Id. They challenged these convictions on various bases similar to those raised by Mr. Franklin, including a Second Amendment challenge under District of Columbia v. Heller, 554 U.S. 570, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008). See Rehlander, 666 F.3d at 46-47.
The facts and underlying state laws in Rehlander are remarkably similar to the present case. As stated by the First Circuit:
Id.
The factual similarities to Mr. Franklin's "involuntary mental health examination" and Mr. Small and Mr. Rehlander's "involuntary psychiatric hospitalization" are self-evident. Compare Part IV, with Rehlander, 666 F.3d at 46-47.
Moreover, the system of involuntary hospitalizations established by the legislatures of Pennsylvania and Maine are strikingly similar. Just as Maine law provides for a graduated series of involuntary admissions that first feature shorter emergency periods of hospitalization permitted by non-adversarial, ex parte procedures, followed by longer periods of involuntary hospitalization that require full judicial determinations, see id., Pennsylvania law features the "involuntary emergency mental health examination" of Section 302 of the MHPA, which can last no longer than 120 hours and requires only an ex parte decision by only a physician or a warrant by a county administrator and a physician's authorization,
The primary distinction between the Maine law at issue in Rehlander and Section 302 of the MHPA is that Maine law provides more robust procedural protections than Section 302 of the MHPA. Unlike Section 302 of the MHPA, which requires only the certification of a physician or a warrant issued by a county administrator, see 50 Pa. Stat. and Cons. Stat. Ann. § 7302(a), Maine law requires (1) an application by a health or law enforcement officer, (2) a certifying medical examination by a medical practitioner, and (3) an endorsement by a judge or justice of the peace confirming these procedures have been followed. See Rehlander, 666 F.3d at 46 (discussing Me. Rev. Stat. tit. 34-B, § 3863).
Nevertheless, despite this more multi-tiered statutory structure and the mandated involvement of a judge, the First Circuit held that Maine law's ex parte involuntary psychiatric hospitalization procedures for temporary hospitalization did not meet the definition of Section 922(g)(4). Id. at 47 ("Thus, section 922(g)(4) does not bar firearms possession for those who are or were mentally ill and dangerous, but (pertinently) only for any person `who has been adjudicated as a mental defective' or `has been committed to a mental institution.' As we read section 922 in the light of the concerns already discussed, a temporary hospitalization under section 922 does not constitute a `commitment' under section 922."). Likewise, this Court holds that Pennsylvania's procedures under Section 302 of the MHPA — which, unlike Maine law, do not involve a judicial actor in any capacity — do not constitute an "adjudication" or a "commitment" under Section 922(g)(4).
Much like this Court's discussion supra Part VI.D, the Rehlander court's statutory interpretation of Section 922(g)(4) was in part due to its application of the canon of constitutional avoidance. Id. at 47. Prior to the United States Supreme Court's decision in Heller, the First Circuit had interpreted Section 922(g)(4) to apply to those subject to a temporary hospitalization under Section 3863. See United States v. Chamberlain, 159 F.3d 656 (1st Cir. 1998). However, post-Heller, the First Circuit
In coming to this conclusion, the First Circuit explained that Section 3863 — much like Section 302 of the MHPA — never uses the word "commitment" and that it features ex parte procedures. See id. at 47-48. The First Circuit felt obliged to apply the canon of constitutional avoidance because the Heller-recognized right to bears arms "is no longer something that can be withdrawn by government on a permanent and irrevocable basis without due process" and "a permanent or prolonged loss of a constitutional liberty or property interest [ordinarily requires] an adjudicatory hearing, including a right to offer and test evidence if facts are in dispute." Id. at 48. The Rehlander court even stated, "[i]t is evidently doubtful that a section 3863 commitment provides the necessary process for a permanent deprivation." Id.
The First Circuit observed that under the Government's interpretation, Section 922(g)(4) provides for a permanent suspension of the right to bear arms, rather than a temporary suspension — an imbalanced result if the catalyst for the suspension was a brief emergency hospitalization without a hearing, the right to counsel, a judicial decision-maker, or the opportunity to present evidence. Id. at 48-49. As a theoretical matter, Section 922(g)(4) restriction could be lifted via state or federal proceedings. Id. However, in both Maine and Pennsylvania, these avenues of relief are wholly illusory.
The Attorney General can theoretically grant relief from firearms restrictions under 18 U.S.C. § 925(c), but Congress has prohibited actions on such petitions since 1992. See Logan v. United States, 552 U.S. 23, 28 n. 1, 128 S.Ct. 475, 169 L.Ed.2d 432 (2007); Tyler v. Hillsdale Cnty. Sheriff's Dep't, 837 F.3d 678, 682 (6th Cir. 2016) (en banc); Rehlander, 666 F.3d at 49. Congress has also allowed states to develop a "relief from disabilities program." See NIAA, Pub. L. No. 110-180, 122 Stat. 2559 (2008) (codified at 18 U.S.C. § 922 note); Rehlander, 666 F.3d at 49. However, Maine and Pennsylvania's programs have not been approved by the Attorney General and, thus, provide no relief for the purposes of federal law. See id.; Keyes, 195 F.Supp.3d at 711 (explaining that 18 Pa. Stat. and Cons. Stat. Ann. § 6105(f)(1), Pennsylvania's relief program, "fails to satisfy the requirements for a state program to be considered `implemented' under § 105 [of the NIAA] ... [because § 105] requires an independent determination by a reviewing court that the granting of relief from a firearms disability would not be contrary to public interest" — a requirement which § 6105(f)(1) lacks); Jefferies, 278 F.Supp.3d at 845 n. 108 (agreeing with Keyes).
As stated supra, this Court does not now offer any opinion on the merits of the constitutional claims raised by the parties or the specific holdings of Keyes, Jefferies, Beers, or Simpson. See note 18. However, like the Rehlander court, this Court recognizes the seriousness of these constitutional issues and that the canon of constitutional avoidance and this Court's statutory interpretation of Section 922(g)(4) prompts this Court to avoid these serious constitutional issues because an interpretation of Section 922(g)(4) is sufficient to resolve the instant matter.
For the foregoing reasons, Plaintiff's Motion for Summary Judgment (ECF No. 36) is
In sum, Mr. Franklin's brief "involuntary emergency examination and treatment" pursuant to Section 302 of the MPHA does not give rise to a restriction under Section 902(g)(4) because Mr. Franklin was not "adjudicated as a mental defective" or "committed to a mental institution." 18 U.S.C. § 902(g)(4). The Court offers no opinion as to the underlying constitutional claims and does not question whether Section 302 of the MHPA can require a person to undergo an involuntary emergency examination and treatment.
Section 922(g)(4) features specific requirements that must be satisfied to trigger the imposition of a firearms disability. See 18 U.S.C. § 902(g)(4). The procedures provided for by Section 302 of the MHPA and the processes applied to Mr. Franklin on September 22, 2002 simply do not meet those specific requirements. Although the provisions of Section 302 of the MHPA may be sufficient to justify an involuntary emergency examination and treatment,
Thus, under the undisputed material facts presented to this Court, Section 922(g)(4) is not implicated, and Mr. Franklin's rights are unaffected by Section 922(g)(4).
A corresponding order follows.
27 C.F.R. § 478.11. Section 922(g)(4) is within Chapter 44 of Title 18 of the United States Code. See 18 U.S.C. § 922(g)(4).