Elawyers Elawyers
Washington| Change

Swick v. Secretary of Health and Human Services, 13-526 (2018)

Court: United States Court of Federal Claims Number: 13-526 Visitors: 18
Judges: Christian J. Moran
Filed: Nov. 16, 2018
Latest Update: Mar. 03, 2020
Summary: In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS ******************** * RYAN L. SWICK, and MARY M.* SWICK, legal representatives of their * deceased minor child, J.R.S., * No. 13-526V * Special Master Christian J. Moran Petitioners, * * Filed: October 22, 2018 v. * * SECRETARY OF HEALTH * Attorneys’ fees and costs; reasonable AND HUMAN SERVICES, * basis * Respondent. * ******************** * Richard H. Moeller, Moore, Heffernan, Moeller, Johnson, & Meis, LLP, Sioux City, IA
More
In the United States Court of Federal Claims
                             OFFICE OF SPECIAL MASTERS
********************      *
RYAN L. SWICK, and MARY M.*
SWICK, legal representatives of their
                          *
deceased minor child, J.R.S.,
                          *                         No. 13-526V
                          *                         Special Master Christian J. Moran
             Petitioners, *
                          *                         Filed: October 22, 2018
v.                        *
                          *
SECRETARY OF HEALTH       *                         Attorneys’ fees and costs; reasonable
AND HUMAN SERVICES,       *                         basis
                          *
             Respondent.  *
******************** *
Richard H. Moeller, Moore, Heffernan, Moeller, Johnson, & Meis, LLP, Sioux
City, IA, for Petitioners;
Ryan D. Pyles, United States Dep’t of Justice, Washington, DC, for Respondent.

PUBLISHED DECISION AWARDING ATTORNEYS’ FEES AND COSTS1

       Ryan and Mary Swick (the “Swicks”) did not prevail on the claim they
brought in the National Childhood Vaccine Injury Compensation Program on
behalf of their child, J.R.S., who died 17 days after receiving a vaccination. They
are now seeking an award for attorneys’ fees and costs. The undersigned finds that
the Swicks’s claim had reasonable basis until the Findings of Fact were issued on
January 7, 2016. For work performed before this date, and, some other discrete
work that occurred after that date, the Swicks are entitled to attorneys’ fees and
costs in the amount of $57,376.49.


   1
     The E-Government Act, 44 U.S.C. § 3501 note (2012) (Federal Management and
Promotion of Electronic Government Services), requires that the Court post this decision on its
website. This means the decision will be available to anyone with access to the internet.
Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of
medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any
redactions ordered by the special master will appear in the document posted on the website.
                                   *     *       *

I.    Procedural History

       J.R.S. passed away on August 11, 2011. About one year later, the Swicks
retained Mr. Moeller. Exhibit 72 ¶ 3 (counsel’s affidavit). Mr. Moeller gathered
medical records and consulted with at least four experts about opining on the case.

      The petition was filed on July 29, 2013, along with J.R.S.’s medical records.
Exhibits 1-6. The Swicks then filed an affidavit from Ms. Swick and more medical
records in the following months. Exhibits 7-10.

       The Swicks filed the first report from their expert, Dr. Walter Kozachuk, on
January 6, 2014. Exhibits 11 (report), 12 (curriculum vitae). The report contained
approximately 11 pages of text, not including several pages of citations. The first
five pages exclusively addressed sudden infant death syndrome (“SIDS”). On
pages 6 and 7, Dr. Kozachuk stated that his recitation of J.R.S.’s clinical course is
“according to the family.” Dr. Kozachuk did not cite any records, such as
pediatrician records or police reports, to support his recitation. Dr. Kozachuk
discusses the autopsy report in detail. Ultimately, Dr. Kozachuk concluded that the
autopsy report did not support SIDS as the cause of J.R.S.’s death, but suggested
that additional neuropathological studies could be done to rule out a diagnosis of
SIDS more definitively. The second part of the report discussed posterior
reversible encephalopathy syndrome (PRES).

       On February 14, 2014, the Secretary filed his Rule 4 report concluding that
the Swicks were not entitled to compensation on three grounds. First, based on
Ms. Swick’s blog posts that the Secretary submitted with his report, the Secretary
questioned the accuracy of Ms. Swick’s assertions in her affidavit. Resp’t’s Rep.
at 7-8 & exhibits A, B (blog posts). Second, the Secretary concluded that Dr.
Kozachuk’s report was “insufficient” “as a matter of law” because those
unsubstantiated assertions were the basis of the report. 
Id. at 8-9.
Third, the
Secretary argued that Dr. Kozachuk’s report was speculative due to his lack of
expertise in the primary subjects of his report, immunology and pathology. 
Id. at 9-10.
      The Secretary’s enumerated issues served as the basis for a status conference
on March 18, 2014. Based on the issues discussed during the status conference, in
compliance with an order, the Swicks filed a status report on May 20, 2014,
responding to the Secretary’s points. In the status report, the Swicks argued that


                                             2
Ms. Swick’s affidavit could supply a foundation for their expert report. The
Swicks now rely on this status report as part of their argument for reasonable basis.

       The Swicks then filed a second expert report from Dr. Kozachuk on August
19, 2014, to further respond to the Secretary’s Rule 4 report. Exhibit 13. Dr.
Kozachuk reiterated the points made in his first report and again suggested that
additional autopsy studies were required to determine the cause of J.R.S.’s death.

      A fact hearing was held on October 31, 2014, to resolve factual
discrepancies for the time period from J.R.S.’s vaccinations until his death.
Following the parties’ submissions of proposed findings of fact, the undersigned
issued Findings of Fact on January 7, 2016.

       The Swicks then submitted another report from Dr. Kozachuk (exhibit 21),
but the core of his opinion did not change despite the Findings of Fact. After some
efforts to obtain an opinion from another expert, the Swicks were unable to retain
another expert. The Secretary submitted an expert report from Dr. Michael
Kohrman disputing much of Dr. Kozachuk’s opinion. Exhibit E. After the
Secretary presented Dr. Kohrman’s opinion, the Swicks did not submit any more
expert reports.

      The Swicks stated that an entitlement hearing would not result in any new
evidence, so the parties agreed to submit the case on the papers. The Swicks and
the Secretary each filed a brief in support of their positions on entitlement. A
decision denying entitlement was issued on February 26, 2018. Decision, 
2018 WL 1514453
(Feb. 26, 2018).

        On April 4, 2018, the Swicks filed an abbreviated motion for attorneys’ fees
and costs requesting $87,173.24. In his response, the Secretary deferred to the
undersigned’s discretion regarding the calculation of reasonable attorneys’ fees and
costs, but generally raised the issue that petitioners can lose reasonable basis, a
prerequisite for an award of attorneys’ fees and costs, during the course of
litigation. The Swicks filed a more robust reply setting forth their position on
reasonable basis.

       On April 30, 2018, the undersigned ordered the Secretary to state his
position on reasonable basis at certain critical moments during the case more
specifically. The Secretary filed a memorandum detailing his position on
reasonable basis at these moments and incorporated his Rule 4 report. The Swicks
filed a reply.

      This matter is now ripe for adjudication.
                                             3
II.    Standards for Adjudication for Reasonable Basis
       Even when a petitioner in the Vaccine Program does not prevail on his or
her claim and does not receive compensation, a special master “may” award
reasonable attorneys’ fees and other costs if “the petition was brought in good faith
and there was a reasonable basis for the claim for which the petition was brought.”
42 U.S.C. § 300aa-15(e)(1). As the Federal Circuit has stated, “good faith” and
“reasonable basis” are two separate elements that must be met for a petitioner to be
eligible for attorneys’ fees and costs. Simmons v. Sec'y of Health & Human
Servs., 
875 F.3d 632
, 635 (Fed. Cir. 2017).2

       “Good faith” is a subjective standard. Id.; Hamrick v. Sec’y of Health &
Human Servs., No. 99-683V, 
2007 WL 4793152
, at *3 (Fed. Cl. Spec. Mstr. Nov.
19, 2007). A petitioner acts in “good faith” if he or she honestly believes that a
vaccine injury occurred. Turner v. Sec’y of Health & Human Servs., No. 99-544V,
2007 WL 4410030
, at * 5 (Fed. Cl. Spec. Mstr. Nov. 30, 2007). The Secretary has
not challenged the Swicks’s good faith here, and the undersigned has little doubt
that the Swicks brought the claim with an honest belief that a vaccine injury
occurred. For that reason, the petition’s reasonable basis is the focus of this
decision.

       In contrast to good faith, reasonable basis is purely an objective evaluation
of the evidence. Simmons, 875 at 636. Because evidence is “objective,” the
Federal Circuit’s description is consistent with viewing the reasonable basis
standard as creating a test that petitioners meet by submitting evidence. See
Chuisano v. Secʼy of Health & Human Servs., No. 07-452V, 
2013 WL 6234660
at
*12-13 (Fed. Cl. Spec. Mstr. Oct. 25, 2013) (explaining that reasonable basis is
met with evidence), mot. for rev. denied, 
116 Fed. Cl. 276
(2014).

       The Federal Circuit and judges of the Court of Federal Claims have provided
some guidance as to what reasonable basis is not. A petition based purely on
“unsupported speculation,” even speculation by a medical expert, is not sufficient
to find a reasonable basis. Perreira v. Sec'y of Health & Human Servs., 
33 F.3d 1375
, 1377 (Fed. Cir. 1994) (“Congress must not have intended that every
claimant, whether being compensated or not under the Vaccine Act, collect
attorney fees and costs by merely having an expert state an unsupported opinion
that the vaccine was the cause in-fact of the injury”). As another example, when

       2
         In his memorandum on reasonable basis, the Secretary did not cite Simmons, the most
recent Federal Circuit opinion to address reasonable basis.

                                                 4
“the medical and other written records contradict the claims brought forth in the
petition,” a special master is not arbitrary in concluding that reasonable basis for
the petition did not exist. Murphy v. Sec'y of Dep't of Health & Human Servs., 
30 Fed. Cl. 60
, 62 (1993), aff’d without opinion, 
48 F.3d 1236
(Fed. Cir. 1995)
(table).

      Establishing the petition’s reasonable basis in a motion for attorneys’ fees
and costs is the burden of the petitioners. Carter v. Sec'y of Health & Human
Servs., 
132 Fed. Cl. 372
, 379 (2017) (citing Woods v. Sec'y of Health & Human
Servs., 
105 Fed. Cl. 148
, 152 (2012) and McKellar v. Sec’y of Health & Human
Servs., 
101 Fed. Cl. 297
, 305 (2011)).

III.   Analysis of Reasonable Basis
       The Secretary’s April 9, 2018 response argued that a “claim may moreover
‘lose’ a reasonable basis during the pendency of the case.” Resp’t’s Resp. at 1-2
(citing Chuisano, 
2013 WL 6234660
, at *21). Consistent with an approach that
divides the litigation into phases, the June 4, 2018 order directed the Secretary to
state a position regarding reasonable basis for different time periods.

       The first period concerns the time from when petitioners first contacted Mr.
Moeller through the filing of the petition. Here, the Secretary conceded that
“petitioners had a reasonable basis, albeit slim, to initially pursue their claim.”
Resp’t’s Memo. at 6. A judicial official may accept a party’s concession.
Greenlaw v. United States, 
554 U.S. 237
, 243 (2008) (“we rely on the parties to
frame the issues for decision and assign to courts the role of neutral arbiter of
matters the parties present”); Abbott v. Sec'y of Health & Human Servs., 
19 F.3d 39
(Fed. Cir. 1994) (Table) (text found at: 
1994 WL 32656
, at *5) (“the [Vaccine]
Act contemplates normal procedures, applicable at both trial and appellate levels,
that issues not raised are waived and that a tribunal may not force litigation of an
issue that was waived, with limited exceptions not applicable here such as question
of jurisdiction”); N. Am. Vaccine, Inc. v. Am. Cyanamid Co., 
7 F.3d 1571
, 1578
n.3 (Fed. Cir. 1993) (“we do not review what [a party] chooses to accept”); Howell
v. Merit Sys. Prot. Bd., 
785 F.2d 282
, 285 (Fed. Cir. 1986) (the Department of
Justice has authority to waive the merits of a case). Thus, the Swicks possessed a
reasonable basis for the first period of time, that is, through the filing of the
petition.

       The second period of time begins with the filing of the petition and ends
with the submission of Dr. Kozachuk’s first report. Order, issued Apr. 30, 2018.
The Secretary argued that the filing of Dr. Kozachuk’s report caused a loss of
                                             5
reasonable basis. Although not a model of clarity, the Secretary’s argument
against reasonable basis seems to contain three parts: (1) Dr. Kozachuk assumed
the accuracy of the assertions in Ms. Swick’s affidavit, (2) Dr. Kozachuk lacked
qualifications, and (3) Dr. Kozachuk was not a credible expert.

       In opposing reasonable basis, the Secretary argues that the Swicks “failed to
rely upon facts in the record that could reasonably support a claim that J.R.S.
suffered from an encephalopathy that could lead to death.” Resp’t’s Memo. at 7.
But, the Secretary seems to overlook Ms. Swick’s affidavit. Although the Rule 4
report argued that Dr. Kozachuk’s first report was insufficient to find that the
Swicks are entitled to compensation “as a matter of law,” the Secretary has cited
no cases in which an expert’s reliance on an affidavit causes the petition to lose
reasonable basis. See Resp’t’s Memo. at 7-8, Resp’t’s Rep. at 8-9.3

       In addition to arguing the lack of record (meaning medical record) support,
the Secretary also contends that the “case lost a reasonable basis once no credible
expert would and/or could support their claim.” Resp’t’s Memo. at 7. Although
not spelled out in so many words, the Secretary seems to imply that Dr. Kozachuk
is not credible. Early in the litigation, the Secretary pointed out that Dr. Kozachuk
is not board certified in neurology and has no special qualifications in immunology
or pathology. Resp’t’s Rep. at 9-10. However, citing Harris v. Sec’y of Health &
Human Servs., No. 93-333V, 
2001 WL 530644
(Fed. Cl. Spec. Mstr. May 2,
2001); Mazur v. Merck & Co., Inc., 
742 F. Supp. 239
, 264 (E.D. Pa. 1990); and
Osburn v. Anchor Labs., Inc., 
825 F.2d 908
, 915 (5th Cir. 1987), the Swicks
demonstrated that doctors may offer opinions in fields outside their own specialty.
Pet’r’s Status Rep., filed May 20, 2014, ¶ 8. The Secretary did not address these
cases in his memorandum on reasonable basis.

       In short, the Secretary has not presented a persuasive argument that Dr.
Kozachuk’s first report was so deficient that the petition lost reasonable basis. The
Secretary’s concession that reasonable basis supported the filing of the petition is
critical. With this starting point, it is difficult to see how the Swicks’s submission
of an expert report could cause them to lose reasonable basis. The objective
evidence from the first phase, which the Secretary had accepted as sufficient to
confer reasonable basis, matched the objective evidence in the first phase except

       3
         Conceivably, the Secretary might have tried to undermine Dr. Kozachuk’s opinion by
contesting Ms. Swick’s affidavit, based upon the discrepancies in Ms. Swick’s affidavit and her
statements apart from it. Compare exhibit 1 (affidavit) with exhibits A, B (blog posts).
However, the Secretary has not challenged Ms. Swick’s good faith. Resp’t’s Memo. at 6.

                                                   6
the Swicks had added a report from Dr. Kozachuk. In effect, the Secretary’s
argument seems premised on an unstated assumption that Dr. Kozachuk’s report
was so unpersuasive and/or undeserving of any evidentiary weight that it actually
weakened the Swicks’s case. Although Dr. Kozachuk’s first report was far from
persuasive, it was also not facially deficient. Thus, the Swicks have met their
burden of establishing reasonable basis for the second phase.

        The third phase covers the period from the submission of Dr. Kozachuk’s
first report until the submission of his second report on August 19, 2014. Exhibit
13. The Swicks submitted the second report in response to the critique in the
Secretary’s Rule 4 report that Dr. Kozachuk’s first report asserted facts not
consistent with material contained in medical records created contemporaneously
with the events being described. Dr. Kozachuk indicated that he obtained much
information about J.R.S. from his mother. Again, Dr. Kozachuk did not cite
pediatrician records or the police investigation. See exhibit 13. He also defended
his expert qualifications, especially relating to PRES. 
Id. at 2.
      The Secretary argues that reasonable basis did not support the petition
during the third phase. In arguing against reasonable basis, the Secretary focuses
mainly on Dr. Kozachuk’s determination that J.R.S. suffered PRES. The Secretary
maintained that Dr. Kozachuk’s “assertion was clearly speculative and not based
on credible factual evidence.” Resp’t’s Memo. at 8. But, the Secretary did not
explain why the evidence on which Dr. Kozachuk did rely – his discussions with
Ms. Swick – should be insufficient for reasonable basis.

       Following the filing of Dr. Kozachuk’s second report, the parties prepared
for a fact hearing at which the special master could assess recollections. The fact
hearing took place on October 30, 2014.

       After post-hearing briefing, the next phase of the litigation begins with the
issuance of the Findings of Fact on January 7, 2016. The Findings of Fact largely
credited accounts about J.R.S.’s health that his parents gave to police investigators
and presented in the blogs outside the context of litigation over their recollections
offered as allegations in this case. The Findings of Fact changed the analysis of
reasonable basis because the assertions on which Dr. Kozachuk had relied were not
accepted.

       The Swicks were invited to obtain a supplemental report from Dr.
Kozachuk and/or from additional experts. Order, issued Jan. 21, 2016. In
response, the Swicks filed another report from Dr. Kozachuk on April 29, 2016.
Exhibit 21. Although the Findings of Fact did not accept assertions from affidavits
                                             7
on which Dr. Kozachuk had previously relied, Dr. Kozachuk continued to advance
the PRES diagnosis. This was not reasonable. 
Murphy, 30 Fed. Cl. at 62
(ruling
that the special master was not arbitrary in finding that reasonable basis for the
petition did not exist when “the medical and other written records contradict the
claims brought forth in the petition”).

      Dr. Kozachuk’s April 29, 2016 report does not otherwise present objective
support for the claim set forth in the petition. First, although Dr. Kozachuk
diagnosed J.R.S. with PRES, Dr. Kozachuk never set forth the diagnostic criteria.
This omission, in turn, hides other issues with PRES. For example, is PRES a
diagnosis given to infants? If so, if PRES is diagnosed in the adults with imaging,
did any imaging from J.R.S. support PRES? If PRES is diagnosed in adults based
upon clinical symptoms, how do infants communicate their symptoms to doctors?
Second, apart from constipation and associated fussiness, the only symptom that
Dr. Kozachuk linked to PRES was a single episode of vomiting. But, Dr.
Kozachuk did not attempt to explain why this vomiting was out of the ordinary for
four-month-olds. See exhibit 21 at 3. Third, Dr. Kozachuk’s diagnosis of PRES is
not consistent with the doctor who made J.R.S.’s autopsy findings.

       Beyond problems with PRES, Dr. Kozachuk repeats his opinion that SIDS is
not an appropriate diagnosis. In doing so, Dr. Kozachuk recommended additional
autopsy and neuropathological studies. Exhibit 21 at 3. Dr. Kozachuk’s
recognition that he needed help is appropriate. Yet, this acknowledgment
reinforces one of the Secretary’s points from his Rule 4 report – years earlier – that
Dr. Kozachuk lacked the qualifications to offer opinions in areas such as
neuropathology and immunology.

       It is true that Dr. Kozachuk’s lack of qualifications did not prevent a finding
of reasonable basis for his first report. However, the situation following the
issuance of the Findings of Fact is different in three respects. First, the Secretary
did not object to a finding of reasonable basis for filing the petition. A logical
consequence of this concession, as explained above, is that reasonable basis
extends to encompass the times when Dr. Kozachuk’s first and second reports were
filed. Second, although a weak case from petitioners may pass the threshold for
reasonable basis in the early stages of the case, petitioners must respond once
deficiencies in their case are pointed out. Reasonable basis need not be measured
at only one time. As a case changes during litigation, such as through the
submission of new evidence, including expert opinions, a case may lose its
reasonable basis. See Perreira v. Sec’y of Health & Human Servs., 
33 F.3d 1375
,
1377 (Fed. Cir. 1994). Third, the Swicks’s case did change with the Findings of
Fact.
                                               8
       In total, these circumstances support a finding that the Swicks’s case was no
longer supported by reasonable basis beginning on January 7, 2016, the date the
Findings of Fact were issued.4 January 7, 2016, however, does not mark the
absolute end of compensable attorney work. Even after that date, the Swicks’s
attorney should be compensated for a short amount of time used to wrap up the
case. Curran v. Sec'y of Health & Human Servs., 
130 Fed. Cl. 1
, 8 (2017) (ruling
that after the special master had found reasonable basis to file a petition but found
reasonable basis was lost, the special master should also evaluate whether the
petitioners should be reimbursed for work their attorney performed in drafting
end-of-case pleadings). The Swicks are also entitled to work done on attorneys’
fees.

       Except for these discrete tasks after January 6, 2016, wrap-up and the fees
petition, a finding of no reasonable basis precludes compensation for work done by
the Swicks’s counsel after January 6, 2016. See Chuisano, 
2013 WL 6234660
, at
*1. For worked performed when reasonable basis did support the claims set forth
in the petition, the Swicks are entitled to a reasonable amount of attorneys’ fees
and costs. The quantification of these two items is taken up next.

IV.    Reasonable Amount of Attorneys’ Fees

       The Federal Circuit has approved the lodestar approach to determine
reasonable attorneys’ fees and costs under the Vaccine Act. This is a two-step
process. Avera v. Sec’y of Health & Human Servs. 
515 F.3d 1343
, 1348 (Fed.
Cir. 2008). First, a court determines an “initial estimate … by ‘multiplying the
number of hours reasonably expended on the litigation times a reasonable hourly
rate.’” 
Id. at 1347-48
(quoting Blum v. Stenson, 
465 U.S. 886
, 888 (1984)).
Second, the court may make an upward or downward departure from the initial
calculation of the fee award based on specific findings. 
Id. at 1348.
Here, because
the lodestar process yields a reasonable result, no additional adjustments are
required. Instead, the analysis focuses on the elements of the lodestar formula, a
reasonable hourly rate and a reasonable number of hours.



       4
         Selecting January 6, 2016, as the date on which reasonable basis ceased happens to
avoid an analysis of two events that occurred later. On June 2, 2016, the Secretary presented
evidence that the Maryland State Board of Physicians had reprimanded Dr. Kozachuk. Exhibit
D. Nevertheless, the Swicks continued to rely on his opinion even with the knowledge of this
reprimand. Also, on November 1, 2016, the Secretary filed an expert report from a neurologist,
Dr. Kohrman. Exhibit E.

                                                  9
      A.     Reasonable Hourly Rate

       Under the Vaccine Act, special masters, in general, should use the forum
(District of Columbia) rate in the lodestar calculation. 
Avera, 515 F.3d at 1349
.
There is, however, an exception (the so-called Davis County exception) to this
general rule when the bulk of the work is done outside the District of Columbia
and the attorneys’ rates are substantially lower. 
Id. 1349 (citing
Davis Cty. Solid
Waste Mgmt. and Energy Recovery Special Serv. Dist. v. U.S. Envtl. Prot.
Agency, 
169 F.3d 755
, 758 (D.C. Cir. 1999)). In this case, all the attorneys’ work
was done outside of the District of Columbia.

        Thus, under Avera, the determination of an attorney’s hourly rate is a three-
step process. “First, the hourly rate in the attorneys’ local area must be established.
Second, the hourly rate for attorneys in Washington, DC must be established.
Third, these two rates must be compared to determine whether there is a very
significant difference in compensation.” Masias v. Sec’y of Health & Human
Servs., No. 99-697V, 
2009 WL 1838979
, at *4 (Fed. Cl. Spec. Mstr. June 12,
2009) (citing Avera, 515.3d at 1353 (Rader, J. concurring)), mot. for rev. denied
(slip op. Dec. 10, 2009), aff’d, 
634 F.3d 1283
(Fed. Cir. 2011), corrected, 
2013 WL 680760
(Fed. Cl. Spec. Mstr. Jan. 30, 2013).

       The Swicks request compensation for three attorneys, Richard Moeller,
Jason Gann, and Nikki Nobbe (formerly Nikki Blazey), as well as the paralegal
who assisted them, Melissa Jones. Mr. Moeller charged hourly rates of $265
(2012), $270 (2013), and $275 (2014-2018). Mr. Gann charged an hourly rate of
$200 for all of his time, Ms. Nobbe (Blazey) charged an hourly rate of $180 for all
of her time, and Ms. Jones charged an hourly rate of $70 for all of her time. These
rates are reasonable. Bell v. Sec’y of Health & Human Servs., No. 13-709V, 
2017 WL 1034481
, at *2 (Fed. Cl. Spec. Mstr. Jan. 31, 2017).

      B.     Reasonable Number of Hours

      The second factor in the lodestar formula is a reasonable number of hours.
Reasonable hours are not excessive, redundant, or otherwise unnecessary. See
Saxton v. Sec’y of Health & Human Servs., 
3 F.3d 1517
, 1521 (Fed. Cir. 1993).
The Secretary also did not directly challenge any of the requested hours as
unreasonable.

       In light of the Secretary’s lack of objection, the undersigned has reviewed
the fee application for its reasonableness. See Shea v. Sec’y of Health & Human
Servs., No. 13-737V, 
2015 WL 9594109
, at *2 (Fed. Cl. Spec. Mstr Dec. 10,

                                             10
2015) (“special masters are not obligated to evaluate an attorney’s billing records
on a line-by-line basis in making the reasonableness determination … and certainly
need not do so when Respondent has not attempted to highlight any specific
alleged inefficiencies”).

       The attorneys’ and paralegals’ entries describe the activities with sufficient
detail that the reasonableness of the work may be assessed. The number of hours
requested is reasonable.

       For the time period when the case had reasonable basis, the Swicks are
eligible to receive compensation for the attorney and paralegal hours billed from
the beginning of the case through January 6, 2016. For the wrap-up of the case, the
Swicks are eligible to receive compensation for the hours billed from February 9,
2017, until February 27, 2018, that relate to routine matters. The Swicks will not
be compensated for the hours billed relating to their attorney’s preparation of the
brief in lieu of a hearing. For filing a fees petition, the Swicks are eligible to
receive compensation for the hours billed from March 2, 2018, until March 19,
2018.

      For these reasons, the Swicks are awarded attorneys’ fees in the amount of
$46,631.00.

V.    Reasonable Amount of Costs
       In addition to seeking an award for attorneys’ fees, the Swicks seek
compensation for costs expended, $23,983.67 in attorneys’ costs and $399.07 in
costs they incurred personally. The costs that the Swicks personally incurred are
reasonable. The attorneys’ costs for routine items, such as medical records and
traveling expenses, are also reasonable.

        The bulk of the attorneys’ costs are for reports Dr. Kozachuk prepared. For
his first two reports, Dr. Kozachuk requested compensation at a rate of $400 for
36.25 hours. A reasonable hourly rate for Dr. Kozachuk’s work is $225 per hour.
Abbott v. Sec’y of Health & Human Servs., No. 10-485V, 
2017 WL 2226614
, at
*10-11 (Fed. Cl. Spec. Mstr. Apr. 26, 2017), mot. for review denied on non-
relevant grounds, 
135 Fed. Cl. 107
(2017).

       Dr. Kozachuk’s third report is so fundamentally deficient that it cannot
satisfy the reasonable basis standard. Therefore, the Swicks will not be reimbursed
for his work on that report.


                                             11
       Following the submission of Dr. Kozachuk’s third report, the Swicks’s
attorneys did not incur any costs. Thus, the finding that the Swicks’s case lost a
reasonable basis after January 6, 2016, does not further reduce the amount of
reasonable costs.

      For these reasons, the Swicks are awarded costs in the amount of
$10,745.49.

                                            *       *      *

      The Vaccine Act permits an award of reasonable attorneys’ fees and costs.
§15(e). The undersigned GRANTS the Swicks’s motion to the extent described
above and finds $57,376.49 ($46,631.00 in fees, $10,745.49 in attorneys’ costs,
and $399.07 in petitioners’ costs) to be a reasonable amount for all attorneys’ fees
and costs incurred. This amount shall be paid as follows:

       a. A lump sum of $56,977.42 in the form of a check made payable to
          petitioners and petitioners’ attorney, Richard H. Moeller, for
          attorneys’ fees and costs available under 42 U.S.C. § 300aa-15(e).

       b. A lump sum of $399.07 in the form of a check made payable to the
          petitioners for costs incurred personally available under 42 U.S.C.
          § 300aa-15(e).
       In the absence of a motion for review filed pursuant to RCFC Appendix B,
the clerk of the court is directed to enter judgment herewith.5

               IT IS SO ORDERED.
                                                            s/Christian J. Moran
                                                            Christian J. Moran
                                                            Special Master




   5
      Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint
filing of notice renouncing the right to seek review.

                                                   12

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer