Judges: Daniel T. Horner
Filed: Oct. 16, 2020
Latest Update: Oct. 16, 2020
Summary: In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS Filed: September 21, 2020 * * * * * * * * * * * * * * UNPUBLISHED DOUG AHLUM and KARI AHLUM * Parents and Next of Kin to T.A., * No. 12-763V * Special Master Horner Petitioners, * * v. * * SECRETARY OF HEALTH * Attorneys’ Fees and Costs AND HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * Andrew D. Downing, Van Cott & Talamante, PLLC, Phoenix, AZ, for Petitioners. Debra A. Filteau Begley, United States Department
Summary: In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS Filed: September 21, 2020 * * * * * * * * * * * * * * UNPUBLISHED DOUG AHLUM and KARI AHLUM * Parents and Next of Kin to T.A., * No. 12-763V * Special Master Horner Petitioners, * * v. * * SECRETARY OF HEALTH * Attorneys’ Fees and Costs AND HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * Andrew D. Downing, Van Cott & Talamante, PLLC, Phoenix, AZ, for Petitioners. Debra A. Filteau Begley, United States Department ..
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In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
Filed: September 21, 2020
* * * * * * * * * * * * * * UNPUBLISHED
DOUG AHLUM and KARI AHLUM *
Parents and Next of Kin to T.A.,
* No. 12-763V
* Special Master Horner
Petitioners, *
*
v. *
*
SECRETARY OF HEALTH * Attorneys’ Fees and Costs
AND HUMAN SERVICES, *
*
Respondent. *
* * * * * * * * * * * * * *
Andrew D. Downing, Van Cott & Talamante, PLLC, Phoenix, AZ, for Petitioners.
Debra A. Filteau Begley, United States Department of Justice, Washington, D.C., for Respondent.
DECISION ON ATTORNEYS’ FEES AND COSTS1
On November 9, 2012, Doug and Kari Ahlum filed a petition for compensation pursuant
to the National Vaccine Injury Compensation Program on behalf of their minor child, T.A.2 42
U.S.C. §§ 300aa-10 to 34 (2012). The petition alleged that the measles mumps rubella vaccine
caused a Table encephalopathic event, resulting in permanent injuries including the amputation of
both of T.A.’s legs. (ECF No. 1). On January 24, 2020, the parties filed a proffer, which I adopted
as my decision awarding compensation on January 27, 2020. (ECF No. 149).
On April 23, 2020, petitioners filed an application for attorneys’ fees and costs. (ECF No.
155) (“Fees App.”). Petitioners request total attorneys’ fees and costs in the amount of
1
I intend to post this Ruling on the United States Court of Federal Claims’ website. This means the Ruling
will be available to anyone with access to the Internet. In accordance with Vaccine Rule 18(b), petitioner
has 14 days to identify and move to redact medical or other information, the disclosure of which would
constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits
within this definition, I will redact such material from public access. Because this unpublished ruling
contains a reasoned explanation for the action in this case, I am required to post it on the United States
Court of Federal Claims’ website in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501
note (2012) (Federal Management and Promotion of Electronic Government Services).
2
National Childhood Vaccine Injury Act of 1986, Pub L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease
of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa
(2012).
$146,303.09 (representing $99,728.50 in fees and $46,574.59 in costs). Fees App. at 1.3 Pursuant
to General Order No. 9, petitioners state that they did not personally incur any expenses associated
with this claim. Respondent responded to the motion on May 7, 2020, indicating that he “is
satisfied the statutory requirements for an award of attorneys’ fees and costs are met in this case”
and requests that I exercise my discretion and determine a reasonable award for attorneys’ fees
and costs. Resp. at 2–3 (ECF No. 156). Petitioners did not file a reply thereafter.
This matter is now ripe for consideration.
I. Reasonable Attorneys’ Fees and Costs
The Vaccine Act permits an award of reasonable attorneys’ fees and costs. § 15(e). The
Federal Circuit has approved the lodestar approach to determine reasonable attorneys’ fees and
costs under the Vaccine Act. Avera v. Sec’y of Health & Human Servs.,
515 F.3d 1343, 1347 (Fed.
Cir. 2008). This is a two-step process.
Id. at 1347-48. First, a court determines an “initial estimate
. . . by ‘multiplying the number of hours reasonably expended on the litigation times a reasonable
hourly rate.’”
Id. (quoting Blum v. Stenson,
465 U.S. 886, 888 (1984)). Second, the court may
make an upward or downward departure from the initial calculation of the fee award based on
specific findings.
Id. at 1348.
It is “well within the special master’s discretion” to determine the reasonableness of fees.
Saxton v. Sec’y of Health & Human Servs.,
3 F.3d 1517, 1521–22 (Fed. Cir. 1993); see also Hines
v. Sec’y of Health & Human Servs.,
22 Cl. Ct. 750, 753 (1991). (“[T]he reviewing court must grant
the special master wide latitude in determining the reasonableness of both attorneys’ fees and
costs.”). Applications for attorneys’ fees must include contemporaneous and specific billing
records that indicate the work performed and the number of hours spent on said work. See Savin
v. Sec’y of Health & Human Servs.,
85 Fed. Cl. 313, 316–18 (2008). Such applications, however,
should not include hours that are “‘excessive, redundant, or otherwise unnecessary.’”
Saxton, 3
F.3d at 1521 (quoting Hensley v. Eckerhart,
461 U.S. 424, 434 (1983)).
Reasonable hourly rates are determined by looking at the “prevailing market rate” in the
relevant community. See
Blum, 465 U.S. at 894-95. The “prevailing market rate” is akin to the rate
“in the community for similar services by lawyers of reasonably comparable skill, experience and
reputation.”
Id. at 895, n.11. Petitioners bear the burden of providing adequate evidence to prove
that the requested hourly rate is reasonable.
Id.
Special masters can reduce a fee request sua sponte, without providing petitioners notice
and opportunity to respond. See Sabella v. Sec’y of Health & Human Servs.,
86 Fed. Cl. 201, 209
(Fed. Cl. 2009). When determining the relevant fee reduction, special masters need not engage in
a line-by-line analysis of petitioners’ fee application. Broekelschen v. Sec’y of Health & Human
Servs.,
102 Fed. Cl. 719, 729 (Fed. Cl. 2011). Instead, they may rely on their experience with the
Vaccine Program to determine the reasonable number of hours expended. Wasson v. Sec’y of Dep’t
of Health & Human Servs.,
24 Cl. Ct. 482, 484 (1991), rev’d on other grounds and aff’d in relevant
part,
988 F.2d 131 (Fed. Cir. 1993). Just as “[t]rial courts routinely use their prior experience to
reduce hourly rates and the number of hours claimed in attorney fee requests . . . Vaccine program
3
Petitioners were previously awarded interim attorneys’ fees on July 31, 2014, and on May 26, 2016.
2
special masters are also entitled to use their prior experience in reviewing fee applications.”
Saxton,
3 F.3d at 1521.
a. Hourly Rates
The decision in McCulloch provides a framework for consideration of appropriate ranges
for attorneys’ fees based upon the experience of the practicing attorney. McCulloch v. Sec’y of
Health & Human Servs., No. 09-293V,
2015 WL 5634323, at *19 (Fed. Cl. Spec. Mstr. Sept. 1,
2015), motion for recons. denied,
2015 WL 6181910 (Fed. Cl. Spec. Mstr. Sept. 21, 2015). The
Court has since updated the McCulloch rates, and the Attorneys’ Forum Hourly Rate Fee
Schedules for 2015–2016, 2017, 2018, 2019, and 2020 can be accessed online.4
Petitioners request compensation for their counsel at the following rates: for Mr. Andrew
Downing, $350.00 per hour for work performed in 2016, $375.00 per hour for work performed in
2017, and $385.00 per hour for all work performed thereafter, and for Ms. Courtney Van Cott,
$195.00 per hour for work performed in 2016 and 2017 and $205.00 per hour for work performed
in 2018 and 2019. These rates are consistent with what Mr. Downing and Ms. Van Cott have
previously been awarded for their Vaccine Program work, and I find them to be reasonable for the
instant case.
b. Hours Expended
Attorneys’ fees are awarded for the “number of hours reasonably expended on the
litigation.”
Avera, 515 F.3d at 1348. Counsel should not include in their fee requests hours that are
“excessive, redundant, or otherwise unnecessary.”
Saxton, 3 F.3d at 1521. While attorneys may be
compensated for non-attorney-level work, the rate must be comparable to what would be paid for
a paralegal or secretary. See O'Neill v. Sec'y of Health & Human Servs., No. 08–243V,
2015 WL
2399211, at *9 (Fed. Cl. Spec. Mstr. Apr. 28, 2015). Clerical and secretarial tasks should not be
billed at all, regardless of who performs them. See, e.g., McCulloch,
2015 WL 5634323, at *26.
Upon review, I find that the overall hours spent on this matter appear to be largely
reasonable. The entries are reasonable and accurately describe the work being performed and the
length of time it took to perform each task. However, a small amount must be reduced for
overbilling by firm paralegals. In the instant case, the overbilling incudes time expended on
clerical/administrative tasks such as receiving and paying invoices and a general excessive amount
of time billed to complete various tasks such as preparing and filing documents and reviewing
filings from the Court and Respondent. These issues have all been previously noted concerning
the work of Van Cott & Talamante paralegals. See, e.g., Sheridan v. Sec’y of Health & Human
Servs., No. 17-669V,
2019 WL 948371, at *2-3 (Fed. Cl. Spec. Mstr. Jan. 31, 2019); Moran v.
Sec’y of Health & Human Servs., No. 16-538V,
2019 WL 1556701, at *4 (Fed. Cl. Spec. Mstr.
Jan. 23, 2019). A reasonable reduction for these issues is $1,157.40.
Accordingly, petitioners are awarded final attorneys’ fees of $98,571.10.
4
The OSM Fee Schedules are available at: http://www.cofc.uscourts.gov/node/2914.
3
c. Attorneys’ Costs
Like attorneys’ fees, a request for reimbursement of attorneys’ costs must be reasonable.
Perreira v. Sec’y of Health & Human Servs.,
27 Fed. Cl. 29, 34 (Fed. Cl. 1992). Petitioner requests
a total of $46,574.59 in attorneys’ costs. Fees App. Ex. 1 at 54. This amount includes the cost of
petitioners’ medical experts (Dr. Michael Katze, Dr. Harry Hull, and Dr. David Siegler),
petitioners’ life care planner, Ms. Roberta Hurley, and work performed by petitioners’
guardianship attorney, as well as costs associated with travel to visit with petitioners, the
acquisition of medical records, and postage. Petitioners have provided adequate documentation
supporting the requested costs and they mostly appear reasonable in my experience. However, in
his response, respondent questions the reasonableness of the costs associated with the expert work
of Dr. Katze and Dr. Hull because “no reports from either expert were filed making it difficult to
assess the reasonableness of the requested costs”. Response at 1, n.1.
First, petitioners request $2,500.00 for the work of Dr. Katze, representing a retainer paid
by counsel. However, Dr. Katze was fired from the University of Washington for sexually
harassing his employees and misusing research funds before he was able to perform any
substantive casework. Special Master Millman addressed this issue during a status conference held
July 13, 2016, approximately one month after petitioners first paid a retainer to Dr. Katze. ECF
No. 84; ECF No. 155-1, p. 55. At that time Special Master Millman cited a news report dated July
4, 2016. ECF No. 84. Although that report indicates that Dr. Katze’s alleged misconduct pre-dated
his retention in this case, it also confirms that he had not as of that date been removed from his
position, and it is not clear what, if any, information regarding the allegations would have been
publicly available at the time Dr. Katze was retained. Petitioners did not incur any expenses
relative to Dr. Katze’s retention after Special Master Millman’s July 13, 2016 status conference
discussing this issue. Moreover, Dr. Katze otherwise had the qualifications necessary to offer the
type of opinion he was retained to provide. I also note that in my experience, a $2,500.00 expert
retainer is not atypical. Accordingly, the expenditure itself was incurred reasonably. That this
payment yielded no work for petitioners appears likely to have been unforeseeable and out of
petitioners’ control.
Concerning the work of Dr. Hull, his billing records indicate that he spent approximately
30 hours reviewing the medical records and researching medical literature in anticipation of
preparing a report, for a total of $14,883.90 billed. Dr. Hull’s opinion was pursued in response to
the suggestion of an alternative theory of causation whereby the MMR vaccine caused an
immunosuppression that allowed the child to become infected with Neisseria Meningitidis. ECF
No. 76; ECF No. 155, p. 3. Ultimately, Dr. Hull advised petitioners that he could not so opine and
therefore would not be able to produce a supportive expert report. ECF No. 155, p. 1. The fact that
Dr. Hull was unable to provide a supporting opinion does not in itself render his billing non-
compensable. However, given that he was ultimately unwilling to opine, his billing records do
raise a concern regarding the amount of time he spent working on this case. See ECF No. 155-1,
p. 64. Specifically, his invoice reflects that he first spent approximately ten hours conducting a
general literature review before spending a further ten hours (approximately) reviewing T.A.’s
medical records and other court documents. Once he began reviewing the medical records in this
case, he billed a further five and a half hours on research.
Id. The exact reason Dr. Hull declined
to opine has not been disclosed, but upon my review of the billing records, I do not see how the
4
entirety of his hours billed could be reasonable. If Dr. Hull’s extensive initial research confirmed
that he could not support petitioner’s claim as a matter of general causation, he should not have
subsequently billed more than ten hours to review the complete medical records. Alternatively, if
Dr. Hull was ultimately unable to opine due to concern regarding specific causation based on the
facts of this case, it seems that his preliminary discussions with counsel coupled with his own
expertise should have been sufficient to guide him toward reviewing the complete medical history
of the case before conducting substantial preliminary research into the general medicine.
Accordingly, I find that Dr. Hull’s billing should be reduced by one-third, resulting in a reduction
of $4,911.69.
II. Conclusion
Based on all the above, I find that petitioner is entitled to the following award of reasonable
attorneys’ fees and costs:
Attorneys’ Fees Requested $99,728.50
(Reduction to Fees) - ($1,157.40)
Total Attorneys’ Fees Awarded $98,571.10
Attorneys’ Costs Requested $46,574.59
(Reduction of Costs) -($4,911.69)
Total Attorneys’ Costs Awarded $41,662.90
Total Attorneys’ Fees and Costs $140,234.00
In accordance with the Vaccine Act, 42 U.S.C. § 300aa-15(e) (2012), I have reviewed the
billing records and costs in this case and finds that petitioners’ request for fees and costs, other
than the reductions delineated above, is reasonable. Accordingly, I award a lump sum in the
amount of $140,234.00, representing reimbursement for petitioner’s attorneys’ fees and
costs, in the form of a check payable to petitioners and their attorney, Mr. Andrew Downing.
In the absence of a motion for review filed pursuant to RCFC Appendix B, the Clerk of the
Court shall enter judgment in accordance herewith.5
IT IS SO ORDERED.
s/Daniel T. Horner
Daniel T. Horner
Special Master
5
Entry of judgment can be expedited by each party’s filing of a notice renouncing the right to seek
review. Vaccine Rule 11(a).
5