Chief Justice DURRANT, opinion of the Court:
¶ 1 This case requires us to consider the conditions under which the custodian of a dangerous person has a duty to prevent that person from injuring others. In prior cases, we have concluded that such a duty exists only if the custodian is aware, or should be aware, that the person poses a threat to a specific individual or a discrete group of individuals. In contrast, the Second Restatement of Torts does not require notice of the same particularized danger, and the Plaintiff in this case urges us to overrule our prior caselaw in favor of the Restatement's approach. For three reasons, we accept that invitation and adopt the standard articulated in the Restatement. First, our caselaw in this area is based on incorrect assumptions about the practical consequences of imposing such a duty. Second, Utah law is out of step with the rule employed in the overwhelming majority of other jurisdictions. And third, the old rule is inconsistent with the analytical framework we have employed in our most recent cases analyzing whether a defendant owes a duty of care.
¶ 2 We must also determine whether the Governmental Immunity Act as applied in this case violates article I, section 11 of the Utah Constitution (the open courts clause). We have read the open courts clause to prohibit the legislature from eliminating a cause of action unless it provides an alternative remedy that meets certain criteria. As we explain in more detail below, the Governmental Immunity Act grants governmental entities blanket immunity from any liability that arises from the exercise of a "governmental function." The legislature recently expanded the definition of that term to encompass any act or omission on the part of a governmental actor, and the Plaintiff in this case has asserted a tort claim against Utah County for its negligent operation of a prison work-release program. The parties concede that under the most recent version of the Governmental Immunity Act, the County is immune from suit. The question, then, is whether the legislature's expansion of governmental immunity eliminated a cause of action that the Plaintiff could have maintained against the County before the Act was amended. If it did, then the Act's application in this case may run afoul of the open courts clause.
¶ 3 We conclude that the Governmental Immunity Act is not unconstitutional as applied in this case. Even before the Act's expansion of immunity, its blanket immunity protections extended to any liability that arose from the performance of a uniquely governmental function or other acts that are essential to a core government activity. In this case, the Plaintiff's negligence claim arises directly from a prison work-release program. Because incarcerating and rehabilitating inmates falls squarely within that definition, the Act would have shielded the County from liability even if the Plaintiff brought suit before the legislature expanded blanket immunity protections to encompass a much wider range of activity. We affirm the district court's ruling on that basis.
¶ 4 This appeal followed the district court's dismissal of Mika Scott's complaint against Utah County, Intermountain Employment
¶ 5 For some time, Utah County has operated a program known as "Jail Industries," which allows inmates to "work for private businesses in the community setting rather than on correctional institution grounds." The County actively seeks out private businesses to participate in the program, "emphasizing that by hiring inmates," the companies "assist in the rehabilitation of Utah County inmates, assist in the solvency of the Utah County budget, and receive a substantial discount on the price of labor." The County retains seventy-five percent of the inmates' earnings, and over the past decade, the program has "produced over $5,000,000 in gross revenues." Not all inmates are eligible for Jail Industries — the County screens each inmate that enlists in the program and does not place anyone it has not approved with a private employer.
¶ 6 IES worked with the County "to place" qualified inmates with private employers. In the past, "many" of these inmates "flagrantly disobeyed the rules they agreed to when enlisting" in the program, "walking away from the private jobsites" during the day, receiving illegal visits from friends and family, and using alcohol and drugs. But employers typically waited until the end of the work day to report these violations. Consequently, the County was aware that an inmate "could walk away from a private jobsite and the inmate's absence might not be noted for the better part of a day."
¶ 7 One of the inmates the County selected to participate in Jail Industries was Shawn Michael Leonard. IES placed Mr. Leonard with Defendant Universal in June 2010. According to Ms. Scott's complaint, the County "improperly screened" Mr. Leonard "for approval within the Jail Industries program because of a known potential for violent behavior toward other people" and "his extensive criminal history, which included a prior sentence in the Utah State Prison." Proper screening would have revealed that Mr. Leonard was "not eligible to participate" in the program and that he "posed" a particular danger "to young women living in the vicinity" of the work site.
¶ 8 But the County had "only one employee screen inmates and" did "not conduct[] one-on-one interviews with" Mr. Leonard or any other "inmates before placing them in the Jail Industries program." These improper screening procedures resulted in part from the County's efforts to increase revenue — that is, "the total number of inmates in the Jail Industries program was driven by the demand from the private businesses, not by the supply of qualified inmates." For their part, IES and Universal "knew or should have known that the participants in the Jail Industries program were actual inmates of Utah County, and that they were therefore not trustworthy and potentially dangerous to the public." The companies also "knew or should have known" that the inmates "regularly broke" program rules, "including walking away from the private jobsite and potentially committing crimes, and engaging in alcohol and ... drug use."
¶ 9 Mr. Leonard's participation in Jail Industries proved to be a tragic mistake. The County did not provide guards or any means of remotely supervising the inmates employed at Universal. And Universal failed to take any action to prevent the inmates from leaving the work site. As a result, on June 8, 2010, Mr. Leonard escaped. Universal did not report Mr. Leonard's absence until about one hour after his escape, and it took the County another hour to notify police that he had indeed left the work site.
¶ 10 The next day, Mr. Leonard approached Ms. Scott on the Provo River Trail about ten miles away from where he had been working. He grabbed Ms. Scott, covered her mouth, and told her not to scream. After forcing her off the trail into the bushes, Mr. Leonard strangled her with a shoe string. Ms. Scott soon lost consciousness, and Mr. Leonard then hit her repeatedly in the head with a cinder block, sexually assaulted her, and left. Ms. Scott survived, but her injuries were substantial. She had multiple
¶ 11 Ms. Scott filed a negligence action against the County, IES, and Universal in September 2011. She amended her complaint twice, and then all three Defendants moved to dismiss the second amended complaint. Ms. Scott opposed the dismissal and sought leave to file a third amended complaint. The district court ruled in favor of the Defendants, concluding that none of them owed a duty to Ms. Scott and denying her motion to amend as futile. As an alternative basis for dismissing the claims against the County, the district court also concluded that the Utah Governmental Immunity Act barred all of her claims against the County. Ms. Scott appealed.
¶ 12 Following oral argument in this case, Ms. Scott settled her claims against IES and Universal, but not the County. The parties to the settlement agreement then filed a suggestion of mootness under rule 37(a) of the Utah Rules of Appellate Procedure. We agree that Ms. Scott's claims against IES and Universal are now moot, and we accordingly dismiss them.
¶ 13 Ms. Scott argues that the district court improperly dismissed her negligence claim for failing to allege enough facts to establish a duty. We review a decision granting a motion to dismiss "for correctness, granting no deference to the decision of the district court."
¶ 14 In negligence cases involving "a defense of governmental immunity," we first determine "whether the defendant owed a duty of due care to the plaintiff before deciding whether the defendant is entitled to the affirmative defense of governmental immunity."
¶ 15 Accordingly, we first address whether the County owed Ms. Scott a duty of care and then discuss her open courts clause challenge to the Governmental Immunity Act. We conclude that the County did owe Ms. Scott a duty of care because it took affirmative steps that created a risk of harm — it established an off-site work-release program for potentially dangerous inmates in its custody and screened each inmate before placing them with employers.
¶ 16 But even though the County owed Ms. Scott a duty of care, governmental immunity bars her claim unless the application of the Governmental Immunity Act in this case violates the open courts clause of the Utah Constitution. We conclude, however, that
¶ 17 Before analyzing whether the County owed Ms. Scott a duty, we first address Ms. Scott's argument that the controlling caselaw on the duty issue (the Rollins rule) should be overruled. After setting forth the rule and discussing its underlying policies, we overrule the Rollins rule because it is based on flawed reasoning, is out of step with the vast majority of other jurisdictions, and is inconsistent with our most recent negligence cases.
¶ 18 The district court determined that none of the Defendants owed Ms. Scott a duty and, accordingly, dismissed her negligence claim without discussing breach, causation, or damages. In so doing, the court applied the Rollins rule, which we articulated in three prior cases involving dangerous individuals who injured others during their release from a hospital or correctional facility.
¶ 19 For example, in Ferree v. State, an inmate killed Mr. Ferree while on release from a community corrections center.
¶ 20 Here, there are no allegations that Mr. Leonard planned to assault Ms. Scott prior to the attack. And according to our holding in Higgins, even Ms. Scott's allegations that he posed a particular danger to young women are not specific enough to create a duty.
¶ 21 Like any duty determination, the Rollins rule is a policy choice.
¶ 22 We justified our departure from the majority rule after weighing the importance of rehabilitative programs against the risk of injury to the public. Ultimately, we determined that the majority rule could threaten the future of such programs, "expos[ing] the state to potentially every wrong that flows from the necessary programs of rehabilitation and paroling of prisoners."
¶ 23 "Those asking us to overturn prior precedent have a substantial burden of persuasion."
¶ 24 First, the policy reasons we cited as support for the Rollins rule cannot withstand careful scrutiny. As we have discussed, Rollins's underlying premise is that prison officials and health care providers are incapable of preventing dangerous individuals in rehabilitative programs from harming members of the public, so imposing a duty to control them exposes the operators of such programs to massive liability.
¶ 25 That conclusion is not consistent, however, with basic principles of tort law, which limit liability even when a duty exists. Negligence claims have four distinct elements — duty, breach, causation, and damages.
¶ 26 For instance, if a prison carefully screened participants in work-release programs to assure that only model inmates with no history of violence could participate, it would be difficult to say the prison breached a duty if an inmate escaped while on release and committed a violent crime. And even when inmates with violent criminal histories participate in work-release programs, rigorous screening procedures and appropriate supervision may be reasonable steps that could prevent many injuries without imposing prohibitive costs.
¶ 28 Not only is the reasoning in our prior caselaw questionable, but a strong majority of states impose a duty much broader than the Rollins rule on custodians of dangerous individuals. Thirty jurisdictions require hospitals and prisons to protect third parties from dangerous people in their custody even if the custodian is not aware of a threat to a specific individual or group. These jurisdictions have either explicitly adopted section 319 of the Second Restatement of Torts
¶ 29 Finally, our most recent negligence caselaw is more consistent with the Restatement than it is with Rollins. In B.R. ex rel. Jeffs v. West, we identified a number of factors that are "relevant to determining whether a defendant owes a duty to a plaintiff."
¶ 30 In the cases in which we adopted and applied the Rollins rule, we focused on specific factual considerations to determine whether a duty existed rather than examining the parties' relationship in broad categorical terms. In Ferree, we determined that a corrections center owed no duty of care because the plaintiffs "presented no evidence that Ferguson" — a temporarily released inmate — "had previously exhibited violent behavior toward another or that he had physically threatened another."
¶ 31 This type of specific, case-by-case analysis is incompatible with our directive in Jeffs that courts articulate a party's duty of care "in relatively clear, categorical, bright-line rules of law applicable to a general class of cases."
¶ 32 In sum, the Rollins rule is based on flawed premises, inconsistent with the law in most other jurisdictions, and at odds with our own most recent negligence caselaw. Consequently, even though departing from the rule may upset the reliance interests of correctional facilities and health care providers that regularly house dangerous individuals, we overrule Rollins.
¶ 33 Having overruled the Rollins rule, we now consider anew the circumstances under which the custodian of a dangerous person owes a duty to third parties that the dangerous person injures. As we have just discussed, Jeffs requires tort duties to be articulated "in relatively clear, categorical, bright-line rules of law applicable to a general class of cases."
¶ 34 Each of the five duty factors we articulated in Jeffs favors imposing a duty on the County. First, operating a work-release program is an affirmative act, not an omission. Second, while the County had no legal relationship with Ms. Scott, it did have a custodial relationship with her attacker. Third, failing to adequately screen inmates before allowing them to participate in a temporary work-release program could foreseeably result in dangerous individuals harming others. Fourth, it is the custodian of the dangerous individual — not potential victims — that is best situated to bear the loss associated with such an injury. And finally, numerous jurisdictions impose a duty on prisons and hospitals to control dangerous individuals in their custody, and all of them operate transitional rehabilitative programs.
¶ 35 The first duty factor favors imposing a duty of care on the County because screening and placing inmates in a work-release program is an affirmative act, not an omission. The distinction between passive inaction and affirmative acts is "central to assessing" the duty question,
¶ 36 The conduct in this case involves more than the passive failure to protect another. When the custodian of potentially dangerous individuals negligently places those individuals in a rehabilitative program, that action "launche[s] a force or instrument of harm,"
¶ 37 Next, we turn to the second factor in our duty analysis — the parties' relationship. This factor favors imposing a duty if there is a special legal relationship between the parties.
¶ 38 But even if she did, there is a legal relationship that favors imposing a duty. We have recognized that someone who has "actual custody ... of a third person who causes harm to the plaintiff"
¶ 39 The custodian's knowledge should inform the manner in which it exercises control — a reasonable custodian that knows an individual is dangerous would impose more constraints on that individual than someone without violent tendencies. And the custodian would also take reasonable steps to discover this information before making decisions that could expose the individual to potential victims. Section 319 of the Second Restatement of Torts articulates just such a duty: "One who takes charge of a third person whom he knows or should know to be likely to cause bodily harm to others if not controlled is under a duty to exercise reasonable care to control the third person to prevent him from doing such harm."
¶ 41 Accepting the County's argument, however, would create perverse incentives. If a custodian's duty in this context were limited solely to protecting others from dangerous people under its actual, physical control at the time of an attack, prisons and hospitals that remain willfully blind to an individual's violent tendencies when releasing him or her into a rehabilitative program would be placed in precisely the same position as a custodian who took every precaution to ensure no dangerous individual was temporarily released — neither would face liability. By contrast, extending a custodian's duty to the manner in which it exercises legal control imposes greater liability on custodians who fail to screen inmates or patients for violent tendencies than it does those who employ prudent screening procedures. Focusing the duty on legal control therefore properly encourages all custodians to be careful about which individuals they expose to the general public through rehabilitative programs.
¶ 42 For these reasons, we adopt the Restatement standard for determining when the custodian of a dangerous individual owes a duty to prevent the individual from injuring others. And we conclude that because the County had legal custody of Ms. Scott's attacker, this factor weighs in favor of imposing a duty. We now turn to the next factor, foreseeability.
¶ 43 This factor, the third in our duty analysis, also favors imposing a duty on the County. As discussed earlier, foreseeability analysis for duty purposes differs in kind from foreseeability in proximate cause.
¶ 44 There are certainly circumstances within this class of cases in which the custodian could foresee a risk of injury. For example, inmates are in state custody. Some are nonviolent offenders who would pose little, if any, foreseeable danger to the public if temporarily released. Others may have committed violent offenses but have been model citizens throughout their prison term. But there are also other categories of inmates who have significant disciplinary problems in prison, a history of violence, mental illnesses, problems with substance abuse, or a combination of several of these issues. Inmates in this category pose a heightened risk of harm to others if allowed to work outside the prison without meaningful supervision. Consequently, a custodian that employs inadequate screening procedures could certainly foresee one of these dangerous individuals escaping from a minimally supervised work site and harming someone. The foreseeability factor therefore favors imposing a duty on the County.
¶ 45 The fourth duty factor — "public policy as to which party can best bear the loss occasioned by the injury" — similarly supports imposing a duty of care on the County.
¶ 46 Our reasoning in Jeffs applies with equal force here. Although it is true that private employers and potential victims can access public records detailing an inmate's criminal history, only prison officials are acquainted with the inmate's behavior since his conviction. Prison officials' daily interactions with inmates give them important insights about who can be trusted to participate in a temporary work-release program and who should remain behind bars. Just as a physician becomes acquainted with a patient's particular response to different medications, prison officials become intimately familiar with which inmates routinely abuse privileges and create conflict. No one can predict with perfect accuracy whether an inmate will injure someone during temporary release,
¶ 47 We now turn to the final factor — "other general policy considerations" — and conclude that the competing public policies at issue supports the imposition of a duty.
¶ 48 But recognizing a duty promotes equally weighty policy concerns, and we are not convinced that doing so would impede the State's ability to maintain rehabilitative programs. To begin with, the basic purpose of tort law is "to place an injured person in a position as nearly as possible to the position he would have occupied but for the defendant's" tortious behavior.
¶ 49 Of course, subjecting prisons and hospitals to liability also raises the cost of rehabilitative programs, which appears to have been the Rollins court's central concern.
¶ 50 In sum, each of the five factors we analyze to establish a duty of care favors imposing one on the County. We therefore conclude that the County owes Ms. Scott a duty of care and adopt the standard set forth in section 319 of the Second Restatement of Torts. The custodian of a dangerous individual must exercise reasonable care when deciding whether to allow that individual to participate in temporary release programs. And if the custodian's negligence allows a dangerous individual to harm someone while on release, the custodian may be liable for the harm.
¶ 51 Having concluded that the County owes Ms. Scott a duty, we now discuss whether it is immune from suit. We begin by noting that Ms. Scott concedes that the Governmental Immunity Act bars her claim. But she argues that the Act is unconstitutional as applied under article I, section 11 of the Utah Constitution (the open courts clause). That clause provides,
¶ 52 We have interpreted the open courts clause to prevent the legislature from passing a law that "abrogates a cause of action existing at the time of [the law's] enactment" unless it (1) provides "an effective and reasonable alternative remedy" or (2) "seeks to eliminate a clear social or economic evil" by means that are not "arbitrary or unreasonable."
¶ 53 None of the parties has argued that Ms. Scott was afforded an alternative remedy, so the central question is whether the legislature abrogated her cause of action when it expanded the Governmental Immunity Act. Because the interaction of governmental immunity and the open courts clause is somewhat complex, we first briefly discuss the historical development of governmental immunity in Utah and then set forth the legal standard we apply for open courts clause challenges in this context. Applying that standard, we then conclude that the legislature did not abrogate a cause of action Ms. Scott would have had before it expanded governmental immunity, so the Act's application in this case is not unconstitutional.
¶ 54 To determine whether the Governmental Immunity Act violates the open courts clause in a particular case, we look to see whether the plaintiff could have brought his or her cause of action prior to 1987.
¶ 55 Prior to the enactment of the Governmental Immunity Act in 1965, the common law doctrine of sovereign immunity prevented a citizen from suing a state governmental entity for any act considered to be a function of government.
¶ 56 The 1965 Governmental Immunity Act expanded liability for state entities beyond common law sovereign immunity by making the government subject to suit when it engaged in specific activities.
¶ 57 In Standiford v. Salt Lake City Corporation, we expressly disavowed this precedent because it led to "contrary and unpredictable results."
¶ 58 Perhaps in response to our decision in Standiford, the legislature restricted governmental liability in 1987 by expanding the Act's definition of "governmental function" to include "any act, failure to act, operation, function, or undertaking" regardless of whether the activity "is characterized as governmental, proprietary, a core governmental function, unique to government, undertaken in a dual capacity, essential to or not essential to a government or governmental function, or could be performed by private enterprise or private persons."
¶ 59 Anytime the legislature expands the definition of "governmental function," it restricts the government's liability beyond the scope of the Act as interpreted in Standiford — possibly abrogating causes of action that would have existed before the 1987 amendment and violating the open courts clause. Consequently, we have looked to the Standiford test — which defined "governmental
¶ 60 We now apply the Standiford test to resolve Ms. Scott's open courts clause challenge to the Governmental Immunity Act. As we have discussed, she must show that the legislature abrogated a cause of action she could have brought before 1987.
¶ 61 The first category "does not refer to what government may do, but to what government alone must do."
¶ 62 Under this standard, we conclude that rehabilitation programs like Jail Industries are essential to the core governmental activity of running a state prison system. We have described rehabilitative programs for inmates as "necessary programs" that are "practically indispensable"
¶ 63 Ms. Scott nevertheless argues that Jail Industries is qualitatively different than traditional work-release programs because "inmates, rather than parolees, were inserted into the community with little supervision as a source of revenue for Utah County and its private partners." Although it is true that a governmental activity that generates profits is more likely to be classified as a nongovernmental function under Standiford, profitability alone is not a determinative factor.
¶ 64 Moreover, the fact that Jail Industries places inmates with employers outside the prison is insufficient to transform what we have recognized as a core governmental activity into a private endeavor. An activity that supports a core governmental function may satisfy the Standiford test even if it is not indispensable.
¶ 65 Similarly, Jail Industries gives inmates the benefit of work experience and a modest paycheck — significant experience that may ease their transition back into society and serves the core governmental function of rehabilitating inmates. It is certainly possible to house inmates without a program like Jail Industries. But the program "clearly benefits" inmates, and its unique benefits are "unlikely to be available" to them if the prison does not provide it.
¶ 66 We therefore conclude that Jail Industries is essential to the core governmental function of housing and rehabilitating inmates, and the program accordingly qualifies as a "governmental function" under Standiford. Consequently, the County has always enjoyed immunity for such an activity, and the legislature's expansion of governmental immunity in 1987 did not abrogate Ms. Scott's cause of action. Accordingly, the Governmental Immunity Act is not unconstitutional as applied in this case.
¶ 67 We overrule the Rollins rule and hold that the custodian of a dangerous individual has a duty to take reasonable precautions to prevent that individual from injuring others. Under that standard, we conclude that the County owed Ms. Scott a duty. But even though the County owed Ms. Scott a duty, her negligence claim is barred by the Governmental Immunity Act. Finally, because work-release programs are essential to the core governmental activity of housing and rehabilitating inmates, the Act is not unconstitutional as applied in this case. We therefore affirm the district court's decision dismissing Ms. Scott's negligence claims against the County.