MICHAEL F. URBANSKI, District Judge.
Pending before the court are several motions, including three summary judgment motions filed by defendant, Forest Laboratories, Inc. ("Forest Labs"). The court addresses herein the most recent of these motions for summary judgment. Dkt. No. 144. For the reasons that follow, the court will grant the motion, rending all other pending motions moot.
This is a failure to warn case regarding a prescription drug. Specifically, plaintiff Kathleen Higgins ("Higgins"), individually and as the personal representative of the estate of Francis Krivicich ("Krivicich"), brought this negligence and breach of warranty
During the six months prior to his suicide, Krivicich received mental health treatment from Dr. Francis Andres, a board certified psychiatrist. Dr. Andres originally prescribed Krivicich Lexapro on February 28, 2004. On March 22,
One of Higgins proffered expert witnesses, Dr. Michael Hamrell, Ph.D., gave the opinion that as early as 2001 Forest Labs should have provided a warning for Lexapro along the following lines:
Hamrell Expert Report, Dkt. No. 88-1, at 3.
Forest Labs denies that Lexapro causes a new or increased risk of suicide in adults,
This matter has taken several years and a rather circuitous path to reach its present procedural posture. Higgins originally filed suit on July 18, 2006, as part of Multi-District Litigation ("MDL") 1736 in the Eastern District of Missouri. The MDL court transferred the matter here on March 29, 2007, but it was transferred back to the MDL on July 20, 2007. Dkt. No. 39. On July 26, 2013, the action was remanded back to this district along with an MDL pretrial order, Dkt. No. 41, and an order reopening the case was entered on August 26, 2013. Dkt. No. 42. This court heard oral argument on a number of motions on June 20, 2014. Dkt. No. 133. At the hearing, the court granted Higgins' motion to amend her complaint,
Forest Labs filed the instant motion for summary judgment on July 11, 2014. Dkt. No. 144. Forest Labs seeks summary judgment on both Higgins' negligence claim and breach of warranty claim on a number of grounds. Most notably Forest Labs argues it is shielded from liability under the learned intermediary doctrine because both Drs. Andres and Doyle were independently aware of the risks as to which Higgins claims Forest Labs should have warned. Higgins filed her response on July 17, 2014, Dkt. No. 149, and Forest Labs filed its reply on August 6, 2014. Dkt. No. 151. The court has carefully reviewed the entirety of the voluminous pleadings and evidence that have been submitted by the parties both before and after the hearing, and the matter is now ripe for adjudication.
Pursuant to Federal Rule of Civil Procedure 56(a), the court must "grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Glynn v. EDO Corp., 710 F.3d 209, 213 (4th Cir. 2013). When making this determination, the court should consider "the pleadings, depositions, answers to interrogatories, and admissions on file, together with ... [any] affidavits" filed by the parties. Celotex, 477 U.S. at 322, 106 S.Ct. 2548. Whether a fact is material depends on the relevant substantive law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). "Only
In determining whether a genuine issue of material fact exists, the court views the facts and draws all reasonable inferences in the light most favorable to the non-moving party. Glynn, 710 F.3d at 213 (citing Bonds v. Leavitt, 629 F.3d 369, 380 (4th Cir.2011)). Indeed, "[i]t is an `axiom that in ruling on a motion for summary judgment, the evidence of the nonmovant is to be believed, and all justifiable inferences are to be drawn in [her] favor.'" McAirlaids, Inc. v. Kimberly-Clark Corp., 756 F.3d 307, 310 (4th Cir.2014) (internal alteration omitted) (citing Tolan v. Cotton, ___ U.S. ___, 134 S.Ct. 1861, 1863, 188 L.Ed.2d 895 (2014) (per curiam)). Moreover, "[c]redibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a judge...." Anderson, 477 U.S. at 255, 106 S.Ct. 2505. However, the non-moving party "must set forth specific facts that go beyond the `mere existence of a scintilla of evidence.'" Glynn, 710 F.3d at 213 (quoting Anderson, 477 U.S. at 252, 106 S.Ct. 2505). Instead, the non-moving party must show that "there is sufficient evidence favoring the non[-]moving party for a jury to return a verdict for that party." Res. Bankshares Corp. v. St. Paul Mercury Ins. Co., 407 F.3d 631, 635 (4th Cir.2005) (quoting Anderson, 477 U.S. at 249, 106 S.Ct. 2505). "In other words, to grant summary judgment the Court must determine that no reasonable jury could find for the non[-]moving party on the evidence before it." Moss v. Parks Corp., 985 F.2d 736, 738 (4th Cir.1993) (citing Perini Corp. v. Perini Const., Inc., 915 F.2d 121, 124 (4th Cir.1990)).
"Under Virginia law ... manufacturers and sellers of defective products can be held liable on theories of negligence and breach of the implied warranty of merchantability." Bly v. Otis Elevator Co., 713 F.2d 1040, 1042 (4th Cir.1983) (citations omitted), on reh'g sub nom. Farish for Farish v. Courion Indus., Inc., 754 F.2d 1111 (4th Cir.1985); see also Abbot by Abbot v. Am. Cyanamid Co., 844 F.2d 1108, 1114 (4th Cir.1988) ("Under Virginia law, recoveries for personal injuries caused by defective products can be made as breach of an implied warranty of merchantability or under a tort theory of negligent design."). The elements of both a negligence and a warranty cause of action are largely identical.
Logan v. Montgomery Ward & Co., Inc., 216 Va. 425, 428, 219 S.E.2d 685, 687 (1975) (citations omitted). "Unreasonably dangerous" products include products that are not accompanied by adequate warnings about their hazardous properties. Butler v. Navistar Int'l Transp. Corp., 809 F.Supp. 1202, 1206 (W.D.Va.1991) (collecting cases); see also Abbot, 844 F.2d at 1114 (same). Here, Higgins asserts under both her negligence claim and her breach of warranty claim that Forest Labs failed to provide an adequate warning about the hazardous properties of Lexapro. One of the many defenses asserted by Forest Labs is that it is shielded from liability by the learned intermediary doctrine.
Generally, a manufacturer has a duty to warn its customers of risks posed by its products. In re Zyprexa Products Liab. Litig., No. 04-MD-1596, 2009 WL 2487305, at *12 (E.D.N.Y. July 27, 2009) (citing Stanback v. Parke, Davis & Co., 657 F.2d 642, 644 n. 2 (4th Cir.1981)). Where there is a genuine issue regarding the adequacy of the warning, summary judgment on a failure to warn claim is improper. Abbot, 844 F.2d at 1115 (citing Pfizer, Inc. v. Jones, 221 Va. 681, 683-84, 272 S.E.2d 43, 44-45 (1980)). However, the learned intermediary doctrine provides a limited exception to this general rule. Talley v. Danek Med., Inc., 179 F.3d 154, 162 (4th Cir.1999) (citing Reyes v. Wyeth Lab., 498 F.2d 1264, 1276 (5th Cir.1974)). Specifically,
In re Zyprexa, 2009 WL 2487305, at *12 (citing Restatement (Third) of Torts: Products Liability § 6 cmt. d, reporters' note (1997); Talley, 179 F.3d at 162). Critically, "[e]ven if a drug warning was deficient, a manufacturer is not liable when the prescribing physician was independently aware of the risks that should have been communicated by the manufacturer and chose to administer the drug anyway." In re Zyprexa, 2009 WL 2487305, at *13 (citing Stanback, 657 F.2d at 645); see also Talley v. Danek Med., Inc., 7 F.Supp.2d 725, 730 (E.D.Va.1998) (citing Stanback, 657 F.2d at 645) ("Even if the manufacturer provides inadequate information, however, the manufacturer will not be liable if the plaintiff's physician independently knew of the risks and failed to advise the plaintiff."), aff'd, 179 F.3d 154 (4th Cir. 1999). Indeed, "a plaintiff must not only show that a manufacturer's warning was inadequate, but that such inadequacy affected the prescribing physician's use of the product and thereby injured the plaintiff." Talley, 7 F.Supp.2d at 730.
In 1980, the Supreme Court of Virginia called it "an elementary principle of law" that "in the case of prescription drugs, it is the general rule that the duty of the drug manufacturer is to warn the physician who prescribes the drug in question[.]" Pfizer, 221 Va. at 684, 272 S.E.2d at 44 (internal quotation omitted). A year later, the Fourth Circuit in Stanback v. Parke, Davis & Co., observed that "the well-settled rule is that the duty an ethical [i.e., a prescription] drug manufacturer
In Stanback, a plaintiff contracted Guillain-Barre Syndrome ("GBS") after receiving a dose of the flu vaccine, Fluogen. Id. at 643-44. The package insert for Fluogen did not warn of the risk of contracting GBS. Id. at 644. The doctor who administered the vaccine testified that he did not read the Fluogen package insert, but he was aware of the risk of GBS associated with the vaccine. Id. The doctor did not advise patients about the risk of GBS either. Id. at 645. The Fourth Circuit determined that even if the manufacturer of Fluogen had adequately warned the administering doctor in that case, the "uncontradicted evidence establishe[d] that [the plaintiff] would have nevertheless received the flu vaccinations despite the slight risk, and would not have been informed of the risk." Id. at 645. Because the doctor was fully aware of the "information which an adequate warning would have contained" the manufacturer of Fluogen was not liable for its failure to warn. Id. The district court's granting of summary judgment in favor of the manufacturer was proper because the plaintiff "failed to adduce sufficient proof of causation under any of the theories of liability set forth in her complaint." Id. at 646.
In Barnette v. E.R. Squibb & Sons, Inc., 670 F.Supp. 650 (E.D.Va.1987), the court cited the district court decision in Stanback and the Supreme Court of Virginia's decision in Pfizer in observing that "the parties were in agreement that, under Virginia law, the manufacturer of a prescription drug has a duty to warn the physician or medical profession of its potential side effects, but that this duty does not extend to the patient." Id. at 651 (citing Stanback v. Parke, Davis & Co., 502 F.Supp. 767, 770 (W.D.Va.1980), aff'd, 657 F.2d 642 (4th Cir.1981); (Pfizer, 221 Va. at 684, 272 S.E.2d at 44-45)). Similarly, the Fourth Circuit cited its previous decision in Stanback as well as the Pfizer case in Abbot, when it observed as follows: "With prescription drugs, the duty is not the normal duty to warn the ultimate consumer. Rather, the duty is to warn the physician administering the drug." 844 F.2d at 1115 (citing Stanback, 657 F.2d at 644; Pfizer, 221 Va. at 684, 272 S.E.2d at 44).
The Fourth Circuit addressed the learned intermediary doctrine under Virginia law twice more in the 1990s. In Kling v. Key Pharmaceuticals, Inc., 35 F.3d 556, 1994 WL 477815 (4th Cir.1994) (unpublished per curiam table decision), the Fourth Circuit found that "[u]nder well-established Virginia law, a prescription drug manufacturer owes the consumer the duty of warning only the consumer's physician, or other person authorized to prescribe drugs, of risks or contra-indications associated with a drug." Id. at *2 (emphasis added) (citing Stanback, 657 F.2d 642). In Kling, a plaintiff suffered a seizure that left him permanently disabled after taking a drug to treat his asthma. Id. at *1. The sudden onset of seizures was a well-known side effect of the drug and documented in the Physician's Desk Reference and in the drug's package inserts. Id. The prescribing doctor testified that stricter warnings would not have affected his decision to prescribe the drug. Id. at *2. The district court granted the manufacturer's Rule 50 motion, and the Fourth Circuit affirmed because seizures were well known side effects, and the plaintiff failed to prove causation
The Fourth Circuit again addressed the doctrine in Talley v. Danek Medical, Inc., 179 F.3d 154 (4th Cir.1999). In Talley, the district court concluded that the plaintiff was essentially bringing failure to warn claims and held that under Virginia's learned intermediary doctrine the defendant need only warn physicians and not their patients. Id. at 162 (citing Abbot, 844 F.2d at 1115). On review, the Fourth Circuit held that "the district court correctly applied the learned intermediary doctrine." Id. at 164. In that case, a doctor had a consulting relationship with a medical device manufacturer. Id. The plaintiff failed to show causation where the doctor testified that he did not always choose that manufacturer's device but used his independent medical judgment based on the circumstances of each patient and sometimes used competitor's similar devices. Id. at 163-64.
More recently, a number of Virginia trial courts and federal district courts sitting in diversity have continued to recognize the viability of the learned intermediary doctrine under Virginia law. In Hamlett v. Virginia Vascular Associates, 61 Va.Cir. 468, 2003 WL 22382792 (Norfolk Cir.Ct. Apr. 21, 2003), the court, citing Pfizer, observed that "[a]lthough no Virginia case mentions the `learned intermediary doctrine,' the Supreme Court of Virginia has applied the doctrine to a manufacturer of prescription drugs." Hamlett, 2003 WL 22382792, at *4 (citing Pfizer, 221 Va. at 684, 272 S.E.2d at 44). In Wright v. Lilly, 66 Va.Cir. 195, 2004 WL 2656839 (Portsmouth Cir.Ct. Nov. 15, 2004), the court, citing both Pfizer and Hamlett, noted that "successful assertion of the learned intermediary defense might be a complete bar to liability against the pharmaceutical manufacturers." Wright, 2004 WL 2656839, at *14 (citing Pfizer, 221 Va. at 684, 272 S.E.2d at 44; Hamlett, 2003 WL 22382792, at *4).
The doctrine was also applied in Evans v. Mentor Corp., No. CIV.A. 1:04CV1218, 2005 WL 1667661 (E.D.Va. June 28, 2005), where the United States District Court for the Eastern District of Virginia, sitting in diversity, held that the
Id. at *3 (full cites omitted). In Hart v. Savage, No. L-04-1663, 2006 WL 3021110 (Norfolk Cir. Ct. Oct. 19, 2006), yet another Virginia trial court observed that that "the Supreme Court of Virginia has never explicitly adopted" the learned intermediary doctrine, but that "it seems to have approved it with regard to prescription drugs in Pfizer" and that the Fourth Circuit, applying Virginia law, had applied the doctrine in Talley. Id. at *2.
Finally, the United States District Court for the Eastern District of New York applied Virginia law in In re Zyprexa Products Liability Litigation, No. 04-MD-1596, 2009 WL 2487305 (E.D.N.Y. July 27, 2009), and undertook an extensive survey of Virginia law on the learned intermediary doctrine. It concluded that "[t]he concept
In light of all these authorities, it is plain that the learned intermediary doctrine has been and remains a part of Virginia law. Although Pfizer never employs the term "learned intermediary doctrine," it clearly applied the doctrine, and in the context of a prescription drug failure to warn case no less. Numerous holdings, including multiple decisions by the Fourth Circuit Court of Appeals, have invoked the doctrine when applying Virginia law in reliance on Pfizer. There is no doubt of its applicability here.
As the depositions of treating psychiatrists Drs. Andres and Doyle make clear, Krivicich's treating psychiatrists were well aware of the risks of prescribing SSRIs such as Lexapro when they treated him in 2004. As such, there is no basis to impose liability on the drug manufacturer for allegedly failing to warn a treating physician of risks associated with a medication as to which the physician is already aware.
In considering this case, it is helpful to outline Krivicich's treatment with Drs. Andres and Doyle in the six months before his suicide.
Dr. Andres first saw Krivicich on February 7, 2004, and evaluated him for more than one hour. Andres Dep., Dkt. No. 152, at 58-59. During that visit, Krivicich reported experiencing stress, anxiety, tension, low energy and motivation, insomnia, and decreased mood. Id. at 67. Krivicich acknowledged having fleeting thoughts of suicide. Id. at 68. Dr. Andres prescribed Remeron, a "serotonin-related" antidepressant, focusing first on Krivicich's "horrible problems with sleep." Id. at 69-70. Krivicich missed his next appointment with Dr. Andres, scheduled for February 14, 2004, and rescheduled for February 28, 2004. On that date, Krivicich indicated that he remained anxious but had stopped taking the Remeron because it made him too sleepy. Dr. Andres started Krivicich on five milligrams of Lexapro for one week, with instructions to increase the dosage to ten milligrams thereafter, along with Trazodone and Ativan at bedtime. Id. at 71-72. Dr. Andres next saw Krivicich on March 20, 2004, at which time Dr. Andres continued the ten milligrams of Lexapro along with Klonopin, a quick acting benzodiazepine anti-anxiety medication, which was prescribed to help reduce Krivicich's anxiety at night. Id. at 77-79. During his next visit, a month later on April 17, 2004, Krivicich reported
Dr. Andres' last visit with Krivicich was on July 10, 2004. That visit was precipitated by calls to Dr. Andres from Krivicich's friends who were concerned that he was suicidal. Id. at 93. Krivicich reported that he had recently begun taking five milligrams of Lexapro because it helped with his sleep. Krivicich told Dr. Andres that "he was not suicidal, had no intention or plan, and that he would not do that because of his family." Id. at 96-97. Dr. Andres gave Krivicich a prescription for ten milligrams of Lexapro. Dr. Andres' notes from that visit reflect that Krivicich did not intend on coming back to see Dr. Andres, and Dr. Andres advised Krivicich to follow up with him or his primary care physician to manage his medications. Id. at 97.
Krivicich saw Dr. Brian Doyle, also a board certified psychiatrist, six days later, on July 16, 2004. Doyle Dep., Dkt. No. 153, at 44. A concerned neighbor brought Krivicich to see Dr. Doyle, who found Krivicich to be severely depressed. Id. at 53. Dr. Doyle's treatment notes indicated that Krivicich told him that he was anxious and felt overwhelmed, helpless, and hopeless. Id. at 47. He told Dr. Doyle that "maybe everyone would be better off without me," which Dr. Doyle testified was a common indicator of someone who at least has suicidal ideation. Id. at 49. At the same time, Dr. Doyle did not consider Krivicich to be acutely dangerously suicidal. Id. at 96-97.
Dr. Doyle explained that in 2004, when he saw Krivicich, it was his standard practice to discuss the pros and cons of the medications, including the following:
Id. at 82-84. Dr. Doyle testified that he was impressed with the burden of Krivicich's symptoms, both the severity of his depression and the intensity of his anxiety, such that he asked permission to speak with his psychiatrist. Id. at 87-88. Although Krivicich did not give Dr. Doyle permission to speak with his treating psychiatrist, Dr. Doyle believed Krivicich would recontact his treating psychiatrist. Id. at 64, 87-90. Instead, nine days later, on July 25, 2004, Krivicich committed suicide.
In this failure to warn case, Higgins must prove that Forest Labs failed to warn Drs. Andres and Doyle about the risk of new or increased risk of suicidality with Lexapro treatment. As detailed in their depositions, however, both Drs. Andres and Doyle were independently aware of this risk at the time they prescribed Lexapro in their treatment of Krivicich. As both treating doctors were fully cognizant of the ongoing scientific debate concerning the risk of prescribing SSRIs such as Lexapro, there can be no actionable failure to warn claim.
Dr. Andres testified at his deposition about his awareness of a potential link between SSRIs and suicidality at the time he treated Krivicich.
Andres Dep., Dkt. No. 152, at 24-27.
In his deposition, Dr. Andres explained his knowledge of the health concerns concerning antidepressant medications and suicidality reflected in the substance of the Lexapro package insert following the FDA's March, 2004 Public Health Advisory. Id. at 31-34. As his testimony makes clear, Dr. Andres was fully aware at the time he was treating Krivicich that patients with major depressive disorders may experience worsening of their condition whether or not they are on medication; that there was a long-standing concern that antidepressants may have a role in inducing worsening of depression and emergence of suicidality in certain patients; and that patients being treated with antidepressants should be closely observed for worsening of their symptoms and the emergence of suicidality. Id. at 31-34. Dr. Andres' testimony makes it very clear that, while not expressly addressing the issue with Krivicich when he prescribed Lexapro, he was well aware of the issue of whether SSRIs themselves could have a link to emerging suicidality. Id. at 74-76. Dr. Andres testified that even given a warning "that the use of Lexapro itself could cause [Krivicich] to commit suicide," he "would have prescribed Lexapro. [He] had a lot of experience with it, and that influences the choice." Id. at 133-34. Even considering the current FDA approved label containing a "black box" warning for suicidality for young adults under age 25, Dr. Andres would have prescribed Lexapro for Krivicich.
Id. at 148-49. As Dr. Andres explained, both in 2004 and today, the central concern is that the underlying depression itself causes an increased risk of suicide and that central issue needs to be developed and pursued. Both in 2004 and today, Dr. Andres would speak to such patients about concerns of worsening of their symptoms or of the development of suicidal thinking. Id. at 148-51.
Dr. Doyle, who saw Krivicich shortly before his death, testified consistently.
Doyle Dep., Dkt. No. 153, at 24. Doyle clarified this testimony later in deposition:
Id. at 26-28.
As did Dr. Andres, Dr. Doyle plainly testified that he knew of the substance of the March 2004 FDA Advisory regarding SSRIs when he treated Krivicich in 2004.
Id. at 31-33.
On cross-examination, Dr. Doyle was asked about efforts by Forest Labs to bring the March 2004 FDA Public Health Advisory to his attention.
Id. at 108-09. In Dr. Doyle's words, "So, you know, we're already on board about all this stuff. It doesn't have to do with whether or not the pharmaceutical reps are talking to us about it." Id. at 113.
Id. at 127. In the final question asked at the deposition by counsel for Higgins, Dr. Doyle reiterated:
Id. at 129.
Thus, there is no genuine dispute of material fact regarding the knowledge possessed by either doctor when they were treating Krivicich in 2004. Both Drs. Andres and Doyle testified that they were aware, prior to treating Krivicich, that SSRIs, while generally effective in treating anxiety and depression, could cause an increased risk of suicidality in certain patients, and that, as such, patients should be closely monitored. Both doctors testified that it was their standard practice to instruct the patient to be on the lookout for increased anxiety or depression. As the testimony of Krivicich's treating psychiatrists clearly establishes that they were independently aware of the risks Higgins claims Forest Labs should have warned, there is no basis upon which any reasonable jury could impose failure to warn liability on Forest Labs under either a negligence or warranty theory. In short, because Krivicich's treating psychiatrists were well aware of the risks associated with treating anxious and depressed patients with SSRIs in 2004, Higgins cannot show that Forest Labs' failure to warn was the cause in fact of Krivicich's suicide. Stanback, 657 F.2d at 647; In re Zyprexa, 2009 WL 2487305, at *14-15.
The overarching background of this case obviously involves highly complex medical issues as well as a real human tragedy. Nevertheless, the outcome is ultimately determined by a relatively straightforward application of Virginia law. In light of the testimony of Drs. Andres and Doyle, and given the nature of the facts regarding the overwhelming abundance of information on the issue of SSRIs and the risk of suicidality of which they testified they were aware at the time they treated Krivicich, the court is constrained to conclude that there is no genuine issue of material fact in dispute. Because Virginia law does not permit a drug manufacturer to be liable for failure to warn of a risk of which a treating physician was independently aware, and Krivicich's doctors plainly testified as to their awareness of the risk of increased suicidality associated with SSRIs, the court must award summary judgment in favor of Forest Labs. An appropriate Order will be entered this day.
The Clerk is directed to send a copy of this Memorandum Opinion to all counsel of record.