NORMAN K. MOON, SENIOR UNITED STATES DISTRICT JUDGE.
This case is before the Court on Defendants' motions to dismiss pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). Plaintiff Robert Sanchez Turner ("Turner") alleges several claims for damages sustained at the August 12, 2017 "Unite the Right" rally. These claims are asserted against Defendants Al Thomas Jr. ("Thomas"), former Chief of the Charlottesville Police Department; W. Stephen Flaherty ("Flaherty"), Virginia State Police Superintendent; and the City of Charlottesville ("Charlottesville"). Plaintiff's claims share a common question: whether there is constitutional duty under the Fourteenth Amendment for the police to intervene to protect a citizen from criminal conduct by third parties. Because I find this duty is not "clearly established," his claims are barred by qualified immunity. Therefore, although Defendant Flaherty's jurisdictional argument under Rule 12(b)(1) fails, Defendants' motions to dismiss pursuant to Rule 12(b)(6) will be granted.
Defendants bring motions pursuant to Federal Rule of Civil Procedure 12(b)(1) and 12(b)(6). A motion to dismiss under Rule 12(b)(1) challenges the Court's subject matter jurisdiction. The burden of proving subject matter jurisdiction rests upon the plaintiff. Adams v. Bain, 697 F.2d 1213,
"In ruling on a 12(b)(6) motion, a court must accept as true all of the factual allegations contained in the complaint and draw all reasonable inferences in favor of the plaintiff." Kensington Volunteer Fire Dep't, Inc. v. Montgomery Cty., Md., 684 F.3d 462, 467 (4th Cir. 2012); see also Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007). "While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, a plaintiff's obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (internal citations and quotation marks omitted). Stated differently, in order to survive a motion to dismiss, "a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Twombly, 550 U.S. at 570, 127 S.Ct. 1955).
In Charlottesville, Virginia, a statue of Confederate General Robert E. Lee stands in what was formerly called "Lee Park." (Compl. ¶¶ 6-8). In June 2017, Defendant Charlottesville changed the park's name to "Emancipation Park," ("the Park") and subsequently planned to sell the statue and have it removed. (Id. ¶ 7-8). In response, Jason Kessler, leader of the group "Unity & Security for America," organized the "Unite the Right" rally to protest the Park's name change and the decision to sell the statute. (Id. ¶ 10-11).
Kessler applied for, and was granted, a permit to hold a "free speech rally in support of the Lee monument" by the City. (Id. ¶ 12). Less than a week before the event, the City revoked Kessler's permit, citing traffic and safety concerns. (Id. ¶¶ 15-16, 21, 29). Allegedly, Kessler was initially promised that security measures would nevertheless remain in place for the revoked event. However, he was later informed that Defendant Thomas, as Chief of Police, allegedly "changed his mind" and would not provide any of the initially promised protections. (Id. ¶ 30).
Kessler then brought suit, challenging the permit's revocation on First and Fourteenth Amendment grounds, seeking injunctive relief. (Id. ¶ 32). U.S. District Judge Glen Conrad granted Kessler's request and reinstated the permit. Kessler v. Cty. of Charlottesville, Virginia, No. 3:17CV00056, 2017 WL 3474071 (W.D. Va. Aug. 11, 2017). Turner alleges that in response to Judge Conrad's ruling, Defendants Thomas and Flaherty became "enraged," and instituted a "special policy" for the protest, "ordering [their] officers to `stand down'...." (Id. ¶¶ 40-41, 44). This alleged "stand down" order mandated law enforcement to: "refrain from intervening in any violent confrontations between
It is alleged that on August 12, 2017, Turner went to the Park as a counter-protestor. (Id. ¶¶ 9-10, 52-53). As he allegedly protested peacefully on the sidewalk adjacent to the Park, "KKK members/sympathizers" exited the Park and began "to engage counter protesters who were on the sidewalk." (Id. ¶ 57). Police allegedly looked on as protesters, unprovoked, sprayed Turner in his eyes with mace, subsequently beat him with a stick, and threw bottles of urine at him. (Id. ¶¶ 54-55, 59, 64). He alleges that "Charlottesville Police and Virginia State Patrol officers stood and watched [this] for more than thirty seconds, while doing nothing to intervene." (Id. ¶¶ 58, 61-63).
Turner now asserts several claims against Defendants premised on what is known as a "state-created danger" theory of liability. See generally DeShaney v. Winnebago Cty. Dep't of Soc. Servs., 489 U.S. 189, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989). Turner alleges Defendants Thomas and Flaherty, in their individual capacities, violated his substantive due process rights by failing to intervene in a state-created danger, under both direct (Count I) and supervisory (Count II) theories of liability. He also alleges Defendants acted with "deliberate indifference" towards his assault (Count IV) in violation of the Fourteenth Amendment. Lastly, he alleges that municipal liability extends to Defendant Charlottesville for violating his substantive due process rights (Count III). See generally Monell v. Dep't of Soc. Servs. of City of New York, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Turner also seeks punitive damages (Count V) and attorney's fees (Count VI).
Defendant Flaherty, as superintendent of the Virginia State Police, contends sovereign immunity bars the claims against him. Specifically, he argues the Court lacks subject matter jurisdiction over the supervisory liability claim, since it was alleged against him in his official capacity. (Dkt. 27 at ECF 12).
"[A] suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official's office. As such, it is no different from a suit against the State itself." Will v. Michigan Dep't of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989) (citation omitted). Section 1983 "does not provide a federal forum for litigants who seek a remedy against a State for alleged deprivations of civil liberties. The Eleventh Amendment bars such suits ...." Id. at 66, 109 S.Ct. 2304. See also Seminole Tribe of Fla. v. Fla., 517 U.S. 44, 64, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996) ("[T]he Eleventh Amendment [stands] for the constitutional principle that state sovereign immunity
Here, Turner specifically alleges in his Complaint that each claim is against Defendants Thomas and Flaherty in their "individual capacities." (Dkt. 1 at ECF 26-30). This express pleading is conclusive as to the capacity of Plaintiff's claims. Biggs v. Meadows, 66 F.3d 56, 61 (4th Cir. 1995) (holding that capacity can only be determined by the court when not specifically alleged in the complaint). Since the claims are against Defendants in their individual — and not official — capacities, Eleventh Amendment immunity is not implicated, and the Court has subject matter jurisdiction. Therefore, Defendant Flaherty's motion to dismiss under 12(b)(1) will be denied.
The individual Defendants argue they are entitled to qualified immunity, a doctrine that protects government officials from damages lawsuits when their actions did not violate clearly established law. Turner alleges Defendants Thomas and Flaherty deprived him of substantive due process under the Fourteenth Amendment by issuing "stand down" orders to their officers. These preemptive orders, he argues, resulted in law enforcement's failure to intervene to protect him from injuries at the hands of third party criminal actors, advancing what is known as a "state-created danger" theory of liability.
When determining whether a claim is barred by qualified immunity, the Court must "decide whether the right at issue was `clearly established' at the time of defendant's alleged misconduct." Pearson v. Callahan, 555 U.S. 223, 232, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). In conducting the clearly established analysis, courts "first examine ... decisions of the Supreme Court, [the Court of Appeals for the Fourth Circuit], and [the Supreme Court of Virginia]. We ordinarily need not look any further than decisions from these courts."
Below, each claim will be analyzed to determine whether it is supported by a clearly established constitutional right. I find that they are not, and hold that Plaintiff's claims against Defendants Thomas and Flaherty are barred by qualified immunity.
"[T]he Due Process Clause[] generally confer[s] no affirmative right to governmental aid, even where such aid may be necessary to secure life, liberty, or property interests of which the government itself may not deprive the individual...." DeShaney, 489 U.S. at 196, 109 S.Ct. 998. "If the Due Process Clause does not require the State to provide its citizens with particular protective services, it follows that the State cannot be held liable under the Clause for injuries that could have been averted had it chosen to provide them." Id. at 196-97, 109 S.Ct. 998. Thus, "a State's failure to protect an individual against private violence simply does not constitute a violation of the Due Process Clause." Id. at 197, 109 S.Ct. 998.
Nonetheless, an "affirmative act" by the state — "not its failure to act to protect [a plaintiff's] liberty interests against harms inflicted by other means" — can be a deprivation of liberty which triggers "the protection of the Due Process Clause." Id. at 200, 109 S.Ct. 998. This "affirmative act" exception to the general rule of nonliability is known as the state-created danger doctrine.
"[T]o establish § 1983 liability based on a state-created danger theory, a plaintiff must show [1] that the state actor created or increased the risk of private danger, and [2] did so directly through affirmative acts, not merely through inaction or omission." Doe v. Rosa, 795 F.3d 429, 439 (4th Cir. 2015). "`Affirmative acts,' in the state-created danger context, are quite limited in scope." Id. at 441. "It cannot be that the state `commits an affirmative act' or `creates a danger' every time it does anything that makes injury at the hands of a third party more likely. If so, the state would be liable for every crime committed by the prisoners it released." Pinder, 54 F.3d at 1173 (citing Martinez v. California, 444 U.S. 277, 284-85, 100 S.Ct. 553, 62 L.Ed.2d 481 (1980)). "While it is true that inaction can often be artfully recharacterized as `action,' courts should resist the temptation to inject this [state-created danger] framework into omission cases by stretching the concept of `affirmative acts' beyond the context of
In Pinder, the plaintiff brought a § 1983 action against a police officer and a city commissioner after her former boyfriend murdered her three children. Id. at 1172. The night of the murders, police responded to a domestic disturbance call at the plaintiff's home. Id. Upon the officer's arrival, the boyfriend was arrested and placed in a squad car. Id. Plaintiff informed the officer that the boyfriend "had threatened her in the past, and that he had just been released from prison after being convicted of attempted arson at [the plaintiff's] residence some ten months earlier." Id. The plaintiff communicated that she was afraid for the safety of her three children, but was assured by the officer that the boyfriend would be locked up overnight, and the plaintiff returned to work. Id. That same night, the boyfriend was charged with misdemeanor offenses and released with instructions to stay away from the plaintiff's home. Id. Disregarding the instructions, the boyfriend returned to the plaintiff's home and set fire to it. Id. All three children died of smoke inhalation. Id. The plaintiff brought suit against the police officer and the county commissioner claiming, inter alia, that they had violated their affirmative duty under the Fourteenth Amendment to protect her and her children. Id.
Relying upon the Supreme Court's decision in DeShaney,
Here, Turner argues Defendants affirmatively acted by issuing the "stand down" order. However, like the boyfriend in Pinder, the only individuals who engaged in affirmative conduct were the third party criminal actors — not the Defendants or their subordinates. Looking to the "immediate
Ultimately, the Fourth Circuit has never issued a published opinion finding a successful "state-created danger" claim. See Doe v. Rosa, 795 F.3d 429 (4th Cir. 2015) (holding no claim existed where college president allegedly knew of, failed to report, and tried to conceal the fact that a child molester had continued to work at a college's summer kids camp); Waybright v. Frederick Cty., MD, 528 F.3d 199, 201 (4th Cir. 2008) (finding no violation for failure to prepare for and treat firefighter trainee's medical needs); Pinder, 54 F.3d at 1169. Turner's argument there was "clear fair warning" that such a "stand down" order violated clearly established law, (dkt. 34 at ECF 28), collapses under the weight of controlling precedent finding there is generally no duty to intervene, as well as Turner's inability to identify any U.S. Supreme Court, published Fourth Circuit, or Supreme Court of Virginia precedent recognizing a valid state-created danger claim.
The Fourth Circuit has explained why qualified immunity is so important in this type of case:
Pinder, 54 F.3d at 1178 (emphasis added). Given that warning, as well as the great weight of binding precedent surveyed above, I find the alleged constitutional right asserted by Plaintiff against Defendants Thomas and Flaherty was not clearly established at the time of Defendants' inaction.
Accordingly, Count I is barred by qualified immunity.
To state a supervisory liability claim under § 1983, Plaintiff must satisfy three elements:
Shaw v. Stroud, 13 F.3d 791, 799 (4th Cir. 1994) (collecting cases); Wilkins v. Montgomery, 751 F.3d 214, 226 (4th Cir. 2014). As to the second prong of Shaw, "a plaintiff `[o]rdinarily ... cannot satisfy his burden of proof by pointing to a single incident or isolated incidents ... for a supervisor cannot be expected ... to guard against the deliberate criminal acts of his properly trained employees when he has no basis upon which to anticipate the misconduct.'" Randall v. Prince George's Cty., Md., 302 F.3d 188, 206 (4th Cir. 2002) (quoting Slakan v. Porter, 737 F.2d 368, 373 (4th Cir. 1984)).
Under Shaw, Plaintiff must make a double showing: (1) whether supervisory liability under § 1983 was clearly established at the time of the incident; and (2) whether the alleged underlying constitutional violation was also clearly established. Here, while supervisory liability in the § 1983 context is clearly established, id. at 801, the constitutional violation undergirding his allegation of supervisory liability is not. As demonstrated above, see supra Part IV.A, the right he asserts, based on a state-created danger theory, was not clearly established at the time of the August 12, 2017 rally. To the contrary, there is simply no constitutional right to state protection from "criminals or madmen," and a state official's failure to provide such protection "is not actionable under § 1983." Doe, 795 F.3d at 440.
Accordingly, Count II is barred by qualified immunity.
Plaintiff's also asserts claims against Defendants Thomas and Flaherty for deliberate indifference in violation of Plaintiff's Fourteenth Amendment rights. "`The touchstone of due process is protection of the individual against arbitrary action of government,' whether the fault lies in a denial of fundamental procedural fairness or in the exercise of power without any reasonable justification in the service of a legitimate governmental objective." Cty. of Sacramento v. Lewis, 523 U.S. 833, 845, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998) (citations omitted) (quoting Wolff v. McDonnell, 418 U.S. 539, 558, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974)). "[I]n a due process challenge to executive action, the threshold question is whether the behavior of the governmental officer is so egregious, so outrageous, that it may fairly be said to shock the contemporary conscience." Id. at 833, 118 S.Ct. 1708 n.8. This "shocks the conscience" element is distinct from a "deliberate indifference" standard. Sanford v. Stiles, 456 F.3d 298, 310 (3d Cir. 2006) ("We again clarify that in any state-created danger case, the state actor's behavior must always shock the conscience. But what is required to meet the conscience-shocking level will depend upon the circumstances of each case, particularly the extent to which deliberation is possible. In some circumstances, deliberate indifference will be sufficient. In others, it will not.") (emphasis in original). The Fourth Circuit has acknowledged that, outside of situations involving custody, "the Supreme
Here, Turner alleges that Defendants "showed deliberate indifference" to him by implementing an unconstitutional policy, the "stand down" order, "that substantially increased the harm to [him] and ultimately caused his injuries." (Compl. ¶ 84). As demonstrated above, there is no clearly established law supporting the novel due process right he asserts in this case. See supra Part IV.A. Further, there is no support for his position that a "deliberate indifference" standard is proper to satisfy the "shocks the conscience" element of his claim, outside the custodial context, based on a state-created danger theory. Slaughter, 682 F.3d at 321. Moreover, Turner's citation to non-binding authority is insufficient to articulate a clearly established right here. Booker, 855 F.3d at 538-39.
Accordingly, Count IV is barred by qualified immunity.
Plaintiff has asserted a Monell claim (Count III) against Defendant Charlottesville under the same state-created danger theory discussed above. While Congress intended municipalities to be considered "persons" under § 1983, "Congress did not intend municipalities to be held liable unless action pursuant to official municipal policy of some nature caused a constitutional tort." Monell, 436 U.S. at 690-91, 98 S.Ct. 2018. Among other things, a municipality may be held liable for a particular policy under § 1983 "through the decisions of a person with final policy making authority." Lytle v. Doyle, 326 F.3d 463 (4th Cir. 2003). Notably, however, "a municipality cannot be held liable under § 1983 on a respondeat superior theory." Monell, 436 U.S. at 691, 98 S.Ct. 2018.
For a municipality to be liable under 1983, a plaintiff must demonstrate an underlying constitutional violation. Waybright v. Frederick Cty., MD, 528 F.3d 199, 203 (4th Cir. 2008) ("[M]unicipalities cannot be liable under § 1983 without some predicate `constitutional injury at the hands of the individual [state] officer,' at least in suits for damages." (quoting City of Los Angeles v. Heller, 475 U.S. 796, 799, 106 S.Ct. 1571, 89 L.Ed.2d 806 (1986))); Evans v. Chalmers, 703 F.3d 636, 654 n.11 (4th Cir. 2012) ("Because we hold that all plaintiffs failed to state predicate § 1983 claims against the individual officers [due to qualified immunity], we must also hold that all plaintiffs have failed to state supervisory liability, Monell liability, and `stigma-plus' claims."); Stevenson ex rel. Stevenson v. Martin Cty. Bd. of Educ., 3 Fed.Appx. 25, 33 (4th Cir. 2001) ("An award of damages against a municipality based on the actions of its officers is not
Accordingly, Count III will be dismissed for failing to state a claim.
In sum, there is no clearly established constitutional right supporting any of Plaintiff's claims against Defendants Thomas and Flaherty. Therefore, Counts I, II, and IV, are barred by qualified immunity and will be dismissed. Even setting aside the issue of qualified immunity, precedent forecloses Plaintiff's claims. Consequently, with no underlying constitutional violation, Plaintiff's Monell claim against Defendant Charlottesville cannot survive. Therefore, Count III will be dismissed as well. With no remaining substantive claims, Counts V and VI (seeking attorney's fees
The Clerk of the Court is hereby directed to send a certified copy of this memorandum opinion and the accompanying Order to all counsel of record.
Entered this
Pinder, 54 F.3d at 1174 (citations omitted).
(Dkt. 31 at 18 (citing Compl. at ¶¶ 20, 23-25, 47, and 70)). Such conduct demonstrates that Defendants took precautions in anticipation of the rally and worked to ensure, at least on some basic level, public safety and order would be maintained.