The Issue Whether Respondent, John J. D'Hondt, as a licensed operator, should be disciplined for violations of Florida Administrative Code Rule 62-602.650(2), (4) and (4)(f).
Findings Of Fact Based upon the testimony and evidence received at the hearing, the following facts were established by clear and convincing evidence: Petitioner is the State agency vested with the responsibility of regulating Florida's air and water resources, administering Chapter 403, Florida Statutes (2006), and the rules promulgated in Florida Administrative Code Rule Chapter 62. Petitioner has the statutory authority to establish qualifications; examine and license drinking water and domestic wastewater treatment plant operators and to place an operator on probation; and issue, deny, revoke, or suspend an operator's license pursuant to its rules. Respondent is the owner, supplier of water, and licensed operator of the Double D Mobile Home Ranch's drinking water and domestic wastewater treatment plants located in Volusia County, Florida. He holds Certified Operator Drinking Water License No. 0000542 and Certified Operator Wastewater License No. 0006032. The Volusia County Health Department is a county health department that has been approved by Petitioner pursuant to Subsection 403.862(1)(c), Florida Statutes (2006), to enforce Chapter 403, Florida Statutes (2006), and the rules promulgated for the State's drinking water program for Volusia County. As a result of not having received Respondent's September 2004 MOR, by letter dated October 20, 2004, the Volusia County Health Department notified Respondent that MORs were to be submitted to the Volusia County Health Department by the tenth of the month following the month of operation. The November 2004 MOR was to have been submitted to the Volusia County Health Department by December 10, 2004. Respondent signed and dated the November 2004 MOR on December 12, 2004; it was received by the Volusia County Health Department on December 27, 2004. The December 2004 MOR was to have been submitted to the Volusia County Health Department by January 10, 2005. On February 4, 2005, Respondent was sent a late reporting violation letter stating that the December 2004 MOR had not been received. This letter again reminded Respondent that MORs were to be submitted within ten days after the month of operation. The December 2004 MOR was received on February 11, 2005. The April 2005 MOR was to have been submitted by May 10, 2005. Respondent signed and dated the April 2005 MOR on May 17, 2005. It was received on May 27, 2005. The September 2005 MOR was to have been submitted by October 10, 2005. It was received on October 18, 2005. The November 2005 MOR was to have been submitted by December 10, 2005. It was signed and dated December 14, 2005, and received on December 19, 2005. Respondent did not timely submit MORs for the months of November 2004, December 2004, April 2005, September 2005, and November 2005. In 2004, the Volusia County Health Department inspected the Double D Mobile Home Ranch's drinking water treatment plant and found that Respondent maintained a combined logbook for the drinking water and domestic wastewater treatment plants. Respondent was informed that he was required to keep a separate operation and maintenance logbook for each of the drinking water and domestic wastewater treatment plants. On August 10, 2004, Petitioner inspected the Double D Mobile Home Ranch's domestic wastewater treatment plant and found that there was a combined logbook for the drinking water and domestic wastewater treatment plants. Respondent was again informed that he was required to keep separate logbooks for each plant. A non-compliance letter dated October 12, 2004, and a copy of the August 10, 2004, inspection report were sent to Respondent informing him that he needed to separate his operation and maintenance logbook. In 2005, the Volusia County Health Department inspected the Double D Mobile Home Ranch's drinking water treatment plant and found that Respondent still maintained a combined logbook for the drinking water and domestic wastewater treatment plants. During the inspection, Respondent was again informed that he was required to keep a separate operation and maintenance logbook for the drinking water and domestic wastewater treatment plants. On June 15, 2005, Petitioner inspected the Double D Mobile Home Ranch's domestic wastewater treatment plant and again found that Respondent was keeping a combined logbook for the drinking water and domestic wastewater treatment plants. During this inspection, Respondent was again informed that he was required to keep separate logbooks. A non-compliance letter and a copy of the June 15, 2005, inspection report were sent to Respondent again informing him that he was required to maintain separate logbooks for the drinking water and domestic wastewater treatment plants. On February 13, 2006, the Volusia County Health Department inspected the Double D Mobile Home Ranch's drinking water treatment plant and found that Respondent still maintained a combined operation and maintenance logbook for the drinking water and domestic wastewater treatment plants. During this inspection, Respondent was again informed that he was required to maintain a separate logbook for each plant. Over the extended period reflected by the inspections cited in paragraphs 11 through 15, Respondent failed to maintain separate logbooks for the operation and maintenance of the Double D Mobile Home Ranch's drinking water and domestic wastewater treatment plants. On August 10, 2004, Petitioner inspected the Double D Mobile Home Ranch's domestic wastewater treatment plant and found that the logbook did not contain sufficient entries of the performance of preventative maintenance and repairs or request for repairs of equipment. During this inspection, Respondent was informed that he was required to keep adequate entries of preventative maintenance and repairs or request for repairs of equipment for the domestic wastewater treatment plant. A non-compliance letter and a copy of the August 10, 2004, inspection report were sent to Respondent informing him that he was required to maintain entries of the performance of preventative maintenance and repairs or request for repairs of equipment for the domestic wastewater treatment plant. On June 15, 2005, Petitioner inspected the Double D Mobile Home Ranch's domestic wastewater treatment plant and again found that Respondent was not keeping adequate entries of the performance of preventative maintenance or repairs for the domestic wastewater plant. During this inspection, Respondent was again informed that he was to keep such entries. A non-compliance letter and a copy of the June 15, 2005, inspection report were sent to Respondent informing him that he needed to maintain such entries for the domestic wastewater treatment plant. Photocopies of the combined logbook have essentially no entries for the performance of preventative maintenance or repairs or requests for repairs to a domestic wastewater treatment plant. Infrequent margin notes are not decipherable and do not differentiate between the two activities.
Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that the licenses of John J. D'Hondt, as a Certified Operator Drinking Water and a Certified Operator Wastewater, be disciplined as set forth in the "probation" letter of March 15, 2006. DONE AND ENTERED this 13th day of February, 2007, in Tallahassee, Leon County, Florida. S JEFF B. CLARK Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 SUNCOM 278-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 13th day of February, 2007. COPIES FURNISHED: Ronda L. Moore, Esquire Department of Environmental Protection 3900 Commonwealth Boulevard Mail Station 35 Tallahassee, Florida 32399-3000 John J. D'Hondt 2 Tropic Wind Drive Port Orange, Florida 32128 Lea Crandall, Agency Clerk Department of Environmental Protection Douglas Building, Mail Station 35 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000 Michael W. Sole, Secretary Department of Environmental Protection Douglas Building, Mail Station 35 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000 Tom Beason, Acting General Counsel Department of Environmental Protection Douglas Building, Mail Station 35 3900 Commonwealth Boulevard Tallahassee, Florida 32399-3000
The Issue Whether Petitioner has documented that he has the requisite experience to qualify to take the Class A Domestic Drinking Water Plant Operator certification examination.
Findings Of Fact Petitioner, Manuel Rodriguez, Jr., applied for and received certification from DER as a Florida Class C Domestic Drinking Water Plant Operator in 1985. The requirements for certification as a Class C Operator included three years of actual or recognized constructive experience with at least one year of actual experience in the operation, supervision, and maintenance of a drinking water plant. In the processing of this application, DER accepted Mr. Rodriguez's claimed 12.96 months of actual experience without requiring documentation of that experience. Mr. Rodriguez applied for and received certification from DER as a Class B Domestic Drinking Water Plant Operator in 1988. The requirements for certification as a Class B Operator included eight years of actual or recognized constructive experience with at least two years of actual experience in the operation, supervision, and maintenance of a drinking water plant. In the processing of this application, DER accepted Mr. Rodriguez's claimed 38.76 months of actual experience without requiring documentation of that experience. The requirements for certification as a Domestic Drinking Water Plant Operator at the A, B, and C levels of certification have not changed since 1985. DER should have required Mr. Rodriguez to document his actual experience when he applied for his C level of certification and for his B level of certification, but it did not do so. On or about May 5, 1989, Mr. Rodriguez, submitted to DER an "Application for Certification for Operators of Domestic Wastewater or Drinking Water Plants" on a DER form found at Rule 17-1.210(1), Florida Administrative Code. This application was for certification as a drinking water operator at certification level "A". The application form for certification at the "B" and "C" levels were on the same form used for the "A" level. The criteria for certification has not changed since 1982. Such an application for certification must be reviewed and accepted by DER before the applicant is permitted to sit for the requisite examination. The application submitted by Mr. Rodriguez was rejected by DER because the application failed to document that Mr. Rodriguez met the actual experience requirements for certification at the "A" level. In order to qualify to take the Class A level certification examination, an applicant must document 12 years (144 months) of total experience. Of this, 4 years (48 months) must be actual experience. DER considers 2,080 hours of experience as being equal to one year of experience. DER's application form (which has been adopted as a rule) requires an applicant to document his experience by: (a) listing the name and address of each public drinking water system at which the applicant has performed work that qualifies for actual experience credit, (b) listing the class designation of that water system, and (c) detailing the number of hours the applicant has worked at that system. On his application for his Class A Certification, Mr. Rodriguez claimed 49.85 months of actual experience for his employment with Atlantic Salt & Water Treatment, a company Mr. Rodriguez owns and operates. This company is not a water treatment plant, but provides services to residential customers and to certain public drinking water systems. The application provided no documentation as to the public drinking water systems at which Mr. Rodriguez claimed to have performed services. Mr. Rodriguez also claimed actual experience based on information on file with DER in past applications. Mr. Rodriguez was notified that his application was rejected because of his failure to document his actual experience. The Notice of Final Order of Denial, dated May 31, 1989, based the rejection of the application on the following: You have not accumulated the 4 years of satisfactory full-time on-site employment in the operation of a treatment plant, as required by Section 17-16.03, F.A.C. Your application indicates that you have only 11 years, 0 months of operational experience on the date of the application. The Notice of Final Order of Denial, dated May 31, 1989, erroneously reflected that Mr. Rodriguez had been credited with 11 years, 0 months of operational experience. This erroneous statement was caused by a computer error. Mr. Rodriguez was aware of this error and was aware that DER had credited him with having no actual experience because his application failed to document that experience. Following the rejection of his application, Mr. Rodriguez filed an amendment to his application which provided additional information regarding his work experience. This information, submitted in late June 1989, claimed 76 months of actual experience as follows: 39 months between March 1985 and June 1989 while employed as the owner and operator of Atlantic Salt (the full name of Petitioner's company was not spelled out on the amendment). This claimed experience is based on services rendered to Jones Fish Camp (twice a week) and to South Dade Storage and Industrial Park (once a week). 14 months between October 83 and December 84 while employed by Home Refinement. This claimed experience is based on services to South Dade Shopping Center (twice a week), Commercial Carriers (once a week), Dennys Restaurants Miami Beach (once a week), Dennys S. Dixie Highway (once a month), Bank of Homestead (twice a week), Tivoli Shopping Plaza (twice a week), Florida Power & Light Princeton Complex (twice a week), Florida Rock & Fill (twice a week), Florida Transport (twice a week), The Dialysis Center Homestead (once a month), and Botanical Garden (once a month). 12 months while employed by Culligan Water between October 1978 and October 1979. This claimed experience is based on services to Jackson Memorial Hospital (twice a week), Mercy Hospital (twice a week), Coral Reef Hospital (twice a week), Baptist Hospital of Miami (once a month), Howard Johnson Hotel Downtown (once a month), Americana Hotel Miami Beach (twice a month), Kings Bay Club (once a month), and Standard Concrete Plant (twice a month). 7 months while employed by Enviropact, Inc., between March 1977 and October 1978 (sic). This claimed experience is based on services to Quality Inn S. Dixie Highway (once a week). 4 months while employed by Florida Water Treatment between January 1977 and March 1977 (sic). This claimed experience is based on services to Hialeah Garden School for the Handicapped (once a week). The application, as amended, did not contain the required documentation of actual experience. There was no listing of the address of each respective water system, the class designation for each system, or the number of hours Mr. Rodriguez claimed to have worked at each water system. DER maintains a computer list which contains a complete inventory listing of all public drinking water systems recognized as such be DER, including inactive systems. DER checked the establishments for which Mr. Rodriguez claimed experience against its computer records to determine which of those establishments are DER approved public drinking water systems. Although such a computer check is not authorized by rule, this type check is routinely performed by DER and the computer records are verified for accuracy and for completeness. Mr. Rodriguez correctly contends that inclusion on the DER computer inventory should not determine whether an entity is a public drinking water system because that determination should be made by application of the pertinent DER rules. However, in the absence of documentation to the contrary, this computer check provides a reasonable means of determining whether an entity is a public drinking water system. On July 7, 1989, DER notified Mr. Rodriguez that the amendment was insufficient in a letter that provided, in part, as follows: The Department carefully reviewed your amend- ment to your application. Of the establish- ments you listed only Jones Fish Camp and Botanical Garden (Morey's Garden Center) are public drinking water systems. We estimated that you have spent approximately 200 hours over four years at these businesses. This is not sufficient to meet the criteria for an "A" level water treatment license. DER determined that at most Mr. Rodriguez has documented 200 hours of actual experience for work at Jones Fish Camp and the Botanical Garden. (It was determined after the letter of July 7, 1989, that no credit should have been given for the Botanical Garden because the entity to which Mr. Rodriguez referred was not the same Botanical Garden that appeared on the computer inventory.) DER properly awarded no actual experience credit to Mr. Rodriguez for services he rendered to any other entity he listed in his amended application because none of the other entities were on DER's computer inventory of DER approved public drinking water systems or otherwise documented by Mr. Rodriguez to have been public drinking water systems as defined by DER. Mr. Rodriguez has not provided an accurate or detailed statement as to the number of hours he has spent during the course of his employment in the operation of those entities he asserts should be considered to be public drinking water system. Mr. Rodriguez's inability to give details about the services he has provided has been impaired because his former employers are now his competitors and they refused to cooperate with him. However, there was no evidence that Mr. Rodriguez attempted to subpoena any of the records from these former employers. Mr. Rodriguez has received appropriate constructive experience credit for his education and specialized training. He has successfully completed all of the required course work for the Class A water treatment plant operator certification, and it was only his inability to document his actual experience that prevented his sitting for the Class A examination. Each level of certification is independent of each other, and a lower level certification is not necessary in order to receive a higher level. DER determined that the credit for actual experience given to Mr. Rodriguez based on his application for Class C certification and his application for Class B certification should not have been given because he did not document that experience, and did not credit him with the experience for the Class A certification to the extent he was unable to document such experience. Mr. Rodriguez failed to document that he has the requisite experience to sit for the Class A examination. While Mr. Rodriguez may in fact have such experience with public water systems, he has not documented that experience either in his application or at the formal hearing.
Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, it is recommended that a Final Order be entered which upholds the Department of Environmental Regulation determination that Petitioner, Manual Rodriguez, Jr., has failed to document that he has the actual experience required for Class A Domestic Drinking Water Plant Operator, and which upholds the rejection of his application to sit for the Class A Domestic Drinking Water Plant Operator examination. RECOMMENDED in Tallahassee, Leon County, Florida, this 13th day of February, 1991. CLAUDE B. ARRINGTON Hearing Officer Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-1550 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 13th day of February, 1991. APPENDIX TO RECOMMENDED ORDER, CASE NO. 89-4052 The following rulings are made on the proposed findings of fact submitted on behalf of the Respondent. The proposed findings of fact in paragraphs 1-5, 7-8, and 10-15 are adopted in material part by the Recommended Order. The proposed findings of fact in paragraphs 6 and 9 are rejected as being subordinate to the findings made. The proposed findings of fact in paragraph 16 are rejected as being unnecessary to the conclusions reached. COPIES FURNISHED: Calvin Fox, Esquire Elena Tauler, Esquire TAULER & FOX, P.A. 3477 S.W. Third Avenue Miami, Florida 33145 Cynthia K. Christen, Esquire Department of Environmental Regulation 2600 Blair Stone Road Tallahassee, Florida 32399-2400 Carol Browner, Secretary Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, Florida 32399-2400 Daniel H. Thompson General Counsel 2600 Blair Stone Road Tallahassee, Florida 32399-2400
The Issue The issue presented in this case is whether the Petitioner has the requisite experience necessary in order to qualify to take a Class A drinking water treatment plant operator certification exam.
Findings Of Fact On May 11, 1989, Petitioner, Albert Galambos, submitted an application to Respondent, Department of Environmental Regulation ("DER"), to take the prerequisite examination necessary for certification as a Class A drinking water treatment plant operator. On May 20, 1989, Helen Setchfield, Certification Officer for DER mailed to the Petitioner a Notice of Final Order of Denial of Petitioner's Application for Examination and Certification as a Class A drinking water treatment plant operator. The Notice of Final Order of Denial stated that Petitioner was ineligible to sit for the examination and/or was ineligible for certification as a Class A drinking water treatment plant operator because his "actual experience is in an occupation which does not qualify as actual experience as an operator of a treatment plant as defined in Section 17-16.03, Petitioner has worked at the Miami-Dade Water and Sewer Authority Department ("Authority") for 17 years. His current position is Water and Sewer Mechanical Operations Supervisor, a position he has held since 1983. This position entails actual onsite operational control of the equipment and mechanical processes of the Authority's water production plants and overseeing all maintenance of equipment at the Authority's three regional water treatment plants and the smaller interim plants, developing safety procedures for the operation of equipment, training plant personnel in the mechanical operation of the equipment, establishing maintenance schedules and maintaining those records, and taking samples as necessary to determine proper equipment functioning, performing or overseeing the loading of chemicals and the connecting of chlorine cylinders, and the recharging of these systems. He assists the certified operators in remedial action if some aspect of the plant is not functioning properly, but he has no supervisory authority over the certified operators. Petitioner is held responsible by the Division Director for the smooth running of the equipment at the Authority's water treatment plants. He prepares reports, logs and records regarding the mechanical equipment and operations of the plant. Petitioner supervises and manages 36 employees who are mechanics, electricians and laborers. From 1979 to 1983, Petitioner was a plant maintenance foreman for the Authority. This position included responsibility for supervising and performing skilled mechanical tasks on a variety of mechanical equipment at the water plants. From 1976 to 1979, Petitioner was a plant mechanic at the Authority. This position was skilled work at the journeyman level in the installation, repair, and maintenance of mechanical equipment at the water plants. Between 1974 and 1976, Petitioner worked in an unclassified position doing what a diesel plant operator does at the Authority. This position involved responsibility for the operation of large diesel engines used to drive large pumps and related equipment. From 1972 and 1974, Petitioner was a semiskilled laborer with the Authority. This position involved heavy manual work requiring limited skills in various maintenance tasks. Petitioner has never served as a drinking water treatment plant operator nor been licensed as a drinking water treatment plant operator at any classification. Petitioner has not previously applied for, nor obtained any water treatment plant operator certification. Petitioner has successfully completed the required course work for Class A operator certification. Petitioner is a high school graduate and has successfully completed the required coursework for certification. These activities yield three years and four months of constructive experience towards certification. Petitioner's experience prior to 1983 did not constitute actual experience because in those positions, Petitioner did not have operational control of a drinking water treatment plant. Even if Petitioner's current position was accepted as "actual experience" (a determination which is specifically not resolved here,) the combination of Petitioner's constructive and actual experience would be less than the twelve years of experience required for certification as a Class A operator. Thus, Petitioner has failed to prove that he meets the experience requirement necessary for certification as a Class A drinking water treatment plant operator. Petitioner's current position is supervisory and he has a great deal of maintenance experience gained through his various positions at the Authority. Petitioner's current position affords him the opportunity to learn about many aspects of operating a treatment plant efficiently by conducting inspections of the treatment plant processes, monitoring of the treatment plant processes, and adjusting the treatment plant processes. However, the evidence did not establish that Petitioner manages the treatment plant processes as required to constitute actual experience under the existing rules. It is unclear from the evidence presented whether Petitioner's day-to- day onsite experience at the plants constitutes the actual operational control of a water treatment plant. It would appear that Petitioner's current position does not allow him experience in managing the overall treatment process. However, further evidence and/or a better understanding of Petitioner's job responsibilities could alter this observation. In view of the disposition reached in this case, that issue need not be addressed further at this time.
Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that the Department of Environmental Regulation issue a final order denying Petitioner's application of May 10, 1989, for certification as a Class A drinking water treatment plant operator. DONE AND ENTERED in Tallahassee, Leon County, Florida, this 3rd day of January 1990. J. STEPHEN MENTON Hearing Officer Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-1550 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 3rd day of January, 1990.
The Issue The issue presented is whether Petitioner has the requisite experience necessary for certification by Respondent as a Class A drinking water treatment plant operator.
Findings Of Fact On May 9, 1989, Petitioner, Allen T. Segars, in an attempt to enhance his professional status, applied to Respondent, Department of Environmental Regulation, for certification as a Class A drinking water treatment plant operator. Respondent reviewed Petitioner's application and denied it for failure to demonstrate the requisite twelve years of experience in the operation, supervision and maintenance of a drinking water treatment plant. Since June 30, 1969, Petitioner has been employed by the Miami-Dade Water and Sewer Authority (WASA) in several capacities each dealing with drinking water treatment. However, Petitioner has never served as a drinking water treatment plant operator nor been licensed as a drinking water treatment plant operator at any classification. WASA is composed of three regional drinking water treatment plants and nine interim plants servicing portions of South Florida with a total average production of 320 million gallons per day. From June 30, 1969 through March 21, 1982, Petitioner worked with the electrical component of WASA. For seven of those years, he worked as an electrician. He was then promoted to be an electrical supervisor which position he held for five years. His duties while working in the electrical operation involved performing preventative maintenance, installing and repairing equipment and supervising the personnel working with him in the electrical area. This experience is not in the management of a drinking water treatment plant and does not qualify as actual experience therein. On March 22, 1982, Petitioner was promoted to his current position of Water Production Superintendent to oversee the employees and the entire drinking water treatment operation of WASA. He remains on call twenty-four hours a day and is actually on the job approximately forty-five hours per week. He begins a typical day around 6:00 A.M. by contacting each of the plants to determine their capacity levels and to find out if any problems exist. If the operation is normal, Petitioner begins his daily process of visiting each plant. He begins at the Hialeah Treatment Plant which houses his office. At each stop, Petitioner goes over the operational log with the treatment plant supervisor. He inspects the facility. He collects samples and spot tests the results. If an adjustment is necessary, he prescribes the remedy or goes over it with the operator on duty. He assesses the chemical inventory and places necessary orders. Petitioner also makes repairs and adjustments; he carries his own repair tools. Petitioner performs most all of the functions of the treatment plant supervisor. Added to his responsibilities are the administrative duties of being the Water Production Superintendent. On the average, these administrative duties encumber less than eight hours of his normal forty-five four week Although Petitioner's current position is supervisory in nature, in fact, it is a technical and operational position. Petitioner participates at most all levels of the operation of the drinking water treatment process. In each position that Petitioner has held with WASA, he has been involved in onsite, on-hands activity with the facilities and equipment controlling the operation of WASA. For the seven years and one month that Petitioner has served as Water Production Superintendent, his work has been actual experience in the operation supervision and maintenance of a drinking water treatment plant. Petitioner is a high school graduate and has successfully completed 128 hours of classroom and laboratory work in a course approved by Respondent. Petitioner has also completed 16 classroom hours in a course pertaining to cross connection control in a treatment plant. These activities yield three years and five months of constructive experience. The combination of Petitioner's total experience accounts for ten years and six months of the twelve years of experience required for classification as a Class A operator. Thus, Petitioner's activity fails to meet the experience requirement necessary for certification as a class A drinking water treatment plant operator.
Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is: RECOMMENDED that the Department of Environmental Regulation issue a Final Order denying Petitioner's application of May 9, 1989 for certification as a Class A drinking water treatment plant operator. DONE AND ENTERED in Tallahassee, Leon County, Florida, this 7th day of November 1989. JANE C. HAYMAN Hearing Officer Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-1550 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 7th day of November 1989. APPENDIX TO RECOMMENDED ORDER CASE NO. 89-3705 Petitioner's proposed findings of fact are addressed as follows: Addressed in paragraph 5. Addressed in paragraph 1. Addressed in paragraph 1. Addressed in paragraph 1. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. Addressed in paragraphs 5 and 6. Addressed in paragraph 6. Addressed in paragraph 5. Not supported by competent and substantial evidence. Addressed in paragraph 6. Addressed in paragraphs 4 and 6. Addressed in paragraphs 3 and 8. Respondent's proposed findings of fact are addressed as follows: Addressed in paragraphs 2 and 3. Addressed in paragraphs 5 and 6. Addressed in paragraph 4.- Addressed in paragraph 9. Addressed in paragraph 1. Addressed in paragraph 1. Subordinate to the result reached. Conclusion of law. Subordinate to the result reached and addressed in paragraph 10. Addressed in paragraph 8. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. Subordinate to the result reached. COPIES FURNISHED: Alice Weisman, Esquire Robert A. Sugarman, Esquire Sugarman & Susskind, P.A. 5959 Blue Lagoon Drive Suite 150 Miami, Florida 33126 Cynthia K. Christen, Esquire Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, Florida 32399-2400 Dale H. Twachtmann, Secretary Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, Florida 32399-2400 Daniel H. Thompson General Counsel Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, Florida 32399-2400
Findings Of Fact Respondent currently holds Water Treatment Plant Operator's License No. 2158 issued by DER pursuant to Chapter 17-16, Florida Administrative Code. In order to obtain a license as a water or wastewater treatment plant operator, an applicant for a Class "C," "Class "B," or Class "A" operator's certificate must satisfy certain experience requirements through either "actual" or "constructive" job experience. "Actual experience" requires satisfactory full- time employment in the actual on-site operational control of a water or wastewater treatment plant. See, Rule 17-16.02(8), Florida Administrative Code. "Constructive experience" includes education, training or occupational time credits which may be added to other "actual experience" credits to satisfy the total accumulated experience required for Class "A," "B," or "C" grades of certified operators. In order to obtain a Class "C" water or wastewater treatment operator's certification, an applicant must accumulate at least three years of actual or constructive experience, at least one year of which must be "actual experience." Eight years of actual or constructive experience is required to obtain a Class "B" operator's license, and at least two years of that experience must be "actual." To obtain a Class "A" operator's license, an applicant must accumulate at least twelve years of actual or recognized constructive experience, at least four years of which must be "actual experience" in the operation, supervision or maintenance of either a water or wastewater plant. Among the types of "constructive experience" allowed by DER to meet certification requirements is attendance at approved "regional short courses." The record in this proceeding establishes that Respondent worked full time in a wastewater treatment plant operated by the City of Pembroke Pines, Florida, from December of 1973 through December of 1975. The wastewater treatment plant operated by the City of Pembroke Pines, Florida, was closed in December of 1975. Thereafter, from December of 1975 until shortly prior to the final hearing in this cause, Respondent worked full time in the water treatment plant operated by the same city. Respondent had no work experience in a water treatment plant during the period from December of 1973 through December of 1975, or prior thereto. On January 14, 1975, Respondent applied to DER for a Class "C" water plant operator's license. In his application Respondent represented that he had "actual experience" of one year, two months in operating a water plant. In truth, Respondent's entire experience at this point in time was in the operation of a wastewater treatment plant, and the representation that he had one year, two months experience in the operation of a water plant was untrue and was known by him to be untrue at the time the representation was made. On December 20, 1976, Respondent applied to DER for a Class "B" wastewater plant operator's license, and represented to DER in his application that he had been employed as a wastewater plant operator from December 1973 through December 1975. Although this representation was inconsistent with his Class "C" water operator's license application, the record establishes that Respondent, at the time of his application for a Class "B" wastewater license, possessed the requisite experience necessary for licensure. In June of 1976, Respondent applied to DER for a Class "B" water plant operator's license. In his application Respondent represented that he had been employed as a water plant operator from December of 1973 through August of 1976. The record establishes that this representation was untrue since Respondent did not begin employment in a water plant until after December of 1975. As a result, at the time the application was submitted, Respondent did not possess the requisite experience for licensure as a Class "B" water plant operator, contrary to the representations contained in his license application. In June and December of 1977, Respondent applied to DER for a Class "A" water plant operator's license. In his application Respondent represented that he had been employed from December of 1973 through the date of the application as a water plant operator. As indicated above, this representation was untrue since Respondent's experience as a water plant operator did not commence until after December of 1975. Since four years of actual experience is necessary as a condition precedent to licensure as a Class "A" water plant operator, Respondent, contrary to the representations in his applications, was not eligible for issuance of such a license. In further support of his application for licensure as a Class "A" water plant operator, Respondent, in order to establish evidence of "constructive experience" for licensure, submitted a certificate of attendance from the Florida Water and Pollution Control Operator's Association, indicating that he had attended the annual regional short school on water and wastewater treatment conducted September 14-17, and September 21-24, 1976. In truth, the Respondent did not attend that short school, but instead altered the certificate of attendance of a coworker who did attend the short school so as to make it appear that Respondent had also attended. In the course of investigating the alleged violations which were the subject matter of the administrative complaint herein, DER has incurred costs and expenses in the amount of $108.40. It should be noted that the basis upon which DER seeks to revoke the Respondent's water treatment operator's license is the aforementioned misrepresentations which occurred in the license application process. The Respondent has apparently been performing functions of a water treatment plant operator for some time, and nothing in the record of this proceeding would suggest that he has performed those job functions in other than a competent fashion. By the same token, when this dispute is viewed from an administrative standpoint, DER has two employees whose responsibility it is to review approximately 2,000 water and wastewater treatment plant operator's license applications yearly. As a result, the opportunity for misrepresentation such as that existing in the present case going undetected is great. Consequently, DER, in order to enforce its policy of protecting the public health and environment by assuring the safe operation of water and wastewater treatment plants through licensure of plant operators must, to a large extent, depend upon the good faith of license applicants in submitting their license applications.
Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that a final order be entered by the State of Florida, Department of Environmental Regulation suspending Respondent's Water Treatment Plant Operator's License Number 2158 for a period of three (3) years, and denying DER's request to recover its investigative costs and expenses. DONE AND ENTERED this 19th day of September 1980 in Tallahassee, Florida. WILLIAM E. WILLIAMS Hearing Officer Division of Administrative Hearings 101 Collins Building Tallahassee, Florida 32301 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 19th day of September 1980. COPIES FURNISHED: Randall E. Denker, Esquire Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, Florida 32301 Michael J. Leccessee 8790 Taft Street Pembroke Pines, Florida 33024
The Issue Whether the Respondent, the Department of Environmental Regulation (DER), should deny the Petitioner's application for a Class C drinking water treatment plant operator certificate based on the Petitioner's alleged cheating on the examination.
Findings Of Fact The Respondent, the Department of Environmental Regulation (DER), previously determined that the Petitioner, Ralph Sanchious (Sanchious), was eligible for certification as a Class C Water Treatment Operator, subject only to successful completion of DER's examination. Sanchious sat for the November 2, 1989, examination administered at the Polk Correctional Institution (PCI) in Polk City, Florida. Although the examination notice that had been mailed to Sanchious, as well as to the other examinees, stated that examinees were not allowed to have "[a]ny other papers or notes . . . in the examination room," Sanchious brought his examination notice itself and the envelope it came in. At least one other examinee did the same. During the examination, which was multiple choice, Sanchious copied the question numbers on the envelope and marked next to each question number the letter signifying the choice he had made as his answer. He did not try to hide what he was doing. He did it openly right in front of the examination proctor, Henry P. Ziegler, Jr. Sanchious intended to take the record of his exam answers with him when he left the examination to help him pass a reexamination, if he did not pass the November 2, 1989 exam. Since examinees must give the examination booklet containing the multiple choice questions to the proctor at the end of the examination, it is not clear how a record of his answers would help him pass a reexamination unless Sanchious knew or believed he could learn when the same examination would be re-administered. It must be inferred that Sanchious knew or believed he could learn when the same examination would be re-administered, although it is not clear how he knew or why he believed he could learn this. Ralph Nichols, the instructor who taught the course that prepared Sanchious to take the examination, did not know or believe he could learn when the same examination would be repeated unchanged, and he did not think any of the examinees knew or could learn this. Neither the DER rules, the written examination notice, nor the oral instructions of the examination proctor advised Sanchious or the other examinees that he was not permitted to record his answers or take the record of his answers with him when he left the exam. Sanchious did not think what he was doing was wrong, was cheating or was in violation of any rules or regulations of either the DER, PCI or any test-taking "conventions." If he did, he would have tried to hide what he was doing from the proctor. At the end of the examination, Ziegler, the proctor, collected the examination answer sheets, test booklets and scratch paper, if any, from all examinees. Normally, Ziegler would return the answer sheet and exam booklet to the testing agency and destroy the scratch papers to maintain test security. But he confiscated Sanchious' answer sheet, examination booklet and materials, including the record of his answers that he had made on the envelope, and asked Sanchious what was on the envelope. Sanchious answered truthfully and told Ziegler what he planned to do with his record of the answers. Ziegler, an accepted expert in proctoring examinations, understood from examination "conventions" he had learned as an examination proctor that it is a breach of examination security, and therefore forbidden for proctors to allow, an examinee to record examination answers and leave the examination site with them. Ziegler conferred with Barbara Jacobs, PCI Educational Program Manager, to ask her what she thought should be done. Jacobs then told Sanchious he would not be permitted to remove the envelope on which he had recorded his answers. Sanchious replied with words to effect "fine, I already finished the examination, and all my answers are on the answer sheets." Ziegler, Jacobs and Nichols conferred further to decide whether what Sanchious had done was "cheating." They decided it was and declined to forward Sanchious' answer sheet to DER. Ziegler's letter to DER explained that he and Jacobs "deem taking out answers to these tests to be a serious breach of test security, since it is possible that Sanchious might have wanted to sell the answers to other inmates on his compound. We are both sure that you would not want Sanchious to do this, so we have withdrawn his answer sheets from the rest of the test takers' sheets and are not forwarding Sanchious' answer sheet to you for scoring. We trust you agree with our decision to not allow this inmate's test to be scored due to what we firmly believe was an unacceptable breach of security of your tests on the part of Sanchious." Although the DER did not respond to Ziegler's letter, it denied his application certification because it did not consider Sanchious to have passed the exam. Sanchious' answer sheets remain in the possession of Barbara Jacobs at PCI. DER authorizes the use of scratch paper in their certification examinations. DER has no rules or written notification of any kind that examinees may not record their answers on scratch paper during the examination. In fact, DER now encourages examinees to keep track of where they are on the examination by marking the examination booklet; and marking the answers on the booklet, as well as the answer sheet, would be one acceptable way of keeping track. It is understood that the examination proctor will collect the exam booklets and all scratch paper. DER always has allowed examinees other than prison inmates, and now allows all examinees, to review their scored examination answer sheets and the examination booklet to verify any incorrect answers. Persons choosing such a review are not permitted to take notes of the correct answers with them after the review. On two occasions, DER has discovered that an examinee smuggled "crib sheets" (summary notes of substantive information that probably would assist an examinee) into the exam site. Once, the proctor caught the examinee; the other time, it could not be determined who had smuggled the "crib sheets." Once DER received anonymous information that an individual in Orlando regularly was obtaining a list of what purported to be the actual answers to questions and was furnishing the list to certain examinees as a favor. This information has not resulted in any findings, and it is not clear how the individual would have obtained a written list of correct answers to the questions on a particular examination. On the most recent examination in Jacksonville, DER caught an examinee smuggling into the examination a list of the actual answers to the questions. Again, it is not clear how the answers were obtained. None of these incidents involved an examination at PCI, and none involved an examinee recording his own answers to exam questions on a separate piece of paper with intent to leave with the record of the answers after the examination.
Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is recommended that the Respondent, the Department of Environmental Regulation, enter a final order that the Petitioner's answers to the November 2, 1989, Class C Water Treatment examination be scored and, if the Petitioner scored a passing grade, that the Petitioner be certified as a Class C Water Treatment Plant Operator. RECOMMENDED this 7th day of March, 1990, in Tallahassee, Florida. J. LAWRENCE JOHNSTON Hearing Officer Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-1550 (904)488-9675 Filed with the Clerk of the Division of Administrative Hearings this 7th day of March, 1990. APPENDIX TO RECOMMENDED ORDER, CASE NO. 89-7002 To comply with the requirements of Section 120.59(2), Florida Statutes (1989), the following rulings are made on the Respondent's proposed findings of fact (the Petitioner not having filed any): 1.-3. Accepted and incorporated to the extent not subordinate or unnecessary. Rejected as not proven by the evidence. Ziegler first conferred with Nichols before deciding that Sanchious had "cheated." Otherwise, accepted and incorporated. Rejected as not proven by the evidence. It was not proven whether Sanchious knew or could learn when the same examination would be re- administered, knowledge that would be indispensable to the use of Sanchious' exam answers to cheat on a subsequent examination. Otherwise, accepted and incorporated. 6.-10. Accepted and incorporated to the extent not subordinate or unnecessary. 11. First sentence, accepted and incorporated to the extent not subordinate or unnecessary; second sentence, see 5., above. 12.-13. Accepted and incorporated to the extent not subordinate or unnecessary. 14. Rejected as not proven by the evidence. First, Setchfield agreed that whether Sanchious or someone else knew or could learn when the same examination would be re-administered would be indispensable to the future use of his exam answers to improve one's odds of choosing or guessing correct answers. Second, she testified that she could not answer the "philosophical" question whether the "cheating" she described would have occurred when Sanchious recorded and removed the answers with the intent to try to use them to improve his odds of choosing or guessing correct answers on a future exam or when he actually used the information on a future examination. COPIES FURNISHED: Ralph Sanchious (W-44) Polk Correctional Institution 3876 Evans Road, Box 50 Polk City, Florida 33868 Cynthia K. Christen, Esquire Department of Environmental Regulation 2600 Blair Stone Road Tallahassee, Florida 32399-2400 Dale H. Twachtmann, Secretary Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, FL 32399-2400 Daniel H. Thompson General Counsel Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, FL 32399-2400 =================================================================
Findings Of Fact The Petitioner is a special tax district created by special act of the Florida Legislature. Chapter 71-822, Laws of Florida. The district covers approximately seventy-two square miles in northern Palm Beach County and southern Martin County, Florida. Petitioner's purpose is to provide water, sewer, drainage and solid waste services within the district. In conformity with its powers, the Petitioner operates an advanced waste water treatment plant on property which it owns in northern Palm Beach County. Petitioner has secured appropriate permits from DER in order to construct and operate the treatment plant. The treatment plant is among the most advanced in southeastern Florida. It has a four million gallon daily capacity, which could be increased to an eight million gallon capacity. In treating waste water the plant utilizes filtration, disinfection, retention in a holding pond, and discharge into a remote off-site area. The present discharge system is to pump effluent from the retaining pond through a canal or drainage system to a recharge or discharge lake which is located approximately three miles north and west of the treatment plant. This is known as the western discharge system, and was installed at a cost of approximately one million dollars. Due to the large amounts of pumping activity, it is an expensive system to utilize. Through its instant application, the Petitioner is seeking a permit allowing it to discharge effluent on-site. Effluent would flow into percolation ponds that have already been constructed. Effluent would settle in the ponds, and eventually would percolate through the soil. This system would he less expensive to operate than the western discharge system. Petitioner is interested in experimenting with the amount of waste water treatment that can be obtained through action of vegetation in the percolation ponds upon the effluent. Such a natural system, if it operated effectively, could save the Petitioner additional money in treating waste water by reducing the need for chemical treatment. Petitioner's waste water treatment presently results in a discharge of effluent which within some parameters meets even drinking water standards. The Petitioner's system very effectively treats bio-chemical oxygen demand ("bod"), suspended solids, nitrogen, and phosphorus in the effluent. Reports have been submitted by the Petitioner to DER which indicate that the system does not meet DER's standards for advanced waste water treatment. Samples upon which these reports were based were taken at a point in the system before the effluent was subjected to the action of the retention pond and the subsequent bumping into the western discharge system. Samples taken beyond the retention pond indicate that DER's standards are met for "bed", suspended solids, total nitrogen, and total phosphorus. The Intervenor owns property adjacent to the Petitioner's waste water treatment plant. The Intervenor operates a well field and drinking water treatment plant on the property, and provides drinking water to residents of the Town of Jupiter and surrounding communities from the well field. The Intervenor acquired its treatment plant, and surrounding well fields from a private utility company. The Petitioner was aware of the well field when it purchased the property upon which it presently operates its waste water treatment plant. While the Petitioner's plant adequately treats waste water in terms of "bod", suspended solids, total nitrogen, and total phosphorus it does not treat the waste water for heavy metals, pesticides, or viruses. These are common elements found in waste water effluent in the south Florida area. The Petitioner's proposal is to discharge its effluent into on-site ponds. The effluent would then percolate into the ground. The retention ponds are located at a distance from 1200 to 1600 feet from the nearest of the Intervenor's wells. Water which percolates from these ponds would flow directly toward the wells, and would eventually find its way into the wells. The flow from the retention ponds to the wells would be increased due to the draw-down effect that the wells have on the surrounding water table. As water is drawn from the wells, the adjoining water table becomes depressed in the area of the wells, and water from the surrounding area flows more rapidly into the area of the wells. Heavy metals will not be filtered out as a result of retention or percolation. Heavy metals in the effluent would eventually find their way into the Intervenor's well fields. Estimates as to the amount of time that it would take for water from the percolation ponds to reach the wells varied from four months to six years. The longer estimate appears the more reasonable; however, the evidence is conclusive that eventually waters from the percolation ponds would reach the wells, and that heavy metals in the water would not be filtered out. The Petitioner proposes to obviate any problems with heavy metals reaching the well fields by operating testing wells between the percolation ponds and the well fields. If any heavy metals were detected in the ground water, Petitioner would again use the western discharge system rather than the percolation ponds. While this would prevent increased contamination of the wells, contamination that had already reached the test wells would reach the Intervenor's wells. It was suggested that the percolation ponds could be drawn down in order to reverse the flow of ground water back into the percolation ponds, thence to be pumped through the western discharge system. In order to accomplish this, however, the percolation ponds would have to be more than forty feet deep, which they are not. The effect of heavy metals intruding into the Intervenor's water supply could be to increase the cost of treatment, or to render the wells unfit for use. Uncontaminated drinking water supplies are rare in the northern Palm Beach County area, and the expense of finding a new water supply is difficult to calculate.
The Issue The ultimate issue is whether Celebrity Resorts, Inc., (Celebrity) is entitled to a permit to construct a wastewater treatment and reuse/disposal facility in Marion County, Florida.
Findings Of Fact Proposed Project Celebrity is seeking a DER permit to construct a 0.065 million gallon per day wastewater treatment and reuse/disposal facility to serve a proposed recreation vehicle (RV) park. The facility is to be located in northern Marion County on the southern border of Orange Lake, an Outstanding Florida Water. The RV park is to be located on 75 acres of land, and is to contain 372 RV and "park model" sites, four bath houses, a clubhouse, and an expanded boathouse. The sewage treatment plant (STP) and effluent disposal system, consisting of a spray irrigation system, are to be located on the southern end of the site, away from Orange Lake. There is a "break" in the watersheds of the Celebrity property caused by a ridge across the approximate center of the project site. The effect of this "break" is that approximately one-half of the property drains toward the lake while the approximate southerly half of the property drains into an independent depression creating a watershed separate from the lake. Some underground pipes for a sewage collection system were installed at the site without an appropriate DER permit. Celebrity stopped the installation upon notice from DER that a permit was required for such installation. The permit needed for the installation of the collection system pipes was not the permit for the sewage treatment project which is being considered in this proceeding. Celebrity was penalized for its collection system violation, which was resolved with a consent order. Sewage Treatment Plant (STP) The STP is an extended aeration plant. It is designed to meet secondary treatment standards (90% removal of BOD and suspended solids from raw sewage) and basic disinfection. This type of treatment plant is very reliable. All mechanical components have a 100% backup so if a pump or blower fails, another is available to operate. The STP is designed to be capable of treating the flow from this RV park. Additionally, the facility has a holding pond for treated sewage effluent that can store five days of flow. Furthermore, because the RV park is a transient facility, it is possible in an emergency to shut down the entire plant and have people leave. By its nature, this is much more convenient in an RV park that in a residential or commercial neighborhood. The holding pond is to be lined with a 60 millimeter high density polyethylene liner, so there should be no leakage to the ground or groundwater even if there is an accident in the STP causing release of untreated sewage into the holding pond. The STP is to be maintained five days a week and must be attended for three nonconsecutive visits a week by a Class D certified plant operator. The amount of dissolved/undissolved heavy metals in the effluent is typically not a problem in domestic sewage effluent such as from the proposed RV park. To the extent that trace amounts of metals will exist, the STP will remove some heavy metals from the effluent during the treatment process and entrain them in the sludge (which will be taken to appropriately licensed landfill). There is no possibility of effluent leaking or discharging from the plant to directly discharge to Orange Lake, even if the STP completely malfunctions. Although the proposed STP is not a highly sophisticated plant, reasonable assurances have been provided that the STP will comply with DER's requirements for secondary treatment and basic disinfection and proper operation. Effluent Disposal System (Spray Irrigation System) Phase I of the effluent disposal system (spray irrigation system) is 3.66 acres in size, with an additional 1.7 acres designated if Phase II is implemented. Approval under this permit authorizes only the 3.66 acres on Phase I. Numerous separate sprinkler heads will spray the treated effluent on the field. The heads can be separately controlled and shut down. The sprayfield is sited on the southwestern corner of the 75-acre site and is separated hydrologically from the Orange Lake drainage basin by the "break" referred to in Paragraph 4 above. Therefore, surface water drainage in the area of the sprayfield drains away from the lake and does not connect back to the lake. The permitted loading rate is 1.7 inches per week, or approximately 24,000 gallons per day at full capacity. This amount corresponds to only approximately 170% of natural rainfall, but is more evenly distributed and controlled. After uptake of nutrients by green plants and evaporation (evapo- transpiration), the average amount of treated effluent that will percolate below the "uptake zone" to the surficial aquifer (to the extent that such exists on the site) is 0.3 to 0.4 inches per week. The surficial water table in the area of the sprayfield generally flows to the north toward the lake, although the flow is not immediately direct toward the lake. The Floridan Aquifer (which is beneath the intermittent surficial water table) in the area of the sprayfield generally flows away from the lake to the south and southeast. There are four sinkholes on the 75-acre site, although none of these four sinkholes have been identified on the 3.66-acre sprayfield. The four sinkholes on the 75-acre site and the majority of sinkholes in the area are "subsidence sinkholes." These sinkholes do not result in an open void down to the limerock after the collapse forming the sinkhole, but instead continue to have unconsolidated material above the limerock, even though a depression forms on the surface. One of the sinkholes has standing water within it and could possibly represent a connection with the lake water table or the Floridan Aquifer, but that sinkhole is separated hydrologically from the sprayfield site by the "break" across the property. There will generally be a slight increase in hydrologic conductivity through a subsidence sinkhole, since the unconsolidated material on the surface remains and is loosened. In some cases there may be even less hydrologic transmissivity due to a "jamming up" of the unconsolidated material, and in some cases there may be an increase in transmissivity when the unconsolidated material falls into an even less consolidated state. A "lineament" may exist on the 75-acre site. A lineament is a fracture zone, which indicates an increase in ground water transmissivity, resulting in an increase in solution of limestone and therefore indicating a more likely location for sinkhole formation. If a sinkhole develops within the sprayfield and if the sinkhole results in an increased area of ground water transmissivity, it could be a conduit for treated effluent to reach the surficial aquifer or Floridan Aquifer. Sinkholes which may form on the site are subject to being repaired with impervious material which prevents their becoming routes of contamination to the aquifer. In addition, the loading rate of any single sinkhole that forms within the spray irrigation field is so light and so easily shut down that there is a high confidence rate that no new sinkhole will act as a conduit for even the small immediate discharge over the area of the new sink to reach the Floridan Aquifer. A spray irrigation effluent disposal system is appropriate for this area which is subject to sinkhole formation. Spray irrigation allows dispersal of the effluent over a large area as opposed to a percolation pond which concentrates in the percolation area and therefore increases the chance of sinkhole formation and the chance of larger amounts of effluent reaching the Floridan Aquifer if all the intervening safeguards should fail simultaneously. In addition, the repair of any sinkhole forming within the sprayfield is simplified by the ability to simply shut off the sprinkler head or heads affecting that sinkhole while repair is being effected. Permit conditions further limit excessive effluent application rates by limiting the amount of flow, prohibiting application during storm events, and requiring monitoring of the flow. Spray irrigation is a common method of effluent disposal which generally has fewer problems than use of percolation ponds. No evidence has been presented that discharge from the sprayfield will cause violations of groundwater quality standards or violations of surface water quality standards, including the Outstanding Florida Water requirements in Orange Lake. Reasonable assurance has been provided that the proposed effluent disposal system will not violate DER water quality standards or other applicable DER rules. Standing Petitioner Suto could be substantially affected by this proposed facility if it causes pollution to Orange Lake since she uses the lake for nature photography. Additionally, she resides to the southeast of the proposed sprayfield and has concerns over contaminated ground water reaching her property and affecting her drinking water. Petitioner Riley could be substantially affected by this proposed facility if there is pollution to the Floridan Aquifer since she lives southeast of the proposed facility and has two drinking water wells on this property. Additionally, Petitioner Riley is a user of Orange Lake and therefore could be substantially affected by the proposed facility if it impacts the lake. Petitioner Solomon could be substantially affected by the proposed project if the project impacts Orange Lake since Mr. Solomon earns his living on the lake as a commercial fisherman and bass fishing guide.
Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, it is recommended that the Department of Environmental Regulation enter a Final Order granting to Celebrity Resorts, Inc., a permit to construct a wastewater treatment facility and spray irrigation disposal system subject to the conditions set forth in the Intent to Issue. RECOMMENDED this 15th day of July, 1991, in Tallahassee, Florida. DIANE K. KIESLING, Hearing Officer Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, FL 32399-1550 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 15th day of July, 1991. APPENDIX TO RECOMMENDED ORDER, CASE NO. 91-2722 The following constitutes my specific rulings pursuant to Section 120.59(2), Florida Statutes, on the proposed findings of fact submitted by the parties in this case. Specific Rulings on Proposed Findings of Fact Submitted by Respondent, Celebrity Resorts, Inc. Each of the following proposed findings of fact is adopted in substance as modified in the Recommended Order. The number in parentheses is the Finding of Fact which so adopts the proposed finding of fact: 4(1); 5(2); 6(4); 7(5&6); 8- 12(7-11); 13(12); 14(13); 15(14); 16(15&16); 17(17); 18(18); 19-21(20-22); and 22-27(26-31). Proposed findings of fact 1-3 are unnecessary. Proposed finding of fact 28 is subordinate to the facts actually found in this Recommended Order. Specific Rulings on Proposed Findings of Fact Submitted by Respondent, Department of Environmental Regulation Each of the following proposed findings of fact is adopted in substance as modified in the Recommended Order. The number in parentheses is the Finding of Fact which so adopts the proposed finding of fact: 4-6(1-3); 7-13(5-11); 14(12); 15-17(13-15); 18(17); 19(18); 20-26(19-25); 27-32(26-31); and 33-35(32- 34). Proposed findings of fact 1-3 are unnecessary. COPIES FURNISHED: Delcie J. Suto, Pro Se 2400 N.W. 165th Street Citra, FL 32113 Carol B. Riley, Pro Se 2250 N.W. 165th Street Citra, FL 32113 Crawford Solomon, Pro Se 1303 N.W. 186th Place Citra, FL 32113 Karen English 3680 West Highway 318 Citra, FL 32113 Marilyn Nehring P. O. Box 481 Orange Lake, FL 32112 John Monsees 2400 NW 165 Street Citra, FL 32113 William L. Townsend, Jr. Attorney at Law Post Office Box 250 Palatka, FL 32178-0250 Douglas H. MacLaughlin Assistant General Counsel Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, FL 32399-2400 Carol Browner, Secretary Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, FL 32399-2400 Daniel H. Thompson General Counsel Department of Environmental Regulation Twin Towers Office Building 2600 Blair Stone Road Tallahassee, FL 32399-2400
The Issue The issue to be resolved in this proceeding concerns whether the Petitioner was discriminated against based upon his age, in the manner addressed by Section 760.10, Florida Statutes.
Findings Of Fact The Petitioner was an employee of the City of Leesburg at times pertinent hereto. He was employed as a waste water operator trainee, commencing employment on or about June 5, 2000. The Respondent is a city government and unit of local government which operates two waste water plants. At times material to this proceeding the Respondent was employed and assigned to the "Canal Street Plant." The Petitioner was required to perform several job functions in his capacity as a waste water operator (trainee). Respondent's Exhibit Nine, in evidence, provides a job description for the Petitioner's employment positions which include the following: Record all flows; constantly survey charts and meter readings; repair leaking waste water pipes; perform building maintenance chores; maintain vigilance over all the department facilities and log or report any unusual situations; take oral and written instructions and carry them out in a quick and responsible manner; load and unload lawn cutting equipment, and cut and trim grass at utility plant sites; make repairs and/or replace parts on plant equipment; and repair leaks and other operations as directed. That job description also required a trainee to have knowledge of the functions and mechanics of pumps and other waste water plant equipment, knowledge of the occupational hazards and safety measures required in plant operations; to have an ability to detect faulty operating characteristics in equipment and to institute remedial action. The trainee is also required to be able to read meters, chart accurately and to adjust procedures to meet plant volume requirements. He must have an ability to understand and follow oral and written instructions. The Respondent's personnel policies and procedures manual (manual), in evidence as Respondent's Exhibit Eight, states at Policy No. 600.2(13) that "poor performance" is a violation of policy sufficient to initiate discipline. Poor performance is described in that section as a failure to perform assigned duties according to prescribed dimensions and standards on the individualized performance plan. Policy No. 600.2 provides for progressive discipline ranging from a verbal warning, to a written warning, a one-to-three day suspension, a four-to-five day suspension, or termination. Thus the discipline for violation of that policy is a range of appropriate actions from verbal warning to termination. On or about July 11, 2001, the Petitioner was the subject of a corrective action performance evaluation by his supervisor, Bob Mirabella. Mr. Mirabella, the Respondent's Operations Supervisor, accorded the Petitioner a grade of zero in several categories of work performance. Those are deficiencies indicating the Petitioner's lack of understanding of basic concepts related to his job position, including failure to following instructions, difficulty making simple decisions, difficulty or failure in following standard procedures, and a poor attitude. Overall his evaluation shows a rating of the Petitioner's performance as "unacceptable." That corrective action evaluation also contains a section that the Petitioner and his supervisor must initial, indicating that the Petitioner had reviewed the evaluation and that the performance deficiencies had been communicated to him. Mr. Mirabella advised the Petitioner of corrective measures to take and that any continued failure to meet expectations might result in termination. Mr. Mirabella created a type-written plan of improvement for the Petitioner with remedial activities, objectives, and developmental activities. Under the Respondent's consistent policy, the action plan would have been reviewed in 60 days, September 11, 2001, in order to determine that the Petitioner was meeting those expectations. On August 13, 2001, the Petitioner received a written reprimand for failure to perform duties assigned to him on July 23, 25, and August 9, 2001. These were duties that were in accordance with the prescribed dimensions and standards of the individual performance plan for the Petitioner. The written reprimand, in evidence as Respondent's Exhibit Two, included a description of the Petitioner's failure to perform duties including lawn maintenance, and again cited his argumentative attitude. On August 29, 2001, the Petitioner received a three-day suspension from duties for failure to perform assigned duties according to prescribed dimensions and standards as set forth in the individual performance plan. The disciplinary action form, in evidence as Respondent's Exhibit Three, specifically referred to the Petitioner's failure to perform lawn maintenance duties, failure to follow established rules and policies, and failure to take appropriate action to correct a leaking pump. It was also noted that the Petitioner was making coffee and watching television instead of performing assigned duties. Mr. Mirabella created a performance evaluation summary in preparation for the Petitioner's September 11, 2001, 60-day review of the initial, unsatisfactory evaluation of July 11, 2001. The summary showed a continuation of the Petitioner's difficulties and problems both in understanding his job and in dealing with other people in the course of his duties. The summary cited an incident where the Petitioner was abrasive, including swearing, toward other employees. It was Mr. Mirabella's intention to give the Petitioner a written reprimand regarding the swearing incident. However, due to the emergency nature of the events occurring on September 12, 2001, at the waste water plant, the written reprimand was not completed prior to the beginning of the investigation that ultimately led to the Petitioner's termination. The Petitioner made no major progress in correcting any of the problems outlined in the action plan that constituted part of the July 11, 2001, evaluation. On or about September 12, 2001, it was determined that there was a near overflow of sewage at the Canal Street Plant. Scott Moss, the employee who worked on the morning shift on September 13, 2001, discovered the problem and took corrective action immediately. Mr. Mirabella learned of the problem and reported it to the Respondent's Director of Environmental Services, Susanna Littell. Upon learning of the potential overflow occurrence, Ms. Littell began an investigation to determine when the overflow problem occurred. She gathered plant flow information and took measurements of the tanks. Employing engineering calculations, based upon the flow rates at the plant, Ms. Littell was able to determine that the problem had occurred on the Petitioner's shift. The Petitioner was the only employee on duty at the time the problem occurred. Ms. Littell consulted two outside engineers (non-city employees) to review her calculations. Those engineers found that her calculations were accurate. According to Ms. Littell, the waste water employees on duty at the plant should have observed the valve positions or otherwise noticed a problem in the plant that needed remediation. This was a regular part of their assigned duties, including the Petitioner. Mr. Mirabella determined a number of valves had been changed, which had caused the "aereation bay" to begin to fill with waste water. The aereation bay almost overflowed, which would have caused a serious environmental hazard and damage. It would have caused irreparable harm to the credibility of the waste water department, and could have engendered a minimum of $10,000.00 dollars in fines imposed by the Department of Environmental Protection. The importance of preventing these types of situations has been emphasized to employees who worked at the waste water plant, including the Petitioner. Because of the Petitioner's failure to notice the obvious serious problem occurring at the plant on his shift, and his failure to take corrective action, he was cited for negligence in performing his assigned duties in violation of the Respondent's policy. The employee who worked as his counter- part on the shift immediately after the Petitioner's, Elmer Wagner, was also cited for negligence in performing his duties because of his failure to notice the problem and to take corrective action. Mr. Wagner at the time in question was 67 years of age. The information obtained during Ms. Littell's investigation was forwarded to Ms. Jakki Cunningham-Perry, the Respondent's Director of Human Resources, in order for her to determine the appropriate disciplinary action to take. Ms. Cunningham-Perry performed an investigation of the September 12, 2001, incident. She spoke to several individuals, including, but not limited to, Mr. Mirabella, Ms. Littell, Jim Richards, who was one of the engineers consulted by Ms. Littell, as well as the Petitioner. She thereafter deliberated and prepared a written memorandum setting forth her investigative findings. Ms. Cunningham-Perry concluded that the closing of the valves occurred during the Petitioner's shift. She also concluded that Mr. Wagner should have noticed the change in the pump flow and valves during his shift. Both the Petitioner and Mr. Wagner were cited for failure to perform assigned duties in violation of city policy 600.0(13), as a result of the investigation performed by Ms. Cummingham-Perry. She reviewed the personnel history of both the Petitioner and Mr. Wagner in order to determine the appropriate levels of discipline. The Petitioner's prior history included the special corrective action evaluation of July 11, 2001, indicating unacceptable performance; the August 13, 2001, written reprimand for violation of policy 600.2(13); and the suspension for violation of that same policy. In light of the past performance of the Petitioner, as well as the September 12, 2001, incident, Ms. Cunningham-Perry recommended that he be terminated. On November 30, 2001, the Petitioner was terminated from his employment with the Respondent. The Petitioner's last day on the payroll with the Respondent was December 6, 2001. Mr. Wagner is older than the Petitioner and has had an exemplary performance record with the Respondent City. He never had any disciplinary problems on his record for 15 years of his employment with the Respondent. Because of his theretofore spotless employment disciplinary record, he was given a written reprimand as a result of his negligent performance of job duties on September 12, 2001. No evidence was adduced indicating that the Respondent treated any employees over the age of 40, including the Petitioner, any differently than employees under the age of 40. During the relevant time period the Respondent had approximately 22 employees in the waste water department. Fifteen of those 22 employees were over the age of 40. The Petitioner actually produced no evidence in his case establishing his date of birth or age. There is no evidence that the Petitioner's age was considered or was a factor in his termination decision. The decision to terminate him was based solely on his failure to perform assigned duties and his prior performance record. Moreover, the Petitioner adduced no evidence to show that he was replaced or otherwise lost his position to a younger individual. The individual who became a waste water trainee after the Petitioner's termination was Scott Moss. Mr. Moss is currently employed as Waste Water Operator with the Respondent. There is no doubt that Mr. Moss is a significantly younger individual, purported to have been in his late 20's when the incident in question occurred. The Petitioner, however, produced no evidence regarding Mr. Moss' date of birth or his age in relationship to the Petitioner's. He also produced no evidence to show that he was actually replaced by Mr. Moss. Mr. Moss had been hired on or about January 29, 2001, nearly one year prior to the date of the Petitioner's termination. Both the Petitioner and Mr. Moss were working at the Canal Street Plant in similar capacities and duties, at the time the Petitioner was terminated. Mr. Moss, therefore, just continued to work there and ultimately was elevated, through his adequate performance, to the position of Waste Water Operator. It was not established that he was hired simply to replace the Petitioner when the Petitioner was terminated. Further, the Petitioner did not adduce sufficient, persuasive evidence to show that he was actually qualified to perform the job. His prior performance had been unacceptable since at least July 11, 2001, and likely before that time. The Petitioner repeatedly failed to comprehend and perform assigned duties of a Waste Water Operator Trainee on multiple occasions. This was despite efforts by the Respondent to help the Petitioner correct his deficiencies. Accordingly, it has not been established that the Petitioner was "qualified" for the position of Waste Water Operator Trainee.
Recommendation Having considered the foregoing Findings of Fact, Conclusions of Law, the evidence of record, the candor and demeanor of the witnesses, and the pleadings and arguments of the parties, it is, therefore, RECOMMENDED that a final order be entered by the Florida Commission on Human Relations dismissing the Petition in its entirety. DONE AND ENTERED this 3rd day of May, 2004, in Tallahassee, Leon County, Florida. S P. MICHAEL RUFF Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 SUNCOM 278-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with Clerk of the Division of Administrative Hearings this 3rd day of May, 2004. COPIES FURNISHED: Michael George 25131 Southeast 167th Place Umatilla, Florida 32784 Steven W. Johnson, Esquire McLin & Burnsed, P.A. Post Office Box 491357 Leesburg, Florida 34749-1357 Cecil Howard, General Counsel Florida Commission on Human Relations 2009 Apalachee Parkway, Suite 100 Tallahassee, Florida 32301 Denise Crawford, Agency Clerk Florida Commission on Human Relations 2009 Apalachee Parkway, Suite 100 Tallahassee, Florida 32301
The Issue The ultimate issue to be resolved in this proceeding is whether the Department should issue a permit allowing the construction of a wastewater treatment and disposal system as requested in the modified application filed by Thomas E. Wasdin. The applicant and the Department contend that reasonable assurances have been given that the proposed facility will not result in violations of any of the Department's rules or regulations. The Petitioner contends that the proposed facility is located too near to existing shallow water drinking wells and that the facility otherwise fails to comport with the Department's rules and regulations.
Findings Of Fact Petitioner is the president of Beach Woods of Brevard County, Inc. The corporation is the developer of "Beach Woods," a 376-unit planned unit development located in Melbourne Beach, Brevard County, Florida. One hundred eighty of the units have already been developed. Existing regional sewage treatment facilities operated by Brevard County are not adequate to accommodate the total number of units that the applicant proposes to develop. It appears that 24 more hookups are all that the existing facilities will tolerate. Beyond that number, a sewer moratorium is in effect, and unless the applicant can make some other arrangement for disposing of sewage, the development cannot be completed. The county has approved the planned unit development. In order to meet sewage treatment needs of the proposed development, the applicant is proposing to construct a "package sewage treatment plant" to accommodate waste that exceeds quantities that can be handled by existing regional facilities. Once the regional facilities are upgraded so that the development's sewage treatment needs can be accommodated, the applicant proposes to disassemble the package plant and utilize the regional facilities. The proposed plant would be a 50,000 gallons per day contact stabilization sewage treatment plant. Initially, it would be operated as a 5,000 to 15,000 gallons per day aeration plant. Once loads reach 18,000 gallons per day, it would become a contact stabilization plant. The Present collection and transmission system for sewage that exists at Beach Woods includes an 8-Inch collection station from which sewage flows to an existing lift station that pumps effluent via 6-inch pipes to the regional plant. When the proposed plant is completed, a computerized system would be set up to send effluent to the new plants when the limits that the regional plant can accommodate are met. Once the regional plant is upgraded to sufficient capacity, the bypass to the proposed plant would be eliminated, and all units would then be connected to the original collection system. The proposed treatment plant is based upon proven technology that has been in existence for more than 50 years. The plant should operate reliably, and proper consideration has been given to odor, noise, lighting, and aerosol drift. In close proximity to the plant, it is likely that there would occasionally be a "earthy smell" that would be noticeable, but not objectionable. Outside of the immediate proximity, no odor would be noticeable. Large fans would be operated in connection with the plant, and some noise would result. It does not, however, appear that the noise would be excessive or bothersome, even in the immediate vicinity of the plant. The plant would be lighted by street lights and would not result in any more excessive lights than normal street lights. The plant is not of the sort that aerosol drift is a likely problem. Adequate considerations have been given to providing emergency power to the plant in the event of a power outage. The plant could sit for at least 20 hours without power before any emergency would exist. If there was a power outage in excess of that period, emergency power sources are available. Consideration has been given to the 100-year flood plain. The plant has been placed at an elevation that keeps it outside of the 100-year flood plain. The land application system proposed by the applicant would utilize drain fields that would be alternately rested. Groundwater flows from the area of the proposed drain fields are in a southwesterly direction toward the Indian River. The Indian River in the location of the proposed facility is a "Class III surface water." Groundwater in the area of the proposed facility might be classified as either "G-I" or "G-II." Reasonable assurance has been given that the proposed sewage treatment plant would not operate in such a manner as to degrade surface or ground waters to the extent that any of the Department's specific water quality parameters set out in Chapter 17, Florida Administrative Code, would be violated. The proposed sewage treatment plant comports with local requirements and has been approved by Brevard County. The Allans Subdivision is a residential development that is located directly to the north of the Beach Woods development. Petitioner utilizes a shallow water well as a source of drinking water. The proposed land application site of the sewage treatment plant is located within 500 feet of the Petitioner's well. There are at least two other shallow water wells that serve as drinking water sources located within 500 feet of the proposed land application site. The applicant indicated a willingness to move the proposed facility so that no part of it would be located within 500 feet of the shallow drinking water wells. The evidence establishes that the plant could be moved to accomplish that. No specific plan, however was presented. Potential factual issues could exist respecting appropriate buffer zones for any relocation of the facility, even a minor relocation. The applicant is proposing to develop areas within 100 feet of the proposed facility. The applicant does not, however, propose to locate any public eating, drinking, or bathing facilities within 100 feet of the proposed plant or land application area. No map was presented during the course of proceedings before the Department of Environmental Regulation that preceded the formal administrative hearing or during the hearing itself to establish present and anticipated land uses within one mile of the boundaries of the proposed facility. The facility of such a size that it could not inhibit any conceivable present or proposed future land uses except within 500 feet of the proposed facility. Evidence was offered at the hearing from which it could be concluded that the Department has, in the past, issued permits for sewage treatment plants located within 500 feet of existing shallow drinking water wells. The testimony was that this has occurred despite a requirement in the Department's rules that there be a 500-foot buffer zone between any such plant and a shallow drinking water supply. No specific evidence was presented as to why the Department has allowed such a breach of its rules or why it should be allowed in this proceeding.
