The Issue The issues in this matter are whether Respondent was out of compliance with the food safety requirements of chapter 509, Florida Statutes (2016),1/ and the implementing administrative rules of the Department of Business and Professional Regulation, Division of Hotels and Restaurants; and, if so, what disciplinary action is appropriate.
Findings Of Fact The Division is the state agency responsible for regulating the operation of public food service establishments in Florida pursuant to chapter 509. Respondent is a licensed public food service establishment in Florida and holds License No. 3915849. Respondent operates a restaurant under the name of Los Gorditos No. 2 located at 6110 Causeway Boulevard, Tampa, Florida. Respondent is a family-owned and operated business. The restaurant opened in November 2014. As a licensed public food service establishment, Respondent is subject to the Division's regulatory jurisdiction. Respondent must comply with the requirements of chapter 509 and its implementing rules. Respondent is subject to inspection by the Division. Ashley Herrmann (“Inspector Herrmann”) is employed by the Division as a Sanitation Safety Specialist. Inspector Herrmann has worked for the Division for approximately two and a half years as an inspector. Upon gaining employment in the Division, Inspector Herrmann was standardized on the federal Food Code and trained on the laws and rules pertaining to public food service establishments and public lodging establishments. She is also a certified food manager and receives continuing education training on a monthly basis. Inspector Herrmann performs approximately 1,000 inspections each year. On November 5, 2015, Inspector Herrmann performed a routine, unannounced food service inspection on Respondent’s restaurant. During the inspection, Inspector Herrmann prepared a Food Service Inspection Report. In her report, Inspector Herrmann recorded her observations of potential violations. Inspector Herrmann noted approximately 39 conditions for which Respondent had failed to comply with applicable rules or statutes. Jaharia Perez signed the Food Service Inspection Report acknowledging receipt on Respondent’s behalf. Inspector Herrmann informed Respondent that it needed to correct the violations by November 12, 2015. On November 13, 2015, Inspector Herrmann performed a callback inspection on Respondent to follow up on her initial inspection. During this inspection, Inspector Herrmann prepared a Callback Report. Inspector Herrmann found that Respondent had corrected 14 of the violations she identified during her November 5, 2015, inspection. However, Respondent had not addressed the 25 other violations. Inspector Herrmann informed Respondent that the remaining violations needed to be fixed by December 5, 2015. Mariella Mendoza signed the Callback Report acknowledging receipt on behalf of Respondent. On December 8, 2015, Inspector Herrmann performed a second callback inspection on Respondent to follow up on the November 13, 2015, inspection. During this inspection, Inspector Herrmann prepared a second Callback Report. She noted that Respondent had corrected five more violations recorded in her November 5, 2015, and November 13, 2015, inspections. However, 20 violations still existed. Inspector Herrmann informed Respondent that the remaining violations needed to be fixed by January 5, 2016. Jaharia Perez signed the Callback Report acknowledging receipt on Respondent’s behalf. On January 5, 2016, Inspector Herrmann performed a third callback inspection on Respondent. During this inspection, Inspector Herrmann prepared a third Callback Report. On this report, Inspector Herrmann noted that Respondent had fixed at least one more violation identified during her November 5, 2015, November 13, 2015, and December 8, 2015, inspections. However, a number of violations remained uncorrected. Based on Inspector Hermann’s January 5, 2016, Callback Report, the Division cited Respondent with thirteen violations. These violations included: First Violation: Inspector Hermann observed a cutting board with cut marks which made the cutting board no longer cleanable in violation of rule 4-501.12, Food Code (2009).3/ Cutting boards that have cut marks collect food debris which enables bacteria to accumulate leading to food borne illness. The Food Code defines the governing requirement for this violation as a “core item.” The Division designated violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Respondent, at the final hearing, expressed that it has obtained a new cutting board. Second Violation: Inspector Herrmann observed non-food grade containers being used for food storage in violation of rule 4-101.11, Food Code. Non-food grade containers can contain chemicals that can leak into food products. The Food Code defines the governing requirement for this violation as a priority item.4/ The Division has designated violations of priority items as “high priority violations.” See Fla. Admin. Code R. 61C-1.005(5)(a). Respondent claimed that it ordered and now uses approved food grade containers. Third Violation: Inspector Herrmann observed a build-up of dust, food debris, and grease on hood filters in violation of rule 4- 601.11(C), Food Code. Debris can potentially fall from hood filters or shelving into food items or accumulate on non-food contact surfaces and transfer to clean containers placing the public’s health at risk. The Food Code defines the governing requirement for this violation as a “core item.” The Division has designated violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Respondent explained that in December 2015, it hired a custodial company to clean grease, debris, and soil in its facility every three months. Fourth Violation: Inspector Herrmann observed that Respondent seated more patrons than its septic system permit authorized in violation of rule 5-403.11, Food Code. Respondent’s establishment was approved for 19 seats, but Inspector Herrmann observed the establishment operating with approximately 48 seats on November 5, 2015, November 13, 2015, and December 8, 2015. On January 5, 2016, Respondent operated with approximately 25 seats. Serving more patrons than the septic system can accommodate can result in a failed septic system that can create a sanitary nuisance. The Food Code defines the governing requirement for this violation as a priority item. The Division has designated violations of priority items as “high priority violations. See Fla. Admin. Code R. 61C-1.005(5)(a). Respondent testified that, following the January inspection, it has reduced its seating to approximately 20 seats. Respondent has also initiated a plan to connect to the city water and sewer. This arrangement will allow the restaurant to expand its seating without violating its septic system capacity. Respondent hopes to connect to city water by Christmas 2016. Fifth Violation: a. Inspector Herrmann observed the presence of standing water around the floor drain, which was draining slowly near the cook line and fryers, in violation of rule 5-205.15, Food Code. Standing water in floor drains can potentially back up into the establishment and create a sanitary nuisance or potentially attract vermin. The Food Code defines the governing requirement for this violation as a “core item.” The Division has designated violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Sixth Violation: Inspector Herrmann observed an outside dumpster sitting directly on the ground without a barrier or non-absorbent surface between the dumpster and the ground in violation of rule 5- 501.11, Food Code. Dumpsters without proper pads allow food waste and chemicals to leak into the ground and attract vermin. The Food Code defines the governing requirement for this violation as a “core item.” The Division has designated violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Respondent explained that it is working with Hillsborough County to redesign the area where the dumpster is located to include a concrete space for the dumpster that complies with regulations. The permits have not yet been approved, but Respondent is working towards them. Seventh Violation: Inspector Hermann observed several broken wall tiles under the three compartment sink and damaged cove molding on the front cook line in violation of rule 6-501.11, Food Code. Damage to wall or cove molding can lead to the accumulation of food debris and the growth of bacteria, putting the public’s health at risk. The Food Code defines the governing requirement for this violation as a “core item.” The Division has designated violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Respondent asserted that it repaired all the wall tiles in December 2015. Eighth Violation: Inspector Herrmann observed soil on Respondent’s floor near or along the baseboards in violation of rule 6-501.12(A), Food Code. Bacteria and dirt on the floor can come into contact with food contact surfaces placing the public’s health at risk. The Food Code defines the governing requirement for this violation as a “core item.” The Division has designated violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Similar to its reaction to the Fourth Violation, Respondent hired a custodial company to clean grease, debris, and soil in its facility every three months. Ninth Violation: a. Inspector Hermann observed that lights above a food preparation table were missing a proper light shield or cover in violation of rule 6-202.11, Food Code. Light covers and shields protect food items and preparation surfaces from shattered glass. The Food Code defines the governing requirement for this violation as a “core item.” The Division designates violations of core items as “basic violations.” See Fla. Admin. Code R. 61C-1.005(5)(c). Tenth Violation: Inspector Herrmann observed carbon dioxide/helium tanks that were not adequately secured in violation of Florida Administrative Code Rule 61C-1.004(7)(a). Unsecured tanks might topple over and, if breached, can become a missile-like object and a danger to the public’s safety. The Division designated this violation as a “basic violation.” See Fla. Admin. Code R. 61C-1.005(5)(c). Respondent explained that the tanks are owned by the owner of the building where the restaurant is located and were present when Respondent opened its business. Further, Respondent understands that the tanks are empty. Therefore, the tanks do not pose a danger if the top valve gets knocked off. Eleventh Violation: Inspector Herrmann observed that Respondent had recently constructed a bar inside the restaurant. Respondent did not submit a plan for the bar to the Division for approval in violation of rule 61C-1.002(5)(c)1. Inspector Herrmann contacted the Division’s Plan Review Office and confirmed that Respondent had not submitted a properly prepared facility plan and specification for review. The Division must approve remodeled or newly constructed public food service establishments to ensure compliance with sanitation and safety requirements. The Division designated this violation as an “intermediate violation.” See Fla. Admin. Code R. 61C-1.005(5)(b). Respondent explained that it requested and received approval from the Hillsborough County Fire Department to construct the bar. However, Respondent was not aware that it also needed to submit a plan review to the Division. Consequently, it did not seek approval from the Division. Twelfth Violation: Inspector Herrmann observed Respondent operating with four or more employees engaging in food preparation and/or handling without a certified food protection manager on duty in violation of Florida Administrative Code Rule 61C-4.023(1). At least one certified food protection manager must be present at all times when four or more employees are engaged in the storage, preparation, or serving of food to ensure the establishment is operating with acceptable sanitary practices. The Division designated this violation an “intermediate violation.” See Fla. Admin. Code R. 61C-1.005(5)(b). Respondent expressed that it always operates under the supervision of certified food protection managers and believes that a food manager was present during the times of the inspections. Respondent offered that the inspections were accomplished in a short timespan (20 minutes). This short time period, combined with the fact that Spanish is the primary language of many of Respondent’s employees, may have led to a misunderstanding over whether a certified food manager was present during the inspections. At the final hearing, Respondent testified and produced evidence that Respondent currently employs approximately nine certified food managers. Respondent further represented that the two individuals who signed the inspection reports on Respondent’s behalf were also certified food protection managers. Thirteenth Violation: a. Respondent failed to provide Inspector Herrmann with proof of its employees' required state-approved employee training upon request in violation of section 509.049(5). Employees of public food service establishments are required to have basic food safety training which imparts knowledge of basic food handling skills. Lack of this knowledge can result in a breakdown of the food handling process, possibly leading to food borne illness or unsanitary conditions. The Division designated this violation as an “intermediate violation.” See Fla. Admin. Code R. 61C-1.005(5)(b). Respondent has one prior disciplinary Final Order filed with the Agency Clerk for the Department of Business and Professional Regulation within the 24 months preceding the administrative complaint in this matter. The Final Order in Case No. 2015-014633 was filed on October 6, 2015. Based on the evidence and testimony presented at the final hearing, the Division demonstrated, by clear and convincing evidence, that Respondent was out of compliance with applicable food safety requirements of the Food Code, Florida Statutes, and the implementing administrative rules of the Division. The Division established that on or about November 5, 2015, November 13, 2015, December 8, 2015, and January 5, 2016, Respondent committed the following violations listed above: the first, second, third, fourth, fifth, sixth, seventh, eighth, ninth, eleventh, and thirteenth violations. The Division did not establish, by clear and convincing evidence, the tenth and twelfth violations.
Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that Petitioner, Department of Business and Professional Regulation, Division of Hotels and Restaurants, enter a final order finding Respondent, Benitel Eddie Joel Perez, d/b/a Los Gorditos No. 2, in violation of chapter 509 and its implementing rules. It is further RECOMMENDED that Respondent should pay an administrative penalty in the amount of $3,500 for the violations identified above, due and payable to the Division within thirty (30) calendar days of the date the final order is filed with the Agency Clerk. DONE AND ENTERED this 29th day of June, 2016, in Tallahassee, Leon County, Florida. S J. BRUCE CULPEPPER Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 29th day of June, 2016.
The Issue The issues in this disciplinary proceeding arise from Petitioner's allegation that Respondent, a licensed restaurant, violated several rules and a statutory provision governing food service establishments. If Petitioner proves one or more of the alleged violations, then it will be necessary to consider whether penalties should be imposed on Respondent.
Findings Of Fact The Division is the State agency charged with regulation of hotels and restaurants pursuant to chapter 509, Florida Statutes. At all times material to this case, Respondent was a restaurant operating at 4743 North Ocean Drive, Sea Ranch Lakes, Florida, and holding food service license number 1621866. On June 18, 2012, and August 20, 2012, Respondent was inspected by Jens Rammelmeier, a senior sanitation and safety specialist employed by the Division. During both visits, Mr. Rammelmeier noticed multiple items that were not in compliance with the laws which govern the facilities and operations of licensed restaurants. Through the testimony of Mr. Rammelmeier and the exhibits introduced into evidence during the final hearing, the Division presented clear and convincing evidence that, as of August 20, 2012, the following deficiencies subsisted at Respondent Carina's Stone Fired Pizza-Gelato: (1) ready-to-eat, potentially hazardous food was held for more than 24 hours with no date marking, in violation of Food Code Rule 3-501.17(B); (2) an employee made bare-hand contact with ready-to-eat foods without a written alternative operating procedure in effect, contrary to Food Code Rule 3-301.11(B); (3) a food handler came into contact with soiled equipment and thereafter engaged in food preparation without washing his hands, in violation of Food Code Rule 2-301.14; (4) an employee engaged in food preparation without wearing a hair restraint, contrary to Food Code Rule 2- 402.11; (5) an accumulation of dead roaches was observed under several kitchen counters and a dishwasher, in violation of Food Code Rule 6-501.112; and (6) no proof of required employee training, contrary to section 509.049. Each of the foregoing deficiencies, with the exception of the violation relating to the hair restraint, is considered a critical violation by the Division. Critical food code violations are those that, if uncorrected, present an immediate threat to public safety.
Recommendation Based on the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that the Division of Hotels and Restaurants enter a final order: (a) finding Respondent guilty in accordance with the foregoing Recommended Order; and (b) ordering Respondent to pay an administrative penalty in the amount of $1100, to be paid within 30 days after the filing of the final order with the agency clerk. DONE AND ENTERED this 13th day of May, 2013, in Tallahassee, Leon County, Florida. S Edward T. Bauer Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 13th day of May, 2013.
