HEAVICAN, C.J.
Eddie R. Kibbee was convicted by a jury of first degree sexual assault and felony child abuse. At issue in this appeal is the admission of evidence of Kibbee's prior sexual contacts with minors, which he claims violates Nebraska rules of evidence and the Ex Post Facto Clauses of U.S. Const. art. I, § 10, and Neb. Const. art. I, § 16. We affirm his convictions.
According to Kelsey D., she was 16 years old when Kibbee had sexual contact with her on August 9, 2009. Kelsey testified that on August 8, she went to a teen dance from about 9:30 p.m. to midnight. She had planned to spend the night at the home of Crystal J., for whom Kelsey sometimes babysat. Kelsey had met Kibbee through Crystal, and before going to Crystal's home, Kelsey went to Kibbee's house. When she arrived, only Kibbee's roommate, Bobby W., was present. Around 12:45 or 1 a.m., Kibbee arrived along with several other people, including Kelsey's brother. Kelsey began drinking and had one beer and then a vodka and orange juice drink that Kibbee made for her. Kibbee brought her a second drink, but Kelsey did not finish it because it was "too strong."
Because Kelsey was tired and did not want to walk to Crystal's house, she lay down on the couch in the living room of Kibbee's house. She awoke later to find Kibbee sitting next to her. Kelsey's pants and underwear were around her ankles, and Kibbee was touching her vaginal area with his hands. Kibbee placed his fingers into her vagina. Kelsey tried to turn away from him and told him to stop several times. She asked Kibbee to take her to Bobby. Before Kibbee stopped, he put his mouth on her vagina. Kibbee finally stopped, pulled up Kelsey's pants, kissed her on the cheek, and walked away. He returned to his room without saying anything to Kelsey.
Kelsey testified that she sat and thought about what happened for a couple of minutes and then went into Bobby's room,
Kibbee was charged with first degree sexual assault, a Class II felony, for subjecting another person to sexual penetration without consent or when Kibbee knew or should have known that the victim was mentally or physically incapable of resisting or appraising the nature of his conduct, and with child abuse, a Class IIIA felony, for knowingly and intentionally causing or permitting Kelsey, a minor, to be placed in a situation that endangered her life or physical or mental health or to be sexually abused.
Before trial, the State filed a notice of intent to offer evidence pursuant to Neb. Evid. R. 404(2), Neb.Rev.Stat. § 27-404(2) (Cum.Supp.2010), to show that (1) Kibbee had provided alcohol to minor females in his residence on several occasions; (2) in August 2009, Crystal attended a party at Kibbee's home, fell asleep, awoke to find her pants around her ankles, and saw Kibbee walking out of the room; and (3) Kibbee had previously had sexual contact with several females in various towns in Iowa between 1985 and 1995.
The State also filed a notice of intent to offer evidence pursuant to Neb. Evid. R. 414, Neb.Rev.Stat. § 27-414 (Cum.Supp. 2010), of similar offenses committed by Kibbee against four females. Kibbee objected to the § 27-414 notice, arguing that its application violated the ex post facto prohibitions of the federal and state Constitutions because § 27-414 was not in effect on August 8 and 9, 2009, the dates of the offense alleged in the information.
At a hearing to consider the §§ 27-404(2) and 27-414 issues, evidence was received from three women who had previous contacts with Kibbee in Iowa. In a deposition, Melissa C. testified that in 1983, when she was 10 years old, she went to the home of her aunt, Karen P., to babysit her cousins, Jennifer P. and Jackie P. Karen was living with Kibbee in Grinnell, Iowa. Melissa had been asleep on the couch, but she woke up when Kibbee and Karen returned home. Melissa was wearing a nightgown and underwear. She dozed off again and then awoke to find Kibbee sitting on the floor next to her. He was touching the inside of her right leg, and he told Melissa to be quiet because her aunt was in a nearby bedroom with the door open. Melissa said Kibbee moved his hand upward and touched and rubbed her vaginal area and eventually put his finger in her vagina. Melissa believed the incident lasted about 5 minutes. She told Kibbee to stop. He returned to his bedroom, and Melissa stayed on the couch and cried. Melissa did not tell her aunt, but several months later, she told her mother and her mother's boyfriend. Melissa said there was an investigation, but Kibbee was not charged.
Jennifer, Karen's daughter, testified at the pretrial hearing. She was born in 1982, and her mother dated Kibbee from the time Jennifer was about 3 months old. Jennifer said Kibbee abused her mother and physically and sexually abused Jennifer and her sister, Jackie, who is 2 years older. Jennifer's first memories of sexual abuse were when she was approximately 5 years old and they lived in a farmhouse outside of Brooklyn, Iowa. Jennifer remembered waking up with a pillow over her face and Kibbee's fingers inside her
Heather P. also testified by deposition. Heather, who was born in 1982, met Kibbee when she was about 9 or 10 years old and was friends with Jennifer and Jackie. Heather said that she and her sister were helping the family move and that all the beds had been moved to the new residence. The other girls slept on the floor in the bedroom, but Heather was concerned about bugs and did not want to sleep on the floor. Karen told Heather she could sleep on a sofa sleeper with Karen and Kibbee. Karen slept in the middle of the bed. Heather, who wore shorts and a T-shirt to bed, was awakened to feel a man's hand on her stomach. Kibbee moved his hand under her shirt, but Heather put up her arm to block him from being able to touch her breasts. He then moved his hand into the waistband of her shorts, and she moved his hand away and got up. Heather woke up her sister, and they ran home.
Crystal testified that about 1 week before the incident with Kelsey, she had been drinking alcohol at Kibbee's house and awoke on the floor in Bobby's room to find her underwear pulled down to her thighs and her shorts pulled down to her knees. She saw Kibbee in the doorway, and then he closed the door.
The State also offered several exhibits of Kibbee's prior convictions. In 1994, Kibbee was found guilty of assault with intent to commit sexual assault and was sentenced to 2 years' probation. In February 1995, Kibbee's probation was revoked after he violated an order forbidding him from having contact with children under the age of 18 and failed to obtain an evaluation for sexual abusers. Kibbee was found guilty of aiding and abetting possession of alcohol by a minor in Iowa in 1998 and was fined $100. Kibbee was incarcerated in Illinois from January 11 to November 16, 2006, after being charged with criminal sexual assault.
The trial court found clear and convincing evidence that the sexual assaults against Melissa, Jennifer, and Heather had occurred and that there was a high degree of similarity to the act with which Kibbee was charged. It concluded that evidence of these assaults could be presented at trial. The court found insufficient evidence of alleged sexual assaults by Kibbee against Jackie and Crystal.
The court noted the similarities among the events:
Having found clear and convincing evidence that the other sexual assaults were committed by Kibbee, the court then found that the prior sexual assaults could be admitted to show motive, opportunity, preparation, or plan and that the admission would not be unduly prejudicial to Kibbee. However, the court determined that evidence related to Kibbee's supplying alcohol to minors had limited probative value and would be unduly prejudicial. The court overruled Kibbee's ex post facto objections.
Prior to trial, Kibbee filed "Judicial Admissions," in which he admitted that he had sexual contact with Kelsey on August 9, 2009. He stated that Kelsey, her brother, Bobby, Crystal, and Crystal's friend were all present and all consumed alcoholic beverages. Kibbee stated that Kelsey fell asleep on the couch around 2 or 2:30 a.m. Kelsey's brother, Crystal, and Crystal's friend left the residence, and Kibbee and Bobby went to their bedrooms. Around 4:30 or 5 a.m., Kibbee left his bedroom and knelt on the floor next to Kelsey, who was on the couch. Kelsey's pants and underwear were around her ankles. Kibbee admitted that he touched Kelsey in her groin area with his hand and that Kelsey told him to stop. Kelsey turned on her side, pushed Kibbee away, and covered her vaginal area with her legs. Kibbee said he then stopped touching Kelsey, but he kissed her one last time on the face, pulled up her underwear and pants, and walked out of the living room. Kibbee admitted that his actions in kissing and touching Kelsey were an attempt to sexually stimulate her for the purpose of Kibbee's own sexual gratification and not for a medical or health reason.
Kibbee also filed a motion in limine asking that the State be precluded from presenting evidence regarding Kibbee's sexual activity with the three women from Iowa, since his judicial admissions resolved all factual issues except whether Kelsey was subjected to sexual penetration without her consent or whether Kibbee knew or should have known that Kelsey was mentally or physically incapable of resisting or appraising the nature of Kibbee's conduct. Kibbee argued that motive, opportunity, preparation, and plan are not essential elements of first degree sexual assault and that the prior bad acts evidence should not be admitted.
The court overruled Kibbee's motion in limine, determining that § 27-414 allowed the testimony of the witnesses for any relevant purpose.
During trial, and prior to the testimony of the women from Iowa, the court gave a limiting instruction based on § 27-414. The instruction explained that evidence of the commission of another offense of sexual assault is admissible and may be considered for any relevant matter, including the similarities of the offenses, to show Kibbee's motive, opportunity, preparation, or plan. However, evidence of a prior offense on its own is not sufficient to prove Kibbee guilty.
The jury found Kibbee guilty of both charges. He was sentenced to a prison term of 30 to 40 years for the sexual assault conviction and to a prison term of 4 to 5 years for the child abuse conviction. The sentences were ordered to be served concurrently to each other, but consecutively to the sentences imposed in any other case. Kibbee was given credit for 464 days served.
Kibbee assigns the following errors: The trial court erred in (1) admitting evidence of Kibbee's prior sexual contacts with minors in Iowa, in violation of Neb. Evid. R. 403, Neb.Rev.Stat. § 27-403 (Reissue 2008), and § 27-404; (2) admitting evidence of prior sexual contact with minors under § 27-414, in violation of the Ex Post Facto Clauses of the U.S. Const. art. I, § 10, and Neb. Const. art. I, § 16; (3) admitting evidence of prior sexual contacts with minors to show character and propensity contrary to § 27-403, if § 27-414 was applicable; (4) rejecting Kibbee's judicial admissions to avoid prejudice associated with the Iowa bad acts evidence; (5) overruling Kibbee's motion for a mistrial after his judicial admissions were offered as part of the State's case in chief during the trial; and (6) failing to instruct the jury on the lesser-included offense of third degree sexual assault after the judicial admissions were received into evidence.
In proceedings where the Nebraska Evidence Rules apply, the admissibility of evidence is controlled by the Nebraska Evidence Rules; judicial discretion is involved only when the rules make discretion a factor in determining admissibility.
The decision whether to grant a motion for mistrial is within the discretion of the trial court and will not be disturbed on appeal in the absence of an abuse of discretion.
Whether jury instructions given by a trial court are correct is a question of law. When dispositive issues on appeal present questions of law, an appellate court has an obligation to reach an independent conclusion irrespective of the decision of the court below.
Kibbee argues that the trial court erred in admitting evidence of his prior sexual contacts with minors under § 27-414, because the statute was not in effect at the time of the sexual contact with Kelsey. The statute was adopted by the Legislature in 2009 and became operative on January 1, 2010. Thus, Kibbee asserts that admission of the evidence violated the Ex Post Facto Clauses of U.S. Const. art. I, § 10, and Neb. Const. art. I, § 16.
Section 27-414 provides in part:
Under both the federal Constitution, U.S. Const. art. I, § 10, and the state
We have held:
The U.S. Supreme Court has identified four types of laws which may violate the proscription against ex post facto laws. In Carmell v. Texas,
The Carmell Court determined that an amended Texas statute was an ex post facto law under the fourth category. The law in effect at the time the crime was committed required both the victim's testimony and corroborating evidence, and the amended law provided that the defendant could be convicted based only on the victim's testimony. "A law reducing the quantum of evidence required to convict an offender is as grossly unfair as, say, retrospectively eliminating an element of the offense, increasing the punishment for an existing offense, or lowering the burden of
However, in a footnote, the Court stated:
In Carmell, the State of Texas argued that the case was controlled by Hopt v. Utah
In Thompson, the Court also found no ex post facto violation by an amended statute that allowed the introduction of expert handwriting testimony when such evidence had not previously been permitted.
The Carmell Court distinguished Hopt and Thompson by noting that the statute at issue was not a witness competency rule, which regulates the manner in which facts may be placed before a jury, but, rather, a sufficiency of the evidence rule, which governs the sufficiency of the facts presented to the jury for meeting the burden of proof.
Like Carmell, the fourth category of ex post facto laws is at issue in the case at bar. We must determine whether § 27-414 altered the legal rules of evidence such that less or different evidence was needed in order to convict Kibbee. We conclude that it did not.
Section 27-414 provides that evidence of a prior sexual assault is admissible "if there is clear and convincing evidence otherwise admissible under the Nebraska Evidence Rules." As such, it governs the admissibility of evidence, not its sufficiency.
In Schroeder v. Tilton,
Section 1108 provides in part: "`In a criminal action in which the defendant is accused of a sexual offense, evidence of the defendant's commission of another sexual offense or offenses is not made inadmissible by Section 1101, if the evidence is not inadmissible pursuant to Section 352.'"
On appeal, the defendant argued that applying § 1108 to him violated the Ex Post Facto Clause of the federal Constitution. The appellate court held that § 1108 was not the type of rule contemplated by Carmell because it "`deems more evidence relevant and makes more evidence admissible, but it does not thereby eliminate or lower the quantum of proof required or in any way reduce the prosecutor's burden of proof. The prosecutor still had to prove the same elements beyond a reasonable doubt to convict defendant.'"
The defendant sought habeas corpus relief and again argued that the state court violated the Ex Post Facto Clause when it admitted evidence of his prior sexual misconduct under § 1108.
The court noted that evidence of the commission of another sexual offense was admissible if it did not violate California's general ban on the use of propensity evidence.
The court stated: "In sum, § 1108 creates an exception to the general ban on propensity evidence, so that evidence of prior sexual misconduct may be presented to the jury to demonstrate propensity to commit the crime charged, provided that the prejudicial value of that evidence does not substantially outweigh its probative value."
The Schroeder court noted that in Carmell, the Court held that the amended law violated the Ex Post Facto Clause because it "`changed the quantum of evidence necessary to sustain a conviction.'"
However, in Schroeder, it was not error to conclude that § 1108 is an ordinary rule of evidence and that it does not violate the Ex Post Facto Clause. The statute "simply states that evidence of prior uncharged sexual misconduct may be admitted to prove propensity."
Other jurisdictions have also found that a statute similar to § 27-414 does not violate the Ex Post Facto Clause. In Louisiana, a statute provided that evidence of the commission of another sexual offense may be admissible and may be considered for any matter to which it is relevant subject to a balancing test.
A Texas statute was amended to provide that evidence of other crimes committed by the defendant against the child victim shall be admitted for relevant matters.
In Oklahoma, the appellate court stated that "[t]he mere fact that a retroactively-applied change in evidentiary rules works to a defendant's disadvantage does not mean the law is ex post facto. The issue is whether the change affected the quantum of evidence necessary to support a conviction."
A Washington statute that permitted, but did not require, admission of evidence of prior sexual offenses did not violate ex post facto laws.
In the case at bar, § 27-414 is similar to the California statute discussed in Schroeder. Section 27-414 states, in pertinent part:
The California statute allows evidence of the defendant's commission of another sexual offense if the offense is not inadmissible for relevancy. The Schroeder court determined that the statute did not affect the quantum of evidence sufficient to convict the defendant.
Section 27-414 does not violate the Ex Post Facto Clauses of the federal and state Constitutions. The statute does not affect the sufficiency of the evidence and does not change the quantum of evidence needed for conviction. It is an ordinary rule of evidence which relates to admissibility and simply provides that evidence of prior sexual misconduct may be admitted to prove propensity. The statute does not suggest that the admissible propensity evidence would be sufficient, by itself, to convict a person of any crime. The trial court did not err in finding that § 27-414 does not violate the Ex Post Facto Clauses of the federal and state Constitutions.
Kibbee argues that the trial court erred in admitting evidence of prior sexual contacts with minors in Iowa in violation of §§ 27-403 and 27-404. In addition, he claims that even if this court determines that § 27-414 does not violate ex post facto laws and is therefore applicable here, the Iowa bad acts evidence was not admissible "propensity" evidence under § 27-414 because it was prejudicial and its admission substantially outweighed its relevance as set out in § 27-403.
Although the trial court analyzed the admission of the evidence under § 27-404, we find that the first step in determining whether evidence of prior sexual contacts should be admitted is to review the evidence pursuant to § 27-414. Having conducted such a review, we find no error in the admission of prior acts evidence under § 27-414, and therefore, we do not find it necessary to conduct a separate analysis under § 27-404(2).
In relevant part, § 27-414 provides:
The trial court followed the procedure of the statute, conducting a hearing outside the presence of the jury. After receiving evidence of Kibbee's previous sexual contacts with minors, the court found by clear and convincing evidence that the State had proved that three of the sexual assaults had occurred. The court then conducted a balancing test under § 27-403 and found similarities among the previous events sufficient to conclude that the evidence was probative.
This court has not yet addressed the application of § 27-414, except to note that § 27-404 had been amended to permit the admission of evidence of a prior sexual assault offense.
Evidence of prior bad acts in sexual assault cases was previously governed solely by § 27-404(2), which provides:
Section 27-414 expands upon the admission of evidence of an accused person's other sexual misconduct or sex offenses.
The federal rule of evidence from which § 27-414 is drawn provides that when a defendant is accused of an offense of sexual assault, evidence of another sexual assault offense is admissible, as long as it is relevant.
In U.S. v. Benais,
Federal rule of evidence 413 "address[es] propensity evidence in the context of sexual assault" and "provide[s] an exception to the general rule codified in Rule 404(a), which prohibits the admission of evidence for the purpose of showing a defendant's propensity to commit bad acts."
The federal court has held that "Rule 413 supersedes Rule 404(b)'s restriction and allows the government to offer evidence of a defendant's prior conduct for the purpose of demonstrating a defendant's propensity to commit the charged offense."
In U.S. v. Holy Bull,
When a Nebraska Evidence Rule is substantially similar to a corresponding federal rule of evidence, Nebraska courts will look to federal decisions interpreting the corresponding federal rule for guidance in construing the Nebraska rule.
Because this is our first consideration of § 27-414, we have not specifically discussed the factors which may need to be taken into consideration in determining whether evidence of a prior sexual assault may be admitted. The statute itself provides three factors that the court may consider in the balancing test: "(a) [T]he probability that the other offense occurred, (b) the proximity in time and intervening circumstances of the other offenses, and (c) the similarity of the other acts to the crime charged."
In considering the probability that the other offense occurred, we have noted:
As for similarities between previous contacts and those on which current charges are based, we found a number of likenesses in the facts of prior sexual assaults in State v. Carter.
We held that evidence of prior acts may be admitted where there are "an overwhelming number of significant similarities," but "`[t]he term "overwhelming" does not require a mechanical count of the similarities but, rather, a qualitative evaluation.'"
In the case at bar, we see a number of similarities between the prior acts and the acts upon which the charges are based. All of the victims were under the age of majority at the time the sexual assault occurred. Melissa and Heather were both awakened to find Kibbee touching them inappropriately. Melissa reported that Kibbee was sitting on the floor next to her, similar to the report by Kelsey that Kibbee was kneeling on the floor next to her when he digitally penetrated her. Kibbee digitally penetrated both Melissa and Heather. Jennifer reported similar abuse when she was awakened by Kibbee's touching her. She also reported Kibbee's digitally penetrating her and attempting to penetrate her with his penis. All of the victims knew Kibbee. He was living with Melissa's aunt at the time of the assault on Melissa. Heather was friends with the daughters of the woman with whom Kibbee was living. And Jennifer was the daughter of that woman.
We determine that there were sufficient similarities between Kibbee's prior acts and the charged acts. Kelsey was a visitor in Kibbee's house who fell asleep on the couch. She was awakened to find Kibbee sitting next to her and her pants and underwear around her ankles. Kibbee touched her vaginal area and digitally penetrated her. She knew Kibbee prior to the incident.
Another factor which we must take into consideration is the closeness in time of the prior acts to the charged acts. The Iowa acts took place between 1983 and 1995, and the assault against Kelsey took place in 2009.
This court has previously considered the question whether prior acts were too remote in time to be admitted into evidence, although the analysis was conducted pursuant to § 27-404(2). We find that it applies to our analysis under § 27-414.
In State v. Yager,
We concluded that the prior acts were actually committed between 6 and 9 years earlier and were properly admitted into evidence. The question whether evidence of other conduct "is too remote in time is largely within the discretion of the trial court. While remoteness in time may weaken the value of the evidence, such remoteness does not, in and of itself, necessarily justify exclusion of the evidence."
Evidence of sexual contacts which began 27 years before the incident on which the charges were based was found admissible in State v. Stephens.
The court noted that the admission of all evidence is subject to the overriding protection of § 27-403, which provides for the exclusion of relevant evidence if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
In a case in which the prior act occurred 10 years earlier, this court stated:
Section 27-414 requires the trial court to apply a balancing under § 27-403, and provides that the evidence shall be admitted unless the risk of prejudice substantially outweighs the probative value of the evidence. In this case, the trial court found that there was a high probability
Each of the Iowa offenses was strikingly similar to the acts charged in the present case. The evidence of the incidents was relevant under the circumstances. The probative value of the evidence of the prior bad acts outweighed any prejudicial effect.
In addition, the trial court gave the jury a limiting instruction concerning the testimony of the victims of the prior acts in Iowa. The instruction stated:
The trial court's instruction clearly directed the jury as to the limited use of the evidence.
Kibbee next argues that the trial court erred when it refused to receive into evidence his judicial admissions and allowed the evidence of the prior bad acts.
Kibbee cites Old Chief v. United States
The Nebraska Court of Appeals has held that "[t]he `forced acceptance' of a stipulation of convicted felon status is a narrow exception to the general rule that the State is allowed to choose how it proves the elements of the charges it has lodged against the defendant."
Kibbee's case differs from Old Chief, in which the defendant sought to stipulate to the fact that he was a convicted felon. Kibbee's judicial admissions did not admit to any element of first degree sexual assault. He admitted only to sexual contact without the victim's consent and without serious personal injury, which is an element of third degree sexual assault.
We also note that Kibbee argues that his right to a fair trial under the Due Process Clause was denied by seemingly contradictory positions taken by the State. Prior to trial, the State had objected to Kibbee's judicial admissions. However, at the end of its case in chief, the State read the judicial admissions into evidence. We find no error, because Kibbee did not object when the State offered the admissions into evidence. Nor did he object when the State asked to read the admissions to the jury. Failure to make a timely objection waives the right to assert prejudicial error on appeal.
Kibbee also claims that the court erred in overruling his motion for mistrial after the State read the judicial admissions into evidence. A mistrial is properly granted in a criminal case where an event occurs during the course of a trial which is of such a nature that its damaging effect cannot be removed by proper admonition or instruction to the jury and thus prevents a fair trial.
Finally, Kibbee argues that the trial court erred in refusing to instruct the jury on third degree sexual assault as a lesser-included offense of first degree sexual assault.
The Nebraska Court of Appeals has held, in State v. Schmidt,
This court denied further review of the Schmidt decision. And we have not changed our approach to determining whether an offense is a lesser-included one: Whether a crime is a lesser-included offense is determined by a statutory elements approach and is a question of law.
Whether jury instructions given by a trial court are correct is a question of law.
There is no merit to any of Kibbee's assigned errors, and the convictions and sentences are affirmed.
AFFIRMED.