Filed: Nov. 09, 2017
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS November 9, 2017 Elisabeth A. Shumaker FOR THE TENTH CIRCUIT Clerk of Court _ PATRICK DWAYNE MURPHY, Petitioner - Appellant, v. Nos. 07-7068 & 15-7041 (D.C. No. 03-cv-443-RAW-KEW) TERRY ROYAL Warden, Oklahoma State (E.D. Okla.) Penitentiary, Respondent - Appellee. - MUSCOGEE (CREEK) NATION; SEMINOLE NATION OF OKLAHOMA; KEETOOWAH BAND OF CHEROKEE INDIANS, Amici Curiae. _ ORDER _ Before TYMKOVICH, Chief Judge
Summary: FILED United States Court of Appeals PUBLISH Tenth Circuit UNITED STATES COURT OF APPEALS November 9, 2017 Elisabeth A. Shumaker FOR THE TENTH CIRCUIT Clerk of Court _ PATRICK DWAYNE MURPHY, Petitioner - Appellant, v. Nos. 07-7068 & 15-7041 (D.C. No. 03-cv-443-RAW-KEW) TERRY ROYAL Warden, Oklahoma State (E.D. Okla.) Penitentiary, Respondent - Appellee. - MUSCOGEE (CREEK) NATION; SEMINOLE NATION OF OKLAHOMA; KEETOOWAH BAND OF CHEROKEE INDIANS, Amici Curiae. _ ORDER _ Before TYMKOVICH, Chief Judge,..
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FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS November 9, 2017
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
PATRICK DWAYNE MURPHY,
Petitioner - Appellant,
v. Nos. 07-7068 & 15-7041
(D.C. No. 03-cv-443-RAW-KEW)
TERRY ROYAL Warden, Oklahoma State (E.D. Okla.)
Penitentiary,
Respondent - Appellee.
------------------------------
MUSCOGEE (CREEK) NATION;
SEMINOLE NATION OF OKLAHOMA;
KEETOOWAH BAND OF CHEROKEE
INDIANS,
Amici Curiae.
_________________________________
ORDER
_________________________________
Before TYMKOVICH, Chief Judge, MATHESON, and PHILLIPS, Circuit Judges.
_________________________________
These matters are before the court on the respondent’s Petition for Panel
Rehearing or Rehearing En Banc. We also have responses from the petitioner and the
United Keetoowah Band of Cherokee Indians, in addition to amici curiae briefs from the
United States and The Muscogee (Creek) Nation. We also have several motions pending
seeking to file additional amici curiae briefs.
Upon consideration, the request for panel rehearing is denied by the original panel
members. For clarification, however, the panel has decided, sua sponte, to amend the
original decision at pages 49-50. A copy of the amended decision is attached to this
order, and the clerk is directed to reissue the opinion nunc pro tunc to the original filing
date of August 8, 2017. In addition, Chief Judge Tymkovich has filed a concurrence to
the denial of rehearing, and that concurrence is likewise attached.
The Petition, the responses, the amici filings and the amended opinion were also
circulated to all the judges of the court in regular active service who are not recused. See
Fed. R. App. P. 35(a). As no judge on the original panel or the en banc court requested
that a poll be called the request for en banc review is denied.
Finally, the motions filed by the Oklahoma Independent Petroleum Association,
the Oklahoma Municipal League, and the Oklahoma Oil and Gas Association, et al.,
seeking leave to file amici curiae briefs are granted. Those briefs will be shown filed as
of the date of this order.
Entered for the Court
ELISABETH A. SHUMAKER, Clerk
2
Nos. 07-7068 & 15-7041, Murphy v. Royal
TYMKOVICH, Chief Judge, concurring in the denial of rehearing en banc.
En banc review is not appropriate when, as here, a panel opinion faithfully
applies Supreme Court precedent. An en banc court would necessarily reach the
same result, since Supreme Court precedent precludes any other outcome. I write
only to suggest this case might benefit from further attention by the Supreme
Court.
As the panel opinion explains, the three-part framework of Solem v.
Bartlett,
465 U.S. 463 (1984), governs evaluating whether Congress has
disestablished an Indian reservation. But strictly applying Solem’s three-part
framework in this context, which strongly suggests de facto disestablishment,
evokes “the thud of square pegs being pounded into round holes.” Parents
Involved in Cmty. Sch. v. Seattle Sch. Dist. No. 1,
426 F.3d 1162, 1193 (9th Cir.
2005) (Kozinski, J., concurring), rev’d and remanded,
551 U.S. 701 (2007), and
vacated,
498 F.3d 1059 (9th Cir. 2007).
In 1893, Congress created the Dawes Commission to negotiate with the
Creek Nation for the express purpose of extinguishing national title to lands held
by the Creek Nation, preferably through allotment. Act of Mar. 3, 1893, § 16, 27
Stat. 212 at 645. The Creek Nation refused to negotiate, so Congress began
imposing restrictions. Over the following five years, Congress destroyed the
Creek legal system and threatened to terminate Creek land ownership unless the
tribe agreed to allotment. Faced with this threat, the Creek Nation agreed to
allotment in 1901. Most land owned by the Creek Nation was then allotted to
individual members of the tribe. Murphy v. Royal,
866 F.3d 1164, 1201–02 (10th
Cir. 2017).
The parties hotly dispute the inferences to be drawn from the history of the
Creek Nation. I am not without sympathy for Oklahoma’s argument that
Congress’s series of actions here effectively constitute disestablishment, but the
panel properly rejected that argument: Solem is clear that “[o]nce a block of land
is set aside for an Indian Reservation and no matter what happens to the title of
individual plots within the area, the entire block retains its reservation status until
Congress explicitly indicates
otherwise.” 465 U.S. at 470 (emphasis added); see
also
Murphy, 866 F.3d at 1219 (explaining that allotment alone cannot terminate a
reservation under Supreme Court precedent).
Supreme Court precedent thus requires that evidence of intent to
disestablish be “unequivocal[].” Nebraska v. Parker,
136 S. Ct. 1072, 1080–81
(2016). History, however, is not always well suited to provide the unequivocal
evidence of disestablishment that Solem requires. Sometimes history is
ambiguous, making it impossible to decide between competing narratives.
Historians have been debating the Fall of Rome for millennia. Sometimes there
will be unequivocal evidence one way or another. But sometimes not. When
confronted with contemporaneous history that is far from unequivocal, Solem
gives the edge to the tribes.
-2-
Solem itself recognized that “[w]here non-Indian settlers flooded into the
opened portion of a reservation and the area has long since lost its Indian
character . . . de facto, if not de jure, diminishment may have
occurred.” 465
U.S. at 471. But, the Solem Court continued, this recognition only extends so far:
“When both an act and its legislative history fail to provide substantial and
compelling evidence of a congressional intention to diminish Indian lands, we are
bound by our traditional solicitude for the Indian tribes to rule that diminishment
did not take place and that the old reservation boundaries survived the opening.”
Id. at 472. And Parker confirmed this approach. See
Murphy, 866 F.3d at 1198
(discussing how Parker illustrates the significance Solem places in statutory text,
even in the face of strong subsequent demographic evidence).
This case may present the high-water mark of de facto disestablishment: the
boundaries of the Creek Reservation outlined by the panel opinion encompass a
substantial non-Indian population, including much of the city of Tulsa; and
Oklahoma claims the decision will have dramatic consequences for taxation,
regulation, and law enforcement. The panel faithfully applied Supreme Court
precedent holding that such “demographic evidence [cannot] overcome the
absence of statutory text disestablishing the Creek Reservation.”
Murphy, 866
F.3d at 1232. But this may be the rare case where the Supreme Court wishes to
enhance Steps Two and Three of Solem if it can be persuaded that the square peg
of Solem is ill suited for the round hole of Oklahoma statehood. As Justice
-3-
Cardozo wrote, “[e]xtraordinary situations may not wisely or fairly be subjected
to tests or regulations that are fitting for the commonplace or normal.” Pokora v.
Wabash Ry. Co.,
292 U.S. 98, 105–06 (1934).
In sum, this challenging and interesting case makes a good candidate for
Supreme Court review.
-4-
FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS August 8, 2017
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
PATRICK DWAYNE MURPHY,
Petitioner - Appellant,
v. No. 07-7068 & 15-7041
TERRY ROYAL, Warden, Oklahoma
State Penitentiary,
Respondent - Appellee.
------------------------------
MUSCOGEE (CREEK) NATION;
SEMINOLE NATION OF OKLAHOMA;
UNITED KEETOOWAH BAND OF
CHEROKEE INDIANS IN OKLAHOMA,
Amici Curiae.
_________________________________
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF OKLAHOMA
(D.C. Nos. 6:03-CV-00443-RAW-KEW and 6:12-CV-00191-RAW-KEW)
_________________________________
Patti Palmer Ghezzi, Assistant Federal Public Defender (Randy A. Bauman and Michael
Lieberman, Assistant Federal Public Defenders, with her on the briefs), Office of the
Federal Public Defender, Oklahoma City, Oklahoma, appearing for Appellant.
Jennifer L. Crabb, Assistant Attorney General (E. Scott Pruitt, Attorney General, and
Jared B. Haines, Assistant Attorney General, with her on the brief), Office of the
Attorney General for the State of Oklahoma, Oklahoma City, Oklahoma, appearing for
Appellee.
David A. Giampetroni, Kanji & Katzen, PLLC, Ann Arbor, Michigan (Kevin Dellinger,
Attorney General, and Lindsay Dowell, Assistant Attorney General, Muscogee (Creek)
Nation, Okmulgee, Oklahoma; D. Michael McBride III, Attorney General, and Christina
Vaughn, Assistant Attorney General, Seminole Nation of Oklahoma, Crowe & Dunlevy,
Tulsa, Oklahoma; and Philip H. Tinker and Riyaz A. Kanji, Kanji & Katzen, Ann Arbor,
Michigan, with him on the briefs), appearing for amici Muscogee (Creek) Nation and
Seminole Nation of Oklahoma.
Klint A. Cowan, Fellers, Snider, Blankenship, Bailey & Tippens, P.C., Oklahoma City,
Oklahoma, appearing for amicus United Keetoowah Band of Cherokee Indians in
Oklahoma.
_________________________________
Before TYMKOVICH, Chief Judge, MATHESON, and PHILLIPS, Circuit Judges.
_________________________________
MATHESON, Circuit Judge.
_________________________________
- ii -
TABLE OF CONTENTS
I. BACKGROUND ........................................................................................................... 2
A. Factual History .......................................................................................................... 3
B. Procedural History ..................................................................................................... 5
1. Trial ....................................................................................................................... 5
2. Direct appeal ......................................................................................................... 6
3. First Application for State Post-Conviction Relief ............................................... 6
4. Filing of First Application for Federal Habeas Relief .......................................... 7
5. Second Application for State Post-Conviction Relief .......................................... 8
a. Evidentiary hearing ................................................................................... 9
b. Appeal to the OCCA ............................................................................... 11
c. Atkins trial and appeal ............................................................................. 14
6. Federal District Court Proceedings on First Federal Habeas Application .......... 14
7. First Appeal to the Tenth Circuit (No. 07-7068) ................................................ 16
8. Second Application for Federal Habeas Relief ................................................... 16
9. This Consolidated Appeal ................................................................................... 16
II. LEGAL BACKGROUND ........................................................................................... 17
A. Standard of Review ................................................................................................. 17
1. The Parties’ Dispute ............................................................................................ 18
2. The AEDPA Standard ......................................................................................... 19
a. Overview ................................................................................................. 20
b. The “contrary to” clause .......................................................................... 21
B. Indian Country Jurisdiction ..................................................................................... 23
1. Reservations ........................................................................................................ 23
2. The Major Crimes Act ........................................................................................ 24
3. Indian Country .................................................................................................... 27
4. Reservation Disestablishment and Diminishment .............................................. 29
a. Presumption against disestablishment and diminishment ........................ 30
b. The policy of allotment ........................................................................... 32
- iii -
c. Solem factors ........................................................................................... 34
III. DISCUSSION ............................................................................................................. 37
A. Clearly Established Federal Law ............................................................................. 37
1. Solem—Clearly Established Law in 2005 .......................................................... 38
2. The State’s Arguments ........................................................................................ 40
B. The OCCA Decision—Contrary to Clearly Established Federal Law .................... 41
1. The OCCA’s Merits Decision ............................................................................. 42
2. The OCCA’s Decision Was Contrary to Solem .................................................. 46
a. No citation to Solem ................................................................................ 46
b. Failure to apply Solem ............................................................................. 47
c. The State’s arguments ............................................................................. 49
C. Exclusive Federal Jurisdiction ................................................................................. 51
1. Additional Legal Background ............................................................................. 53
a. Supreme Court authority ......................................................................... 53
b. Tenth Circuit authority ............................................................................ 56
2. Additional Factual Background—Creek Nation History .................................... 58
a. Original homeland and forced relocation ................................................. 59
b. Nineteenth century diminishment ............................................................ 60
c. 1867 Constitution and government .......................................................... 61
d. Early congressional regulation of modern-day Oklahoma ....................... 62
e. The push for allotment............................................................................. 62
f. Allotment and aftermath .......................................................................... 64
g. Creation of Oklahoma ............................................................................. 66
h. Away from allotment ............................................................................... 66
i. Public Law 280 ........................................................................................ 67
j. A new Creek Constitution ....................................................................... 68
k. Our decision in Indian Country, U.S.A. ................................................... 69
3. Applying Solem ................................................................................................... 70
a. Step One: Statutory Text ......................................................................... 70
- iv -
i. The statutes .......................................................................................... 73
1) Act of March 3, 1893, ch. 209, 27 Stat. 612 (“1893 Act”) .............. 73
2) Act of June 10, 1896, ch. 398, 29 Stat. 321 (“1896 Act”) ............... 75
3) Act of June 7, 1897, ch. 3, 30 Stat. 62 (“1897 Act”) ....................... 75
4) “Curtis Act,” ch. 517, 30 Stat. 495 (June 28, 1898)......................... 76
5) “Original Allotment Agreement,” ch. 676, 31 Stat. 861 (March 1,
1901) ............................................................................................... 77
a) Allotment .................................................................................... 77
b) Town sites ................................................................................... 80
c) Lands reserved for tribal purposes .............................................. 81
d) Future governance ....................................................................... 81
6) “Supplemental Allotment Agreement,” ch. 1323, 32 Stat. 500 (June
30, 1902) ......................................................................................... 84
7) “Five Tribes Act,” ch. 1876, 34 Stat. 137, April 26, 1906 ............... 85
8) “Oklahoma Enabling Act,” ch. 3335, 34 Stat. 267 (June 16, 1906) . 89
ii. Analysis ............................................................................................... 90
1) No hallmarks of disestablishment or diminishment ......................... 91
2) Signs Congress continued to recognize the Reservation .................. 95
3) The State’s title and governance arguments .................................... 97
a) Title ............................................................................................ 98
b) Governance ................................................................................. 99
b. Step Two: Contemporary Historical Evidence ....................................... 101
i. The State’s evidence ........................................................................... 103
1) 1892 Senate debate ........................................................................ 104
2) 1894 Senate committee report ....................................................... 105
3) Other sources ................................................................................ 107
ii. Mr. Murphy’s and the Creek Nation’s evidence ................................. 108
1) 1894 Dawes Commission records .................................................. 108
2) 1895 Dawes letter .......................................................................... 108
-v-
3) 1900 Attorney General opinion ..................................................... 109
4) Post-allotment evidence ................................................................ 110
iii. Analysis ............................................................................................. 112
c. Step Three: Later History ..................................................................... 113
i. Treatment of the area .......................................................................... 114
1) Congress ....................................................................................... 114
2) Executive ...................................................................................... 117
3) Federal courts ................................................................................ 118
4) Oklahoma ...................................................................................... 120
5) Creek Nation ................................................................................. 123
ii. Demographics .................................................................................... 124
iii. Step-three concluding comment ......................................................... 125
IV. CONCLUSION ......................................................................................................... 126
- vi -
Patrick Dwayne Murphy asserts he was tried in the wrong court. He
challenges the jurisdiction of the Oklahoma state court in which he was convicted of
murder and sentenced to death. He contends he should have been tried in federal
court because he is an Indian and the offense occurred in Indian country. We agree
and remand to the district court to issue a writ of habeas corpus vacating his
conviction and sentence.
The question of whether the state court had jurisdiction is straightforward but
reaching an answer is not. We must navigate the law of (1) federal habeas corpus review
of state court decisions, (2) Indian country jurisdiction generally, (3) Indian reservations
specifically, and (4) how a reservation can be disestablished or diminished. Our
discussion on each of these topics reaches the following conclusions.
First, we assume that a federal habeas court must give deference to a state court’s
determination that it had jurisdiction. Nonetheless, in this case, the Oklahoma court
applied a rule that was contrary to clearly established Supreme Court law. We must
apply the correct law.
Second, when an Indian is charged with committing a murder in Indian country,
he or she must be tried in federal court. Mr. Murphy is a member of the Muscogee
(Creek) Nation. Because the homicide charged against him was committed in Indian
country, the Oklahoma state courts lacked jurisdiction to try him.
Third, Congress has defined Indian country broadly to include three categories of
areas: (a) Indian reservations, (b) dependent Indian communities, and (c) Indian
allotments. See 18 U.S.C. § 1151. The reservation clause concerns us here. All land
-1-
within the borders of an Indian reservation—regardless of whether the tribe, individual
Indians, or non-Indians hold title to a given tract of land—is Indian country unless
Congress has disestablished the reservation or diminished its borders.
Fourth, only Congress may disestablish or diminish an Indian reservation.
Applying the Supreme Court’s test to determine whether Congress has done so as to the
Creek Reservation, we conclude it has not.
Mr. Murphy and the State agree that the offense in this case occurred within the
Creek Reservation if Congress has not disestablished it. We conclude the Reservation
remains intact and therefore the crime was committed in Indian country. Mr. Murphy, a
Creek citizen, should have been charged and tried in federal court.1
I. BACKGROUND
We begin with the facts of the crime as presented by the Oklahoma Court of
Criminal Appeals (“OCCA”).2 We then discuss the procedural journey Mr. Murphy’s
case has traveled.
1
Mr. Murphy raises eight issues in this appeal. Because we resolve his first
issue by concluding the state courts lacked jurisdiction over this case, we do not
address his other seven issues.
2
See 28 U.S.C. § 2254(e)(1) (providing federal habeas court must presume
state court’s factual determinations are correct); see also Al-Yousif v. Trani,
779 F.3d
1173, 1181 (10th Cir. 2015) (“The presumption of correctness also applies to factual
findings made by a state court of review based on the trial record.” (quotations
omitted)).
-2-
A. Factual History
In August 1999, Mr. Murphy lived with Patsy Jacobs. Murphy v. State,
47
P.3d 876, 879 (Okla. Crim. App. 2002). Ms. Jacobs was previously in a relationship
with the victim in this case, George Jacobs, and had a child with him, George, Jr.
Id.
at 879-80. Mr. Murphy had an argument with her about Mr. Jacobs and said he was
“going to get” Mr. Jacobs and his family.
Id. at 879.
On August 28, 1999, Mr. Jacobs spent the day drinking with his cousin, Mark
Sumka.
Id. Around 9:30 p.m., Mr. Sumka was driving to a bar in Henryetta,
Oklahoma, with Mr. Jacobs passed out in the back seat.
Id. Mr. Murphy was driving
on the same road in the opposite direction with two passengers—Billy Long and
Kevin King.
Id. After the cars passed each other, they stopped.
Id. Mr. Murphy
backed up and told Mr. Sumka to turn off the car, but Mr. Sumka drove off.
Id.
Mr. Murphy and his passengers pursued and forced Mr. Sumka off Vernon
Road, which runs through an area that is “remarkably rural [and] heavily treed . . .
without any sort of improvement . . . except perhaps a rickety barbed wire fence.”
Murphy v. State,
124 P.3d 1198, 1206 (Okla. Crim. App. 2005); see
also 47 P.3d at
879.
Mr. Murphy exited the car and confronted Mr.
Sumka. 47 P.3d at 879. Mr.
Long and Mr. King began hitting Mr. Jacobs.
Id. at 880. Mr. Murphy approached
Mr. Jacobs, trading places with Mr. Long, who went over and hit Mr. Sumka.
Id. at
880. Mr. Sumka briefly ran off but came back about five minutes later.
Id.
-3-
When he did, he saw Mr. Murphy throw a folding knife into the woods, and he
saw Mr. Jacobs lying in a ditch along the road, barely breathing.
Id. Mr. Murphy
and his companions threatened to kill Mr. Sumka and his family if he said anything,
and Mr. King struck Mr. Sumka in the jaw.
Id.
Following Mr. Murphy’s instructions, Mr. Sumka left the scene with the other
men.
Id. During the car ride away, they told Mr. Sumka they had cut Mr. Jacobs’s
throat and chest and had severed his genitals.
Id. The group later went to Mr. King’s
home, where Mr. Jacobs’s son, George, Jr., was staying, in an apparent attempt to kill
him.
Id. Mr. King’s mother intervened and “thwarted [their] plan.”
Id. Mr. King
went inside, and the rest of the group left.
Id.
A passerby found Mr. Jacobs in the ditch with his face bloodied and slashes
across his chest and stomach.
Id. His genitals had been cut off and his throat slit.
Id. According to a state criminalist, Mr. Jacobs had been dragged off the road after
his genitals were severed.
Id. His neck and chest had been cut on the side of the
road, where he bled to death over the course of four to twelve minutes, though it may
have taken longer.
Id.
After Mr. Murphy returned home and confessed to Ms. Jacobs, he was
arrested.
Id. The State of Oklahoma charged him with Mr. Jacobs’s murder and
sought the death penalty.
-4-
B. Procedural History
A jury convicted Mr. Murphy of murder in Oklahoma state court and imposed the
death penalty. His appeal and post-conviction proceedings have since moved through the
Oklahoma and federal courts as recounted below.
Although the overall history of Mr. Murphy’s case is complex, the history of the
jurisdictional claim we resolve here can be succinctly summarized. After Mr. Murphy’s
conviction and death sentence were affirmed on direct appeal, he applied for state post-
conviction relief in 2004, arguing the Oklahoma state courts had lacked jurisdiction to try
him. The OCCA ordered an evidentiary hearing. Following the hearing, the state district
court concluded Oklahoma’s jurisdiction was proper because the crime did not occur in
Indian country. The OCCA affirmed that conclusion in 2005. Mr. Murphy then sought
federal habeas relief, but the federal district court denied relief in 2007. Mr. Murphy now
appeals.
In the interest of thoroughness, and because Mr. Murphy’s case has until now
proceeded in a disjointed fashion, we provide a complete procedural history below.
1. Trial
In 2000, a jury in McIntosh County, Oklahoma, convicted Mr. Murphy of first
degree murder under Okla. Stat. tit. 21 § 701.7(A) (1999). In the penalty phase, the jury
found aggravating circumstances supported the death penalty.
Murphy, 47 P.3d at 879.
In accordance with the jury’s verdict, the trial court imposed a death sentence.
Id.
-5-
2. Direct appeal
Mr. Murphy raised a variety of trial issues in a direct appeal to the OCCA. On
May 22, 2002, the OCCA affirmed his conviction.
Id. at 888. The court also performed
a statutorily mandated sentencing review in which the court considered the aggravating
circumstances in light of the mitigating evidence, including Mr. Murphy’s “mild mental
retardation,” and concluded his death sentence was “factually substantiated and
appropriate.”
Id. at 887-88.3
3. First Application for State Post-Conviction Relief
On February 7, 2002, while his direct appeal was pending in the OCCA, Mr.
Murphy filed his first application for state post-conviction relief. See Murphy v. State,
54
P.3d 556, 560 (Okla. Crim. App. 2002). He asked that his application be held in
abeyance,
id. at 566, until the Supreme Court decided its then-pending case of Atkins v.
Virginia,
536 U.S. 304 (2002), which addressed whether the Eighth Amendment
prohibits the execution of “mentally retarded persons,”
id. at 306.
On June 20, 2002, about a month after the OCCA affirmed on direct appeal, the
Supreme Court held in Atkins that the Eighth Amendment “places a substantive
restriction on the State’s power to take the life of a mentally retarded offender.”
Id. at
321 (quotations omitted). Atkins “[left] to the States the task of developing appropriate
ways to enforce the constitutional restriction.”
Id. at 317 (brackets and quotations
omitted).
3
On April 21, 2003, the U.S. Supreme Court denied Mr. Murphy’s petition for a
writ of certiorari. See Murphy v. Oklahoma,
538 U.S. 985 (2003).
-6-
On September 4, 2002, the OCCA denied relief on all of the issues Mr. Murphy
had raised in his first application for state post-conviction relief except his Atkins
claim.
54 P.3d at 570. The OCCA used Mr. Murphy’s case to adopt new, post-Atkins
procedures to shield “mentally retarded” persons from execution. See
id. at 567-69.
These procedures, the OCCA explained, would govern “until such time” as the Oklahoma
legislature enacted an alternative framework.
Id. at 568. The OCCA remanded to the
state district court “for an evidentiary hearing on the sole issue of [Mr. Murphy’s] claim
of mental retardation in accordance with” the OCCA’s newly announced procedures.
Id.
at 570.
On remand, the state district court concluded Mr. Murphy “had not raised
sufficient evidence to create a fact question on the issue of mental retardation.” Murphy
v. State,
66 P.3d 456, 458 (Okla. Crim. App. 2003). On March 21, 2003, the OCCA
ruled this conclusion was “not clearly erroneous” and affirmed Mr. Murphy’s death
sentence.
Id. at 458, 461.
4. Filing of First Application for Federal Habeas Relief
On March 5, 2004, Mr. Murphy filed a federal habeas application under 28 U.S.C.
§ 2254 asserting 13 grounds for relief.
On August 30, 2004, the U.S. District Court for the Eastern District of Oklahoma
concluded Mr. Murphy’s application contained some claims that had not been exhausted
in Oklahoma state court. The federal district court directed Mr. Murphy to drop his
unexhausted claims.
-7-
On September 10, 2004, Mr. Murphy did so by filing an amended application
containing eight claims, all of which were exhausted. His amended application remained
pending in the federal district court while he pursued additional relief in state court.4
5. Second Application for State Post-Conviction Relief
On March 29, 2004—shortly after he filed his original federal habeas
application—Mr. Murphy returned to state court and filed a second application for post-
conviction relief to exhaust claims he had dropped from his federal habeas application.
His second application for state post-conviction relief alleged:
1. Oklahoma lacked jurisdiction because the Major Crimes Act gives the
federal government exclusive jurisdiction to prosecute murders committed
by Indians in Indian country.5
2. The OCCA’s earlier denial of a jury trial on the issue of his “mental
retardation” had violated his constitutional rights.
3. Oklahoma’s lethal injection protocol violated the Eighth Amendment.
4
The same day he filed his amended application, Mr. Murphy launched a
short-lived appeal. He sought our review of the district court’s order denying his
request to stay the federal proceedings while he pursued his unexhausted claims in
state court. Another panel of this court dismissed the appeal for lack of jurisdiction.
See Murphy v. Mullin, No. 04-7094 (10th Cir. Dec. 16, 2004).
5
In Oklahoma, “issues of subject matter jurisdiction are never waived and can
therefore be raised on a collateral appeal.” Wallace v. State,
935 P.2d 366, 372 (Okla.
Crim. App. 1997); see also Triplet v. Franklin, 365 F. App’x 86, 95 (10th Cir. 2010)
(unpublished) (recognizing that, in Oklahoma, issues of subject matter jurisdiction are not
waivable and can be raised for the first time in collateral proceedings); Wackerly v. State,
237 P.3d 795, 797 (Okla. Crim. App. 2010) (considering jurisdictional claim that crime
occurred on federal land raised in prisoner’s second application for post-conviction
relief); Magnan v. State,
207 P.3d 397, 402 (Okla. Crim. App. 2009) (considering Indian
country jurisdictional challenge and explaining subject matter jurisdiction may be
challenged at any time).
-8-
See
Murphy, 124 P.3d at 1200, 1208-09. The OCCA ordered an evidentiary hearing on
the jurisdictional claim.
Id. at 1199.6
a. Evidentiary hearing
The state district court held a one-day evidentiary hearing.
Id. at 1201. Mr.
Murphy argued Oklahoma lacked jurisdiction because the crime occurred in Indian
country and 18 U.S.C. § 1153 provides for exclusive federal jurisdiction over murders
committed by Indians in Indian country.7 The parties agreed that Mr. Murphy and Mr.
Jacobs, both members of the Muscogee (Creek) Nation, were Indians, but they disputed
whether the crime occurred in Indian country, a term defined in 18 U.S.C. § 1151:
6
The OCCA ordered that the hearing answer the following six questions:
(1) Where exactly did the crime occur?
(2) Who “owns” title to the property upon which the crime occurred?
(3) If some or all of the crime occurred on an easement, how does
that factor into the ownership question?
(4) How much of the crime occurred, if any, on an easement?
(5) Did the crime occur in “Indian County,” as defined by 18 U.S.C.
§ 1151?
(6) Is jurisdiction over the crime exclusively
federal?
124 P.3d at 1201 n.3 (paragraph breaks added).
7
“Any Indian who commits against the person or property of another Indian or
other person any of the following offenses, namely, murder . . . within the Indian
country, shall be subject to the same law and penalties as all other persons
committing any of the above offenses, within the exclusive jurisdiction of the United
States.” 18 U.S.C. § 1153(a).
-9-
[T]he term “Indian country” . . . means
(a) all land within the limits of any Indian reservation under the jurisdiction
of the United States Government, notwithstanding the issuance of any
patent, and, including rights-of-way running through the reservation,
(b) all dependent Indian communities within the borders of the United
States whether within the original or subsequently acquired territory
thereof, and whether within or without the limits of a state, and
(c) all Indian allotments, the Indian titles to which have not been
extinguished, including rights-of-way running through the same.
18 U.S.C. § 1151 (paragraph breaks added). An area qualifies as Indian country if it fits
within any of these three categories. Mr. Murphy argued the crime occurred in Indian
country under all three categories.8
In December 2004, the state district court concluded state jurisdiction was proper
because the crime had occurred on state land.
See 124 P.3d at 1200, 1202. The court,
however, addressed only one of Mr. Murphy’s three theories.
Id. at 1207. It concluded
the land was not an Indian allotment under § 1151(c), but it failed to address whether the
location was (a) part of the Creek Reservation or (b) part of a dependent Indian
community. See
id. (noting the state district court failed to address these questions
although the OCCA had “clearly asked” it to do so). Although the state district court
viewed these matters as outside the scope of the evidentiary hearing, it allowed Mr.
8
In this appeal, however, he argues the location of the crime qualifies under
the reservation clause of subsection (a) and the allotment clause of subsection (c).
Because we agree with him that the crime occurred on an Indian reservation, we do
not reach his allotment argument.
- 10 -
Murphy to make an offer of proof on his other two theories. Id.9 The court ultimately
ruled the State’s exercise of criminal jurisdiction was proper and denied relief.
Id. at
1202.
b. Appeal to the OCCA
Mr. Murphy appealed to the OCCA. On December 7, 2005, the OCCA denied
relief on his jurisdictional and Eighth Amendment claims but granted limited relief on the
Atkins claim. See
id. at 1209.
On the jurisdictional issue, the OCCA found the record did not support some
of the state district court’s determinations, but it affirmed the ultimate determination
that Oklahoma’s jurisdiction was proper.
Id. at 1201-08. The OCCA accepted the
state district court’s findings regarding where the crime unfolded, but it rejected the
court’s conclusion that Oklahoma owned the road and the ditch abutting it.
Id. at
1202. Rather, the OCCA concluded, Oklahoma’s “interest in the area in question is
in the nature of an easement or right-of way.”
Id. The Creek Nation had long owned
9
On the reservation question that concerns us here, Mr. Murphy argued:
[T]he homicide occurred within the boundaries of the Creek Nation,
which qualifies as Indian county because of its status as a reservation
under federal jurisdiction. Unlike some other tribes, the Creek treaty
lands were not disestablished or diminished by the acts of allotment and
other federal legislation adopted in the early 20th century. As of 1999,
the entirety of the historic Creek Nation lands thus remained Indian
country, regardless of non-Indian ownership of particular tracts within
those boundaries.
Def. Tr. Br. at 12 (filed Nov. 16, 2004), State Post-Conviction Record, OCCA Case
No. PCD-2004-321, Vol. 1 at 66 (citing Solem v. Bartlett,
465 U.S. 463 (1984)).
- 11 -
the land in question when, under a statute enacted in 1902, Oklahoma received the
right to build a public highway.
Id. at 1203. Tracing the history of the specific tract
where the crime occurred, the OCCA concluded it had passed in the early twentieth
century from the Creek Nation to Lizzie Smith, a member of the Creek Nation, and
that all interest in the land—except for a restricted 1/12 mineral interest—had since
been conveyed to non-Indians. See
id. at 1204-06. The OCCA concluded this Indian
interest was insufficient to qualify the land as an Indian allotment under § 1151(c):
“A fractional interest in an unobservable mineral interest is insufficient contact with
the situs in question to deprive the State of Oklahoma of criminal jurisdiction.”
Id. at
1206.10
The OCCA criticized the state district court for not addressing whether the crime
was committed within the Creek Reservation or within a dependent Indian community,
but it concluded the error was harmless because Mr. Murphy had been afforded a chance
“to make an extended offer of proof.”
Id. at 1207. The OCCA said that the evidence,
had it been admitted, was “insufficient” to show “that the tract in question qualifies as a
reservation or dependent Indian community.”
Id.
With respect to the reservation theory, the OCCA acknowledged our decision in
Indian Country, U.S.A., Inc. v. Oklahoma ex rel. Oklahoma Tax Commission,
829 F.2d
967 (10th Cir. 1987), cert. denied,
487 U.S. 1218 (1988), where we recognized the Creek
10
We discuss the OCCA’s decision regarding Mr. Murphy’s allotment theory
under § 1151(c) because it forms part of the procedural history of this case, but we
offer no comment on the merits of the OCCA’s decision on this front. Our opinion is
limited to the reservation question under § 1151(a).
- 12 -
Reservation still exists but reserved the question whether its 1866 boundaries remain
intact, 829 F.2d at 975-76.
See 124 P.3d at 1207-08 (discussing Indian Country, U.S.A.).
The OCCA stated: “If the federal courts remain undecided on this particular issue, we
refuse to step in and make such a finding here.”
Id. at 1208.11
As for the two non-jurisdictional issues Mr. Murphy raised in his second post-
conviction application, the OCCA granted limited relief on one and denied relief on the
other. First, it reversed course on the Atkins issue and found Mr. Murphy had provided
sufficient evidence to create a factual question for a jury on his “mental retardation
claim.”
Id. It therefore ordered the case remanded.
Id. Second, the OCCA ruled Mr.
Murphy had waived his Eighth Amendment challenge to Oklahoma’s lethal injection
protocol by failing to raise it earlier.
Id. at 1209.
In summary, the OCCA rejected the jurisdictional challenge and the Eighth
Amendment claim, but it remanded for a jury trial on Mr. Murphy’s Atkins claim.12
11
The OCCA also rejected the dependent Indian community theory under
§ 1151(b).
See 124 P.3d at 1208. That ruling is not before us because Mr. Murphy
now raises only the allotment and reservation theories.
12
Mr. Murphy petitioned the U.S. Supreme Court for certiorari on two aspects of
the OCCA’s jurisdictional decision: (1) whether Oklahoma lacked jurisdiction because
the crime occurred on a restricted Indian allotment under § 1151(c) and (2) whether
Oklahoma lacked jurisdiction because the crime occurred within the limits of an Indian
reservation under § 1151(a). The Supreme Court called for the views of the United
States, and the Solicitor General filed a brief arguing the Court should deny Mr.
Murphy’s petition because the OCCA had correctly determined that the crime was not
within the exclusive jurisdiction of the federal government. See Brief for the United
States as Amicus Curiae, Murphy v. Oklahoma, No. 05-10787,
2007 WL 1319320, at *4.
The Supreme Court denied Mr. Murphy’s petition for certiorari without comment.
Murphy v. Oklahoma,
551 U.S. 1102 (2007).
- 13 -
c. Atkins trial and appeal
Following a September 2009 trial in the state district court, a jury in McIntosh
County rejected Mr. Murphy’s claim of “mental retardation.” Murphy v. State,
281 P.3d
1283, 1287 (Okla. Crim. App. 2012) (discussing jury trial). But the trial judge declared a
mistrial based on an error of state law and reset the case for a new trial. Id.13
Before the re-trial, the State moved to terminate further proceedings. A state
statute had supplanted the OCCA’s Atkins procedures and provided that no defendant
who received an intelligence quotient (“I.Q.”) score of 76 or above could “be considered
mentally retarded.” Okla. Stat. tit. 21 § 701.10b(C); see
also 281 P.3d at 1287-89.
Because Mr. Murphy had received an I.Q. score of 80 on one test and 82 on another, the
trial court granted the State’s motion and terminated proceedings on January 27,
2011.
281 P.3d at 1288.
Mr. Murphy appealed and raised four propositions of error to the OCCA.
Id. at
1287. On April 5, 2012, the OCCA ruled the district court had properly relied on the new
state law.
Id. at 1289. The OCCA rejected all of Mr. Murphy’s claims, thus concluding
proceedings on the second post-conviction application.
Id. at 1294.
6. Federal District Court Proceedings on First Federal Habeas Application
On December 28, 2005, after the OCCA rejected his jurisdictional and Eighth
Amendment claims but before the conclusion of the Atkins proceedings, Mr. Murphy
13
The court declared a mistrial because neither side had been afforded its full
complement of peremptory challenges—a structural error under Oklahoma law at the
time.
See 281 P.3d at 1287 & n.1.
- 14 -
moved to amend his federal habeas application. The district court granted the motion and
allowed Mr. Murphy to add two newly exhausted claims: (1) the challenge to
Oklahoma’s jurisdiction, and (2) the Eighth Amendment lethal-injection challenge.
These two claims were added to Mr. Murphy’s eight previously exhausted federal claims,
which were still pending.
On August 1, 2007, the district court entered an opinion and order denying all ten
claims in Mr. Murphy’s habeas application. Murphy v. Sirmons,
497 F. Supp. 2d 1257,
1294-95 (E.D. Okla. 2007).
On the jurisdictional claim, Mr. Murphy argued the crime had occurred in Indian
country under just two theories: (1) the land was part of the Creek Reservation under
§ 1151(a) and (2) the land was an Indian allotment under § 1151(c).
Id. at 1288.
Applying the Antiterrorism and Effective Death Penalty Act (“AEDPA”), 28 U.S.C.
§ 2254(d), the district court ruled that the OCCA’s decisions against Mr. Murphy on
these theories were neither contrary to nor an unreasonable application of clearly
established federal law.
See 497 F. Supp. 2d at 1286-92.
The district court rejected Mr. Murphy’s other claims but granted him three
certificates of appealability (“COAs”)14 to challenge his counsel’s effectiveness, one of
the death-eligibility aggravating circumstances, and the trial court’s failure to define life
without parole for the jury.
14
“[A] prisoner who was denied habeas relief in the district court must first
seek and obtain a COA from a circuit justice or judge” before an appeal can be heard.
Miller-El v. Cockrell,
537 U.S. 322, 335-36 (2003); see 28 U.S.C. § 2253(c).
- 15 -
7. First Appeal to the Tenth Circuit (No. 07-7068)
Mr. Murphy appealed to this court. On November 16, 2007, we abated the appeal
to await resolution of Mr. Murphy’s then-pending Atkins claim in Oklahoma state court.
8. Second Application for Federal Habeas Relief
On April 26, 2012, following the OCCA’s final denial of his Atkins claim, Mr.
Murphy filed a second § 2254 application in the Eastern District of Oklahoma that
challenged the OCCA’s resolution of the Atkins issue.15 The district court denied relief.
Murphy v. Trammell, No. CIV-12-191-RAW-KEW,
2015 WL 2094548, at *13 (E.D.
Okla. May 5, 2015) (unpublished).
9. This Consolidated Appeal
Mr. Murphy sought to appeal from the district court’s denial of relief on his
second § 2254 habeas application. We consolidated that appeal (No. 15-7041) with his
appeal from the denial of his first habeas application (No. 07-7068) to form this case.
Mr. Murphy raises eight issues. Because he obtained COAs for each one,16 our
jurisdiction is proper under 28 U.S.C. § 2253(a), (c)(1)(A).
15
The district court treated the application as second and successive and
transferred it to this court. We concluded that at least a portion of Mr. Murphy’s Atkins
challenge could proceed and ordered a partial remand. In re Murphy, No. 12-7055, at 2
(10th Cir. Nov. 1, 2012) (unpublished order).
16
The district court granted Mr. Murphy three COAs and we granted five more.
The district court granted COAs for Mr. Murphy’s arguments regarding: (1) ineffective
assistance of counsel, (2) the “heinous, atrocious, or cruel” aggravating circumstance, and
(3) the trial court’s failure to define “life without parole” for the jury. In June 2015, we
ordered Mr. Murphy to file a motion for additional COAs across both appeals. We
granted COAs for his claims regarding: (1) victim-impact statements, (2) Oklahoma’s
Continued . . .
- 16 -
As to one of the issues—whether Oklahoma or the federal government had
jurisdiction over the murder case—we granted the motion of the Muscogee (Creek)
Nation and the Seminole Nation of Oklahoma to file a joint amici brief.17 We likewise
permitted the United Keetoowah Band of Cherokee Indians in Oklahoma to file an
amicus brief. The Tribes also participated at oral argument.
II. LEGAL BACKGROUND
We conclude the crime occurred on the Creek Reservation and therefore the
Oklahoma courts lacked jurisdiction. This section addresses the law applicable to the
jurisdictional issue. We begin with (A) our standard of review and then address (B) the
substantive law of Indian country jurisdiction.
A. Standard of Review
The parties disagree over the standard of review that should apply to Mr.
Murphy’s jurisdictional claim. The State contends AEDPA’s deferential standard should
apply. Mr. Murphy disagrees and argues we should review his claim de novo. We begin
by discussing this disagreement, but we choose not to resolve it because Mr. Murphy
jurisdiction, (3) the district court’s refusal to stay and abate proceedings on his first
federal habeas application, (4) Oklahoma’s procedural handling of his Atkins claim, and
(5) cumulative error. Murphy v. Warrior, Nos. 07-7068 & 15-7041, at 1-2 (10th Cir. Jan.
6, 2016) (unpublished order). All eight issues are properly before us in this appeal, but
our resolution of the jurisdictional claim obviates the need to address the other seven
issues.
17
Because this case concerns the Creek Reservation, we refer to the Tribes’
joint brief with the shorthand “Creek Nation Br.”
- 17 -
prevails even under AEDPA review. Because we assume the AEDPA standard applies,
we then go on to describe it.
1. The Parties’ Dispute
As we discuss in greater detail below, AEDPA generally requires federal habeas
courts to defer to state court decisions. Mr. Murphy argues AEDPA does not apply
when, as here, a state court denies a defendant’s challenge to the state court’s subject
matter jurisdiction. AEDPA deference, he maintains, “presupposes” the state court had
jurisdiction to decide a given claim in the first place. Aplt. Br. at 26. Because the
question of Indian country jurisdiction implicates tribal and federal sovereignty interests,
he also contends that federal courts, unconstrained by AEDPA, must make the final
determination over the jurisdictional issue. And he argues that applying AEDPA to
jurisdictional claims would pose separation-of-powers and other constitutional problems.
The State responds that nothing in AEDPA says subject matter jurisdiction claims
should be reviewed de novo. It notes Mr. Murphy has failed to cite a case in support of
his view that AEDPA does not apply to jurisdictional questions. It argues Mr. Murphy
has waived any argument against AEDPA’s application because he supported the district
court’s application of AEDPA below. The State also disputes his constitutional
arguments.
We need not decide whether this issue is waivable, whether Mr. Murphy has
waived it here, or even whether AEDPA is the appropriate standard. We choose to
assume without deciding that AEDPA applies.
- 18 -
We took this approach in Magnan v. Trammell,
719 F.3d 1159 (10th Cir. 2013).
Both sides agree Magnan left open the question of whether AEDPA applies to Indian
country jurisdictional claims. Magnan concerned an Indian defendant whom an
Oklahoma state court had sentenced to death.
Id. at 1160-61. The defendant challenged
the state court’s jurisdiction.
Id. at 1163. We assumed without deciding that AEDPA
applied and concluded that, even under AEDPA’s deferential standard, the OCCA had
erred in concluding Oklahoma had jurisdiction over the case.
Id. at 1160-61, 1164.18 We
held the crime occurred in Indian country, making jurisdiction exclusively federal. We
ordered Mr. Magnan released from state custody without resolving the “difficult
question” of whether AEDPA constrains federal court review of a state court’s
jurisdictional ruling regarding Indian country.
Id. at 1164, 1176-77.19 As in Magnan, we
can assume without deciding that AEDPA applies because Mr. Murphy is entitled to
relief even under that formidable standard of review.
2. The AEDPA Standard
We first discuss AEDPA’s general framework and then focus on the statute’s
“contrary to” clause because that provision guides our analysis.
18
See also Yellowbear v. Att’y Gen. of Wyo., 380 F. App’x 740, 743 (10th Cir.
2010) (unpublished) (leaving open the question of whether AEDPA applies and
concluding on federal habeas review of state murder case that Wyoming Supreme
Court’s ruling on Indian reservation issue in favor of state jurisdiction should be
affirmed regardless of whether de novo or AEDPA standard applied).
19
Mr. Magnan was later convicted in federal court of three counts of murder in
Indian country. We affirmed his convictions. See United States v. Magnan, __ F.3d
__, No. 16-7043,
2017 WL 3082157, at *1, *4 (10th Cir. July 20, 2017).
- 19 -
a. Overview
“AEDPA erects a formidable barrier to federal habeas relief for prisoners whose
claims have been adjudicated in state court.” Burt v. Titlow,
134 S. Ct. 10, 16 (2013).
When a state court adjudicates a claim on the merits, AEDPA prohibits federal courts
from granting habeas relief unless the state court’s adjudication of the claim:
(1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the
Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination
of the facts in light of the evidence presented in the State court
proceeding.
28 U.S.C. § 2254(d)(1)-(2). “If this standard is difficult to meet, that is because it was
meant to be.” Harrington v. Richter,
562 U.S. 86, 102 (2011).20
Section 2254(d) provides three ways to overcome AEDPA deference. Two appear
in § 2254(d)(1), which provides that a state prisoner can qualify for habeas relief by
showing a state court decision was (1) “contrary to” or (2) “involved an unreasonable
application of” federal law that was clearly established by the Supreme Court. 28 U.S.C.
§ 2254(d)(1); see Bell v. Cone,
535 U.S. 685, 694 (2002) (explaining the “contrary to”
and “unreasonable application” clauses each carry “independent meaning”). The third
way, in § 2254(d)(2), requires a state prisoner to show that a state court decision was
20
AEDPA concerns federal court deference to the decisions of state courts. Our
review of the federal district court’s application of AEDPA is de novo. See Frost v.
Pryor,
749 F.3d 1212, 1223 (10th Cir. 2014) (“[W]e review the district court’s legal
analysis of the state court decision de novo and its factual findings, if any, for clear
error.” (quotations omitted)).
- 20 -
based on an unreasonable factual determination. See 28 U.S.C. § 2254(d)(2). Thus,
“[e]ach of AEDPA’s three prongs—contrary to clearly established federal law,
unreasonable application of clearly established federal law, and unreasonable
determination of the facts—presents an independent inquiry.” Budder v. Addison,
851
F.3d 1047, 1051 (10th Cir. 2017).
Mr. Murphy makes arguments based on all three, but because we need apply
only § 2254(d)(1)’s “contrary to” provision to resolve this case, we restrict our
discussion to that clause.
b. The “contrary to” clause
When a state court adjudicates a prisoner’s federal claim on the merits, review
under § 2254(d)(1)’s “contrary to” clause proceeds in three steps.
First, we must decide whether there is clearly established federal law that
applies to the claim. See House v. Hatch,
527 F.3d 1010, 1015 (10th Cir. 2008)
(“Whether the law is clearly established is the threshold question under
§ 2254(d)(1).”). In discerning what law is “clearly established,” we must look only
to the decisions of the Supreme Court, see Parker v. Matthews,
567 U.S. 37, 48-49
(2012) (per curiam) (explaining circuit precedent “cannot form the basis for habeas
relief under AEDPA”), and we must “measure state-court decisions against [the
Supreme] Court’s precedents as of the time the state court renders its decision,”
- 21 -
Greene v. Fisher,
565 U.S. 34, 38 (2011) (emphasis and quotations omitted).21
Within this set of cases, “‘clearly established Federal law’ for purposes of
§ 2254(d)(1) includes only the holdings, as opposed to the dicta, of [the Supreme]
Court’s decisions.” White v. Woodall,
134 S. Ct. 1697, 1702 (2014) (brackets and
quotations omitted).
Second, if we can identify clearly established law, we then must assess whether
the state court’s decision was “contrary to” that law. See 28 U.S.C. § 2254(d)(1); see
also
House, 527 F.3d at 1018. “The word ‘contrary’ is commonly understood to mean
‘diametrically different,’ ‘opposite in character or nature,’ or ‘mutually opposed.’”
Williams v. Taylor,
529 U.S. 362, 405 (2000) (controlling opinion of O’Connor, J.)
(quoting Webster’s Third New International Dictionary 495 (1976)). A state court
decision violates the “contrary to” clause if it “applies a rule that contradicts the
governing law set forth in [the Supreme Court’s] cases.”
Id. If the state court identifies
and applies “the correct legal rule,” its decision will not be “contrary to” federal law, but
the state court’s application of the correct rule can still be evaluated under § 2254(d)(1)’s
“unreasonable application” clause.
Id. at 406.
Third, if the state court rendered a decision that was “contrary to” clearly
established Supreme Court precedent by applying the wrong legal test, we do not
necessarily grant relief; rather, we review the claim applying the correct law. Put
21
Similarly, “review under § 2254(d)(1) is limited to the record that was
before the state court that adjudicated the claim on the merits.” Cullen v. Pinholster,
563 U.S. 170, 181 (2011).
- 22 -
differently, “it is . . . a necessary prerequisite to federal habeas relief that a prisoner
satisfy the AEDPA standard of review,” but habeas relief does not “automatically issue if
a prisoner satisfies the AEDPA standard.” Horn v. Banks,
536 U.S. 266, 272 (2002). By
showing the state court decision was “contrary to” clearly established federal law, the
prisoner surmounts AEDPA, and the federal habeas court “must then resolve the claim
without the deference AEDPA otherwise requires.” Panetti v. Quarterman,
551 U.S.
930, 953 (2007); see also
Williams, 529 U.S. at 406 (explaining that if “the state-court
decision falls within” the “contrary to” clause, “a federal court will be unconstrained by
§ 2254(d)(1)”); Milton v. Miller,
744 F.3d 660, 670-71 (10th Cir. 2014) (concluding
OCCA’s decision was “contrary to” clearly established federal standard and reviewing
claim de novo).
As previously mentioned, we choose to assume that AEDPA supplies our standard
of review and now turn to the substantive law governing Indian country jurisdiction.
B. Indian Country Jurisdiction
Understanding the Indian country jurisdiction issue in this case requires
background knowledge about (1) reservations, (2) the Major Crimes Act, (3) the
meaning of “Indian country,” and (4) how a reservation can be disestablished or
diminished. We address these topics below.
1. Reservations
The federal government began creating Indian reservations during the
nineteenth century. See Felix S. Cohen’s Handbook of Federal Indian Law 60 (Nell
Jessup Newton ed., 2012) [hereinafter “Cohen”]. “During the 1850s, the modern
- 23 -
meaning of Indian reservation emerged, referring to land set aside under federal
protection for the residence or use of tribal Indians, regardless of origin.”
Id. at 190-
91. “[T]he term [‘Indian reservation’] has come to describe federally-protected
Indian tribal lands, meaning those lands which Congress has set apart for tribal and
federal jurisdiction.” Indian Country,
U.S.A., 829 F.2d at 973 (citation and
quotations omitted). As we explain further below, the term “Indian country” includes
not only reservations but other lands as well.
2. The Major Crimes Act
The Major Crimes Act is the jurisdictional statute at the heart of this case. It
applies to enumerated crimes committed by Indians in “Indian country.” When the Major
Crimes Act applies, jurisdiction is exclusively federal. See Negonsott v. Samuels,
507
U.S. 99, 103 (1993) (“[F]ederal jurisdiction over the offenses covered by the Indian
Major Crimes Act is exclusive of state jurisdiction.” (quotations omitted)); United States
v. Sands,
968 F.2d 1058, 1062 (10th Cir. 1992) (“The State of Oklahoma does not have
jurisdiction over a criminal offense committed by one Creek Indian against another in
Indian country.”); Cravatt v. State,
825 P.2d 277, 279 (Okla. Crim. App. 1992) (“[Q]uite
simply the State of Oklahoma does not have jurisdiction over crimes committed by or
against an Indian in Indian Country.” (quotations omitted)). “The policy of leaving
Indians free from state jurisdiction and control is deeply rooted in the Nation’s history.”
Rice v. Olson,
324 U.S. 786, 789 (1945) (citing Worcester v. Georgia, 31 U.S. (6 Pet.)
515 (1832)).
The current version of the Major Crimes Act provides in relevant part:
- 24 -
Any Indian who commits against the person or property of another Indian
or other person any of the following offenses, namely, murder . . . within
the Indian country, shall be subject to the same law and penalties as all
other persons committing any of the above offenses, within the exclusive
jurisdiction of the United States.
18 U.S.C. § 1153(a). If the Major Crimes Act applies to an Indian defendant, he or she
“shall be tried in the same courts and in the same manner as are all other persons
committing such offense within the exclusive jurisdiction of the United States.” 18
U.S.C. § 3242.
The parties agree that Mr. Murphy and Mr. Jacobs, both members of the Creek
Nation, qualify as Indians for purposes of the Major Crimes Act.
See 124 P.3d at 1200;
see also Aplt. Br. at 20; Aplee. Br. at 11.22 Murder is among the Act’s enumerated
offenses. See 18 U.S.C. § 1153(a). The dispute centers on whether the crime occurred in
Indian country, in particular on the Creek Reservation. Before we discuss the meaning of
Indian country, we provide the following history of the Major Crimes Act because it aids
our analysis.
In Ex parte Crow Dog,
109 U.S. 556 (1883), the Supreme Court held that federal
and territorial courts lacked jurisdiction to try an Indian for the murder of another Indian
committed in Indian country.
Id. at 572. In response, Congress passed the Major Crimes
Act in 1885. See Act of Mar. 3, 1885, ch. 341, § 9, 23 Stat. 362, 385; Keeble v. United
22
Whether the Major Crimes Act applies does not depend on whether the
victim is an Indian. See 18 U.S.C. § 1153(a) (reaching crimes against an Indian “or
other person”).
- 25 -
States,
412 U.S. 205, 209-10 (1973) (discussing Ex parte Crow Dog and legislative
response). As originally enacted, the Major Crimes Act provided:
[A]ll Indians, committing against the person or property of another Indian
or other person any of the following crimes, namely, murder . . . within any
Territory of the United States, and either within or without an Indian
reservation, shall be subject therefor to the laws of such Territory relating
to said crimes . . . ; and all such Indians committing any of the above
crimes against the person or property of another Indian or other person
within the boundaries of any State of the United States, and within the
limits of any Indian reservation, shall be subject to the same laws, tried in
the same courts and in the same manner, and subject to the same penalties
as are all other persons committing any of the above crimes within the
exclusive jurisdiction of the United States.
§ 9, 23 Stat. at 385. Thus, unlike the current law, which applies in “Indian country,” the
original Act applied to crimes committed in federal territories and “within the boundaries
of any State of the United States, and within the limits of any Indian reservation.”
Id.
(emphasis added); see also United States v. Kagama,
118 U.S. 375, 377-78, 383-85
(1886) (discussing original Act and upholding its constitutionality).
In cases decided in the late nineteenth and early twentieth centuries, the
Supreme Court explained that the Major Crimes Act applied to crimes committed
within the boundaries of Indian reservations regardless of the ownership of the
particular land on which the crimes were committed. See United States v. Celestine,
215 U.S. 278, 284-87 (1909); United States v. Thomas,
151 U.S. 577, 585-86 (1894).
The Court explained in Celestine that reservation status depends on the boundaries
Congress draws, not on who owns the land inside the reservation’s boundaries:
“[W]hen Congress has once established a reservation, all tracts included within it
remain a part of the reservation until separated therefrom by Congress.” 215 U.S. at
- 26 -
285. This understanding of reservations has continued. See Solem v. Bartlett,
465
U.S. 463, 470 (1984) (“Once a block of land is set aside for an Indian Reservation
and no matter what happens to the title of individual plots within the area, the entire
block retains its reservation status until Congress explicitly indicates otherwise.”
(citing
Celestine, 215 U.S. at 285)).
3. Indian Country
In 1948, Congress amended the Major Crimes Act and codified the definition
of “Indian country.” See Act of June 25, 1948, ch. 645, 62 Stat. 683, 757; see also
Alaska v. Native Village of Venetie Tribal Gov’t,
522 U.S. 520, 528-30 (1998)
(discussing term’s case-law origins); Cohen at 189-90 (discussing codification).
Within the definition, Congress included the boundaries-based concept of
reservations that had developed in the case law under the Major Crimes Act.23 Under
18 U.S.C. § 1151, “Indian country” means:
(a) all land within the limits of any Indian reservation under the jurisdiction
of the United States Government, notwithstanding the issuance of any
patent, and, including rights-of-way running through the reservation,
(b) all dependent Indian communities within the borders of the United
States whether within the original or subsequently acquired territory
thereof, and whether within or without the limits of a state, and
(c) all Indian allotments, the Indian titles to which have not been
extinguished, including rights-of-way running through the same.
23
Before the 1948 codification, Congress in 1932 had also provided that the
Major Crimes Act would apply to enumerated crimes committed by Indians “on and
within any Indian reservation under the jurisdiction of the United States Government,
including rights of way running through the reservation.” Act of June 28, 1932, 47
Stat. 336, 337.
- 27 -
18 U.S.C. § 1151 (paragraph breaks added).24 If an area qualifies under any of these
definitions, it is Indian country. See Okla. Tax Comm’n v. Sac & Fox Nation,
508
U.S. 114, 123 (1993) (“Congress has defined Indian country broadly to include
formal and informal reservations, dependent Indian communities, and Indian
allotments, whether restricted or held in trust by the United States.”); see also Indian
Country,
U.S.A., 829 F.2d at 973 (“A formal designation of Indian lands as a
‘reservation’ is not required for them to have Indian country status.”).
Id.
At the same time Congress enacted this definition of Indian country, it also
amended the Major Crimes Act so that it would apply in Indian country as defined in
the statute. See 62 Stat. at 758. Thus, the Major Crimes Act now applies in all of
Indian country, see 18 U.S.C. § 1153(a), not only reservation land.
Within § 1151’s definition of Indian country, the § 1151(a) reservation clause
concerns us here. Congress provided that “Indian country” includes “all land within
the limits of any Indian reservation under the jurisdiction of the United States
Government, notwithstanding the issuance of any patent, and, including rights-of-
way running through the reservation.” 18 U.S.C. § 1151(a) (emphasis added). Thus,
land within the boundaries of an Indian reservation is in “Indian country.”
24
“Indian country” carries a different meaning for certain laws relating to
intoxicants. See 18 U.S.C. §§ 1154, 1156; see also 18 U.S.C. § 1151 (defining
“Indian country” “[e]xcept as otherwise provided in sections 1154 and 1156 of this
title”). These exceptions are not relevant here.
- 28 -
The Supreme Court confirmed this understanding in Seymour v.
Superintendent of Washington State Penitentiary,
368 U.S. 351 (1962). In that case,
an Indian sought federal habeas relief after being convicted in Washington state court
of burglary, one of the Major Crimes Act’s enumerated offenses. See 18 U.S.C.
§ 1153(a); see also
Seymour, 368 U.S. at 352 n.2. He argued the United States had
exclusive jurisdiction because the crime occurred within an Indian reservation and
therefore within Indian country.
See 368 U.S. at 352-54. The State of Washington
argued that even though the crime occurred on land within the reservation’s borders,
the particular parcel was owned by a non-Indian. See
id. at 357. Ruling for the
Indian petitioner, the Supreme Court said Congress’s definition of Indian country in
§ 1151(a) “squarely put to rest” this argument.
Id. “Since the burglary with which
[the defendant] was charged occurred on property plainly located within the limits of
[the] reservation, the courts of Washington had no jurisdiction to try him for that
offense.”
Id. at 359. Under § 1151(a), therefore, all lands within the boundaries of a
reservation have Indian country status.
4. Reservation Disestablishment and Diminishment
Only Congress can disestablish or diminish a reservation.25 In Lone Wolf v.
Hitchcock,
187 U.S. 553 (1903), the Supreme Court said Congress has the power to
25
The terms “disestablished” and “diminished” “have at times been used
interchangeably,” but “disestablishment generally refers to the relatively rare
elimination of a reservation while diminishment commonly refers to the reduction in
size of a reservation.” Yankton Sioux Tribe v. Gaffey,
188 F.3d 1010, 1017 (8th Cir.
1999). Here, the State argues Congress disestablished the Creek Reservation.
- 29 -
unilaterally abrogate treaties made with Indian tribes.
Id. at 566. “Congress
possesses plenary power over Indian affairs, including the power to modify or
eliminate tribal rights.” South Dakota v. Yankton Sioux Tribe,
522 U.S. 329, 343
(1998). This includes the power to eliminate or reduce a reservation against a tribe’s
wishes and without its consent. See
Solem, 465 U.S. at 470 n.11 (explaining the Lone
Wolf Court “decided that Congress could diminish reservations unilaterally”).
Because “only Congress can alter the terms of an Indian treaty by diminishing a
reservation,” the Supreme Court has said the “touchstone” of whether a reservation’s
boundaries have been altered is congressional purpose. Yankton Sioux
Tribe, 522
U.S. at 343; see also Rosebud Sioux Tribe v. Kneip,
430 U.S. 584, 588 n.4 (1977)
(“The focus of our inquiry is congressional intent.”).
Having recognized Congress’s power to disestablish and diminish Indian
reservations, the Supreme Court also has developed a framework to determine
whether Congress has exercised its power with respect to a given reservation. We
next discuss (a) the presumption against disestablishment and diminishment, (b)
Congress’s pursuit of a policy called allotment and its relationship to reservation
borders, and (c) the Supreme Court’s three-part Solem test for determining whether
Congress has altered a reservation’s boundaries.
a. Presumption against disestablishment and diminishment
Courts do not lightly infer that Congress has exercised its power to disestablish
or diminish a reservation. See DeCoteau v. Dist. Cty. Court for the Tenth Judicial
Dist.,
420 U.S. 425, 444 (1975) (“[The Supreme] Court does not lightly conclude that
- 30 -
an Indian reservation has been terminated.”). Indeed, the Supreme Court has said
courts must approach these issues with a “presumption” that Congress did not intend
to disestablish or diminish a reservation.
Solem, 465 U.S. at 481; see also Absentee
Shawnee Tribe v. Kansas,
862 F.2d 1415, 1417 (10th Cir. 1988) (“With regard to acts
of Congress subsequent to the establishment of the reservation, the courts adopt an
interpretational policy against diminishing an Indian reservation.”).26 Congress can
do so, but its intent “must be ‘clear and plain.’” Yankton Sioux
Tribe, 522 U.S. at
343 (quoting United States v. Dion,
476 U.S. 734, 738-39 (1986)); see also
Solem,
465 U.S. at 470 (explaining Congress must “clearly evince an intent to change
boundaries before diminishment will be found” (quotations omitted));
id. at 476
(discussing a statute’s lack of “explicit expression of congressional intent to
diminish” and finding reservation preserved);
DeCoteau, 420 U.S. at 444 (“[The
Supreme Court] requires that the congressional determination to terminate . . . be
expressed on the face of the Act or be clear from the surrounding circumstances and
legislative history.” (ellipsis in original) (quotations omitted)).
26
The presumption against reservation disestablishment and diminishment
accords with the general principle that an intent “to abrogate or modify a treaty is not
to be lightly imputed to the Congress.” Menominee Tribe of Indians v. United States,
391 U.S. 404, 413 (1968) (quotations omitted); see also South Dakota v. Bourland,
508 U.S. 679, 687 (1993).
- 31 -
b. The policy of allotment
The Supreme Court’s test, discussed below, for determining whether Congress
intended to disestablish or diminish a reservation developed after Congress pursued a
policy known as allotment.
Following decades of setting aside “large sections of the western States and
Territories . . . for Indian reservations,” Congress in the late nineteenth century
adopted “the view that the Indians tribes should abandon their nomadic lives on the
communal reservations and settle into an agrarian economy on privately-owned
parcels of land.”
Solem, 465 U.S. at 466.27 This policy involved Congress dividing,
or “allotting,” communal Indian lands into individualized parcels for private
ownership by tribal members. Not incidentally, the policy also “open[ed] up
unallotted lands for non-Indian settlement,” allowing these “surplus” lands to be sold
to non-Indians.
Id. at 467. Laws designed “to force Indians onto individual
allotments carved out of reservations and to open up unallotted lands for non-Indian
settlement” are often referred to as “surplus land acts.”
Id.
Allotment on its own does not disestablish or diminish a reservation. See
Mattz v. Arnett,
412 U.S. 481, 497 (1973) (explaining allotment can be “completely
consistent with continued reservation status”). But Congress, in passing surplus land
27
Or, as the Supreme Court described the policy at the time, “Of late years a
new policy has found expression in the legislation of Congress,[] a policy which
looks to the breaking up of tribal relations, the establishing of the separate Indians in
individual homes . . . .” In re Heff,
197 U.S. 488, 499 (1905), overruled in part by
United States v. Nice,
241 U.S. 591, 601 (1916).
- 32 -
acts, has altered the boundaries of some reservations. See
Solem, 465 U.S. at 469
(“[S]ome surplus land acts diminished reservations, and other surplus land acts did
not.” (citations omitted)).
Congress pursued the allotment policy on a national scale in the 1887 General
Allotment Act. See Act of Feb. 8, 1887, ch. 119, 24 Stat. 388.28 That law, however,
did not affect all Indian tribes and reservations. The Creek Nation was not included
in the General Allotment Act. See § 8, 24 Stat. at 391. By the early twentieth
century, “Congress was dealing with the surplus land question on a reservation-by-
reservation basis, with each surplus land act employing its own statutory language,
the product of a unique set of tribal negotiation and legislative compromise.”
Solem,
465 U.S. at 467.
During the allotment era, Congress “anticipated the imminent demise” of
reservations.
Id. at 468; see also
id. (“[M]embers of Congress voting on the surplus
land acts believed to a man that within a short time—within a generation at most—
the Indian tribes would enter traditional American society and the reservation system
would cease to exist.”); see also Yankton Sioux
Tribe, 522 U.S. at 343 (explaining
Congress “assumed that the reservation system would fade over time”).
28
The policy of the General Allotment Act, the Supreme Court has said, “was
to continue the reservation system and the trust status of Indian lands, but to allot
tracts to individual Indians for agriculture and grazing. When all the lands had been
allotted and the trust expired, the reservation could be abolished.”
Mattz, 412 U.S. at
496.
- 33 -
The Supreme Court has said this general hostility to reservations and Indian
communal life does not establish that a particular reservation was disestablished:
Although the Congresses that passed the surplus land acts
anticipated the imminent demise of the reservation and, in fact, passed
the acts partially to facilitate the process, we have never been willing to
extrapolate from this expectation a specific congressional purpose of
diminishing reservations with the passage of every surplus land act.
Rather, it is settled law that some surplus land acts diminished
reservations, and other surplus land acts did not.
Solem, 465 U.S. at 468-69 (citations omitted); see also Pittsburg & Midway Coal
Mining Co. v. Yazzie,
909 F.2d 1387, 1395 (10th Cir. 1990) (explaining
congressional belief “that all reservations would be temporary is irrelevant in
determining whether the boundaries of a specific reservation were being diminished
by the language of a given statute”). Whether there was “a specific congressional
purpose” to disestablish or diminish a particular reservation “depends on the
language of the act and the circumstances underlying its passage.”
Solem, 465 U.S.
at 469. To distinguish congressional acts that changed a reservation’s borders from
those “that simply offered non-Indians the opportunity to purchase land within
established reservation boundaries,” the Supreme Court has developed a three-part
framework.
Id. at 470.
c. Solem factors
In Solem v. Bartlett, a member of the Cheyenne River Sioux Tribe sought
habeas relief after a state court in South Dakota convicted him of attempted rape.
Id.
at 465; see also
id. at 465 n.2 (explaining offense fell within Major Crimes Act). The
defendant argued the state court lacked jurisdiction because the crime occurred on the
- 34 -
reservation.
Id. The Supreme Court developed and applied its three-part framework
to assess whether the reservation had been diminished. See
id. at 470-80. It
concluded the reservation had not been diminished and granted habeas relief because
the federal government had exclusive jurisdiction.
Id. at 481. Solem’s three factors
are as follows:
First, Solem instructs courts to examine the text of the statute purportedly
disestablishing or diminishing the reservation. Statutory language is “[t]he most
probative evidence of congressional intent.”
Id. at 470. “Explicit reference to
cession or other language evidencing the present and total surrender of all tribal
interests strongly suggests that Congress meant to divest from the reservation all
unallotted opened lands.”
Id. When such language is combined with language
committing Congress to compensate the tribe for its land with a fixed sum,
Congress’s intent to diminish a reservation is especially clear.
Id. at 470-71. No
“particular form of words,” however, is necessary to diminish a reservation.
Hagen v. Utah,
510 U.S. 399, 411 (1994).
Second, Solem requires courts to consider “events surrounding the passage” of
the
statute. 465 U.S. at 471. Even when the statutory language “would otherwise
suggest reservation boundaries remained unchanged,” the Court has been willing to
find that Congress altered the borders if evidence at step two “unequivocally
reveal[s] a widely-held, contemporaneous understanding that the affected reservation
would shrink as a result of the proposed legislation.”
Id. Step-two contemporary
- 35 -
historical evidence includes “the manner in which the transaction was negotiated with
the tribes . . . and the tenor of legislative reports presented to Congress.”
Id.
Third, Solem considers, though “[t]o a lesser extent,” “events that occurred
after the passage” of the relevant statute.
Id. This evidence can include “Congress’s
own treatment of the affected areas” as well as “the manner in which the Bureau of
Indian Affairs and local judicial authorities dealt with unallotted open lands.”
Id.
Later demographic history—evidence of “who actually moved onto opened
reservation lands”—also offers a “clue as to what Congress expected would happen
once land on a particular reservation was opened to non-Indian settlers.”
Id. at 471-
72.
In conducting this three-part inquiry, “[t]here are . . . limits to how far” courts
can “go to decipher Congress’s intention in any particular surplus land act.”
Id. at
472. “Throughout the inquiry,” courts must “resolve any ambiguities in favor of the
Indians” and remember that disestablishment and diminishment are not to be lightly
found.
Hagen, 510 U.S. at 411. The “rule by which legal ambiguities are resolved to
the benefit of the Indians” is applied to its “broadest possible scope” in
disestablishment and diminishment cases.
DeCoteau, 420 U.S. at 447. Absent
“substantial and compelling evidence” courts are “bound by . . . traditional solicitude
for the Indian tribes” to conclude “that the old reservation boundaries survived.”
Solem, 465 U.S. at 472.
- 36 -
* * * *
Having addressed AEDPA, the substantive law of Indian country jurisdiction,
and reservation disestablishment and diminishment, we turn now to our analysis.
III. DISCUSSION
Our analysis addresses three issues:
(A) Whether there was clearly established federal law as determined by the
Supreme Court when the OCCA addressed Mr. Murphy’s jurisdictional claim. We
conclude the Solem framework constituted clearly established law.
(B) Whether the OCCA rendered a decision contrary to this clearly established law
when it resolved Mr. Murphy’s jurisdictional claim. We conclude that it did because the
OCCA failed to apply the Solem framework and took an approach incompatible with it.
(C) Whether the federal government has exclusive jurisdiction over Mr. Murphy’s
case. We conclude that it does because, under the Solem framework, Congress has not
disestablished the Creek Reservation.
Because the crime occurred in Indian country, Oklahoma lacked jurisdiction. We
therefore reverse the district court’s denial of habeas relief and remand with instructions
to grant Mr. Murphy’s application for a writ of habeas corpus under 28 U.S.C. § 2254.
A. Clearly Established Federal Law
Our first inquiry under § 2254(d)(1) is whether clearly established federal law
governed Mr. Murphy’s claim. See
House, 527 F.3d at 1015. The OCCA issued its
jurisdictional decision on December 7, 2005. See Murphy,
124 P.3d 1198. Our survey of
clearly established federal law is therefore limited to decisions of the Supreme Court
- 37 -
before that date. See 28 U.S.C. § 2254(d)(1);
Greene, 565 U.S. at 38. We conclude the
three-part Solem framework supplied the OCCA with clearly established federal law to
decide Mr. Murphy’s claim.
1. Solem—Clearly Established Law in 2005
The Supreme Court decided Solem in 1984, more than two decades before the
OCCA decided Mr. Murphy’s case. Even in 1984, the Solem Court recognized the three-
part framework it applied was not a new development in the law. The Solem Court
explained its precedent had already “established a fairly clean analytical structure” for
deciding whether Congress altered a reservation’s
borders. 465 U.S. at 470. The Court’s
pre-Solem decisions relied on the factors discussed in Solem to assess reservation
disestablishment and diminishment. See Rosebud Sioux
Tribe, 430 U.S. at 587
(reservation diminished);
DeCoteau, 420 U.S. at 427-28 (reservation disestablished);
Mattz, 412 U.S. at 505 (reservation not disestablished);
Seymour, 368 U.S. at 359
(reservation not disestablished); see also Navajo Tribe of Indians v. New Mexico,
809
F.2d 1455, 1476 n.30 (10th Cir. 1987) (“Although the Tribe refers to Solem as
‘significant new authority,’ Solem is rather one of a line of cases construing the
dimensions of ‘Indian country.’” (citation omitted)).
Between 1984 when Solem was decided and 2005 when the OCCA issued its
decision in Mr. Murphy’s case, the Supreme Court did nothing to call Solem into doubt.
Rather, it reaffirmed Solem’s three-part framework and applied it to other reservations in
the 1990s. See Yankton Sioux
Tribe, 522 U.S. at 333, 344 (discussing three factors and
concluding reservation was diminished);
Hagen, 510 U.S. at 410-11, 421 (concluding
- 38 -
Congress diminished reservation and explaining Solem directs courts “to look to three
factors”).
In the years before the OCCA’s decision, federal appeals courts, including this
court, recognized Solem provided the governing framework. See, e.g., Shawnee Tribe v.
United States,
423 F.3d 1204, 1221 (10th Cir. 2005) (discussing Solem and explaining
that “we look to three factors to determine whether a reservation’s boundaries have been
altered”); United States v. Webb,
219 F.3d 1127, 1131 (9th Cir. 2000) (identifying Solem
as “well established Supreme Court precedent”); Yankton Sioux Tribe v. Gaffey,
188 F.3d
1010, 1022-23 (8th Cir. 1999) (explaining Solem provides “the standard rules of
interpretation”);
Yazzie, 909 F.2d at 1395 (“The current analytic structure has been
summarized in Solem.”). So did state high courts. See, e.g., State v. Greger,
559 N.W.2d
854, 860-61 (S.D. 1997) (explaining Hagen retained Solem’s “traditional approach to
diminishment questions”); State v. Davids,
534 N.W.2d 70, 72 (Wis. 1995) (noting Solem
Court “identif[ied] the governing principles of diminishment”); State v. Perank,
858 P.2d
927, 935-36 (Utah 1992) (reciting Solem framework as governing law).
The Supreme Court has recognized that a legal framework for evaluating a
given type of claim can constitute clearly established law under § 2254(d)(1). For
example, the Court’s decision in Strickland v. Washington,
466 U.S. 668 (1984),
announced a two-part test for evaluating claims of ineffective assistance of counsel,
see
id. at 687 (discussing performance and prejudice), and the Court has since said
this framework constitutes clearly established law,
Williams, 529 U.S. at 391
(controlling opinion of Stevens, J.) (“It is past question that the rule set forth in
- 39 -
Strickland qualifies as ‘clearly established Federal law, as determined by the
Supreme Court of the United States.’” (quoting 28 U.S.C. § 2254(d)(1))). Although
claims of lawyer ineffectiveness are each unique and require fact-intensive analysis,
Strickland’s framework still applies, and the variety of fact patterns “obviates neither
the clarity of the rule nor the extent to which the rule must be seen as ‘established’ by
[the Supreme] Court.”
Id.
We conclude Solem’s three-part framework for evaluating whether Congress has
disestablished or diminished an Indian reservation was clearly established when the
OCCA rendered its decision. The State’s arguments to the contrary miss the mark.
2. The State’s Arguments
The State acknowledges the Supreme Court has applied the Solem framework to
“surplus land acts, which provided for the sale of large areas of land for white
settlement,” but it argues that, with respect to the Creek Nation, Congress allotted almost
all of the Reservation to tribal members. Aplee. Br. at 46-47. This point has nothing to
do with whether the Solem framework applies, though it does suggest Congress did not
intend to disestablish the Creek Reservation. The State offers no explanation for why the
proportion of land allotted to tribal members relative to the land opened to non-Indian
settlement makes a difference to whether Solem applies. In making its disestablishment
case, the State relies on statutes that allotted the Creek Reservation, and we discuss these
laws below. Those statutes, like the statute in Solem, “force[d] Indians onto individual
allotments carved out of [a] reservation[] and . . . open[ed] up unallotted lands for non-
Indian settlement.”
Solem, 465 U.S. at 467. Whether Congress disestablished the Creek
- 40 -
Reservation through those statutes is the kind of question the Solem framework was built
to answer.
The State also argues that Congress, in addition to allotting Creek lands, “took a
number of steps toward[] the complete abolition of the Creek Nation as a political entity.”
Aplee. Br. at 46; see also
id. at 47. Below, we consider the State’s arguments about
political dissolution as they relate to reservation disestablishment. But the State offers no
explanation or legal authority for why legislation dealing with a tribe’s political status
would make the Solem framework anything less than clear when it comes to reservation
disestablishment—the issue before us.
Despite its arguments that there is no clearly established law, the State’s brief
recognizes Solem is controlling. It defends the substantive correctness of the OCCA’s
decision by reference to Solem’s three-part test. Nowhere does the State argue that some
other legal framework applies.
* * * *
Because clearly established Supreme Court law governs Mr. Murphy’s Indian
country jurisdictional claim, we proceed to the next step of the § 2254(d)(1) inquiry:
whether the OCCA rendered a decision that was “contrary to” the Solem framework.
B. The OCCA Decision—Contrary to Clearly Established Federal Law
Before we address whether the OCCA’s decision was “contrary to” Solem, we
consider—and reject—Mr. Murphy’s threshold argument that the OCCA failed to
adjudicate his reservation claim on the merits. We then consider whether the OCCA’s
- 41 -
merits decision was “contrary to” the clearly established Solem framework discussed
above. We conclude it was.
1. The OCCA’s Merits Decision
The following is the entirety of the OCCA’s discussion of the jurisdictional issue
with respect to the Reservation:
The remaining issue, under proposition one, is whether or not the land in
question is part of a Creek Nation reservation that has never been
disestablished or is part of a dependent Indian community.[29]
Unfortunately, the District Court decided, based upon the Assistant District
Attorney’s urging, that these questions were beyond the scope of the
evidentiary hearing, even though we clearly asked the Court to determine if
the tract in question was Indian country under 18 U.S.C. § 1151.
Be that as it may, the error was alleviated when the District Court allowed
Petitioner’s[30] counsel to make an extended offer of proof regarding the
testimony and evidence that would have been presented on these two
questions had that opportunity been given. Accordingly, we find the error
was harmless. Even if the evidence had been admitted, it is insufficient to
convince us that the tract in question qualifies as a reservation or dependent
Indian community.
Petitioner’s proffered expert, Monta Sharon Blackwell, stated by affidavit
that “[t]here was never a formal Creek Nation ‘reservation’ but for practical
purposes” certain treaty language was “tantamount to a reservation under
Federal law.” Thus, the “Creek Nation, historically and traditionally, is a
29
As already mentioned, Mr. Murphy pursued three theories for Indian country
jurisdiction before the OCCA. This part of the OCCA’s discussion addressing Mr.
Murphy’s reservation argument under § 1151(a) followed its rejection of his
allotment theory under § 1151(c). We omit the OCCA’s discussion of the
“dependent Indian community” theory under § 1151(b) because that issue is not
before us. And although Mr. Murphy again raises the allotment theory in this appeal,
we do not reach that issue because we agree with him that the crime occurred within
the Creek Reservation.
30
The OCCA referred to Mr. Murphy as “Petitioner.”
- 42 -
confederacy of autonomous tribal towns, or Talwa, each with its own
political organization and leadership.”[31]
Ms. Blackwell and Jeff Dell[32] both took the position that the historical
boundaries of the Creek Nation remained intact even after the various
Creek lands were subjected to the allotment process, but no case is cited for
the position that the individual Creek allotments remain part of an overall
Creek reservation that still exists today.18
18 It seems redundant, however, to treat lands as both a
reservation and an allotment. Section 1151 clearly makes a
distinction between the two.
The best authority on this point is Indian Country, U.S.A., Inc. v. State of
Oklahoma, 829 F.2d at 975, which treats the Creek Nation lands as a
“reservation” as of 1866.19 However, the Tenth Circuit declined to answer
the question of whether the exterior boundaries of the 1866 Creek Nation
have been disestablished and expressly refused to express an opinion in that
regard concerning allotted Creek lands. See
id. at 975 n. 3, 980 n. 5.
19 The case finds the term “reservation,” for purposes of
defining Indian country, “simply refers to those lands which
31
As part of his offer of his proof on the reservation issue, Mr. Murphy
submitted an affidavit from Ms. Blackwell, an attorney with more than two decades
of experience practicing Indian law with the U.S. Department of the Interior. See
Blackwell Aff. ¶¶ 3-4, State Post-Conviction Record, Vol. 1 at 151. Ms. Blackwell
stated the tract of land where the crime occurred “falls within the territorial
boundaries of the Muscogee (Creek) Nation.”
Id. ¶ 13. As the OCCA pointed out,
she stated “[t]here was never a formal Creek Nation ‘reservation’” because the Creek
Nation had “acquired the land at issue in this case through treaty with the United
States.”
Id. ¶ 14. But there is no dispute that the Creek Nation had a reservation; the
State agrees it was intact in 1900, see Aplee. Br. at 75 n.25. Rather, the dispute is
whether Congress has disestablished the Creek Reservation. In Ms. Blackwell’s
opinion, “[t]he exterior territorial boundaries of the Creek Nation were not altered”
by congressional acts around the turn of the twentieth century. Blackwell Aff. ¶ 21.
She concluded “the Muscogee (Creek) Nation has not been disestablished” and that
“regardless of title ownership as Indian or non-Indian, the [tract where the crime
occurred] is Indian country within the meaning of Federal Law.”
Id. ¶ 22.
32
Mr. Dell, “an Assistant Realty Officer for the Creek Nation, rendered a title
opinion on behalf of the
State.” 124 P.3d at 1203.
- 43 -
Congress intended to reserve for a tribe and over which
Congress intended primary jurisdiction to rest in the federal
and tribal
governments.” 829 F.2d at 973.
If the federal courts remain undecided on this particular issue, we refuse to
step in and make such a finding here.
Murphy, 124 P.3d at 1207-08 (paragraph numbers omitted).
Mr. Murphy, focusing mainly on the court’s last sentence, argues the OCCA
refused to adjudicate his reservation claim on the merits. The State maintains the OCCA
decided the reservation issue on the merits because it considered Mr. Murphy’s evidence,
found it insufficient, and denied relief.
Whether the OCCA adjudicated the jurisdictional claim “on the merits” as that
phrase is used in 28 U.S.C. § 2254(d) determines our standard of review. As discussed
above, we have chosen to assume (without deciding) that AEDPA applies to
jurisdictional claims of the type Mr. Murphy raises. But even when a type of claim can
qualify for AEDPA review, federal courts do not apply AEDPA deference when the state
court did not adjudicate the specific claim “on the merits.” See Cone v. Bell,
556 U.S.
449, 472 (2009); Stouffer v. Duckworth,
825 F.3d 1167, 1179 (10th Cir. 2016) (“[I]f the
state court did not decide the claim on the merits, the stringent principles of deference
under 28 U.S.C. § 2254 are inapplicable.” (quotations omitted)), cert. denied,
137 S. Ct.
1226 (2017). If the state court did not adjudicate the claim “on the merits,” there is no
decision to which the federal court can defer. See Stouffer v. Trammell,
738 F.3d 1205,
1213 (10th Cir. 2013) (explaining that, when AEDPA does not apply, “[w]e consider
legal questions de novo and factual findings, if any, for clear error”).
- 44 -
The Supreme Court has explained that a state court’s decision is “on the merits”
even when it denies the prisoner’s claim “without an accompanying statement of
reasons.”
Richter, 562 U.S. at 92. Indeed, “it may be presumed that the state court
adjudicated the claim on the merits in the absence of any indication or state-law
procedural principles to the contrary.”
Id. at 99 (emphasis added); see also Johnson v.
Williams,
133 S. Ct. 1088, 1091, 1094-96 (2013). Thus, outside of the “unusual
circumstances” when the presumption of a merits adjudication is rebutted,
Johnson, 133
S. Ct. at 1096, federal habeas relief is available to state prisoners only under the limited
circumstances stated in § 2254(d).
Although the OCCA’s opinion gives both sides something to draw on, we agree
with the State that the court rendered a merits decision.33 The OCCA remarked in
conclusion that it “refuse[d] to step
in,” 124 P.3d at 1208, but Mr. Murphy’s argument
ignores the rest of the OCCA’s discussion in which the court discussed his offer of proof
on the reservation issue and said his argument was unpersuasive. We do not read the
OCCA’s final sentence as a refusal to decide the reservation question at all but rather as a
refusal to decide it in Mr. Murphy’s favor. Even if Mr. Murphy’s reading is plausible,
ambiguity is insufficient to overcome the presumption that the OCCA’s adjudication was
on the merits. See
Richter, 562 U.S. at 92 (discussing presumption of merits
adjudication). Thus, because the OCCA’s adjudication of the reservation issue was on
the merits, AEDPA applies and Mr. Murphy cannot receive habeas relief without
33
Because we agree with the State, we need not address its alternative
contention that Mr. Murphy waived his merits-determination argument.
- 45 -
showing the OCCA’s decision meets the standard set out in § 2254(d). See Lay v. Royal,
860 F.3d 1307, 1317 (10th Cir. 2017) (“Because the OCCA addressed the merits . . . we
may only grant habeas relief if we find that the OCCA’s decision was contrary to . . .
settled federal law . . . .” (citation omitted)). We turn to that question next.
2. The OCCA’s Decision Was Contrary to Solem
Mr. Murphy argues that, if the OCCA decided the reservation jurisdiction issue, its
decision was “contrary to” clearly established Supreme Court authority. We agree.
a. No citation to Solem
Nowhere in its discussion of the reservation issue—nor anywhere else in its
opinion—did the OCCA cite Solem, Hagen, Yankton Sioux Tribe, or any of the Supreme
Court’s other Indian reservation disestablishment precedent.34 This failure to cite
governing law, however, does not on its own mark the OCCA decision as “contrary to”
that law. See Mitchell v. Esparza,
540 U.S. 12, 16 (2003) (per curiam) (“A state court’s
decision is not contrary to clearly established Federal law simply because the court did
not cite [the Supreme Court’s] opinions.” (alterations and quotations omitted)). State
courts can apply clearly established federal law without citing to it. See Early v. Packer,
537 U.S. 3, 8 (2002) (per curiam). Indeed, AEDPA “does not even require [state court]
awareness of [Supreme Court] cases, so long as neither the reasoning nor the result of the
state-court decision contradicts them.”
Id.
34
The OCCA included Rosebud Sioux Tribe,
430 U.S. 584, in one footnoted
string citation, but it was in the context of the allotment issue, not the reservation
question.
See 124 P.3d at 1205 n.14.
- 46 -
Here, the OCCA did not merely fail to cite controlling Supreme Court authority, it
failed to apply it, and in deviating from Solem, the OCCA’s reasoning contradicted
clearly established law.
b. Failure to apply Solem
Setting aside the absence of citations, the substance of the OCCA’s analysis lacks
even cursory engagement with any of the three Solem factors. The OCCA did not
evaluate any statute to see if Congress had disestablished the Creek Reservation. It also
did not evaluate the historical context of any laws. Nor did the OCCA evaluate later
treatment of the area in question or demographic history. The OCCA’s decision failed to
apply the required legal standard to the facts.
What the OCCA did say in its analysis contradicted Solem. Instead of heeding
Solem’s “presumption” that an Indian reservation continues to exist until Congress acts to
disestablish or diminish it,
see 465 U.S. at 481, the OCCA flipped the presumption by
requiring evidence that the Creek Reservation had not been disestablished—that it “still
exists
today,” 124 P.3d at 1207. In other words, the OCCA improperly required Mr.
Murphy to show the Creek Reservation had not been disestablished instead of requiring
the State to show that it had been. This “contradicts” governing law.
Williams, 529 U.S.
at 405 (controlling opinion of O’Connor, J.); see
id. (“A state-court decision will
certainly be contrary to our clearly established precedent if the state court applies a rule
that contradicts the governing law set forth in our cases.”); see also Lafler v. Cooper,
566
U.S. 156, 173 (2012) (“[T]he [State] Court of Appeals identified respondent’s
ineffective-assistance-of-counsel claim but failed to apply Strickland to assess it. . . . By
- 47 -
failing to apply Strickland to assess the ineffective-assistance-of-counsel claim
respondent raised, the state court’s adjudication was contrary to clearly established
federal law.”). The OCCA applied the wrong law.
Instead of applying the Solem factors, the OCCA looked for federal court
decisions holding that the Reservation continues to exist. This yielded the OCCA’s
single citation to legal authority—our decision in Indian Country, U.S.A., which was not
a disestablishment case.
See 829 F.2d at 975 (“In the present case, we need not decide
whether the exterior boundaries of the 1866 Creek Nation have been disestablished.”).
The OCCA called Indian Country, U.S.A., the “best authority” for the position that there
is still a Creek
Reservation. 124 P.3d at 1207. Indeed, we held there is still a Creek
Reservation, but we had no occasion to determine whether the Reservation’s 1866
boundaries remained intact.
See 829 F.2d at 975 n.3, 976 (holding lands at issue “still
retain their reservation status within the meaning of 18 U.S.C. § 1151(a)”);
id. at 980 n.5
(setting aside boundary question).
The Supreme Court has occasionally faulted federal habeas courts for concluding
state courts issued decisions that were “contrary to” federal law when the federal court
failed to give the “benefit of the doubt” to the state court. See, e.g., Holland v. Jackson,
542 U.S. 649, 655 (2004) (per curiam); see also Woodford v. Visciotti,
537 U.S. 19, 24
(2002) (per curiam). In those cases, state courts properly articulated the governing legal
test in one part of their opinions but went on to misstate the standard or give the
impression that what was actually applied deviated from binding federal law. See
Holland, 542 U.S. at 654;
Woodford, 537 U.S. at 22-24.
- 48 -
This is not one of those cases. The OCCA failed to articulate or apply the proper
legal framework anywhere in its opinion, and its analysis is incompatible with the
Solem framework. At oral argument, we questioned the State about whether the OCCA
had applied Solem:
THE COURT: Is there anything to indicate [the OCCA] applied [Solem]?
Anything? Did they mention steps one, two, and three?
THE STATE: They did not, Your Honor.
THE COURT: Did [the OCCA] say anything that would fit in steps one,
two, and three?
THE STATE: They—No.
Oral Arg. at 46:00-46:13. The State argues the OCCA’s decision was not contrary to
Solem. But the OCCA applied the wrong law in adjudicating Mr. Murphy’s reservation
claim. Its adjudication was “contrary to” clearly established law.
c. The State’s arguments
The State, repeating the OCCA’s mistake in reversing the presumption against
disestablishment, argues Mr. Murphy “failed to present evidence that Congress did not
intend disestablishment.” Aplee. Br. at 48 (emphasis added). But under Solem, that is
not the test. Solem and every case applying it presume that a reservation continues to
exist unless Congress has legislated otherwise. As demonstrated above, the OCCA not
only ignored but also reversed this presumption. So does the State. We will not make
the same mistake here.
The State further argues that Mr. Murphy “bears the burden of establishing federal
jurisdiction, and the burden under AEDPA.”
Id. Of course, the burden of showing
- 49 -
federal jurisdiction—our jurisdiction in this proceeding—is on Mr. Murphy. He has
carried that burden. Our jurisdiction is proper under 28 U.S.C. § 2253(a), (c)(1)(A),
because he secured COAs for the issues on appeal. And his burden under AEDPA is to
show that the OCCA rendered a decision that was “contrary to” clearly established
federal law. He has.
The State also argues that our deference to the OCCA should be “at its apex”
when the clearly established law states a general standard. Aplee. Br. at 52. Although
the State is correct that “the more general the rule at issue . . . the more leeway state
courts have in reaching outcomes in case-by-case determinations,” Renico v. Lett,
559
U.S. 766, 776 (2010) (brackets and quotations omitted), and although we further agree
Solem supplies a general standard meant for application to various disestablishment and
diminishment cases, these principles do not entitle the OCCA’s decision to deference.
The State’s argument concerns § 2254(d)(1)’s “unreasonable application” clause, but that
clause does not come into play here because, to benefit from the wide berth federal courts
give state courts in applying general standards, the state court must actually apply the
standard. See Eizember v. Trammell,
803 F.3d 1129, 1140 (10th Cir. 2015) (“The
Supreme Court has long recognized that a state court’s identification of the correct
governing legal standard and the reasonableness of its application of that standard to the
facts are two distinct statutory inquiries.”). The OCCA did not unreasonably apply
Solem; it didn’t apply it at all.
The State reminds us that our review under AEDPA is limited to the record before
the OCCA. But we have no need to expand the record. The State acknowledges that the
- 50 -
state-court evidentiary hearing determined Mr. Murphy’s status as an Indian as well as
the precise location of the crime. The OCCA relied on these facts, and we do not
question them. Our analysis requires us only to compare the OCCA’s adjudication of Mr.
Murphy’s claim with the Supreme Court’s clearly established law. That comparison
reveals the OCCA’s decision is contrary to Solem.
Mr. Murphy put the issue of whether the Creek Reservation had been
disestablished squarely before the OCCA, but the court decided the claim by ignoring and
contradicting Solem. Its decision was thus “contrary to . . . clearly established Federal
law, as determined by the Supreme Court.” 28 U.S.C. § 2254(d)(1). Consequently, we
must review his jurisdictional claim without AEDPA deference. See
Milton, 744 F.3d at
670-71 (explaining that “satisfaction of the § 2254(d)(1) standard” does not entitle the
prisoner to habeas relief but it does “effectively remove[] AEDPA’s prohibition on the
issuance of a writ”). We now apply the Solem framework to analyze Mr. Murphy’s
jurisdictional claim.
C. Exclusive Federal Jurisdiction
Mr. Murphy has overcome AEDPA’s barrier to habeas relief, and we must now
decide his jurisdictional claim de novo.35 In this section, we begin by (1) addressing
additional legal authority. Although our evaluation of the OCCA’s decision under
35
“[T]he Supreme Court has applied, without comment, a de novo standard of
review in determining congressional intent regarding reservation boundary
diminishment.” Wyoming v. EPA,
849 F.3d 861, 869 (10th Cir. 2017) (brackets and
quotations omitted).
- 51 -
AEDPA was limited to clearly established Supreme Court law decided before December
2005, our de novo analysis of Mr. Murphy’s claim must account for Supreme Court and
Tenth Circuit authority post-dating the OCCA’s decision. See
Lafler, 566 U.S. at 173
(explaining that, when “AEDPA does not present a bar to granting” relief because the
state court “failed to apply” the correct legal test, the federal habeas court “can determine
the principles necessary to grant relief”);
Williams, 529 U.S. at 406 (explaining that when
a state-court decision falls within the “contrary to” clause, “a federal court will be
unconstrained by § 2254(d)(1)”); see also Brown v. Uphoff,
381 F.3d 1219, 1225 (10th
Cir. 2004).36 After addressing this recent legal authority, we (2) recap relevant history of
36
Independent of AEDPA, the Supreme Court’s Teague doctrine, Teague v.
Lane,
489 U.S. 288 (1989), imposes another limitation on habeas relief in certain
circumstances. See
Brown, 381 F.3d at 1225-26; see also
Horn, 536 U.S. at 272
(“[T]he AEDPA and Teague inquiries are distinct.”). Teague does not pose a barrier
to Mr. Murphy.
For one thing, the State does not argue that Teague should preclude relief. In
such circumstances, “a federal court may . . . decline to apply Teague.” Caspari v.
Bohlen,
510 U.S. 383, 389 (1994). Even if we were to raise Teague on the State’s
behalf, it would not affect our analysis.
Teague provides that “new constitutional rules of criminal procedure will not
be applicable to those cases which have become final before the new rules are
announced.” 489 U.S. at 310 (plurality opinion); see also Danforth v. Minnesota,
552 U.S. 264, 266 n.1 (2008) (explaining that “[a]lthough Teague was a plurality
opinion . . . the Teague rule was affirmed and applied by a majority of the Court
shortly thereafter”). “Finality occurs when direct state appeals have been exhausted
and a petition for writ of certiorari from [the Supreme] Court has become time barred
or has been disposed of.”
Greene, 565 U.S. at 39.
Teague has two exceptions. “First, the bar does not apply to rules forbidding
punishment of certain primary conduct or to rules prohibiting a certain category of
punishment for a class of defendants because of their status or offense.” Beard v.
Banks,
542 U.S. 406, 416 (2004) (brackets and quotations omitted). “The second
exception is for watershed rules of criminal procedure implicating the fundamental
fairness and accuracy of the criminal proceeding.”
Id. at 417 (quotations omitted).
Continued . . .
- 52 -
the Creek Nation, which provides important context for the critical period in this case—
the years around the turn of the twentieth century. Finally, we (3) apply Solem’s three-
part framework and conclude that Congress has not diminished or disestablished the
Creek Reservation.
1. Additional Legal Background
We review the Supreme Court’s and our court’s most recent applications of Solem.
a. Supreme Court authority
In Nebraska v. Parker, the Supreme Court unanimously recommitted to the “well
settled” Solem framework.
136 S. Ct. 1072, 1078 (2016). The Court held Congress did
not diminish the Omaha Indian Reservation in Nebraska and that the land at issue
Mr. Murphy’s conviction became “final” on April 21, 2003—the date the
Supreme Court denied his petition for certiorari following his direct appeal to the
OCCA. See
538 U.S. 985. (This is before the OCCA adjudicated his jurisdictional
claim on post-conviction review in 2005.) Mr. Murphy has no need for Teague’s
exceptions because he does not seek the benefit of a rule that falls within Teague’s
retroactivity bar. The post-2003 cases we discuss in our de novo analysis are
applications of the Solem framework. We need not decide whether these cases
qualify as “constitutional” and “procedural” under Teague because, even if they do,
they are not “new.” A case does not announce a new rule under Teague “when it is
merely an application of the principle that governed a prior decision to a different set
of facts.” Chaidez v. United States,
133 S. Ct. 1103, 1107 (2013) (brackets and
quotations omitted). “[A] rule of general application,” that is, “a rule designed for
the specific purpose of evaluating a myriad of factual contexts,” will only
“infrequent[ly] . . . yield[] a result so novel that it forges a new rule, one not dictated
by precedent.”
Id. (quotations omitted). When a court “appl[ies] a general standard
to the kind of factual circumstances it was meant to address, [the resulting decision]
will rarely state a new rule for Teague purposes.” Id.; see also
id. at 1107-08
(explaining “garden-variety applications” of the Strickland framework “do not
produce new rules”). The post-finality cases we discuss apply the Solem framework
to factual scenarios for which the test was developed; none of the cases created a new
rule. Moreover, even if Teague required us to limit our analysis to pre-finality law,
we would still reach the same result.
- 53 -
remained part of the Reservation.
Id. at 1082. The Court reiterated that only Congress
can divest land of its reservation status “and its intent to do so must be clear.”
Id. at
1078-79. Parker shed light on how the Solem factors interact and further underscored the
importance of discerning congressional intent from statutory text, which is “the first and
most important step” of the Solem framework.
Id. at 1080.
Before examining the 1882 statute at issue, the Court reviewed its precedent and
identified “[c]ommon textual indications” of a congressional intent to alter reservation
boundaries.
Id. at 1079. “[H]allmarks of diminishment” include:
explicit references to cession or surrender of tribal interests,
unconditional congressional commitments to compensate the tribe with a fixed
sum for the total surrender of tribal claims to opened lands, and
provisions restoring reservation lands to “the public domain.”
Id. The statute in Parker featured none of these hallmarks.
Id. Rather, it provided for a
government survey and appraisal of certain lands and for sales to non-Indians.
Id. The
Court contrasted the statute with earlier nineteenth century treaties between the Omaha
Tribe and United States that had addressed other lands and had “terminated the Tribe’s
jurisdiction over their land in unequivocal terms.”
Id. at 1080 (quotations omitted). The
Court concluded the 1882 statute did not diminish the Reservation’s boundaries.
Id.
Turning to the second Solem step, the Parker Court determined the “mixed
historical evidence” around the law’s passage could not “overcome the lack of clear
textual signal that Congress intended to diminish the reservation.”
Id. To find
diminishment, step-two evidence must “‘unequivocally reveal[] a widely held,
- 54 -
contemporaneous understanding that the affected reservation would shrink as a result of
the proposed legislation.’”
Id. (emphasis added by Parker Court) (quoting
Solem, 465
U.S. at 471). Floor statements by members of Congress cutting both ways, the Court
ruled, “are far from the clear and plain evidence of diminishment required.”
Id.
(quotations omitted).
The Court then considered step three—the later treatment of the area and its
demographic history.
Id. at 1081. Step-three evidence, the Court explained, “might
reinforce a finding as to diminishment or nondiminishment based on the text” of the
statute, but “never” has the Court “relied solely on this third consideration to find
diminishment.”
Id. (alteration and quotations omitted).
The step-three evidence in Parker strongly favoring diminishment helps illustrate
the significance Solem places in step-one statutory text. In Parker, “the Tribe was almost
entirely absent from the disputed territory for more than 120 years.”
Id. It did not
enforce any regulations in the area, nor did it “maintain an office, provide social services,
or host tribal celebrations or ceremonies.”
Id. For more than a hundred years, the federal
government treated the lands as belonging to Nebraska.
Id. at 1082. Of the people living
in the town on the disputed site, most were not associated with the Tribe, and, since the
early twentieth century, less than two percent of the Tribe’s members lived in the
disputed area.
Id. at 1078.
This history was nonetheless insufficient, the Supreme Court said, to “overcome
the statutory text, which is devoid of any language indicative of Congress’ intent to
diminish.”
Id. at 1082 (quotations omitted). Despite the “compelling” justifiable
- 55 -
expectations of non-Indian settlers stemming “from the Tribe’s failure to assert
jurisdiction” over a long period of time, the Court held such non-Indian expectations
“cannot diminish reservation boundaries.”
Id. “Only Congress has the power to diminish
a reservation.”
Id. And as Parker makes clear, the Supreme Court looks first and
foremost to statutory text when attempting to discern Congress’s intent.
b. Tenth Circuit authority
This court has addressed Indian reservation disestablishment and diminishment
issues on numerous occasions. See, e.g., Osage Nation v. Irby,
597 F.3d 1117 (10th Cir.
2010); Shawnee Tribe,
423 F.3d 1204; Yazzie,
909 F.2d 1387; Ute Indian Tribe v. Utah,
773 F.2d 1087 (10th Cir. 1985) (en banc), overruled by Hagen,
510 U.S. 399.
Most recently, in Wyoming v. EPA,
849 F.3d 861 (10th Cir. 2017), we applied
Solem’s “well-settled approach” and concluded that Congress diminished the Wind River
Reservation when it enacted a 1905 agreement the federal government negotiated with
the Eastern Shoshone and Northern Arapaho Tribes.
Id. at 865, 869.
Applying the “hierarchical, three-step framework” of Solem, we began with the
statutory text.
Id. at 869-74. We held the following language evinced Congress’s intent
to diminish the Reservation:
The said Indians belonging on the Shoshone or Wind River Reservation,
Wyoming, for the consideration hereinafter named, do hereby cede, grant,
and relinquish to the United States, all right, title, and interest which they
may have to all the lands embraced within said reservation, except the lands
within and bounded by the following lines . . . .
Id. at 870 (emphasis omitted) (quoting Act of March 3, 1905, ch. 1452, 33 Stat. 1016,
1016). We called this “express language of cession” notwithstanding the absence of the
- 56 -
words “sell” or “convey.”
Id. at 871.37 “There are no magic words of cession required to
find diminishment. Rather, the statutory language, whatever it may be, must establish an
express congressional purpose to diminish.”
Id. at 869-70 (brackets and quotations
omitted).
Turning to step two—the historical context surrounding the passage of the Act—
we found it “further confirm[ed] Congress intended to diminish the Wind River
Reservation.”
Id. at 874 (majority opinion). A history of failed congressional attempts to
sever the area north of the Big Wind River from the Reservation informed our evaluation
of the eventually enacted law that accomplished that diminishment.
Id. at 874-79.
Our analysis at step three—concerning the later treatment and demographics of the
area—was “brief and ultimately d[id] not impact our conclusion.”
Id. at 879.
“Unsurprisingly,” from the “volumes of material” unearthed by the parties, “each side . . .
managed to uncover treatment by a host of actors supporting its respective position,” but
because we could not “discern clear congressional intent” from the conflicting evidence,
we found the later history held little value. Id.; see also
id. at 887-88 (Lucero, J.,
dissenting) (agreeing with majority that step three “comes into play only at the margins”
and that the post-act history was too “muddled” to provide clear evidence of
congressional intent).
* * * *
37
The Act elsewhere used the word “conveyed.” See
id. at 872.
- 57 -
This more recent case law, though unavailable to the OCCA in 2005, informs our
de novo review of Mr. Murphy’s claim. Indeed, we are bound by this precedent. Before
turning to apply the Solem framework, we discuss relevant aspects of the Creek Nation’s
history, which provides important context for our Solem analysis.
2. Additional Factual Background—Creek Nation History
The following overview of the Tribe’s history provides important context for the
parties’ arguments and our application of Solem.
- 58 -
a. Original homeland and forced relocation
The Creek Nation once exercised domain over much of present day Alabama and
Georgia. See Indian Country,
U.S.A., 829 F.2d at 971. “In the 1820’s, the federal
government adopted a policy to forcibly remove the Five Civilized Tribes[38] from the
southeastern United States and relocate them west of the Mississippi River, in what is
today Oklahoma.” Id.; see also Woodward v. De Graffenried,
238 U.S. 284, 293 (1915)
(“The history of the removal of the Muskogee or Creek Nation from their original homes
to lands purchased and set apart for them by the government of the United States in the
territory west of the Mississippi river does not differ greatly from that of the others of the
Five Civilized Tribes . . . .”). See generally Cohen at 49-50 (discussing Creek Nation’s
forced removal).
The federal government and the Creek Nation entered into several treaties related
to this forced relocation. In 1826, the Creek Nation “cede[d] to the United States” certain
lands in Georgia. Treaty with the Creeks, art. 2, Jan. 24, 1826, 7 Stat. 286, 286, available
at
1826 WL 2688. In an 1832 treaty, “the Creeks ceded their eastern homelands to the
United States, in exchange for lands west of the Mississippi River” in present-day
Oklahoma. Indian Country,
U.S.A., 829 F.2d at 971 (discussing Treaty with the Creeks,
Mar. 24, 1832, 7 Stat. 366, available at
1832 WL 3599). “In a subsequent [1833] treaty
regarding these lands, the United States agreed to grant ‘a patent, in fee simple, to the
38
“The Cherokees, Chickasaws, Choctaws, Creeks, and Seminoles historically
have been referred to as the ‘Five Civilized Tribes.’” Indian Country,
U.S.A., 829
F.2d at 970 n.2.
- 59 -
Creek nation.’” Id.; see Treaty with the Creeks, art. 3, Feb. 14, 1833, 7 Stat. 417, 419,
available at
1833 WL 4533. Thus, “[t]he Creek Tribe had a fee-simple title, not the usual
Indian right of occupancy with the fee in the United States.” United States v. Creek
Nation,
295 U.S. 103, 109 (1935); see also
Woodward, 238 U.S. at 293 (“Pursuant to
treaty provisions, the Creeks held their lands under letters patent issued by the President
of the United States, dated August 11, 1852, vesting title in them as a tribe, to continue so
long as they should exist as a nation and continue to occupy the country thereby assigned
to them.” (citations omitted)). In sum, by the mid-nineteenth century, treaties with the
federal government had given the Creek Nation a vast tract of land in modern Oklahoma.
b. Nineteenth century diminishment
After the Creek Nation’s relocation west, its land was diminished on multiple
occasions in the mid-nineteenth century. “In 1856, the Creeks agreed to cede to the
Seminole Tribe a portion of their lands.” Indian Country,
U.S.A., 829 F.2d at 971. In the
1856 treaty, the federal government reaffirmed the Creek Nation’s title and tenure to its
remaining Reservation. It guaranteed “that ‘no State or Territory shall ever pass laws for
the government of the Creek or Seminole tribes of Indians,’ and the United States
pledged that ‘no portion of either of the tracts of country defined in [the treaty] shall ever
be embraced or included within, or annexed to, any Territory or State.’”
Id. (quoting
Treaty with the Creek and Seminole Tribes, art. 4, Aug. 7, 1856, 11 Stat. 699, 700,
available at
1856 WL 11367).
Following the Civil War, an 1866 treaty required “the Tribe . . . to cede the
western portion of its domain.”
Id. “The Creek Nation retained title to its ‘reduced . . .
- 60 -
reservation,’” which the United States promised would be “‘forever set apart as a home
for said Creek Nation.’”
Id. (alteration in original) (quoting Treaty with the Creeks, arts.
3, 9, June 14, 1866, 14 Stat. 785, 786, 788, available at
1866 WL 18777).39 The Creek
Nation also agreed to new governance arrangements in the 1866 treaty by permitting
“such legislation as Congress and the President of the United States may deem necessary
for the better administration of justice and the protection of the rights of person and
property within the Indian [T]erritory,”40 including the establishment of courts in the
Indian Territory “with such jurisdiction and organized in such manner as Congress may
by law provide.” 1866 Treaty, art. 10, 14 Stat. at 789. The Treaty also guaranteed
Congress would not “interfere with or annul . . . present tribal organization, rights, laws,
privileges, [or] customs.”
Id.
c. 1867 Constitution and government
“In 1867, the Creeks established a written constitutional form of government
which included a separation of powers into executive, legislative and judicial branches.”
Muscogee (Creek) Nation v. Hodel,
851 F.2d 1439, 1441 (D.C. Cir. 1988).
39
As discussed below, the Creek Nation contends the 1866 borders remain the
Reservation’s boundaries today.
40
“Although most of what is today Oklahoma was once the ‘Indian Territory,’
after the creation of Oklahoma Territory in 1890, the phrase referred to the eastern
portion of present-day Oklahoma encompassing the lands of the Five Civilized
Tribes, plus lands of other tribes situated in the extreme northeastern corner of the
state.” Indian Country,
U.S.A., 829 F.2d at 969 n.2. “No territorial government was
ever created in the reduced Indian Territory, and it remained subject directly to tribal
and federal governance.”
Id. at 974.
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d. Early congressional regulation of modern-day Oklahoma
“In 1889, Congress created a special federal court of limited jurisdiction in the
Indian Territory, which at that time encompassed most of present-day Oklahoma.”
Indian Country,
U.S.A., 829 F.2d at 977.
In 1890, “Congress carved the Territory of Oklahoma out of the western half of
the Indian Territory.”
Id. “The lands in the east held by the Five Civilized Tribes
remained Indian Territory, subject only to federal and tribal authority.”
Id. Also in 1890,
“Congress expanded the civil and criminal jurisdiction of the special United States court
in the diminished Indian Territory.”
Id. Congress provided that certain laws from
neighboring Arkansas would apply in Indian Territory, provided they were “not locally
inapplicable or in conflict . . . with any law of Congress.”
Id. (quotations omitted). “The
tribes, however, retained exclusive jurisdiction over all civil and criminal disputes
involving only tribal members, and the incorporated laws of Arkansas did not apply to
such cases.”
Id.
e. The push for allotment
“During the 1880s and 1890s, the white population within the Indian Territory
grew dramatically.”
Id. at 977. “[T]he white newcomers were frustrated by the
communal tenure of the Indian lands, and pressured Congress to break up the tribal land
base, attach freely alienable individual title to the land, and eventually create a new
state.”
Id.
As already mentioned, the objectives, among others, of this allotment policy “were
to end tribal land ownership and to substitute private ownership, on the view that private
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ownership by individual Indians would better advance their assimilation as self-
supporting members of our society and relieve the Federal Government of the need to
continue supervision of Indian affairs.” N. Cheyenne Tribe v. Hollowbreast,
425 U.S.
649, 650 & n.1 (1976) (discussing General Allotment Act). The General Allotment Act
did not apply to the Five Civilized Tribes, see Indian Country,
U.S.A., 829 F.2d at 977,
but by separate means Congress encouraged the Five Civilized Tribes to allot their lands.
“In 1893, reflecting federal policies to forcibly assimilate Indians into the non-
Indian culture and to eventually create a new state in the Indian Territory, Congress
created the Dawes Commission to negotiate with the Five Civilized Tribes . . . .”
Id.
“The Five Civilized Tribes, however, refused to negotiate with the Dawes Commission,
and Congress—still unsure of the scope of its authority to forcibly dispose of tribal
lands[41]—began to force the issue by placing restrictions on the Indian
governments . . . .”
Id.
In 1897, Congress imposed several measures to force the Creek Nation’s
agreement to the allotment policy. Congress (1) “provid[ed] that the body of federal law
in Indian Territory, which included the incorporated Arkansas laws, was to apply
irrespective of race”; (2) broadened federal court jurisdiction, thereby divesting Creek
tribal courts of exclusive jurisdiction over cases involving only Creeks; and (3) subjected
Creek legislation to presidential veto.
Id. at 978 (quotations omitted).
41
In 1903, the Supreme Court decided Congress can unilaterally abrogate
treaties with Indian nations. See Lone
Wolf, 187 U.S. at 566-68; see also
Parker, 136
S. Ct. at 1081 n.1;
Woodward, 238 U.S. at 294, 304-05; Cohen at 198 & n.121.
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An 1898 law, the Curtis Act, continued the campaign for allotment by
“abolish[ing] the existing Creek court system and render[ing] then-existing tribal laws
unenforceable in the federal courts.”
Id. It also “provided for forced allotment and
termination of tribal land ownership without tribal consent unless the tribe agreed to
allotment.” Muscogee (Creek)
Nation, 851 F.2d at 1441.
f. Allotment and aftermath
“In 1901, the Creek Nation finally agreed to the allotment of tribal lands.” Indian
Country,
U.S.A., 829 F.2d at 978. The 1901 Original Allotment Agreement (“Original
Agreement” or “Agreement”) provided: “All lands of said tribe, except as herein
provided, shall be allotted among the citizens of the tribe . . . so as to give each an equal
share of the whole in value . . . .” Original Agreement, ch. 676, ¶ 3, 31 Stat. 861, 862
(Mar. 1, 1901). “Although the vast majority of Creek Nation lands were allotted or sold,
some lands remained in tribal ownership under the original treaty-based fee patents.”
Indian Country,
U.S.A., 829 F.2d at 978. The Agreement exempted certain lands from
allotment, such as railroad sites and lands for Creek schools and courthouses. ¶ 24, 31
Stat. at 868. It also allowed some non-Indians to purchase lands within town sites. See
¶¶ 10-11, 31 Stat. at 865-66. In 1902, a Supplemental Allotment Agreement
(“Supplemental Agreement”) made certain amendments. See generally Supplemental
Agreement, ch. 1323, 32 Stat. 500 (June 30, 1902).42
42
We discuss these statutes in greater detail below as part of our step-one
Solem analysis.
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The Original Agreement, in addition to providing for allotment, addressed
governance. It made clear the Creek courts, already abolished in 1898, were not being re-
established. ¶ 47, 31 Stat. at 873. The Agreement continued presidential review of Creek
laws “affecting the lands of the tribe, of individuals after allotment.” ¶ 42, 31 Stat. at
872. Further, it anticipated the total elimination of the Creek government: “The tribal
government of the Creek Nation shall not continue longer than March fourth, nineteen
hundred and six, subject to such further legislation as Congress may deem proper.” ¶ 46,
31 Stat. at 872.
As the termination date approached, however, “much remained to be done.”
Harjo v. Kleppe,
420 F. Supp. 1110, 1126 (D.D.C. 1976), aff’d sub nom. Harjo v.
Andrus,
581 F.2d 949 (D.C. Cir. 1978). “[I]t was apparent that the affairs of the tribes
could not be wound up by the date set,” and “Congress in early 1906 debated and enacted
the ‘Five Tribes Act.’”
Id. (citing ch. 1876, 34 Stat. 137 (Apr. 26, 1906)).
In the Five Tribes Act, “Congress expressly delayed any plans to terminate the
tribes, and provided that the tribal governments ‘are hereby continued in full force and
effect.’” Indian Country,
U.S.A., 829 F.2d at 978 (quoting § 28, 34 Stat. at 148).
Congress never dissolved the Creek government; it has enjoyed continuous and
uninterrupted existence. Even while Congress contemplated the future dissolution of the
tribal government, the Creek Nation continued to exercise taxing authority within its
boundaries as confirmed by a decision of the Eighth Circuit, our predecessor court, which
then had jurisdiction over the Indian Territory. See Buster v. Wright,
135 F. 947, 951-52
(8th Cir. 1905) (concluding the Creek Nation retained power “to fix the terms upon
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which noncitizens might conduct business within its territorial boundaries” and had not
“los[t] the power to govern the people within its borders”), appeal dismissed,
203 U.S.
599 (1906).
g. Creation of Oklahoma
Months after preserving and extending the Creek tribal government in 1906,
Congress passed the Oklahoma Enabling Act, ch. 3335, 34 Stat. 267 (June 16, 1906). It
allowed the Territory of Oklahoma, together with the Indian Territory, to apply for
statehood. This law and its 1907 amendment “provided that federal Article III courts
would succeed the special United States court in the Indian territory with respect to all
cases arising under the Constitution, laws, or treaties of the United States.” Indian
Country,
U.S.A., 829 F.2d at 978. In addition, new state courts “were to succeed the
Indian territory courts with respect to the remaining nonfederal cases.”
Id. “The
enabling act also provided that ‘the laws in force in the Territory of Oklahoma, as far as
applicable, shall extend over and apply to said State.’”
Id. (emphasis omitted) (quoting
§ 13, 34 Stat. at 275). “Finally, the enabling act preserved the authority of the federal
government over Indians and their lands, and required the State to disclaim all right and
title to such lands.”
Id. (quotations omitted). Oklahoma entered the Union in 1907. See
Proclamation, 35 Stat. 2160-61 (Nov. 16, 1907).
h. Away from allotment
The 1930s saw another shift in federal policy as “Congress repudiated the practice
of allotment” and passed the Indian Reorganization Act (“IRA”). Atkinson Trading
Co. v. Shirley,
532 U.S. 645, 650 n.1 (2001). See generally Cohen at 79-84. The IRA,
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enacted in 1934, revitalized tribal “self-government pursuant to constitutions” and
allowed “tribes to organize for economic purposes pursuant to corporate charters.”
Muscogee (Creek)
Nation, 851 F.2d at 1442. The Creek Nation was excluded from the
IRA, but, two years later in 1936, Congress passed the Oklahoma Indian Welfare Act
(“OIWA”), which covered the Creek Nation and, “like the IRA, provided for
constitutional governments and corporate charters.” Id.; see OIWA, ch. 831, 49 Stat.
1967 (June 26, 1936).
In a 1943 case concerning Oklahoma real estate taxes, the Supreme Court
acknowledged the Creek Nation’s continuing vitality: “Thus far Congress has not
terminated [its guardianship] relation with respect to the Creek Nation and its members.
That Nation still exists, and has recently been authorized to resume some of its former
powers.” Bd. of Cty. Comm’rs v. Seber,
318 U.S. 705, 718 (1943) (citations and footnote
omitted) (citing OIWA). In sum, following allotment, Congress re-empowered the Creek
Nation’s government, which it had never dissolved.
i. Public Law 280
Policy shifted again in the post-World War II period, known as the “termination
era,” as Congress focused on assimilating Indians and ending the United States’ trust
relationship with many Indian tribes. See Cohen at 92-93.
One important law enacted in 1953, “Public Law 280,” addressed state
jurisdiction. It allowed some states “to assert limited civil and broad criminal jurisdiction
in Indian country.” Indian Country,
U.S.A., 829 F.2d at 980 (citing ch. 505, 67 Stat. 588
(Aug. 15, 1953) (codified as amended at 18 U.S.C. § 1162, 25 U.S.C. §§ 1321-26, 28
- 67 -
U.S.C. § 1360)). Public Law 280, “delegat[ed] to five, later six, states jurisdiction over
most crimes . . . throughout most of the Indian country within their borders.” Cohen at
537 (footnotes omitted).43 It “offered any other state the option of accepting the same
jurisdiction,” until a 1968 amendment “made subsequent assumptions of jurisdiction
subject to Indian consent.”
Id. at 537-38; see 25 U.S.C. §§ 1321(a), 1322(a), 1326.
Oklahoma chose not to use Public Law 280 to assert jurisdiction. State officials
regarded the law as unnecessary because, in their view, Oklahoma already had full
jurisdiction over Indians and their lands. Indian Country,
U.S.A., 829 F.2d at 980 n.6.
But “[t]he State’s 1953 position that Public Law 280 was unnecessary for
Oklahoma . . . [has] been rejected by both federal and state courts.”
Id. (citing Tenth
Circuit and Oklahoma cases). Oklahoma has not obtained tribal consent following the
1968 amendment and has thus never acquired jurisdiction over Indian country through
Public Law 280. See
Cravatt, 825 P.2d at 279 (“The State of Oklahoma has never acted
pursuant to Public Law 83-280.” (quoting State v. Klindt,
782 P.2d 401, 403 (Okla. Crim.
App. 1989))); see also Cohen at 537-38 & n.47.
The termination era began to fade in the late 1950s as federal Indian policy shifted
again toward tribal self-government and self-determination. See Cohen at 93.
j. A new Creek Constitution
In 1979, under OIWA, the Creek Nation adopted a new constitution “providing for
three separate branches of government, including a judiciary.” Muscogee (Creek) Nation,
43
The six states are Alaska, California, Minnesota, Nebraska, Oregon, and
Wisconsin. See
id. at 537 nn.44-45.
- 68
-
851 F.2d at 1442. In 1982, when the tribe sought funding from the Bureau of Indian
Affairs (“BIA”) for its court system, the D.C. Circuit confronted the question whether the
Creek Nation could operate a court system at all in light of Congress’s earlier abolition of
the tribal courts. The D.C. Circuit held that OIWA had repealed the earlier elimination of
Creek courts.
Id. at 1444-46. “[T]he Muscogee (Creek) Nation has the power to
establish Tribal Courts with civil and criminal jurisdiction, subject, of course, to the
limitations imposed by statutes generally applicable to all tribes.”
Id. at 1446-47
(emphases omitted).
k. Our decision in Indian Country, U.S.A.
In 1987, we held in Indian Country, U.S.A., that the Creek Reservation continues
to exist, at least in some form. The case arose when Oklahoma tried to tax a bingo
operation located on Creek Nation land that had never been allotted and was still held by
the
Tribe. 829 F.2d at 970. Oklahoma argued the site was not a reservation and therefore
subject to the State’s taxation.
Id. at 973. We rejected that argument and explained the
site at issue was “part of the original treaty lands still held by the Creek Nation, with title
dating back to treaties concluded in the 1830s and patents issued in the 1850s. These
lands historically were considered Indian country and still retain their reservation status
within the meaning of 18 U.S.C. § 1151(a).”
Id. at 976. Accordingly, we invalidated the
Oklahoma tax.
Id. at 987. Our holding, however, was limited. Because the case
concerned land that had never been allotted and was still held by the Tribe, we had—as
we twice made clear—no cause to decide whether Congress had disestablished the
Reservation’s 1866 exterior boundaries.
Id. at 975 n.3, 980 n.5.
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We now confront that question.
3. Applying Solem
We must apply the Solem framework to determine whether Congress has
disestablished the Creek Reservation. If the Reservation’s boundaries are still intact, the
crime occurred within them. See Aplt. Br. at 20; Aplee. Br. at 11-12. The State argues,
however, that Congress disestablished the Creek Reservation in the early twentieth
century. Mr. Murphy and the Creek Nation disagree.
We conclude Congress has not disestablished the Creek Reservation. The most
important evidence—the statutory text—fails to reveal disestablishment at step one.
Instead, the relevant statutes contain language affirmatively recognizing the Creek
Nation’s borders. The evidence of contemporaneous understanding and later history,
which we consider at steps two and three, is mixed and falls far short of “unequivocally
reveal[ing]” a congressional intent to disestablish.
Parker, 136 S. Ct. at 1080 (emphasis
in original) (quoting
Solem, 465 U.S. at 471). Because our application of the Solem
framework shows Congress has not disestablished the Creek Reservation, the crime in
this case occurred within the Reservation’s boundaries. The State of Oklahoma
accordingly lacked jurisdiction to prosecute Mr. Murphy.
a. Step One: Statutory Text
The State argues the Creek Reservation did not survive a series of statutes that
allotted Creek lands and created the State of Oklahoma. The State “acknowledges that no
relevant act of Congress contains language which expressly disestablished the Creek
Nation reservation through the use of such words as ‘cede’ or ‘relinquish.’” Aplee. Br. at
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57. It attempts to show disestablishment based on the collective weight of eight different
laws enacted between 1893 and 1906.
At oral argument, we asked whether the State was relying on any particular
statutory language in any of these laws for its step-one argument:
THE COURT: Where do you find your strongest statutory language that the
Creek Reservation was diminished or disestablished?
THE STATE: You have to start before the 1901 Allotment Act. . . . In
1893, Congress passed the law which set up the Dawes Commission.
THE COURT: I asked for statutory language, not a general overview of a
statute. Where in any of these acts is there language that disestablished the
Reservation?
THE STATE: In that 1893 Act, Congress said that they were appointing
the Dawes Commission to negotiate with the Tribes in whatever means
necessary in order to create a State embracing the Indian Territory and to
substitute for the tribal governments a State government.
THE COURT: But that didn’t happen.
THE STATE: The—well, I think that’s what we’re arguing about here
today.
THE COURT: Well, let’s go to 1901.
....
THE COURT: Where’s the disestablishment in the Act? You haven’t
given us in your brief or anything you said today any language from any act
that shows disestablishment. And isn’t that the first Solem factor?
THE STATE: Well, yes, Your Honor, but [Congress does not] have to use
the words . . . .
THE COURT: Well, okay, even if they don’t use the words. Can you give
us some examples?
THE STATE: Of course—
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THE COURT: Counsel, on the same point, I think . . . what we’re looking
for is what has been given in other Supreme Court cases where they have
seized on language whether it’s ‘public domain’ or whether it’s the word
‘cede’ or whether it’s a lump-sum payment. Those—there are words in a
sentence in those acts, and what we’re asking is can you show us words in a
sentence in the acts that you’re talking about that are equal or equivalent of
those words rather than a general summary sort of an answer? We’re
looking for specific language.
THE STATE: Other than the entire context of what happened, I cannot. . . .
I still argue that the acts themselves are sufficient, but, if not, under Osage
Nation, when you look at the step-two evidence here, it’s overwhelming.
THE COURT: Well, so your answer is that you don’t have any language?
THE STATE: I do not have a specific section that I can look at and say this
is—
THE COURT: And so the argument that I just heard is that it’s context.
Your word.
THE STATE: Correct. If you look at all of the acts together, which the
Supreme Court has said you can do—no I can’t—when you look at the
specific language which provides for the allotment, it doesn’t use words
[like] ‘cession,’ it doesn’t provide for a fixed sum, those sorts of things that
have happened in other cases. But when you go all the way back to when
Congress started passing acts that led up to the 1901 Act, it’s very clear that
their purpose was to substitute for the tribal government a State government
and put the area of the Five Tribes under State law.
Oral Arg. at 50:23-54:07. This exchange aligns with the position taken in the State’s
brief. See Aplee. Br. at 57. At step one, the State does not rely on any particular
statutory text but rather on all eight acts in general because it does not “have a specific
section” in any law that accomplished disestablishment. Oral Arg. at 53:18-21.
We question whether the State’s argument based on the overall thrust of eight
different laws deserves to be called a step-one argument. At step one, “we start with the
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statutory text.”
Parker, 136 S. Ct. at 1079 (emphasis added); see also
Solem, 465 U.S. at
470 (“The most probative evidence of congressional intent is the statutory language used
to open the Indian lands.” (emphasis added));
Wyoming, 849 F.3d at 869 (“First, we look
to the text of the statute . . . .”). The State does not present us with any particular
statutory language to analyze. Our independent review of the laws has not uncovered a
provision on which the State might rely, either.
Assuming the State’s cumulative-effect argument belongs in step one where we
consider text, as opposed to step two where we consider context, we proceed to (i) review
each of the eight statutes the State relies on, paying particular attention to the 1901
Original Allotment Agreement, and then (ii) conduct our step-one analysis based on those
laws. The absence of statutory language in any of these acts disestablishing the Creek
Reservation leads us to conclude the State “ha[s] failed at the first and most important
step.”
Parker, 136 S. Ct. at 1080. In fact, the step-one evidence shows Congress
recognized the existence of the Creek Nation’s borders. And the State’s attempts to shift
the inquiry into questions of title and governance are unavailing.
i. The statutes
We discuss the State’s eight statutes in chronological order.
1) Act of March 3, 1893, ch. 209, 27 Stat. 612 (“1893 Act”)
The State first draws our attention to an appropriations law providing money for
the federal government to fulfill treaty obligations with Indian tribes throughout the
country. With respect to the Creek Nation, the 1893 Act provided funding for treaties
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from 1790 to 1866 to pay for, among other things, annuities, blacksmithing, iron, steel,
and interest on other funds. See 27 Stat. at 616-17.
In addition to providing funds, Congress gave “the consent of the United States” to
the allotment of lands “within the limits of the country occupied by the Cherokees,
Creeks, Choctaws, Chickasaws, and [S]eminoles.” § 15, 27 Stat. at 645.44 Congress
instructed the President to appoint a commission, which became known as the Dawes
Commission, to negotiate with the Creek Nation and the other tribes
for the purpose of the extinguishment of the national or tribal title to any
lands within that Territory now held by any and all of such nations or
tribes, either by cession of the same or some part thereof to the United
States, or by the allotment and division of the same in severalty among the
Indians of such nations or tribes, respectively, as may be entitled to the
same, or by such other method as may be agreed upon between the several
nations and tribes aforesaid, or each of them, with the United States, with a
view to such and adjustment, upon the basis of justice and equity, as may,
with the consent of such nations or tribes of Indians, so far as may be
necessary, be requisite and suitable to enable the ultimate creation of a State
or States of the Union which shall embrace the lands within said India[n]
Territory.
§ 16, 27 Stat. at 645. Congress provided the negotiators’ priorities should be “first” to
procure an allotment of lands “as may be agreed upon as just and proper to provide for
each such Indian a sufficient quantity of land for his or her needs.” § 16, 27 Stat. at 646.
“[S]econdly,” the negotiators were to “procure the cession, for such price and upon such
44
The law provided that tribal members who accepted an allotment would be
deemed U.S. citizens. § 15, 27 Stat. at 645. The Supreme Court has explained that
“the extension of citizenship status to Indians does not, in itself, end the powers
given Congress to deal with them.” United States v. John,
437 U.S. 634, 653-54
(1978). “Nor has [U.S.] citizenship prevented the Congress . . . from continuing to
deal with the tribal lands of the Indians.” Tiger v. W. Inv. Co.,
221 U.S. 286, 312
(1911). See generally Cohen at 922-24 (discussing citizenship).
- 74 -
terms as shall be agreed upon, of any lands not found necessary to be so allotted or
divided, to the United States.”
Id. Although Congress wanted to pursue both allotment
and the sale of surplus lands to the United States, it granted the commissioners
power to negotiate any and all such agreements as . . . shall be found
requisite and suitable to such an arrangement of the rights and interests and
affairs of such nations, tribes, bands, or Indians, or any of them, to enable
the ultimate creation of a Territory of the United States with a view to the
admission of the same as a state in the Union.
Id. The 1893 Act established the Dawes Commission to commence negotiations; it did
not disestablish the Creek Reservation.
2) Act of June 10, 1896, ch. 398, 29 Stat. 321 (“1896 Act”)
The State next relies on an 1896 appropriations law in which Congress again
provided money to fulfill treaty obligations with the Creek Nation. 29 Stat. 326-27. The
1896 Act declared it “the duty of the United States to establish a government in the
Indian Territory” for the purpose of “rectify[ing] the many inequalities and
discriminations” in the Territory and “afford[ing] needful protection to the lives and
property of all citizens and residents thereof.” 29 Stat. at 340. The Dawes Commission
was directed “to continue the exercise of the authority already conferred upon them by
law and endeavor to accomplish the objects heretofore prescribed to them.” 29 Stat. at
339. Nothing in this law altered the Reservation’s boundaries.
3) Act of June 7, 1897, ch. 3, 30 Stat. 62 (“1897 Act”)
The State’s third statute is an 1897 appropriations statute in which Congress again
approved funds to satisfy obligations arising from treaties with the Creek Nation. See 30
Stat. at 68. Congress also provided that, beginning in 1898, the United States courts
- 75 -
would have “original and exclusive jurisdiction” over both civil and criminal cases in the
Indian Territory. 30 Stat. at 83. The laws of the United States and of neighboring
Arkansas, which were already in force in the Indian Territory, would apply “to all
persons therein, irrespective of race.”
Id. In addition, Congress legislated that, beginning
in 1898, “all acts, ordinances, and resolutions” of the legislative bodies of the Five
Civilized Tribes would be subject to presidential veto. 30 Stat. at 84. This provision did
not apply to tribal legislation related to negotiations with the Dawes Commission.
Id.
The law also provided that if any of the Tribes reached a negotiated agreement with the
Dawes Commission, that new agreement, once ratified, would “suspend” any provisions
of the 1897 Act inconsistent with the agreement.
Id. In sum, this statute altered federal
and tribal governance arrangements in the Indian Territory, but it did not erase the Creek
Reservation’s borders.
4) “Curtis Act,” ch. 517, 30 Stat. 495 (June 28, 1898)
In 1898, Congress imposed new limitations on the powers of tribal governments in
the Indian Territory. Under the Curtis Act, tribal courts would be abolished within the
year. § 28, 30 Stat. at 504-05. All cases would be transferred to the United States court
in the Indian Territory, and tribal laws would be unenforceable. §§ 26, 28, 30 Stat. at
504-05. Congress instructed the Secretary of the Interior (“Secretary”) to stop directing
federal payments to tribal governments and to begin paying individual tribal members
directly. § 19, 30 Stat. at 502. The Curtis Act included a default allotment scheme that
would take effect following completion of the tribal citizenship rolls and survey of tribal
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lands. § 11, 30 Stat. at 497-98.45 But, as discussed in the next section, Congress and the
Creek Nation later agreed to a different allotment plan. The Curtis Act made the most
significant governance changes to date, but it did not address the Creek Reservation’s
borders.
5) “Original Allotment Agreement,” ch. 676, 31 Stat. 861 (March 1, 1901)
The Creek Nation reached a negotiated agreement with the federal government for
the allotment of tribal lands, and Congress passed it into law in 1901. The Original
Agreement, supplemented by another agreement we discuss below, specified that its
terms would control over conflicting federal statutes and treaty provisions, but it “in no
wise affect[ed]” treaty provisions consistent with the Agreement. ¶¶ 41, 44, 31 Stat. at
872. Our discussion of the Original Agreement covers (a) the allotment of Creek lands,
(b) provisions concerning town sites, (c) lands reserved for tribal purposes, and (d) the
Agreement’s plan for future governance within the borders of the Creek Reservation.
a) Allotment
The Agreement’s central purpose was to facilitate a transfer of title from the Creek
Nation generally to its members individually. It provided that “[a]ll lands belonging to
the Creek tribe,” except for town sites and lands reserved for public purposes, should be
45
The Curtis Act also contained a proposed agreement between the federal
government and the Creek Nation providing for the allotment of tribal lands, see
§ 30, 30 Stat. at 514-19, but the Creek Nation did not ratify the agreement. A
different allotment agreement was reached in 1901, and we discuss it in the next
section.
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appraised and allotted “among the citizens of the tribe.” ¶¶ 2-3, 31 Stat. at 862-63.46
Tribal citizenship rolls determined an individual’s eligibility for an allotment. ¶¶ 3, 28,
31 Stat. at 862-63, 869-70.47 The United States would bear the costs of “the survey,
platting, and disposition” of lots, except where town authorities undertook those efforts.
¶ 34, 31 Stat. at 871.
Creek citizens would receive an allotment of 160 acres valued at $6.50 per acre.
¶ 3, 31 Stat. at 862. Recognizing that the tracts would not have the same value, the Act
provided that “the residue of lands” not otherwise allotted or reserved—the surplus
lands—would be used “for the purpose of equalizing allotments.” ¶ 9, 31 Stat. at 864.
Creek citizens with more valuable lots could have the excess value charged against their
entitlement to other tribal funds. ¶ 3, 31 Stat. at 862-63. The Tribe’s funds from earlier
treaties were made available to equalize allotments. ¶ 27, 31 Stat. at 869.
The assignment of allotments was not random. Creek citizens who had built
improvements or possessed particular lands could select those lands. See ¶¶ 3, 5-6, 31
46
The Agreement defined “citizen” as “a member . . . of the Muskogee tribe or
nation of Indians.” ¶ 1, 31 Stat. at 862. The Act stipulated “the words ‘Creek’ and
‘Muskogee’” were synonymous.
Id.
47
The Agreement provided citizens of the Seminole Nation who had settled in
lands belonging to the Creeks were allowed to take allotments in Creek lands, and the
same terms were extended to Creek citizens in Seminole lands. ¶ 36, 31 Stat. at 871.
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Stat. at 862-63.48 The Agreement provided for dispute resolution when Creek citizens
contested their right to select certain tracts. ¶ 6, 31 Stat. at 863.
The Tribe’s principal chief was assigned the task of transferring title from the
Tribe to the individual allottees. ¶ 23, 31 Stat. at 867-68. Each deed conveyed to the
allottee “all right, title, and interest of the Creek Nation and of all other citizens in and to
the lands embraced in [the] allotment certificate.” ¶ 23, 31 Stat. at 868. For the allottee,
acceptance of the deed represented “assent to the allotment and conveyance of all the
lands of the tribe” and a “relinquishment of all his right, title, and interest in” the rest of
the allotted lands as provided in the Agreement.
Id.
The Secretary of the Interior was supposed to approve the conveyances, and this
approval would serve “as a relinquishment” to the Creek citizen “of all the right, title, and
interest of the United States in and to the lands embraced in [the] deed.” Id.49 But the
Agreement provided for various forms of continuing federal supervision. For example, it
restricted the ability of allottees to encumber or alienate their lands without approval
from the Secretary. ¶ 7, 31 Stat. at 863-64. A five-year restriction period applied to
48
For members of the Creek Nation unable to select lands for themselves—
children, “prisoners, convicts, and aged and infirm persons”—the Agreement
provided a mechanism for selection on their behalf and in “the best interests of such
parties.” ¶ 4, 31 Stat. at 863; see also ¶¶ 7, 23, 31 Stat. at 863-64, 867-68.
49
The United States was understood to have a reversionary interest in the
Tribe’s lands. See 1833 Treaty, art. 3, 7 Stat. at 419 (providing the Creek Nation’s
fee simple interest would continue “so long as they shall exist as a nation, and
continue to occupy the country hereby assigned them”); § 15, 27 Stat. at 645
(consenting that “upon the allotment of the lands held by [the Five Civilized Tribes]
the reversionary interest of the United States therein shall be relinquished and shall
cease”).
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allotted lands generally, but a 21-year restriction applied to a subset of an allottee’s
lands—the 40 acres selected as a homestead.
Id. Creek citizens were allowed to rent
their allotments, subject to restrictions . ¶ 37, 31 Stat. at 871.
b) Town sites
The Agreement excluded “town sites” from allotment. ¶¶ 2, 24(a), 31 Stat. at 862,
868. Towns “in the Creek Nation” with more than 200 people would be “surveyed, laid
out, and appraised.” ¶ 10, 31 Stat. at 864. Town commissions, which were to include
Creek commissioners, would administer the sale of town lots “for the benefit of the
tribe.” ¶ 10, 31 Stat. at 865. “Any person,” not just Creek citizens, “in rightful
possession of any town lot having improvements thereon” was given the opportunity to
purchase the lot. ¶ 11, 31 Stat. at 866; see also ¶¶ 12-13, 31 Stat. at 866 (providing
similar purchase opportunities to people with residential or business holdings in towns).
Town sites lacking improvements would be sold at public auction within 12 months of
their appraisal. ¶ 14, 31 Stat. at 866. Once sold, town lots were subject to municipal
taxation. ¶ 17, 31 Stat. at 867.50
Some town sites were not available for purchase. The Agreement instructed town
surveyors to set aside lands for cemeteries, ¶ 18, 31 Stat. at 870, and lots where church
houses had been erected were conveyed to the churches at no cost, ¶ 21, 31 Stat. at 867.
Educational institutions in Muskogee and other towns “in the Creek Nation” were given
50
The Agreement gave municipal corporations authority to issue bonds and
borrow money for public projects such as for “the construction of sewers, lighting
plants, waterworks, and schoolhouses.” ¶ 25, 31 Stat. at 869.
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the chance to purchase lands at a discount. ¶ 20, 31 Stat. at 867. The United States
reserved a right to “purchase, in any town in the Creek Nation, suitable land for court-
houses, jails, and other necessary public buildings for its use, by paying the appraised
value thereof.” ¶ 19, 31 Stat. at 867.
c) Lands reserved for tribal purposes
In addition to town sites, the Agreement provided certain other lands would be
“reserved from the general allotment” scheme. ¶ 24, 31 Stat at 868. Most of the reserved
lands were for tribal purposes: Creek schools and orphan homes, ¶ 24(c)-(l), 31 Stat. at
868; cemeteries, ¶ 24(m), 31 Stat. at 868; a university, ¶ 24(n), 31 Stat. at 868-69; Creek
courthouses, ¶ 24(o), 31 Stat. at 869; and churches and schools outside of towns, ¶ 24(p),
31 Stat. at 869. If and when these lands were no longer “needed for the purposes for
which they are at present used,” the Agreement provided they should be sold at auction
“to citizens only.” ¶ 24, 31 Stat. at 869.
d) Future governance
The Agreement contemplated roles for both the Tribe and the federal government
in the post-allotment governance of the Creek Nation. It recognized Creek jurisdiction as
continuing but also limited and temporary. It also provided for ongoing federal
regulation and defined federal responsibilities by reference to the Creek Nation’s borders.
A continuing role for the tribal government was apparent in a provision
recognizing Creek legislative authority over both unallotted tribal lands and allotted
lands. ¶ 42, 31 Stat. at 872. “[A]ct[s], ordinance[s], [and] resolution[s]” of the Creek
National Council remained subject to presidential approval, but the Agreement
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recognized the Creek government’s authority to regulate “the lands of the tribe” as well
as lands belonging to “individuals after allotment.” Id.; see also
id. (providing for Creek
regulation, with presidential oversight, of “the moneys or other property of the tribe, or of
the citizens thereof”). The Agreement also provided that Creek law would determine
issues of descent and distribution. ¶¶ 7, 28, 31 Stat. at 864, 870.51
Under the Agreement, the Tribe continued to exercise authority over its finances:
“No funds belonging to said tribe shall hereinafter be used or paid out for any purposes
by any officer of the United States without consent of the tribe, expressly given through
its national council, except as herein provided.” ¶ 33, 31 Stat. at 870; see also ¶ 31, 31
Stat. at 870 (requiring that the federal government provide monthly, itemized financial
reports to the principal chief regarding the Tribe’s funds in the U.S. Treasury). The
Agreement assigned the Creek National Council responsibility for appropriating money
to operate tribal schools. ¶ 40, 31 Stat. at 872. It also authorized lawsuits “in the name of
the principal chief, for the benefit of the tribe” to enforce liens against the property of
people who defaulted on their purchase of property in towns. ¶ 30, 31 Stat. at 870.
Despite these recognitions of continuing Creek governmental authority, the
Agreement contemplated this authority would be temporary. It said the tribal
government would not continue past March 4, 1906, “subject to such further legislation
as Congress may deem proper.” ¶ 46, 31 Stat. at 872. In other words, the Agreement set
51
Creek courts, already abolished under the Curtis Act, were not reestablished.
¶ 47, 31 Stat. at 873.
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a date for the dissolution of the tribal government while recognizing a later Congress
could change course. Congress did change course, and dissolution never happened.
In addition to providing a limited role for tribal government, the Agreement
assigned powers and responsibilities to the United States, many of which were expressly
tied to the Creek Nation’s territorial boundaries. For example, the Secretary was
authorized to collect a grazing tax when cattle were brought “into the Creek Nation” and
grazed on unallotted lands. ¶ 37, 31 Stat. at 871. Revenue from the tax was “for the
benefit of the tribe.”
Id. Similarly, although Creek citizens could dispose of timber on
their allotments, no timber could be taken from unallotted lands “without payment of [a]
reasonable royalty” and under conditions prescribed by the Secretary. ¶ 38, 31 Stat. at
871. The mineral-leasing provisions from the Curtis Act were not to apply “in the Creek
Nation.” ¶ 41, 31 Stat. at 872. And the United States agreed to maintain strict laws
against the introduction of liquor “in said nation.” ¶ 43, 31 Stat. at 872.52
To summarize, the Original Agreement shifted communal Creek land into
individual allotments and provided for dissolution of the tribal government in the future.
52
The task of removing “objectionable” persons from the lands of Creek
citizens fell to the Secretary of the Interior and the United States Indian agent. ¶ 8,
31 Stat. at 864.
The Secretary was also to administer the Creek school fund, and Creek schools
were to be governed under the Secretary’s rules and regulations as well as “under
Creek laws” subject to the Secretary’s oversight. ¶ 40, 31 Stat. at 871-72. The
Agreement included a hiring preference for Creek citizens in teaching positions.
¶ 40, 31 Stat. at 872.
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It also reserved from allotment lands for tribal purposes and repeatedly recognized the
continuing existence of the Creek Nation’s borders.
6) “Supplemental Allotment Agreement,” ch. 1323, 32 Stat. 500 (June 30,
1902)
The 1902 Supplemental Allotment Agreement clarified the Original Agreement
and made several amendments. Allotment-eligible lands would be appraised at no more
than $6.50 per acre, not including improvements. ¶ 2, 32 Stat. at 500. The Dawes
Commission was assigned exclusive jurisdiction to resolve the disputes of Creek citizens
over the selection of particular allotments. ¶ 4, 32 Stat. at 501.53 The Supplemental
Agreement made corrections to the Creek Nation’s citizenship rolls and addressed the
situation of citizens entitled to an allotment who died before receiving it. ¶¶ 7-9, 32 Stat.
at 501-02.
The Supplemental Agreement provided that Arkansas law, not Creek law, would
govern inheritance but said “only citizens of the Creek Nation, male and female, and their
Creek descendants shall inherit lands of the Creek Nation.” ¶ 6, 32 Stat. at 501.
Noncitizen heirs could inherit when there was no Creek descendent.
Id.
Anti-encumbrance and alienation provisions were reaffirmed and set to run from
the date of the Supplemental Agreement. ¶ 16, 32 Stat. at 503. Restrictions on leases
were also clarified. See ¶ 17, 32 Stat. at 504 (addressing leases for mineral extraction
(prohibited), grazing (limited to one year), and agricultural purposes (limited to five
53
See also ¶ 5, 32 Stat. at 501 (providing for corrections when selected land
did not include allottee’s home).
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years)). Other parts of the Supplemental Agreement addressed public resources. See
¶ 13, 32 Stat. at 503 (providing for the purchase of land for parks within towns); ¶ 15, 32
Stat. at 503 (subjecting Creek courthouse lands to allotment); ¶ 18, 32 Stat. at 504
(regulating introduction of cattle “into the Creek Nation”).
The Supplemental Agreement left in place the planned dissolution of the tribal
government. It required the Secretary, following dissolution of the tribal government, to
pay the Tribe’s remaining funds to the citizens of the Creek Nation. ¶ 14, 32 Stat. at 503;
see also ¶ 19, 32 Stat. at 504 (requiring the Secretary “during the continuance of the tribal
government” to defend allottees against claims on their land arising from illegal leases
and conveyances).
Overall, the Supplemental Agreement continued the policies embodied in the
Original Agreement. It did not address the Creek Reservation’s borders except to
recognize their existence.
7) “Five Tribes Act,” ch. 1876, 34 Stat. 137, April 26, 190654
The State relies on two more statutes, both from 1906.55 The first is the Five
Tribes Act, in which Congress recognized and extended the Creek government’s
existence while also imposing new limitations on its authority. It provided the Creek
Nation’s “tribal existence and present tribal government[]” would “continue[] in full
54
The Five Tribes Act was passed after March 4, 1906, the date the Original
Agreement had set for the dissolution of the Creek government, see ¶ 47, 31 Stat. at
872, but Congress extended the Creek government’s existence before the deadline on
March 2, 1906, see 34 Stat. 822. As this section discusses, the Five Tribes Act
extended the Creek government again, this time indefinitely.
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force and effect for all purposes authorized by law, until otherwise provided by law.”
§ 28, 34 Stat. at 148. It continued presidential oversight of tribal legislation, and further
restricted tribal legislative functions by limiting tribal governments to 30-day legislative
sessions each year.
Id.
The Five Tribes Act gave new authority to the President and Secretary of the
Interior. The President received authority to appoint a tribal citizen as principal chief
when the principal chief died, became disabled, or refused or neglected to perform his
duties. § 6, 34 Stat. at 139. The Secretary received power to approve land conveyances
if the principal chief failed to act.
Id. The Act also authorized the Secretary to “assume
control and direction” of the Tribes’ schools in 1906 with the goal of retaining “tribal
educational officers” and “the present system so far as practicable” until a “public school
system” was established under a future territorial or state government. § 10, 34 Stat. at
140-41. The Secretary received authorization to bring suit in the United States courts in
the Indian Territory for the recovery of money or lands claimed by the Creek Nation.
§ 18, 34 Stat. at 144.56
55
The State contends these laws “carry less weight” because they were passed
after the allotment agreements. Aplee. Br. at 62. This suggests the State considers
the 1901-02 allotment agreements to be the legislative enactments in which Congress
disestablished the Creek Reservation, yet the State includes the 1906 statutes in its
step-one argument. We consider the text of the 1906 laws as step-one evidence, as
opposed to step-three, later-history evidence, because statutory text is the concern of
step one. See
Parker, 136 S. Ct. at 1079 (“[W]e start with the statutory text . . . .”).
56
Congress also assigned new powers at the town level. It provided for the
operation of light and power companies within the Indian Territory and granted new
Continued . . .
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The Five Tribes Act continued many of the restrictions on allotted lands and
amended others. Congress continued the Original Agreement’s provisions for the
equalization of Creek allotments. § 2, 34 Stat. at 137-38. It also clarified that lands
reserved for public purposes would “revert to the tribe and be disposed of as other surplus
lands” when the land was no longer used for the public purpose for which it was
reserved. § 14, 34 Stat. at 142. The Secretary was instructed to sell unallotted lands not
otherwise provided for and deposit the proceeds into the Treasury for the Tribe’s benefit.
§ 16, 34 Stat. at 143.57 New 25-year restriction periods against alienation and
encumbrance were imposed on allotted lands, but allotted lands were immune from
taxation “as long as the title remain[ed] in the original allottee.” § 19, 34 Stat. at 144.
Allottees remained free to lease their lands, subject to restrictions. §§ 19-20, 34 Stat. at
144-45.58
The Five Tribes Act provided for the future distribution of tribal property to Creek
citizens. It abolished tribal taxes and instructed the Secretary to wind up claims against
taxing powers to towns with more than two thousand people. See §§ 25-26, 34 Stat. at
146-48.
57
Purchasers of town lots who failed to make timely payments were liable to
forfeit the purchase and have the Secretary re-sell the land at public auction. § 12, 34
Stat. at 141-42.
58
Congress made several changes to the laws of descent and inheritance. For
allottees who died intestate and without heirs, their lands would revert to the Tribe or
escheat to the future state or territorial government. § 21, 34 Stat. at 145. Adult Indian
heirs were permitted to sell the lands they inherited, subject to the Secretary’s approval.
§ 22, 34 Stat. at 145. Adult Indians were permitted to make wills, subject to court
oversight when the will disinherited certain closely related family members. § 23, 34
Stat. at 145.
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the Tribe following the dissolution of the tribal government. § 11, 34 Stat. at 141. Tribal
citizenship rolls would be finalized by March 4, 1907. §§ 1, 2, 34 Stat. at 137-38. The
Secretary would eventually take possession of and sell tribal buildings, furniture, and
lands. § 15, 34 Stat. at 143. Local governments—be they state, territorial, county, or
municipal—received the first chance to buy; proceeds would be deposited in the Treasury
for the benefit of the Tribe. Id.59 As had been the case in earlier acts, the Secretary was
required to distribute the proceeds from the sale of tribal property to the Tribe’s members
on a per capita basis. § 17, 34 Stat. at 143-44.
In a section labeled “Tribal lands to be held in trust,” the Act provided that, upon
dissolution of the Five Tribes, tribal lands “shall not become public lands nor property of
the United States, but shall be held in trust by the United States for the use and benefit”
of the Tribes’ members and their heirs. § 27, 34 Stat. at 148. And, as mentioned above,
the Act extended the tribal governments’ existence without setting a date for dissolution,
providing only that they would continue “until otherwise provided by law.” § 28, 34 Stat.
at 148. The Five Tribes Act thus recognized that the Creek Nation’s government
continued to exist in “full force and effect,” and that, in the event of the future dissolution
of the tribal government, “the land[] belonging to the . . . Creek [Nation]” would be held
in trust by the United States for the Tribe.
Id. It did not terminate the Reservation’s
borders.
59
Later in 1906, Congress delayed the implementation of § 15—providing for
the sale of tribal property—and clarified it would “not take effect until the date of the
dissolution of the tribal governments of the Choctaw, Chickasaw, Cherokee, Creek,
and Seminole tribes.” Act of June 21, 1906, ch. 3504, 35 Stat. 325, 342.
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8) “Oklahoma Enabling Act,” ch. 3335, 34 Stat. 267 (June 16, 1906)
In the Oklahoma Enabling Act, the final statute the State relies on, Congress did
not dissolve the Creek government, but it granted permission to the inhabitants of both
the Territory of Oklahoma and the Indian Territory to adopt a constitution and seek
admittance into the Union as the State of Oklahoma. § 1, 34 Stat. at 267-68. Congress
imposed restrictions on the new state’s ability to affect Indians and Indian property.
“[N]othing” in the state constitution was
to limit or impair the rights of person or property pertaining to the Indians
of said Territories (so long as such rights shall remain unextinguished) or to
limit or affect the authority of the Government of the United States to make
any law or regulation respecting such Indians, their lands, property, or other
rights by treaties, agreement, law, or otherwise . . . .
Id. Further, Congress required the people of the territories to
forever disclaim all right and title in or to any unappropriated public lands
lying within the boundaries thereof, and to all lands lying within said limits
owned or held by any Indian, tribe, or nation; and that until the title to any
such public land shall have been extinguished by the United States, the
same shall be and remain subject to the jurisdiction, disposal, and control of
the United States.
§ 3, 34 Stat. at 270. Congress also prohibited the new state from allowing the liquor trade
for 21 years within the Indian Territory, the bordering Osage Reservation, and “any other
part of said State which existed as Indian reservations” as of 1906. § 3, 34 Stat. at 269.
Oklahoma was awarded five seats in the House of Representatives. § 6, 34 Stat. at
271-72. Congress instructed that the third district must “comprise all the territory now
constituting the Cherokee, Creek, and Seminole nations, and the Indian reservations lying
northeast of the Cherokee Nation, within said State.”
Id.
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The United States granted Oklahoma certain townships for the State’s school
system but withheld “any lands embraced in Indian, military, or other reservations of any
character” and specified that “land owned by Indian tribes or individual members of any
tribe” were excluded “until the reservation shall have been extinguished and such lands
be restored to and become a part of the public domain.” § 7, 34 Stat. at 272.
Upon Oklahoma’s admission as a State, the territorial laws in force within the
Territory of Oklahoma would take effect statewide, and all applicable federal laws would
take effect as they applied elsewhere in the country. § 21, 34 Stat. at 277-78.
The Oklahoma Enabling Act, as this court has already said, does not “contain
express termination language.” Osage
Nation, 597 F.3d at 1124.
* * * *
The foregoing statutes show the Creek Nation accepted an allotment scheme that
retained “surplus” lands for tribal citizens, and Congress established the State of
Oklahoma. We now consider further whether, as the State insists, these laws also
disestablished the Creek Reservation.
ii. Analysis
None of these statutes disestablished the Creek Reservation. The State’s case for
termination of the Creek Reservation thus falters at “the first and most important step.”
Parker, 136 S. Ct. at 1080. The State argues the cumulative effect of the eight laws
demonstrate that Congress disestablished the Creek Reservation. For three reasons, we
disagree. First, the statutes lack any of the textual “hallmarks” demonstrating
congressional intent to disestablish, and no other language shows Congress altered the
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Creek Reservation’s boundaries. See
id. at 1079. Second, specific statutory language—
“[t]he most probative evidence of congressional intent,”
Solem, 465 U.S. at 470—shows
Congress continued to recognize the Reservation’s borders. Third, the State’s reliance on
the statutes’ reforms of title and governance arrangements within the Reservation is
unavailing because these changes did not disestablish the Reservation.
1) No hallmarks of disestablishment or diminishment
Congress never expressly terminated the Creek Reservation in any of the statutes,
nor did it use the kind of language recognized by the Supreme Court as evidencing
disestablishment. It has long been clear “the Congresses that passed the surplus land
acts” were hostile to the reservation system; indeed they “anticipated [its] imminent
demise” and “passed the acts partially to facilitate the process,” but Solem prevents courts
from “extrapolat[ing]” this general congressional expectation into “a specific
congressional purpose” with respect to a given
reservation. 465 U.S. at 468-69; see also
Shawnee
Tribe, 423 F.3d at 1220 & n.18 (explaining that, notwithstanding the
“Congressional desire to end the reservation system,” the question of “[w]hether a
particular treaty or Congressional act was intended to extinguish some or all of an
existing reservation requires a case-by-case analysis”). “The effect of any given surplus
land act depends on the language of the act and the circumstances underlying its
passage.”
Solem, 465 U.S. at 469 (emphasis added). Here at step one, we consider the
language and find no congressional purpose to disestablish the Creek Reservation’s
borders.
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We have not identified termination language in any of the statutes the State cites.
Indeed, the State concedes that not one of the eight statutes contains particular language
that disestablished the Creek Reservation.
The absence of such language is notable because Congress is fully capable of
stating its intention to disestablish or diminish a reservation, as the following examples
illustrate:
“[T]he Smith River reservation is hereby discontinued.” Act of July 27,
1868, ch. 248, 15 Stat. 198, 221; see
Mattz, 412 U.S. at 504 n.22 (citing
statute as an example of “clear language of express termination”).
“That subject to . . . allotment . . . a [legislatively defined] portion of the
Colville Indian Reservation . . . is hereby, vacated and restored to the public
domain . . . .” Act of July 1, 1892, ch. 140, § 1, 27 Stat. 62, 62-63; see
Mattz, 412 U.S. at 504 n.22 (citing as example of “clear language of
express termination”);
Seymour, 368 U.S. at 354 (discussing as example of
diminishment language).
“Subject to the allotment of land . . . and for the considerations hereinafter
mentioned . . . [the] Comanche, Kiowa, and Apache Indians hereby cede,
convey, transfer, relinquish, and surrender, forever and absolutely, without
any reservation whatever, express or implied, all their claim, title, and
interest, of every kind and character, in and to the lands embraced in the
following-described tract of country in the Indian Territory . . . .” Act of
June 6, 1900, ch. 813, art. 1, 31 Stat. 672, 676-77; see Tooisgah v. United
States,
186 F.2d 93, 97 (10th Cir. 1950) (discussing statute as example of
language “disestablish[ing] the organized reservation”).
“[A]ll the unallotted lands within said reservation shall be restored to the
public domain.” Act of May 27, 1902, ch. 888, 32 Stat. 245, 263; see
Hagen, 510 U.S. at 412 (discussing statute and explaining that “Congress
considered Indian reservations as separate from the public domain”).
“[T]he reservation lines of the said Ponca and Otoe and Missouria Indian
reservations be, and the same are hereby, abolished.” Act of April 21,
1904, ch. 1409, 33 Stat. 189, 218; see
Mattz, 412 U.S. at 504 n.22 (citing as
example of “clear language of express termination”).
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“The said Indians belonging on the Shoshone or Wind River Reservation,
Wyoming, for the consideration hereinafter named, do hereby cede, grant,
and relinquish to the United States, all right, title, and interest which they
may have to all the lands embraced within the said reservation, except the
lands within and bounded by the following lines . . . .” Act of March 3,
1905, ch. 1452, art. 1, 33 Stat. 1016, 1016; see
Wyoming, 849 F.3d at 870
(calling this language “precisely suited to diminishment” (quotations
omitted)).60
Indeed, Congress has had no difficulty addressing the boundaries of the Creek
Reservation, and, as the following treaties show, Congress used clear language on these
occasions:
“The Creek Nation of Indians cede to the United States all the land
belonging to the said Nation in the State of Georgia, and lying on the east
side of the middle of the Chatahoochie river. And, also, another tract of
land lying within the said State, and bounded as follows . . . .” 1826
Treaty, art. 2, 7 Stat. at 286-87.
“The Creek tribe of Indians cede to the United States all their land, East of
the Mississippi river.” 1832 Treaty, art. 1, 7 Stat. at 366.
“The United States hereby agree . . . that the Muskogee or Creek country
west of the Mississippi, shall be embraced within the following
boundaries . . . .” 1833 Treaty, art. 2, 7 Stat. at 418.
60
Additional examples can even be found within the statutes the State cites, but
not with respect to the Creek Nation. In the 1893 appropriations law—the State’s first
statute—Congress provided money to satisfy sum-certain purchases of Indian lands under
agreements previously negotiated with two Tribes. First, Congress approved $30,600 “to
pay the Tonkawa tribe of Indians in the Territory of Oklahoma for all their right, title,
claim, and interest of every kind and character in and to four townships of land . . .
conveyed and relinquished to the United States.” § 11, 27 Stat. at 643-44. Second,
Congress appropriated $80,000 “to pay the Pawnee tribe of Indians in Oklahoma,
formerly a part of the Indian Territory, for all their right, title, claim, and interest of every
kind and character in and to all that tract of country between the Cimarron and Arkansas
rivers embraced within the limits of seventeen specified Townships of land, ceded,
conveyed, and relinquished to the United States.” § 12, 27 Stat. at 644. Further,
Congress declared these newly acquired lands to be “part of the public domain.” § 13, 27
Stat. at 644.
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“The Creek Nation doth hereby grant, cede, and convey to the Seminole
Indians, the tract of country included within the following
boundaries . . . .” 1856 Treaty, art. 1, 11 Stat. at 699; see also
id. at art. 2,
11 Stat. at 700 (“The following shall constitute and remain the boundaries
of the Creek country . . . .”);
id. at arts. 5-6, 11 Stat. at 700-02 (providing
for release of Creek claims to specified lands in consideration of $1 million
paid by United States).
“[T]he Creeks hereby cede and convey to the United States . . . the west
half of their entire domain, to be divided by a line running north and south;
the eastern half of said Creek lands, being retained by them, shall, except
as herein otherwise stipulated, be forever set apart as a home for said
Creek Nation; and in consideration of said cession of the west half of their
lands . . . the United States agree to pay the sum of . . . nine hundred and
seventy-five thousand one hundred and sixty-eight dollars . . . .” 1866
Treaty, art. 3, 14 Stat. at 786; see also
id. at art. 9, 14 Stat. at 788
(providing for the construction of buildings “in the reduced Creek
reservation”).
The Supreme Court has said that when earlier treaties contained unequivocal
language of disestablishment or diminishment and a later enactment “speaks in much
different terms,” “[t]he change in language . . . undermines [the] claim that Congress
intended to do the same with the reservation’s boundaries in [the later statute] as it did in
[the earlier treaties].”
Parker, 136 S. Ct. at 1080; see also
Mattz, 412 U.S. at 504
(“Congress was fully aware of the means by which termination could be effected. But
clear termination language was not employed in the [relevant statute]. This being so, we
are not inclined to infer an intent to terminate the reservation.”);
Seymour, 368 U.S. at
355 (comparing earlier statute “expressly vacating the South Half of the reservation and
restoring that land to the public domain” with later statute and finding that later statute
“repeatedly refer[red] to the Colville Reservation in a manner that makes it clear that the
intention of Congress was that the reservation should continue to exist as such”).
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Although the State contends the cumulative force of the eight statutes
disestablished the Creek Reservation, Congress again discussed Creek boundaries in
direct terms immediately following passage of the State’s final statute. The Oklahoma
Enabling Act was passed on June 16, 1906. 34 Stat. at 267. Days later, on June 21,
Congress recommitted to the boundary separating “the Creek Nation” and “the Territory
of Oklahoma.” Act of June 21, 1906, ch. 3504, 34 Stat. 325, 364. The line, surveyed in
1871 and reestablished by the U.S. Geological Survey in 1895 and 1896, was “declared
to be the west boundary line of the Creek Nation.”
Id. In the same statute, Congress
established a new recording district in the Indian Territory and did so by reference to “the
north line of the Creek Nation.” 34 Stat. at 343. These references to the lines and
boundaries of the Creek Nation undercut the State’s contention that its eight statutes
cumulatively disestablished the Creek Reservation.
As we recently said in Wyoming, “[t]here are no magic words of cession required
to find diminishment. Rather, the statutory language, whatever it may be, must ‘establish
an express congressional purpose to
diminish.’” 849 F.3d at 869-70 (quoting
Hagan, 510
U.S. at 411). There are no traditional textual signs of disestablishment in any of the
statutes, and our review uncovers no other language to overcome the presumption that the
Creek Reservation continues to exist. See
Solem, 465 U.S. at 481. In fact, the Original
Agreement recognized the Reservation’s boundaries.
2) Signs Congress continued to recognize the Reservation
The eight statutes not only lack textual evidence that Congress disestablished the
Creek Reservation, the Original Agreement contains language recognizing the existence
- 95 -
of the Creek Nation’s borders. See, e.g., ¶ 10, 31 Stat. at 864 (discussing towns “in the
Creek Nation”); ¶ 25, 31 Stat. at 869 (municipal corporations “in the Creek Nation”);
¶ 37, 31 Stat. at 871 (introduction of cattle “into the Creek Nation”); ¶ 41, 31 Stat. at 872
(application of other laws and treaties “in the Creek Nation”); ¶ 42, 31 Stat. at 872 (notice
through publication in newspapers “having a bona fide circulation in the Creek Nation”);
¶ 43, 31 Stat. at 872 (maintenance of liquor laws “in said nation”). And so did other
statutes. See, e.g., Supplemental Agreement, ¶¶ 11, 13, 17-18, 32 Stat. at 502-04; Five
Tribes Act, §§ 12, 14, 16, 24, 27, 34 Stat. at 141-43, 146, 148; Oklahoma Enabling Act,
§ 6, 34 Stat. at 272.
The Original Agreement also reserved lands for tribal purposes. See ¶ 24, 31 Stat.
at 868. Solem explained that retention of lands for tribal purposes “strongly suggests”
continued reservation status.
See 465 U.S. at 474 (explaining “[i]t is difficult to imagine
why Congress would have reserved lands for such purposes” if the land was no longer a
reservation). “Surplus” Creek lands were not made a part of the public domain or even
opened to unrestricted non-Indian settlement. Congress and the Tribe instead agreed
lands not initially claimed as allotments would be used for the Tribe’s benefit by
equalizing the allotments of Creek citizens. See ¶¶ 3, 9, 31 Stat. at 862, 864; see also § 7,
34 Stat. at 272.
And instead of making a sum-certain payment to the Creek Nation for all—or
even a portion of—its land, the Agreement provided the Tribe would receive an uncertain
amount of revenue based on future sales to non-Indian settlers of surveyed town lots. See
¶¶ 11-15, 31 Stat. at 866; see also
Parker, 136 S. Ct. at 1079 (finding no intent to
- 96 -
diminish where Tribe did not “receiv[e] a fixed sum for all of the disputed lands” because
“the Tribe’s profits were entirely dependent upon how many nonmembers purchased the
appraised tracts of land”);
id. at 1080 (“Such schemes allow non-Indian settlers to own
land on the reservation. But in doing so, they do not diminish the reservation’s
boundaries.” (citation and quotations omitted)).
Thus, not only do the State’s statutes lack any language showing disestablishment,
they show Congress’s continued recognition of the Reservation’s boundaries.
3) The State’s title and governance arguments
The State’s arguments for disestablishment based on Congress’s general goals of
extinguishing tribal title and establishing a new state government fail. Relying on its first
statute—the 1893 appropriations law in which Congress announced the commencement
of negotiations—the State argues Congress intended to disestablish the Creek
Reservation because Congress aimed for (1) the “extinguishment” of tribal title and (2)
the “ultimate creation” of one or more state governments in the Indian Territory. Aplee.
Br. at 58 (quoting § 16, 27 Stat. at 645). Congress largely achieved both goals,61 but the
State’s arguments fail because they confuse questions of title and governance with the
issue before us—the Reservation’s boundaries.
61
Tribal title was never fully extinguished because, as we explained in Indian
Country, U.S.A., the Creek Nation has retained title to some lands within the
Reservation. 829 F.2d at 976.
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a) Title
Whether a reservation has been disestablished or diminished depends on whether
its boundaries were erased or constricted, not on who owns title to land inside the lines.
“This distinction between a property’s title and a reservation’s territory is important.”
Shawnee
Tribe, 423 F.3d at 1220 n.17. Congress has defined “Indian country” to include
“all land within the limits of any Indian reservation.” 18 U.S.C. § 1151(a). Based on this
definition, the Supreme Court has accepted the “inescapable” conclusion that allotment
alone does not terminate a reservation.
Mattz, 412 U.S. at 504. “[A]djudicating
reservation boundaries is conceptually quite distinct from adjudicating title to the same
lands. One inquiry does not necessarily have anything in common with the other, as title
and reservation status are not congruent concepts in Indian law.” Navajo
Tribe, 809 F.2d
at 1475 (footnote and quotations omitted). In other words, who has title is not the same
question as whether Congress has erased or altered a reservation’s boundaries. See
Yazzie, 909 F.2d at 1394 (observing “the distinction between title and boundary [is] an
important one”); see also
Solem, 465 U.S. at 470 (“[N]o matter what happens to the title
of individual plots within the area, the entire block retains its reservation status until
Congress explicitly indicates otherwise.”).
The allotment of Creek lands—the transfer of title from the Tribe to its
members—does not mean Congress disestablished the Creek Reservation. Allotment can
be “completely consistent with continued reservation status.”
Mattz, 412 U.S. at 497; see
Navajo
Tribe, 809 F.2d at 1475 (“[A]llotment in severalty to individual Indians and
subsequent entry by non-Indians is entirely consistent with continued reservation status.”
- 98 -
(quotations omitted)); see also
Solem, 465 U.S. at 469 (“[I]t is settled law that some
surplus land acts diminished reservations, and other surplus land acts did not.” (citations
omitted)). Solem provides the framework for the required case-by-case evaluation, and
here the State presents no language showing Congress altered the Creek Reservation’s
boundaries. Its focus on the extinguishment of tribal title and the shift to individual
ownership misses the mark because “the Supreme Court has required that specific
congressional intent to diminish boundaries and not just Indian land titles be clearly
established.”
Yazzie, 909 F.2d at 1394-95. As the Creek Nation explains, the allotment
of Creek lands “effectuate[d] an uncompensated change from communal title to title in
severalty,” but this “transfer of title sa[id] nothing about reservation boundaries.” Creek
Nation Br. at 15.
b) Governance
Neither do changes in governance over the Creek Reservation show that Congress
disestablished the Reservation. The State argues the erosion of Creek governmental
authority and the creation of Oklahoma demonstrate Congress disestablished the Creek
Reservation. For three reasons, we disagree.
First, a tribal government’s powers and its reservation’s boundaries are not the
same thing. At times, the State’s brief recognizes this point. See Aplee. Br. at 89
(arguing Mr. Murphy has “confuse[d] the question of whether the Nation was dissolved
as a political entity with the issue in this case, i.e., whether the reservation was
disestablished”); see also
id. at 84 n.33 (noting “the Creek Nation continued to exist as a
political entity”). But the State’s attempt to tie Congress’s regulation of the Creek
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government’s authority to what Congress must have intended regarding the Reservation’s
borders fails to satisfy Solem’s step one.
See 465 U.S. at 470 (explaining Congress must
“clearly evince an intent to change boundaries” (quotations omitted)).62
Second, even if the State could show that dissolution of a tribal government is
relevant to disestablishing a reservation, that would not mean the Creek Reservation has
been disestablished. This is so because Congress never dissolved the Creek government.
Even when Congress contemplated the future dissolution of the Creek government, it
continued to recognize the Tribe’s governmental authority within the Reservation’s
boundaries. See, e.g., Original Agreement, ¶ 42, 31 Stat. at 872. Thirty years ago, this
court explained:
Although Congress at one time may have envisioned the termination of the
Creek Nation and complete divestiture of its territorial sovereignty, the
legislation enacted in 1906 reveals that Congress decided not to implement
that goal, and instead explicitly perpetuated the Creek Nation and
recognized its continuing legislative authority. Congress subsequently
repudiated its earlier policies of termination and enacted legislation
designed to restore governmental powers to the Oklahoma tribes.
Indian Country,
U.S.A., 829 F.2d at 981 (citation omitted). And, as all parties agree, the
Creek government continues to exist today.
Third, Oklahoma’s admission into the Union is compatible with the Creek
Reservation’s continuation. States and reservations co-exist throughout the country. See,
62
The State’s contention that regulation of the tribal government indirectly
reveals what Congress thought about the Reservation’s borders may more
appropriately be a step-two argument about the contemporary understanding of the
Acts, rather than a step-one textual argument. Either way, it fails to show Congress
disestablished the Creek Reservation’s boundaries.
- 100 -
e.g.,
Parker, 136 S. Ct. at 1076 (Omaha Indian Reservation within Nebraska);
Solem, 465
U.S. at 465-66 (Cheyenne River Sioux Reservation within South Dakota); Indian
Country,
U.S.A., 829 F.2d at 976 (Creek Reservation within Oklahoma); see also
Donnelly v. United States,
228 U.S. 243, 270-72 (1913) (holding California’s admission
did not affect federal jurisdiction over murder on Indian reservation).
In sum, the eight statutes do not, individually or collectively, show that Congress
disestablished the Creek Reservation. They lack any of the “hallmarks of diminishment,”
Parker, 136 S. Ct. at 1079, and what they do say supports the view of Mr. Murphy and
the Creek Nation that the 1866 Reservation borders continue to exist. The State’s
arguments about tribal title and governance miss the mark. Its case for disestablishment
has “fail[ed] at the first and most important step.”
Id. at 1080.
b. Step Two: Contemporary Historical Evidence
When the statutory text at step one does not reveal that Congress has
disestablished or diminished a reservation, such a finding requires “unambiguous
evidence” that “unequivocally reveals” congressional intent.
Parker, 136 S. Ct. at 1080-
81 (alterations and quotations omitted); see also
Solem, 465 U.S. at 478 (“[I]n the
absence of some clear statement of congressional intent to alter reservation boundaries, it
is impossible to infer from a few isolated and ambiguous phrases a congressional purpose
to diminish [a reservation].”).
At step two of the Solem analysis, courts consider how pertinent legislation was
understood to affect the reservation when it was enacted. Evidence of this contemporary
understanding may include the negotiations between the tribe and the federal
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government, congressional floor debates, and committee reports about the relevant
statues. See
Solem, 465 U.S. at 476-78; see also
Wyoming, 849 F.3d at 874-75
(considering earlier, failed legislation as indicative of intent).
We have relied on step-two evidence to find disestablishment. In Osage Nation,
we concluded Congress had disestablished the Osage Reservation, despite an absence of
clear textual evidence, because we found “the legislative history and the negotiation
process [made] clear that all the parties at the table understood that the Osage reservation
would be disestablished by the Osage Allotment
Act.” 597 F.3d at 1125.63
The State argues the contemporary historical evidence shows Congress intended to
disestablish the Creek Reservation. Mr. Murphy and the Creek Nation contend there is
no unequivocal historical evidence of disestablishment. Instead, they argue the evidence
supports continued recognition of the Creek Nation’s borders during the relevant period.
The mixed evidence we discuss below falls short of “unequivocally reveal[ing]” that
Congress disestablished the Creek Reservation.
Parker, 136 S. Ct. at 1080 (quotations
omitted).64
63
In Osage Nation, we referred in passing to the Creek Reservation as
disestablished,
see 597 F.3d at 1124, but the disestablishment or diminishment of the
Creek Reservation was not before us in that case; the Creek Nation was not a party
and therefore was not heard; and the court performed no Solem analysis regarding the
Creek Reservation. The State acknowledges Osage Nation does not bind us here.
See Aplee. Br. at 93 (“[T]his Court’s statement that the Creek reservation was
disestablished was dicta . . . .”).
64
Had the State chosen to present its eight-statute, cumulative-effect argument
as step-two contextual evidence—as opposed to step-one textual evidence—we
would still conclude Congress did not disestablish the Creek Reservation. The eight
Continued . . .
- 102 -
i. The State’s evidence
The State’s step-two evidence comes from the years preceding the 1901 Original
Allotment Agreement. On their own, pre-1901 understandings do little to advance the
analysis because the State “does not dispute that the reservation was intact in 1900.”
Aplee. Br. at 75 n.25. But we understand the State to argue that Congress had a pre-1900
intention to disestablish the Creek Reservation and that this intention carried through later
legislation. See
Wyoming, 849 F.3d at 878-79 (finding a “continuity of purpose” and
stating “Congress’s consistent attempts . . . to purchase the disputed land compel the
conclusion that this intent continued through the passage of the 1905 Act”).
The State largely relies on court decisions discussing Creek history as opposed to
primary sources from the relevant time period. See Aplee. Br. at 69-70 (citing
Woodward, 238 U.S. at 293; Sizemore v. Brady,
235 U.S. 441, 447 (1914); Stephens v.
Cherokee Nation,
174 U.S. 445, 483 (1899); United States v. Hayes,
20 F.2d 873, 888
(8th Cir. 1927);
Harjo, 420 F. Supp. at 1110). Many of these cases were decided years
after the allotment of Creek lands and after Oklahoma became a state, thus providing
second-hand evidence of any contemporaneous historical understanding. To the extent
the State’s cases discuss legislative documents from the era, we look to the documents
themselves.
statutes reveal a congressional hostility to Creek independence consistent with the
assimilationist impulse of the era. See
Solem, 465 U.S. at 466-69. But they do not
show, and certainly not unequivocally, “a specific congressional purpose” to
disestablish the Reservation’s borders.
Id. at 469. As our step-two discussion
demonstrates, the contemporary historical evidence that the Reservation was
disestablished is mixed.
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1) 1892 Senate debate
The State cites Hayes for its earliest historical evidence of Congress’s intent to
disestablish the Creek Reservation. Hayes, a 1927 decision by the Eighth Circuit,
discussed an 1892 Senate floor debate in which Senators Jones and Platt opposed a joint
resolution proposing to create a commission to negotiate with the Five Civilized Tribes to
induce them to allot their lands.
See 20 F.2d at 879-82 (summarizing debate). Senator
Jones argued the government’s goal should be to induce the Indians “to abandon their
tribal organizations and their tribal governments and to become citizens of the United
States.” 24 Cong. Rec. 98 (Dec. 13, 1892). Allotment should be offered, he said, in
exchange for the dissolution of tribal governments.
Id. He argued the joint resolution
would “give away the single advantage we have.”
Id.
Senator Platt thought the “real question” was whether the country could “endure
five separate, independent, sovereign, and almost wholly foreign governments within the
boundaries of the United States.”
Id. at 100. Although acknowledging “[t]he United
States conveyed to each of the five civilized tribes their lands in fee simple, and agreed
that they should never be included in any Territorial or State government, so long as the
tribes continued to exist and occupy the lands,” he contended things had changed.
Id. The “original idea” had been “that white people were not to dwell in that country,”
but he thought the influx of white settlers into the Indian Territory showed the Tribes no
longer wished to remain isolated.
Id. The changing demographic situation required new
governing structures.
Id. at 101-02. Elimination of the tribal governments, he argued,
would eventually have to happen with or without the Tribes’ consent.
Id. at 102. Senator
- 104 -
Platt also pointed out the Committee on Indian Affairs was drafting a bill to create a
commission “much wider in scope than is contained in the joint resolution.”
Id.
The joint resolution “died upon the table without reference to committee,”
Hayes,
20 F.2d at 880 (quotations omitted), but, as discussed above, Congress created the Dawes
Commission the next year though the 1893 Act, which instructed the Commission to
pursue the purchase or allotment of tribal lands and to secure conditions “suitable to
enable the ultimate creation of a State or States of the Union which shall embrace the
lands within said India[n] Territory,” § 16, 27 Stat. at 645.
This legislative history of a failed resolution falls far short of what would permit
us to find disestablishment. “[I]solated statements” from a few legislators do not show
that Congress disestablished a reservation,
Parker, 136 S. Ct. at 1080, especially when, as
here, the discussion concerns tribal title and governance rather than a reservation’s
boundaries.
2) 1894 Senate committee report
Next, the State looks to an 1894 report from a Senate select committee on the Five
Civilized Tribes discussed in Stephens, an 1899 Supreme Court decision involving the
constitutionality of laws regulating the Indian Territory.
See 174 U.S. at 483. The report
noted 1890 census figures showing the white population in the Indian Territory greatly
outnumbering the Indian population. S. Rep. No. 53-377, at 6 (1894). Within the Indian
Territory there were “[f]lourishing towns . . . composed wholly of white people.”
Id. To
the committee, this state of affairs undercut the isolationist notion undergirding earlier
treaties:
- 105 -
It must be assumed . . . that the Indians themselves have determined to
abandon the policy of exclusiveness, and to freely admit white people
within the Indian Territory, for it cannot be possible that they can intend to
demand the removal of the white people either by the Government of the
United States or their own. They must have realized that when their policy
of maintaining an Indian community isolated from the whites was
abandoned for a time it was abandoned forever.
Id. at 7.
The committee report also commented on the state of land ownership and
governance within the Indian Territory. Although the Tribes held title for the benefit of
all their citizens, the report found that some tribal citizens, “frequently not Indians by
blood but by intermarriage,” had managed to take effective control over large swaths of
the best agricultural land and earn private income by renting out sections of the land.
Id.
at 11-12. The report observed that this development disadvantaged many tribal citizens
and the United States might have to intervene to ensure that tribal holdings were
administered for the benefit of all a Tribe’s members.
Id. The report viewed the Tribes
in the Indian Territory as incapable of reforming the situation, labelling “their system of
government” as “not only non-American” but “radically wrong.”
Id. at 12. “There can
be no modification of the system. It can not be reformed. It must be abandoned and a
better one substituted.”
Id. Convinced change was needed, but “not car[ing] to . . .
suggest what . . . will be the proper step for Congress to take,” the committee simply
noted that the Dawes Commission was hard at work, and said it would “wait and see.”
Id. at 12-13.
This report describing 1890s conditions does not address whether Congress
understood its later reforms would disestablish the Creek Reservation. And again, the
- 106 -
State’s contextual evidence concerns title and governance and does not speak to the
reservation question.
3) Other sources
The State references an 1895 report from the Dawes Commission to Congress,
which stated that the “so-called governments” in the Indian Territory were “wholly
corrupt, irresponsible, and unworthy to be longer trusted” with the lives and property of
Indian citizens. Dep’t of the Interior, H.R. Doc. No. 54-5, at XCV (1st Sess. 1895). The
Commission predicted the situation would not “remain peaceabl[e]” if the white
population were excluded from the governance arrangement and stressed the United
States was “bound by constitutional obligations to see to it that government everywhere
within its jurisdiction rests on the consent of the governed.”
Id. at XC.
The State argues an 1897 report by the Secretary of the Interior similarly found
that a uniform system of government would have to be provided for the Indian Territory.
The State also observes that the Creek Nation and the Dawes Commission negotiated
agreements that were rejected by either the Tribe or Congress before both sides agreed to
the Original Allotment Agreement, but the State does not cite any particular provisions in
these earlier, proposed deals to argue they reveal a contemporary understanding that
Congress intended to disestablish or diminish the Creek Reservation.
These materials fail to show that Congress intended to disestablish the Creek
Reservation by enacting any of the eight statutes.
- 107 -
ii. Mr. Murphy’s and the Creek Nation’s evidence
Mr. Murphy contends there is no unequivocal historical evidence supporting
disestablishment. To the contrary, he and the Tribe cite sources from both before and
after the 1901 Original Agreement to argue the Creek Nation’s borders remain intact.
1) 1894 Dawes Commission records
The Creek Nation points to records from the Dawes Commission’s early years. Its
1894 report to Congress discussed the Commission’s negotiations and explained the
Tribes had refused to discuss changes “in respect either to their form of government or
the holdings of their domains.” Dep’t of the Interior, H.R. Doc. No. 53-1, at LIX-LX (3d
Sess. 1894). The Commission explained to Congress it had proposed allotment after
“abandon[ing] all idea of purchasing” tribal lands because “the Indians would not, under
any circumstances, agree to cede any portion of their lands to the Government.”
Id. at
LVX. The same report included a copy of the terms the Commission had submitted to
the Creek Nation—the propositions “upon which [the Commission] proposed to
negotiate.”
Id. at LX-LXI. The eighth proposition stated that, if an agreement was
reached, Congress would be allowed to form a territorial government “over the territory
of the Creek Nation.”
Id.
2) 1895 Dawes letter
Next, the Tribe points to an 1895 letter from Chairman Dawes to the Creek
Nation’s principal chief explaining:
[T]he Commission have not come here to interfere at all with the
administration of public affairs in these nations, or to undertake to deprive
any of your people of their just rights. On the other hand, it is their purpose
- 108 -
and desire, and the only authority they have, to confer with you upon lines
that will result in promoting the highest good of your people and securing
to each and all of them their just rights under the treaty obligations which
exist between the United States and your nation.
H.R. Doc. No. 54-5, at LXXXI. These treaty obligations, the Creek Nation argues,
included the 1866 treaty’s recognition of the Tribe’s territorial integrity.
3) 1900 Attorney General opinion
The Creek Nation also relies on a 1900 Attorney General opinion, which
addressed the “conditions now existing in the Indian country occupied by the Five
Civilized Tribes” to argue the 1898 Curtis Act did not affect the Reservation’s
boundaries. 23 U.S. Op. Att’y Gen. 214, 215 (1900), available at
1900 WL 1001.
Responding to an inquiry from the Secretary of the Interior about the presence of non-
Indians in the Indian Territory, the Attorney General explained that the Tribes, even after
passage of the Curtis Act, still had the power to exclude intruders and to set the terms
upon which non-members could enter the Tribes’ lands. See
id. at 215-18. The opinion
said the Tribes could regulate activity within their borders because, although outsiders
could purchase town lots, “the legal right to purchase land within an Indian nation gives
to the purchaser no right of exemption from the laws of such nation.”
Id. at 217. Tribal
laws “requiring a permit to reside or carry on business in the Indian country” were still in
effect.
Id. Non-members grazing cattle or otherwise occupying Indian lands were
“simply intruders” who “should be removed, unless they obtain such permit and pay the
required tax, or permit, or license fee.”
Id. at 219. The Attorney General concluded the
Secretary of the Interior had
- 109 -
the authority and duty . . . to remove all persons of the classes forbidden by
treaty or law, who are there without Indian permit or license; to close all
business which requires a permit or license and is being carried on there
without one; and to remo[v]e all cattle being pastured on the public land
without Indian permit or license, where such license or permit is required;
and this is not intended as an enumeration or summary of all the powers or
duties of your Department in this direction.
Id. at 220; see also Maxey v. Wright,
54 S.W. 807, 809-10, 812 (Indian Terr.) (upholding
Creek occupancy tax imposed on non-member lawyers practicing law within the Creek
Nation), aff’d,
105 F. 1003 (8th Cir. 1900).
4) Post-allotment evidence
Mr. Murphy and the Tribe argue contemporary historical evidence shows an
understanding that the Creek Nation’s borders continued after allotment. In its report to
Congress in 1900, the Dawes Commission reflected on what its negotiations had—and
had not—achieved:
Had it been possible to secure from the Five Tribes a cession to the United
States of the entire territory at a given price, the tribes to receive its
equivalent in value, preferably a stipulated amount of the land thus ceded,
equalizing values with cash, the duties of the commission would have been
immeasurably simplified, and the Government would have been saved
incalculable expense. . . . When an understanding is had, however, of the
great difficulties which have been experienced in inducing the tribes to
accept allotment . . . it will be seen how impossible it would have been to
have adopted a more radical scheme of tribal extinguishment, no matter
how simple its evolutions.
Dep’t of the Interior, H.R. Doc. No. 56-5, at 9 (2d Sess. 1900).
Mr. Murphy points out that, in the years immediately following passage of the
allotment agreements, the regional federal circuit court with jurisdiction over the Indian
Territory continued to recognize the Creek Nation’s borders. In Buster, federal agents
- 110 -
enforced the Creek Nation’s licensing fee on trade “within its borders” by closing the
businesses of non-Indians who had refused to
pay. 135 F. at 949-50. The non-Indian
business owners sought to enjoin federal enforcement of the tax and argued the Creek
Nation’s power had been withdrawn by the Original and Supplemental Allotment
Agreements, which authorized the presence of individuals in lawful possession of town
lots.
Id. at 950. The Eighth Circuit held that, although allotment had altered title
arrangements, the Creek Nation’s power to govern the area was “not conditioned or
limited by the title to the land.”
Id. at 951. “Neither the United States, nor a state, nor
any other sovereignty loses the power to govern the people within its borders . . . by the
ownership [or] occupancy of the land within its territorial jurisdiction by citizens or
foreigners.”
Id. at 952. The Creek Nation retained “its power to fix the terms upon
which noncitizens may conduct business within its borders.”
Id. (emphasis added). The
Eight Circuit said in summation:
The ultimate conclusion of the whole matter is that purchasers of lots in
town sites in towns or cities within the original limits of the Creek Nation,
who are in lawful possession of their lots, are still subject to the laws of that
nation prescribing permit taxes for the exercise by noncitizens of the
privilege of conducting business in those towns, and that the Secretary of
the Interior and his subordinates may lawfully enforce those laws by
closing the business of those who violate them, and thereby preventing the
continuance of that violation.
Id. at 958.65
65
The Supreme Court has questioned Buster’s approach to Indian taxing
authority, but we consider the case only as a contemporary source revealing an
understanding that Congress had not disestablished the Creek Reservation.
Continued . . .
- 111 -
iii. Analysis
The State’s evidence at step two largely speaks to changes (or anticipated changes)
in title and governance. It does not show that Congress understood it was disestablishing
the Creek Reservation. Although Mr. Murphy and the Creek Nation present counter
evidence showing a continuing understanding that the Creek Reservation’s borders
remained intact, we need not settle which side has the stronger argument about the
contemporary historical evidence. Under Solem, our inquiry is simpler. Because no clear
textual evidence shows Congress disestablished the Creek Reservation at step one, it is
enough for us to say at step two that the “historical evidence in no way ‘unequivocally
reveal[s] a widely held, contemporaneous understanding that the affected reservation
would shrink as a result of the proposed legislation.’”
Parker, 136 S. Ct. at 1080
(alteration and emphasis in original) (quoting
Solem, 465 U.S. at 471).
None of the step-two evidence, whether viewed in isolation or in concert, shows
unmistakable congressional intent to disestablish the Creek Reservation. The State’s
historical evidence supports the notion that Congress intended to institute a new
government in the Indian Territory and to shift Indian land ownership from communal
In Atkinson Trading Co., the Supreme Court invalidated a hotel occupancy tax
challenged by a non-Indian who owned a hotel within the borders of the Navajo
Reservation. 532 U.S. at 647-48, 659. In doing so, the Court made clear that it has
never endorsed Buster’s broad statement “that an Indian tribe’s ‘jurisdiction to
govern the inhabitants of a country is not conditioned or limited by the title to the
land which they occupy in it.’”
Id. at 653 n.4
(quoting 135 F. at 951). For our
purposes, the correctness of Buster’s pronouncements on Indian taxing authority is
irrelevant. Mr. Murphy and the Creek Nation rely on Buster simply as contemporary
historical evidence.
- 112 -
holdings to individual allotments. But this does not show, unequivocally or otherwise,
that Congress had erased or even reduced the Creek Reservation’s boundaries. Even if
the State’s evidence offers some suggestion of a contemporary understanding that the
Creek Reservation was disestablished, Mr. Murphy and the Creek Nation have
marshalled evidence showing an understanding that the Reservation’s borders continued.
The step-two evidence is at most debatable, and we need not parse it further because
ambiguous evidence cannot overcome the missing statutory text at step one. See
Hagen,
510 U.S. at 411 (“Throughout the inquiry, we resolve any ambiguities in favor of the
Indians . . . .”).
After the first two steps, the statutory-text analysis fails to show that Congress
disestablished or diminished the Creek Reservation, and there is no unequivocal evidence
of a contemporaneous understanding that the legislation terminated or redrew the Creek
Nation’s borders at step two. We turn to step three.
c. Step Three: Later History
We consider at step three “federal and local authorities’ approaches to the lands in
question and . . . the area’s subsequent demographic history.” Shawnee
Tribe, 423 F.3d
at 1222; see
Solem, 465 U.S. at 471; see also
Parker, 136 S. Ct. at 1081 (considering
tribal presence in contested territory). “Congress’s own treatment of the affected areas,”
especially in the years immediately following passage of legislation that opens a
reservation to non-Indian settlement, “has some evidentiary value, as does the manner in
which the Bureau of Indian Affairs and local judicial authorities” treated the disputed
area.
Solem, 465 U.S. at 471. Step three also concerns “who actually moved onto
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opened reservation lands,”
id., but later demographic facts are “the least compelling”
evidence for disestablishment or diminishment because “[e]very surplus land Act
necessarily resulted in a surge of non-Indian settlement and degraded the ‘Indian
character’ of the reservation.” Yankton Sioux
Tribe, 522 U.S. at 356.
Solem provides that, as compared to steps one and two, step-three evidence is
considered “[t]o a lesser
extent.” 465 U.S. at 471. In its most recent decision applying
Solem, the Supreme Court observed that although it has “suggest[ed]” step-three evidence
“might reinforce” a conclusion based on statutory text, it “has never relied solely on this
third consideration to find diminishment.”
Parker, 136 S. Ct. at 1081 (alterations and
quotations omitted); see also
Wyoming, 849 F.3d at 879 (“[S]ubsequent events cannot
undermine substantial and compelling evidence from an Act and events surrounding its
passage.” (quotations omitted)).
We proceed to discuss (i) the treatment of the area and (ii) its demographic
history. The conflicting step-three evidence discussed below does not allow us to say
that Congress disestablished the Creek Reservation.
i. Treatment of the area
1) Congress
Both sides cite evidence to show what later Congresses understood about the
Creek Reservation’s existence. We start with the earliest examples.
The Creek Nation cites the following statutes in arguing Congress continued to
recognize the Reservation’s boundaries following passage of the allotment agreements:
Act of April 21, 1904, ch. 1402, 33 Stat. 189, 204 (granting Secretary of the Interior
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authority to sell “the residue of lands in the Creek Nation”), repealed by Act of March 3,
1905, ch. 1479, 33 Stat. 1048, 1072 (revoking Secretary’s authority); Act of March 3,
1909, ch. 263, 35 Stat. 781, 805 (providing for “equalization of allotments in the Creek
Nation”); and Act of May 25, 1918, ch. 86, 40 Stat. 561, 581 (appropriating money for
“the common schools in the Cherokee, Creek, Choctaw, Chickasaw, and Seminole
Nations”). We find these laws carry some weight because, within step three, Solem
emphasizes the years “immediately following” passage of the relevant laws.
See 465
U.S. at 471; see also
Hagen, 510 U.S. at 420 (repeating the Court’s “longstanding
observation that the views of a subsequent Congress form a hazardous basis for inferring
the intent of an earlier one” (brackets and quotations omitted)).
The Creek Nation cites other statutes showing that reservations continued to exist
in Oklahoma, though they do not speak directly to the Creek Reservation. See Act of
May 29, 1924, ch. 210, 43 Stat. 244, 244 (regulating oil and gas leases on “unallotted
land on Indian reservations other than lands of the Five Civilized Tribes and the Osage
Reservation”); Act of June 26, 1936, ch. 831, 49 Stat. 1967, 1967 (authorizing Secretary
of the Interior to acquire land and water rights “within or without existing Indian
reservations” in Oklahoma).
The State points to more recent statutes in which Congress defined “reservation”
to include, among other things, “former Indian reservations in Oklahoma.” Aplee. Br. at
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85.66 These laws also include existing reservations within their definitions, however, and
none of them reference the Creek Reservation as being disestablished in particular.
Congress’s choice to include former reservation lands in Oklahoma within various
regulatory programs does not show that Congress has disestablished the Creek
Reservation.
The State also cites two congressional committee reports. First, a 1935 report by a
Senate committee said that in Oklahoma, as the result of allotment, “Indian reservations
as such have ceased to exist.” S. Rep. No. 74-1232, at 6 (1935). But as the Creek Nation
argues, the legislation associated with the report, the Oklahoma Indian Welfare Act,
referenced “existing Indian reservations.” See § 1, 49 Stat. at 1967. Second, the State
argues “[a] survey in 1952 referred to the lands of the Five Civilized Tribes as areas,
rather than reservations.” Aplee. Br. at 85 (citing H.R. Rep. No. 82-2503, at 745, 753,
777, 793, 952 (1952)). Mr. Murphy and the Creek Nation do not address this report, but
the State does not explain why “areas” and “reservations” cannot refer to the same land.
Altogether, these conflicting signals from later Congresses do not overcome the
lack of evidence at steps one and two. Given “the textual and contemporaneous
evidence” in this case, “confusion in the subsequent legislative record does nothing to
alter our conclusion” that the Creek Reservation’s borders still exist.
Hagen, 510 U.S. at
66
The State cites the following examples: 12 U.S.C § 4702(11); 16 U.S.C.
§ 1722(6)(C); 25 U.S.C. §§ 1452(d), 2020(d)(1)-(2), 3103(12), 3202(9); 29 U.S.C.
§ 741(c); 33 U.S.C. § 1377(c); 42 U.S.C. §§ 2992c(2), 5318(n)(2). Within 29 U.S.C.
§ 741, “reservation” is actually defined in subsection (d), and within 42 U.S.C.
§ 2992c, “Indian reservation” is defined in subsection (3).
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420; see also
id. (“The subsequent history is less illuminating than the contemporaneous
evidence.”).
2) Executive
The parties’ evidence from the executive branch also is mixed. The Creek Nation
contends that the Bureau of Indian Affairs continued to regard the Reservation as intact in
the early years of the twentieth century. The BIA’s annual reports following Creek
allotment and Oklahoma statehood consistently included the Creek Nation in tables
summarizing reservation statistics. See Creek Nation Br., App’x B. Similarly, the
Department continued to include the Creek Nation on its “Maps Showing Indian
Reservations within the Limits of the United States.” See
id. App’x C (maps from 1900-
14).
But the State argues a later BIA regulation concerning land acquisition policies
shows that the BIA concluded the Creek Reservation was disestablished because the
regulation defined “Indian reservation” to mean:
that area of land over which the tribe is recognized by the United States as
having governmental jurisdiction, except that, in the State of Oklahoma or
where there has been a final judicial determination that a reservation has
been disestablished or diminished, Indian reservation means that area of
land constituting the former reservation of the tribe as defined by the
Secretary.
25 C.F.R. § 151.2(f) (2016).67 Even if this evidence supports the State, it merely creates
a conflict with the other BIA evidence.
67
The regulation dates to 1980. See Land Acquisitions, 45 Fed. Reg. 62034,
62036 (Sept. 18, 1980) (announcing regulation’s finalization).
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The Supreme Court has said that government officials’ later treatment of the
disputed area “has ‘limited interpretive value.’”
Parker, 136 S. Ct. at 1082 (quoting
Yankton Sioux
Tribe, 522 U.S. at 355); see also
Solem, 465 U.S. at 469 (“The first and
governing principle is that only Congress can divest a reservation of its land and diminish
its boundaries.” (emphasis added)). And, more generally, the “subsequent treatment of
the disputed land cannot overcome the statutory text” when the relevant laws are “devoid
of any language” indicating Congress intended to disestablish a reservation.
Parker, 136
S. Ct. at 1082.
3) Federal courts
Both sides point to passing references in federal court decisions across the decades
that reveal conflicting understandings of the Creek Reservation’s status.
The State invokes a handful of twentieth-century cases “indicat[ing], in dicta, a
widely held belief that the reservation was disestablished.” Aplee. Br. at 78-79 (citing
McClanahan v. State Tax Comm’n of Ariz.,
411 U.S. 164, 171 (1973); Okla. Tax
Comm’n v. United States,
319 U.S. 598, 602-03, 608 (1943); Grayson v. Harris,
267 U.S.
352, 353 (1925);
Woodward, 238 U.S. at 285; McDougal v. McKay,
237 U.S. 372, 383
(1915); Washington v. Miller,
235 U.S. 422, 423 (1914);
Harjo, 420 F. Supp. at 1143).
But the State’s characterization of these cases is overstated. McClanahan, for instance,
does not discuss the Creek Nation at all. And in Woodward, the Supreme Court
described the case as involving a 160-acre tract “formerly part of the domain of the Creek
Nation,” but, in the next sentence, the opinion explained “[t]he tract was allotted to
Agnes Hawes, a Creek
freedwoman.” 235 U.S. at 285. The Court’s description of the
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land is consistent with the transfer of title from the Creek Nation, which formerly owned
it, to Ms. Hawes. As previously explained, a change in title from tribal to individual
ownership does not disestablish a reservation. Other cases the State cites suffer the same
flawed understanding that allotment had terminated the reservation. See
Grayson, 267
U.S. at 353, 357 (describing allotted lands “lying within the former Creek Nation”);
Washington, 235 U.S. at 423 (referring to “lands within what until recently was the Creek
Nation in the Indian Territory”). To the extent the State’s cases reflect a later
understanding that the Creek Reservation had been disestablished, these references, as the
State acknowledges, are dicta.
The Creek Nation argues that “[f]ederal courts in the decades after allotment
sometimes subscribed to [the] erroneous assumption” that the Creek Reservation had
been disestablished based on a mistaken belief that the tribal government had been
dissolved. Creek Nation Br. at 32. For example, in Turner v. United States, the Court of
Claims remarked—incorrectly—that the “Creek Nation of Indians kept up their tribal
organization . . . until the year 1906, at which date the tribal government was terminated
by the general provisions of [the Original Allotment Agreement].”
51 Ct. Cl. 125, 127
(1916), aff’d,
248 U.S. 354 (1919). But, as discussed above, Congress extended the tribal
government beyond 1906 and has never dissolved it. See § 28, 34 Stat. at 148. The
Supreme Court affirmed the Court of Claims’ decision and repeated its mistake that “[o]n
March 4, 1906, the tribal organization was dissolved pursuant to” the Original
Agreement.
Turner, 248 U.S. at 356. But, as the Court later recognized, the Creek
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Nation “still exists” and has “resume[d] some of its former powers.”
Seber, 318 U.S. at
718 & n.23.
As we have explained, the question of tribal governmental powers is distinct from
reservation boundaries, but the Creek Nation persuasively argues these clear errors are an
“indication of just how shaky such judicial assumptions were” in the decades after
allotment. Creek Nation Br. at 32-33.
Scattered dicta in later court decisions do not justify a conclusion that Congress
disestablished the Creek Reservation. We have undertaken the three-part Solem analysis
because no Supreme Court or Tenth Circuit case has addressed the question. See Indian
Country,
U.S.A., 829 F.2d at 975 (reserving issue of “whether the exterior boundaries of
the 1866 Creek Nation have been disestablished”).
4) Oklahoma
The Creek Nation acknowledges the State “asserts considerable governmental
authority over the Creek reservation.” Creek Nation Br. at 37. Oklahoma’s general
exercise of authority over the former Indian Territory has included criminal prosecutions
of Indians, but we agree with Mr. Murphy and the Creek Nation that the exercise of State
authority has not disestablished the Creek Reservation.
In Ex parte Nowabbi, Oklahoma convicted a member of the Choctaw Tribe in
state court of murdering another tribal member on the victim’s allotment.
61 P.2d 1139,
1141-42 (Okla. Crim. App. 1936), overruled by Klindt,
782 P.2d 401. The defendant
argued the federal district court had exclusive jurisdiction.
Id. at 1143. The OCCA
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concluded state jurisdiction was proper and said Congress had failed to reserve federal
jurisdiction for crimes committed within the former Indian Territory.
Id. at 1154, 1156.68
Since then, however, the state courts have changed course. In 1989, the OCCA
concluded Nowabbi had erred in holding Oklahoma had jurisdiction to prosecute an
Indian defendant for a murder committed on an Indian allotment. See
Klindt, 782 P.2d at
404 (“There is ample evidence to indicate that the Nowabbi Court misinterpreted the
statutes and cases upon which it based its opinion. . . . Nowabbi is hereby overruled.”);
see also
Cravatt, 825 P.2d at 280 (vacating Indian defendant’s state-court conviction for
murder committed on allotment). These cases addressed allotments, not the reservation
question. Still, they show that Oklahoma has shifted away from its earlier position that
there is no Indian country in the former Indian Territory.
The State has not provided us with other examples of Oklahoma prosecuting
Indians for murders committed within the Creek Reservation,69 but such cases would be
68
The Oklahoma Attorney General similarly concluded in 1979 that Oklahoma
has jurisdiction over the former Indian Territory: “Due to the dissolution of the
Indian tribes of former ‘Indian Territory’ as governments of limited sovereignty, there
is no ‘Indian country’ in said former ‘Indian Territory’ over which tribal and thus
federal jurisdiction exists.” 11 Okla. Op. Att’y. Gen. 345 (1979), available at
1979
WL 37653, at *8-9.
69
In the 1990s, we rejected an attempt by the federal government to allow
Oklahoma to prosecute a Creek citizen for the murder of another Creek citizen.
Sands,
968 F.2d at 1061. We did not address the reservation issue, however, because we
determined the crime occurred on an allotment—and thus in Indian country under 18
U.S.C. § 1151(c).
Id. at 1062. After prosecuting the defendant in federal court, the
federal government “urge[d] us to adopt its frequently raised, but never accepted,
argument that the State of Oklahoma retained jurisdiction over criminal offenses in
Continued . . .
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of little value because the Supreme Court has explained that even when a state’s exercise
of jurisdiction goes unquestioned, lands retain their Indian country status until Congress
decides otherwise. In United States v. John,
437 U.S. 634 (1978), the Supreme Court
rejected an argument by the State of Mississippi that the federal government’s failure to
assert its jurisdiction had made the State’s exercise of jurisdiction proper:
[The State argues] that since 1830 the Choctaws residing in Mississippi
have become fully assimilated into the political and social life of the State,
and that the Federal Government long ago abandoned its supervisory
authority over these Indians. Because of this abandonment, and the long
lapse in the federal recognition of a tribal organization in Mississippi, the
power given Congress “to regulate Commerce . . . with the Indian Tribes,”
Const. Art. I, § 8, cl. 3, cannot provide a basis for federal jurisdiction. To
recognize the Choctaws in Mississippi as Indians over whom special
federal power may be exercised would be anomalous and arbitrary.
We assume for purposes of argument, as does the United States, that there
have been times when Mississippi’s jurisdiction over the Choctaws and
their lands went unchallenged. But . . . we do not agree that Congress and
the Executive Branch have less power to deal with the affairs of the
Mississippi Choctaws than with the affairs of other Indian groups. Neither
the fact that the Choctaws in Mississippi are merely a remnant of a larger
group of Indians, long ago removed from Mississippi, nor the fact that
federal supervision over them has not been continuous, destroys the federal
power to deal with them.
Id. at 652-53 (brackets and footnote omitted); see also Indian Country,
U.S.A., 829 F.2d
at 974 (“[T]he past failure to challenge Oklahoma’s jurisdiction over Creek Nation lands,
or to treat them as reservation lands, does not divest the federal government of its
exclusive authority over relations with the Creek Nation or negate Congress’ intent to
protect Creek tribal lands and Creek governance with respect to those lands.”).
Indian country.”
Id. at 1061. We rejected the argument and affirmed the defendant’s
federal conviction.
Id. at 1061-63, 1067.
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Oklahoma’s exercise of jurisdiction within the Creek Reservation is not a proper
basis for us to conclude that Congress disestablished the Reservation.
5) Creek Nation
The Creek Nation has maintained a significant and continuous presence within the
Reservation. The tribal government, which was never extinguished, saw many of its
powers restored when Congress passed OIWA in 1936. See Indian Country,
U.S.A., 829
F.2d at 981. Later, “[i]n 1979, the Creeks reorganized their tribal government . . . and
adopted a new Creek Constitution, which was approved by the United States Department
of the Interior.”
Id. at 970. Today, the tribal government maintains a capital complex in
Okmulgee and provides extensive services within the Creek Nation’s borders. See Creek
Nation Br., App’x D (maps reflecting Tribe’s capital complex and locations of
community centers, medical centers, and emergency response teams throughout the
Reservation). The Creek Nation further contends it applies its traffic laws throughout the
territory and supports traditional churches and ceremonial grounds on the Reservation.
Id. at 37.70 Mr. Murphy also observes the Creek Nation has entered into deputation
agreements for law enforcement services “within the exterior boundaries of the
Muscogee (Creek) Nation.” Aplt. Br., Attach. F. The Creek Nation’s continued presence
and activity provides a much stronger case for reservation continuation than in Parker,
70
See also The Muscogee (Creek) Nation, http://www.mcn-nsn.gov/services/#
(providing overview of tribal services including, among others, language programs,
environmental services, family violence prevention programs, historical and cultural
preservation programs, senior services, and education and transportation programs)
[https://perma.cc/Q82C-ZVZY].
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where the Supreme Court held a reservation was intact notwithstanding the fact that “the
Tribe was almost entirely absent from the disputed territory for more than 120
years.”
136 S. Ct. at 1081. The value of this evidence may be slight, but it weighs in favor of
Mr. Murphy and the Creek Nation.71
ii. Demographics
There is a large, non-Indian population within the Creek Reservation. The State
argues that, even “[b]y 1906, four-fifths of the persons living in Indian Territory were
non-Indian.” Aplee. Br. at 86 (citing H.R. Rep. No. 59-496, at 10 (1906)). In 2000, the
year Mr. Murphy was convicted in McIntosh County,72 the census determined that—of a
total county population of 19,456—14,123 people were white (73%) compared to 3,152
people who identified as American Indian or Alaska Native (16%).73 And within the
Reservation but beyond McIntosh County lies the city of Tulsa with a population, the
State maintains, that is only 5.3% Indian.
Id. at 86 (citing 2015 census figures).
71
Mr. Murphy has submitted other step-three materials in the form of reports
and legislative history criticizing the Oklahoma probate courts for their handling of
Indian estates in the years after allotment. See Aplt. Br., Attach. E. Similarly, he
cites a lengthy 1928 report commissioned by the Department of the Interior, see
id. at
42 n.19 (citing Institute for Government Research, “The Problem of Indian
Administration” (1928)), on which the State also draws. We have considered these
materials, but they do not affect our conclusion.
72
The 1866 boundaries of the Creek Reservation, however, cover more than
McIntosh County.
73
See United States Census Bureau, “American FactFinder,” Profile of
General Demographic Characteristics: 2000 [https://perma.cc/LH7M-32WX].
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Mr. Murphy argues this demographic evidence is unhelpful because “[t]he
increase of non-Indian intruders into Indian Territory was occurring before the allotment
acts and Enabling Act were passed,” and even before allotment and Oklahoma statehood,
“the [Creek] Nation’s citizens were the minority within their own territory.” Aplt. Br. at
65-66. Although many non-Indians have come to live in the area, the Tribe points out
that approximately half of its members continue to live within the 1866 borders of the
Reservation.
The demographic evidence does not overcome the absence of statutory text
disestablishing the Creek Reservation. See
Parker, 136 S. Ct. at 1082 (explaining it is
not the “role” of courts to “rewrite” earlier statutes “in light of . . . subsequent
demographic history” (quotations omitted)). Solem acknowledged that “[r]esort to
subsequent demographic history is . . . an unorthodox and potentially unreliable method
of statutory
interpretation.” 465 U.S. at 472 n.13; see also
Wyoming, 849 F.3d at 887 n.6
(Lucero, J., dissenting) (applying step three but observing “[t]he demographic makeup of
an area decades or more following passage of a statute cannot possibly tell us anything
about the thinking of a prior Congress”). We take account of it as part of our step-three
analysis but do not rest our decision upon it.
iii. Step-three concluding comment
When steps one and two “fail to provide substantial and compelling evidence of a
congressional intention to diminish Indian lands,” courts must accord “traditional
solicitude” to Indian tribes and conclude “the old reservation boundaries” remain intact.
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Solem, 465 U.S. at 472. Such is the case here. None of the step-three evidence allows us
to conclude that Congress disestablished the Creek Reservation.
IV. CONCLUSION
Applying Solem, we conclude Congress has not disestablished the Creek
Reservation. Consequently, the crime in this case occurred in Indian country as defined
in 18 U.S.C. § 1151(a). Because Mr. Murphy is an Indian and because the crime
occurred in Indian country, the federal court has exclusive jurisdiction. Oklahoma lacked
jurisdiction. See 18 U.S.C. § 1153(a).
Mr. Murphy’s state conviction and death sentence are thus invalid. The OCCA
erred by concluding the state courts had jurisdiction, and the district court erred by
concluding the OCCA’s decision was not contrary to clearly established federal law. We
therefore reverse the district court’s judgment and remand with instructions to grant Mr.
Murphy’s application for a writ of habeas corpus under 28 U.S.C. § 2254. The decision
whether to prosecute Mr. Murphy in federal court rests with the United States. Decisions
about the borders of the Creek Reservation remain with Congress.
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