Filed: Apr. 18, 2018
Latest Update: Mar. 03, 2020
Summary: 4, The SANE prepared a report to document her physical examination of JB. According to CW, the epithelial, cells found on JBs external genitalia swab with a Y-STR DNA profile con-, sistent with Appellants amounted to the only DNA evidence that arguably, linked Appellant to the sexual assault.
U NITED S TATES AIR F ORCE
C OURT OF C RIMINAL APPEALS
________________________
No. ACM 38766
________________________
UNITED STATES
Appellee
v.
Jared M. BARD
Staff Sergeant (E-5), U.S. Air Force, Appellant
________________________
Review of Petition for Relief Referred by The Judge Advocate General
pursuant to Article 69(d)
Decided 18 April 2018
________________________
Military Judge: Shaun S. Speranza.
Approved sentence: Restriction to the limits of Dover Air Force Base,
Delaware, for 2 months, reduction to E-4, and a reprimand. Sentence
adjudged 20 November 2014 by GCM convened at Dover Air Force
Base, Delaware.
For Appellant: Major Patrick A. Clary, USAF; Kirk Sripinyo, Esquire.
For Appellee: Lieutenant Colonel G. Matt Osborn, USAF; Major Tyler
B. Musselman, USAF; Major Mary Ellen Payne, USAF; Gerald R.
Bruce, Esquire.
Before MAYBERRY, HARDING, and BENNETT, Appellate Military
Judges.
Judge BENNETT delivered the opinion of the court in which Chief
Judge MAYBERRY and Senior Judge HARDING joined.
________________________
This is an unpublished opinion and, as such, does not serve as
precedent under AFCCA Rule of Practice and Procedure 18.4.
________________________
United States v. Bard, No. ACM 38766
BENNETT, Judge:
A general court-martial composed of officer and enlisted members found
Appellant guilty, contrary to his pleas, of one specification of aggravated sex-
ual assault, one specification of indecent act, and one specification of forcible
sodomy, in violation of Articles 120 and 125 of the Uniform Code of Military
Justice (UCMJ), 10 U.S.C. §§ 920, 925. The court-martial sentenced Appel-
lant to restriction to the limits of Dover Air Force Base, Delaware, for 2
months, reduction to E-4, and a reprimand. The convening authority ap-
proved the adjudged sentence.
Appellant asserts three assignments of error: (1) Whether the evidence is
legally sufficient to support Appellant’s convictions; (2) Whether the military
judge abused his discretion when he refused to compel the production of a de-
fense witness; and (3) Whether it was plain or manifest error when the mili-
tary judge admitted the DNA evidence in this case and the expert testimony
based on that evidence. We find no prejudicial error and affirm.
I. BACKGROUND
Appellant and the victim, JB, were first cousins vacationing in separate
cottages at a lake in Maine. During the afternoon of 26 May 2012, JB joined
Appellant and two other Airmen, MF and MG, for a pontoon boat cruise on
the lake. While on the boat, the group drank beer and shots of alcohol. Later,
JB and her father, WB, had dinner at Appellant’s parents’ cottage. As the
evening progressed, the drinking continued, and everyone became increasing-
ly intoxicated. Appellant appeared to be the most intoxicated.
Throughout the day, JB engaged in flirtatious behavior. For instance, she
openly commented about the apparent size of MF’s penis and invited him to
fondle her breasts. At one point, JB told Appellant that she would have sex
with him but for the fact that he was her cousin. At trial, JB explained that
she made these comments in jest and did not intend for them to be considered
invitations to have sex.
After dinner, Appellant, JB, and MF congregated around a fire pit to con-
tinue their drinking and carousing. Appellant drunkenly attempted to kiss
JB on the cheek and mouth. While JB thought Appellant was attractive, she
denied wanting to have any romantic involvement with him because they
were biologically related. Eventually, weary of having to push Appellant
away, JB decided to retire for the evening. At that time, she had consumed as
many as ten beers and six shots of alcohol.
JB went to sleep with her clothes on, but she woke up naked with Appel-
lant on top of her. Appellant was penetrating her vagina with his penis and
2
United States v. Bard, No. ACM 38766
repeatedly saying, “oh baby.” At the same time, MF was inserting his penis
into JB’s mouth. Appellant then performed oral sex on JB and eventually
switched positions with MF, inserting his penis into JB’s mouth as MF en-
gaged in vaginal intercourse with her.
Other than preventing MF from attempting to have anal sex with her, JB
did nothing to resist. JB described feeling like she was observing the scene
from a position above, unable to move or speak. Regardless, JB unequivocally
testified that she did not consent to any of this sexual activity.
The next morning, JB woke up on the floor in front of the couch, naked
except for the tee shirt she was wearing. Appellant was sleeping on the couch
next to her. She climbed into bed with MF, and when they awoke JB asked
MF to help her find her missing clothes. Appellant was gone.
After she dressed, JB found WB. WB testified that something seemed dif-
ferent about JB, who demanded to be taken home. Once back at her father’s
cottage, JB called her close friend DS and confided in her that she had been
sexually assaulted by two men. JB had not mentioned it to her father because
she was embarrassed. After speaking with DS, JB told her aunt JC about the
sexual assault and agreed to go to the hospital for an examination.
MF testified that he and JB had consensual oral and vaginal sex, in mul-
tiple positions, on the couch and the floor in front of the couch. According to
MF, at one point, Appellant briefly entered the room, but was never a party
to the intercourse.
II. DISCUSSION
A. Legal Sufficiency of the Evidence
Appellant argues that the evidence is legally insufficient to support his
findings of guilt to all three offenses. 1 We disagree.
“The test for legal sufficiency is ‘whether, considering the evidence in the
light most favorable to the prosecution, a reasonable factfinder could have
found all the essential elements beyond a reasonable doubt.’” United States v.
Wheeler, 76 M.J. 564, 568 (A.F. Ct. Crim. App. 2017) (quoting United States v.
Humpherys,
57 M.J. 83, 94 (C.A.A.F. 2002)), aff’d, United States v. Wheeler,
____M. J. ___, No. 17-0456, slip op. at 8 (C.A.A.F.
22 A.K. Marsh. 2018). Beyond a
1 This case was referred to this court by The Judge Advocate General under the pro-
visions of Article 69(d), UCMJ, 10 U.S.C. § 869(d). Therefore, this court may take ac-
tion only with respect to matters of law. See Article 69(e), UCMJ.
3
United States v. Bard, No. ACM 38766
reasonable doubt “does not mean that the evidence must be free from con-
flict.” Wheeler, 76 M.J. at 568 (citing United States v. Lips,
22 M.J. 679, 684
(A.F.C.M.R. 1986)).
In order for Appellant to be found guilty of aggravated sexual assault, the
Government was required to prove beyond a reasonable doubt that Appellant
engaged in a sexual act with JB and did so when JB was substantially inca-
pable of declining participation in the sexual act.
In order for Appellant to be found guilty of the indecent act, the Govern-
ment was required to prove beyond a reasonable doubt that Appellant en-
gaged in certain wrongful conduct, specifically sexual intercourse in the pres-
ence of MF, and that the conduct was indecent. 2
In order for Appellant to be found guilty of forcible sodomy, the Govern-
ment was required to prove beyond a reasonable doubt that Appellant, on di-
vers occasions, committed sodomy with JB and did so by force and without
the consent of JB. 3
Appellant cites numerous reasons for his claim that the evidence lacked
legal sufficiency. First, he argues that JB was not a credible witness because
she contradicted herself, suffered from cognition and memory problems, and
had a financial motive to lie about the crimes of which Appellant was convict-
ed.
JB described her sexual assault to multiple people starting with her
friend DS, her aunt JC, and the sexual assault nurse examiner (SANE) who
examined her the morning after the event. Not all of JB’s statements con-
cerning the sexual assault were consistent. However, any inconsistencies in
JB’s statements were brought into focus for the members, through direct and
cross-examination, giving them an opportunity to evaluate the inconsisten-
cies in conjunction with the rest of the evidence that was adduced at trial.
The first person JB confided in was her friend DS, whom she called the
morning after the sexual assault. According to DS, JB was very upset, but
also very detailed. JB told DS that two men assaulted her, that she attempt-
ed to defend herself and yelled at the men to stop, but was unsuccessful. This
version of the events was inconsistent with JB’s testimony insofar as it re-
2 The specification of aggravated sexual assault and the specification of indecent act
reflect the version of Article 120, UCMJ, in effect on 26 May 2012. Manual for
Courts-Martial, United States (2016 ed.) (MCM), App. 28, at A28–13 and –16.
3 2012 MCM, pt. IV, ¶ 51.b.
4
United States v. Bard, No. ACM 38766
ferred to her attempt to resist. At trial, JB described being in shock, feeling
like she was not in the room or in a position above, and as though she could
not speak. According to her testimony, she did not resist or move. There was
testimony that JB suffered from cognition and memory problems that were
made worse when she was drinking alcohol; however, she had no trouble re-
membering the salient details of her sexual assault, even if she initially
claimed that she tried to defend herself.
JB testified that prior to this May 2012 sexual assault she made an appli-
cation with the Commonwealth of Pennsylvania for financial benefits citing
depression caused by other sexual assaults. She specifically testified that she
did not make this application in order to gain any financial benefits that
might be available to her as the victim of sexual assault. JB’s application was
denied for reasons unknown, but she made another application, prior to the
trial, for financial benefits citing the May 2012 sexual assault as part of the
basis for her request. As for any financial motive JB may have had to lie
about the sexual assault in this case, the connection between the application
process for her financial benefits and her allegations or Appellant’s conviction
is unclear. There is no evidence in the record that one process had anything
to do with the other. In other words, there is no evidence that the allegations
or Appellant’s conviction would improve JB’s chances of being granted finan-
cial assistance. Nor is there any evidence that JB felt she was generally in a
better position to make a claim for financial benefits after her May 2012 sex-
ual assault. She had already been rejected once after claiming that she suf-
fered depression stemming from other sexual assaults. Furthermore, she tes-
tified that no one told her that, as a victim of sexual assault, she would be
granted financial benefits.
Next, Appellant avers that JB’s testimony was contradicted by MF, a
Government witness with superior credibility. For this appeal, the key dis-
tinction between MF’s and JB’s testimony is that MF testified that he alone
had consensual sex with JB and that Appellant did not participate at all. In
assessing the credibility of MF’s and JB’s testimony, the panel members ob-
viously found JB’s version of the facts to be more believable. Based on all the
evidence, particularly JB’s clear and unwavering testimony, this was not an
unreasonable assessment.
Finally, Appellant asserts that some of the forensic evidence in this case
is not credible because it was not properly documented or processed and was
unreliable. Appellant notes that the report prepared by the SANE was miss-
ing half of its pages, the forensic chemist lost her certification right before
5
United States v. Bard, No. ACM 38766
trial, and the forensic DNA analyst found female DNA in the sperm fractions
of the DNA samples she tested. 4
The SANE prepared a report to document her physical examination of JB.
This report was admitted into evidence, without objection by the Defense, de-
spite the fact that it was missing every other page. The report was missing
pages as a result of an administrative error made when the original report
was scanned as a one-sided instead of two-sided document, and saved as an
electronic file. The most significant consequence of this error was that the
SANE, who had noted a small abrasion on JB’s labia minora, could not testify
about the abrasion’s location because the diagram depicting this injury was
on a missing page. However, the SANE testified that this abrasion was the
only physical abnormality she noted during her examination of JB, and that
it could have been caused by anything, including consensual sex or wiping too
hard. After concluding her full body examination of JB, the SANE could not
tell whether JB had sex or not, let alone whether it was consensual or non-
consensual.
AG was the forensic chemist who testified at Appellant’s trial about the
identification of biological evidence in this case. She was not board certified,
nor was she required to be, but her laboratory was accredited by the Ameri-
can Society of Crime Laboratory Directors. Shortly before Appellant’s trial,
AG made a sampling error on a proficiency test, which was totally unrelated
to Appellant’s case. This mistake resulted in her being removed from sexual
assault cases by her laboratory pending the outcome of an investigation.
However, in 2012 when she conducted her chemical analysis for this case, she
was in full compliance with all the laboratory’s proficiency requirements.
As a result of AG’s chemical analysis of clothing and swabs taken as evi-
dence during the investigation, semen and sperm were found on an athletic
sock and a pair of shorts. Epithelial cells, not belonging to JB, were found on
the external genitalia swabs taken from JB, and sperm was found on her ex-
ternal genitalia, vaginal, and cervical swabs.
4 The fact that female DNA was found in the sperm fractions was readily explained
as typical DNA carry over during the testing process. When the number of sperm in a
given sample is low, as it was in this case, it is very difficult to achieve perfect sepa-
ration of the male and female DNA. Such separation is harder in cases like this be-
cause the DNA evidence was collected from the female victim and the number of fe-
male epithelial cells is overwhelming in comparison to the male epithelial and sperm
cells. The fact that female DNA was found along with the sperm fractions is, there-
fore, not indicative of faulty DNA analysis.
6
United States v. Bard, No. ACM 38766
CW was the forensic DNA analyst who analyzed the DNA evidence in this
case and testified at Appellant’s trial. She testified that the sperm found on
the athletic sock matched MF’s DNA profile. Furthermore, some of the epi-
thelial cells taken from JB’s external genitalia swabs matched Appellant’s Y-
STR DNA profile, but these epithelial cells would also match the Y-STR DNA
profiles of all the males on the paternal side of Appellant’s family as well as 1
in 12 Caucasian or 1 in 36 African American males.
These cells did not match MF’s Y-STR DNA profile. However, CW testi-
fied that DNA can be transferred among multiple persons or objects. For ex-
ample, the cells may have been shed onto the couch or the floor where the
sexual activity occurred and transferred between persons and objects. Moreo-
ver, the epithelial cells may have been shed by someone with a matching Y-
STR DNA profile other than Appellant.
Concerning the sperm taken from JB’s cervical swab, there was a mixture
of Y-STR DNA profiles. But, due to the complexity of the mixture, no compar-
ison could be performed. Thus, CW could not establish the original sources of
the sperm, only that the sperm of two males was present in the sample taken
from the cervical swab. Additionally, a minor DNA profile was obtained from
the sperm fraction of the cervical swab, but CW found the profile to be insuf-
ficient to compare to any known samples. So, she was unable to draw any
conclusions about the DNA donor for the minor profile. MC, the forensic biol-
ogist testifying on behalf of the defense, on the other hand, testified the data
provided by this minor profile was sufficient to exclude Appellant as the do-
nor of the DNA.
To successfully make his legal sufficiency argument, Appellant must meet
a high standard of review because the question for this court is whether “a
reasonable factfinder could have found [him guilty of] all the essential ele-
ments beyond a reasonable doubt.” Wheeler, 76 M.J. at 568 (emphasis added)
(citations and internal quotation marks omitted). At trial, JB did not waiver
in her testimony that Appellant penetrated her vagina with his penis, per-
formed oral sex on her, placed his penis in her mouth, and did these things in
the presence of MF. Moreover, JB consistently claimed that she did not con-
sent to any of this sexual activity. Under our standard of review for legal suf-
ficiency, JB’s testimony is, by itself, enough to sustain the court-martial’s
findings of guilt. The rest of the evidence adduced at trial, even after we take
into account any weaknesses or inconsistencies, largely corroborates JB’s ac-
count, particularly when we consider it, as we must, in a “light most favora-
ble to the prosecution.”
Id. (quoting United States v. Humpherys,
57 M.J. 83,
94 (C.A.A.F. 2002)). We find that a reasonable factfinder could have found
Appellant guilty, beyond a reasonable doubt, of all the essential elements of
7
United States v. Bard, No. ACM 38766
the offenses for which he was convicted. Therefore, the evidence of Appel-
lant’s guilt to all three offenses is legally sufficient.
B. Military Judge Denial of Motion to Compel Witness Production
Appellant argues that the military judge abused his discretion when he
denied the Defense motion to compel SB, a witness whose testimony the De-
fense claimed would demonstrate Appellant’s lack of consciousness of guilt or,
put another way, his consciousness of innocence. We disagree.
A military judge's ruling on a motion to compel a witness is reviewed for
an abuse of discretion. United States v. McElhaney, 54 M.J. 120, 126
(C.A.A.F. 1999) (citing United States v. Rockwood,
52 M.J. 98, 104 (C.A.A.F.
1999)). “A military judge abuses his discretion when his findings of fact are
clearly erroneous, when he is incorrect about the applicable law, or when he
improperly applies the law.” United States v. Roberts,
59 M.J. 323, 326
(C.A.A.F. 2004).
All parties to a court-martial have an "equal opportunity to obtain wit-
nesses and other evidence in accordance with such regulations as the Presi-
dent may prescribe." Article 46, UCMJ, 10 USC § 846. “Each party is entitled
to the production of any witness whose testimony on a matter in issue on the
merits or on an interlocutory question would be relevant and necessary." Rule
for Courts-Martial (R.C.M.) 703(b)(1).
At trial, the Defense proffered that SB, who was JB’s stepmother, had a
telephone conversation with Appellant after the sexual assault. According to
the Defense, SB would testify that based on the statements made by Appel-
lant during that phone call, he seemed oblivious to the fact that JB had ac-
cused him, in addition to MF, of sexually assaulting her. In reliance on
R.C.M. 703(b)(1), the Defense argued that SB was a “relevant and necessary”
witness because her testimony was evidence of Appellant’s lack of conscious-
ness of guilt.
In his ruling, the military judge made the following findings of fact:
On 27 May 2012, [Appellant] called [SB], who was in Pennsyl-
vania at this time. [Appellant] and [SB] had a telephone con-
versation. [Appellant] told [SB] that [JB] had consensual sex
with MF and now [JB] was claiming she was raped. [SB] inter-
rupted [Appellant] and told him that if a woman says she was
raped, it is rape, or words to that effect. [Appellant] explained
to [SB] that [JB] made advances to [MF]. [Appellant] expressed
concerns about [MF’s] career, but [SB] responded that she did
not care. [Appellant] stated to [SB] that this was a “he said/she
said” case. [SB] told [Appellant] that an investigation would oc-
8
United States v. Bard, No. ACM 38766
cur and the facts would be uncovered. [SB] then told [Appel-
lant] that she had to hang up and call [her husband, WB] to
find out what happened. After [SB] hung up the phone, [Appel-
lant] tried to call her back two times.
Ultimately, the military judge ruled that the Defense failed to show, by a
preponderance of the evidence, that SB’s testimony was “relevant and neces-
sary” because there was no support for a finding that Appellant’s statements
demonstrated consciousness of innocence or any particular state of mind. 5
A ruling that denies a witness should be reversed only if, “on the whole,”
denial was improper. McElhaney, 54 M.J. at 126 (quoting United States v.
Ruth,
46 M.J. 1, 3 (1997)). Moreover, a military judge’s denial of a witness
request will not be reversed “unless [a court of appeals has] a definite and
firm conviction that the [military judge] committed a clear error of judgment
in the conclusion [he or she] reached upon a weighing of the relevant factors.”
Id. (citing United States v. Houser,
36 M.J. 392, 397 (CMA 1993)).
The military judge did not abuse his discretion in ruling that SB’s testi-
mony was not relevant and necessary. 6 SB was in no position to observe Ap-
pellant as he made his statements because their conversation took place over
the phone; SB could not assess Appellant’s demeanor. Appellant argues that
he would not have called SB, but for the fact that he believed he was inno-
cent. However, when Appellant and his family initially learned of the allega-
tions, it was unclear who had been accused. Appellant may have been probing
SB to learn whether he had been implicated. It is just as plausible that Ap-
pellant’s conversation with SB and his subsequent attempts to reach her af-
ter she hung up demonstrated his consciousness of guilt not his consciousness
of innocence. Thus, we find Appellant’s argument to be unpersuasive.
We find that SB’s testimony concerning her phone call with Appellant
would not have made it more probable that Appellant believed he was inno-
cent. SB’s testimony was not relevant and necessary. The military judge’s
findings of fact were not clearly erroneous, he was neither incorrect about the
applicable law, nor did he incorrectly apply the law. Therefore, we find that
5 The military judge specifically stated, “there are no statements even proffered by
the Defense that support its theory of the evidence’s materiality, namely that the
statements were indicative of a consciousness of innocence or state of mind.”
6 Evidence is relevant if: (a) it has any tendency to make a fact more or less probable
than it would be without the evidence; and (b) the fact is of consequence in determin-
ing the action. Mil. R. Evid. 401.
9
United States v. Bard, No. ACM 38766
the military judge did not abuse his discretion when he denied the Defense
motion to compel SB.
C. Admission of DNA Evidence and Associated Expert Witness Testi-
mony
Appellant argues that it was plain and “manifest error” 7 for the military
judge to admit the SANE’s testimony and report, the DNA evidence, and the
related expert testimony presented by the Government. To support his argu-
ment, Appellant claims, among other things, that the SANE’s testimony was
not sufficiently based on fact and that her report, or what was left of it, was
incomplete. Thus, it was not possible to determine whether the SANE had
collected the evidence in a way that was scientifically reliable. Appellant also
avers that the DNA evidence was itself unreliable; its collection improperly
documented; its handling, processing, and evaluation questionable; and the
presentation of the DNA evidence misleading. We disagree.
At trial, the Defense did not object to the SANE’s report or testimony, nor
did the Defense object to the qualifications or testimony of the two forensic
DNA experts who testified about the identification and analysis of the biolog-
ical evidence collected in this case. Because Appellant failed to object to this
evidence at trial, we review for plain error. To establish plain error, Appel-
lant must prove: “(1) there was an error; (2) it was plain or obvious; and (3)
the error materially prejudiced a substantial right.” United States v. Erick-
son, 65 M.J. 221, 223 (C.A.A.F. 2007).
To begin with, Appellant’s conflation of the fact that JB’s sexual assault
examination report was missing pages with his argument that the DNA evi-
dence and expert testimony were unreliable is not compelling. The fact that
the report was incomplete does not mean the sexual assault examination was
improperly conducted, nor does it prove that the DNA or other physical evi-
dence was improperly collected.
The SANE who examined JB and collected some of the DNA evidence
used in this case provided ample detail concerning the methodical approach
she took. In addition to her physical examination of JB, the SANE explained
how she took swabs of JB’s nose, mouth, external genitalia, vagina, cervix,
and anus. The SANE also took fingernail clippings and combed JB’s pubic
hair. Moreover, the record contains additional evidence showing that JB’s
DNA evidence was properly collected, handled, and maintained. This includes
7Appellant relies on United States v. Henning,
75 M.J. 187, 191 (C.A.A.F. 2015) to
assert this proposition.
10
United States v. Bard, No. ACM 38766
photos of the evidence collection kit used by the SANE and a complete chain
of custody document. Thus, the record establishes that the SANE properly
collected and handled the DNA evidence, and the military judge did not
commit error, plain or otherwise, by admitting the SANE’s testimony or her
sexual examination report.
AG was the forensic chemist, employed by an accredited crime laboratory,
who identified the epithelial cells as well as semen and sperm cells on various
pieces of evidence, including clothing and the external genitalia, vaginal, and
cervical swabs taken by the SANE. Her normal forensic duties involved ex-
amining evidence for biological fluids like blood, semen, and saliva as well as
hair and fibers. After providing her curriculum vitae and testimony concern-
ing her professional background, which included 16 years of experience in fo-
rensic science and analyzing thousands of samples of evidence in 287 sexual
assault cases between 2010 and 2014, she was recognized by the military
judge as an expert in forensic chemistry.
AG conducted her forensic analysis of the evidence collected for this case
in 2012, and she testified about the methods she employed and the report she
generated as a result of her analysis. However, shortly before the trial start-
ed in 2014, she failed to identify sperm cells in a proficiency test given by her
laboratory. 8 This led to her temporary suspension from sexual assault case
work pending the outcome of an investigation into her sampling error, but,
when she conducted her forensic examination of the evidence in this case, AG
was fully proficient. 9 AG’s 2014 sampling error is unfortunate, but it amounts
to the only evidence of AG having any proficiency problem over the course of
a lengthy career in forensic science and, most importantly, it had nothing to
8 For this proficiency examination, AG was asked to identify biological fluids from a
cutting she had taken from some stained fabric. She identified human blood as well
as Prostate Specific Antigen (PSA). PSA is an enzyme present in semen, but AG
found no sperm cells. When it was discovered that AG obtained results that differed
from other examiners who were given the same test, she was asked to analyze the
remainder of the stained fabric. After doing so, she did identify sperm cells. Accord-
ing to AG’s testimony, the reason she failed to identify sperm cells during her first
attempt was because there were none present on the cutting she had taken. This was
considered a sampling error because her cutting did not contain all the biological de-
posits she was supposed to identify for this test. This type of error is considered less
serious than a contamination error.
9 AG was not board certified and her laboratory did not require it.
11
United States v. Bard, No. ACM 38766
do with her forensic analysis in this case. 10 Moreover, in the time leading up
to the trial, she had passed other proficiency tests.
CW worked for the same laboratory as AG. She was the forensic DNA an-
alyst who determined, among other things, that the epithelial cells taken
from JB’s external genitalia swabs, the ones identified by AG, matched Ap-
pellant’s Y-STR DNA profile. At the time of trial, she had passed all her com-
petency and proficiency examinations, she had worked in forensic sciences for
approximately ten years, including performing forensic DNA analysis in ap-
proximately 1400 cases, with more than 100 being sexual assault cases. After
providing her curriculum vitae and testimony concerning her professional
qualifications, she was recognized as an expert in forensic DNA examination
and forensic biology.
After providing comprehensive testimony about her scientific analysis in
this case, CW admitted that she could match none of the semen or sperm
found on any of the evidence to Appellant. According to CW, the epithelial
cells found on JB’s external genitalia swab with a Y-STR DNA profile con-
sistent with Appellant’s amounted to the only DNA evidence that arguably
linked Appellant to the sexual assault. However, as CW explained, these epi-
thelial cells would also match the Y-STR DNA profiles of all the males on the
paternal side of Appellant’s family, as well as 1 in 12 Caucasian or 1 in 36
African American males. Moreover, the transfer of these cells to JB did not
require skin to skin contact between her and Appellant, or anyone else. For
instance, the cells could have been transferred to JB from a sofa cushion.
Thus, the epithelial cells may have been shed by Appellant or someone else
and could have been transferred to JB through direct or indirect contact.
In United States v. Youngberg, the CAAF held that DNA testing and its
underlying statistical analysis are sufficiently reliable and “admissible at
courts-martial if a proper foundation is laid.” 43 M.J. 379, 386 (C.A.A.F.
1995); see also United States v. Allison,
63 M.J. 365, 369 (C.A.A.F. 2006). We
find that a proper foundation was laid for the use of DNA evidence in this
10As a result of AG’s proficiency error, her laboratory initiated a review of the work
that she had performed in six cases. Notably, the laboratory chose to review only cas-
es from the year prior to AG’s failed test. Her analysis in this case occurred almost
two years prior. The laboratory’s decision to review cases from the preceding year
only, without delving deeper, is a fact that further attenuates any concern we might
have that her lone proficiency failure called into question her methods, her ability to
explain them, or the results she obtained.
12
United States v. Bard, No. ACM 38766
case; the DNA evidence was properly collected, handled, and evaluated. This
evidence was reliable, and its related testimony was not misleading.
Mil. R. Evid. 702 allows an expert to provide a professional opinion, as-
suming the individual is qualified, if the following criteria are met:
(a) the expert’s scientific, technical, or other specialized
knowledge will help the trier of fact to understand the evidence
or to determine a fact in issue;
(b) the testimony is based on sufficient facts or data;
(c) the testimony is the product of reliable principles and meth-
ods; and
(d) the expert has reliably applied the principles and methods
to the facts of the case.
We find both experts were qualified and that each of the Mil. R. Evid. 702
criteria were met. A proper foundation was laid for the recognition of AG and
CW as expert witnesses. The military judge did not commit error, plain or
otherwise by recognizing AG and CW as experts in their fields, or by allowing
them to testify concerning their professional opinion at Appellant’s court-
martial.
Although we found the military judge did not err by admitting the
SANE’s testimony, her sexual examination report, the DNA evidence, or the
related expert testimony; even if there was error, it was harmless. Under
these circumstances, the test for prejudice is whether the error materially
prejudiced a substantial right of Appellant. Article 59(a), UCMJ, 10 U.S.C. §
859(a). In evaluating this question, we use a four-part test, “weighing: (1) the
strength of the Government’s case, (2) the strength of the Defense case, (3)
the materiality of the evidence in question, and (4) the quality of the evidence
in question.” United States v. Berry, 61 M.J. 91, 98 (C.A.A.F. 2005)."
JB’s unequivocal testimony concerning the sexual assault was, by itself,
enough to prove beyond a reasonable doubt that Appellant was guilty of all
the offenses. In addition to JB, the Government also called, among others,
DS, WB, and SC, each of whom provided testimony that corroborated JB’s
testimony. The Government’s case, excluding the forensic evidence, was
strong.
In comparison, the defense case was weak. It relied primarily on the tes-
timony of MC, a forensic biologist who attempted to refute the Government’s
forensic experts and Dr. JM, a forensic psychologist who testified about alco-
hol’s effect on the memory. Specifically, he testified that JB’s testimony about
the event was consistent with someone who suffered from an alcohol related
13
United States v. Bard, No. ACM 38766
“blackout,” and it was possible that since she could not remember what hap-
pened during the “blackout” JB was filling the gaps in her memory with
“pseudomemories.” Given the strength of JB’s detailed account of the event,
we find it unlikely that she suffered a “blackout.” The Appellant did not testi-
fy, but his friend MF, who was actually called as a witness by the Govern-
ment, testified that he alone had consensual sex with JB, and that Appellant
merely entered the room at one point.
We find nothing in the record that causes us to question the quality of the
forensic evidence. This evidence, to the extent that it corroborated JB’s testi-
mony, was material. However, the Government’s findings case certainly did
not hinge on this evidence. The SANE testified that JB’s physical examina-
tion yielded no evidence that proved she had sex, let alone nonconsensual sex.
The epithelial cells found on JB’s external genitalia swab arguably link Ap-
pellant to the sexual assault, but they also link any male on the paternal side
of his family, as well as others, to the sexual assault. Furthermore, these cells
could have been transferred through indirect contact. None of the other DNA
evidence linked Appellant to the sexual assault. The physical evidence, in-
cluding the evidence that there were two separate sources of semen, may
have been corroborative of the fact that Appellant sexually assaulted JB, but
was far from conclusive. In the end, the government’s case, even without the
forensic evidence, was simply too strong for the defense to overcome. There-
fore, even if there were error, it did not prejudice Appellant.
III. CONCLUSION
The findings and sentence are correct in law, and no error materially
prejudicial to the substantial rights of Appellant occurred. Articles 59(a) and
69(e), UCMJ, 10 U.S.C. §§ 859(a), 869(e). Accordingly, the findings and sen-
tence are AFFIRMED.
FOR THE COURT
CAROL K. JOYCE
Clerk of the Court
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