JOINER, Judge.
Anthony Lee ("Tony") Stanley was convicted of capital murder for the intentional murder of Henry Smith by stabbing him during the course of a first-degree robbery, see § 13A-5-40(a)(2), Ala.Code 1975. During the penalty phase of Stanley's trial, the jury, by a vote of 8 to 4, recommended that Stanley be sentenced to life imprisonment without the possibility of parole. After receiving a presentence-investigation report and conducting a sentencing hearing, the trial court overrode the jury's recommendation, finding that the aggravating circumstances outweighed the mitigating circumstances, and sentenced Stanley to death. Stanley filed a motion for a new trial, which the court denied. Stanley appeals his capital-murder conviction and sentence of death.
The evidence introduced at trial showed the following. On Saturday, June 18, 2005, Henry Smith was stabbed to death in an apartment in Tuscumbia that Stanley shared with his wife, Shelly. The crime was discovered the following Monday, June 20, 2005, when the landlord's son, Ronald Berryhill, cut the padlock on the apartment door. He accessed the apartment because his mother, Swanie Berryhill, the landlord, had been told by Dorothy ("Dot") Stanley, who actually leased the apartment from Swanie, that her son, Stanley, and his wife, Shelly, had left town and that several dogs remained inside the apartment. The medical examiner and forensic pathologist, Dr. Emily Ward, testified
Shelly Stanley testified that she and Stanley had been using illegal narcotics, including crack cocaine and OxyContin, for several days, including Friday evening into the early morning hours of Saturday, June 18, 2005. When they exhausted their supply of money and drugs, Stanley directed her to telephone Smith, an individual they knew to carry cash and pills. She called Smith under the guise that she was going to pay him for the pills she and Stanley had obtained from him that Friday night.
Shelly testified that, while Stanley was stabbing Smith, she moved Smith's truck, which Smith had left running outside the Stanleys' apartment, behind the laundromat so that it was not visible from the road. When she returned to the apartment, she and Stanley searched Smith's pockets and wallet. Because they found no cash or drugs, Stanley changed clothes, padlocked the apartment door, and left to search Smith's apartment for money and pills. They ransacked Smith's apartment, taking cash, change jars, and OxyContin pills, and returned to their apartment to get a 1987 maroon Toyota pick-up truck, which had been loaned to them by another acquaintance, Jonathan Patterson, who testified at trial that he was addicted to drugs and that he often purchased pills from the Stanleys.
Around 9:00 a.m. on Saturday morning, Stanley took Smith's pick-up truck into the Colbert Heights area of Tuscumbia and abandoned it.
The next morning, Sunday, June 19, 2005, Stanley and Shelly checked out of the hotel and returned to their apartment to pack their belongings. While there, they moved Smith's body to the floor on the other side of their bed and covered the bloodstained floor with another carpet. Jonathan Patterson knocked on the door to retrieve the pick-up truck he had loaned to the Stanleys. When they did not answer the door, Patterson, using his extra set of keys, took his truck. They now were without transportation, and Stanley, who, according to Shelly, panicked, telephoned his mother, Dot, to come pick them up. Dot picked them up and drove them to Stanley's sister's house. They stayed there until Monday morning, June 20, 2005. According to Shelly, they used drugs throughout Sunday evening.
On Monday morning, Dot drove Stanley and Shelly to the Colbert Heights area near where they had left Smith's truck on Saturday. Stanley and Shelly drove Smith's truck to a friend's house in Russellville, where they left their duffel bags they had packed on Sunday. While driving back to Muscle Shoals that afternoon, Stanley telephoned his mother, and she informed him that the Berryhills planned to enter their apartment that afternoon because they believed the Stanleys had left town and they were concerned about the dogs that had been left in the apartment. The Stanleys drove back to the Colbert Heights area, abandoned the truck a second time, and spent the next several days hiding in the woods with only a cooler containing their cellular telephones, wallets, and toothbrushes.
Christie Smith, the victim's daughter, testified that she tried to locate her father on Saturday and Sunday without success. When she drove by her father's apartment early Sunday morning, she noticed that neither he nor his truck was there. She realized something was wrong. She returned a second time later that day and noticed the door to the apartment ajar. While Christie waited outside, Janice Berryhill, a family friend who had dated Smith, went into the apartment and discovered that the place had been ransacked.
On Sunday evening, Christie filed a missing-person report with the Tuscumbia Police Department. At the police station, Christie encountered Patterson, who was also filing a police report because his house had been burglarized on or around June 16, 2005, and a shotgun, among other things, had been stolen. Patterson told Christie that he believed Shelly had sold her father, Smith, the shotgun taken from his house. Patterson also told Christie that he last saw Christie's father on Friday night around 11:00 p.m. when he dropped him off at his apartment.
Patterson, who worked out of town as an engineer for the Tennessee Valley Authority ("TVA"), testified at trial that he believed Shelly had broken into his house sometime earlier, during the week of the murder, because she had done so once before when he was away. In addition, Patterson's neighbor told him that he had seen the truck Patterson had loaned the Stanleys at his house during the week he
On Monday morning, Christie met and talked with Capt. Jim Heffernan of the Tuscumbia Police Department at her father's apartment regarding the missing-person report. Doug Hendon, also a family friend, accompanied her. Later that day, Capt. Heffernan had a roll-call meeting with the on-duty police officers and informed the officers of the missing-person report regarding Smith. Capt. Heffernan also told the police officers that he was looking for Shelly for questioning concerning a separate incident involving a shotgun and other items that had been stolen from Patterson's house. He told the officers that Smith and the Stanleys were acquaintances. Capt. Heffernan issued a BOLO
Around 5:30 p.m. on Monday, one of the officers on a routine patrol, Stuart Setliff, who had taken the missing-person report on Smith from his daughter, saw three people gathered outside the Stanleys' apartment. Thinking that one of the individuals might be one of the Stanleys or Smith, Officer Setliff stopped, approached the apartment, and learned that the three people there were Swanie Berryhill, the owner of the apartment, her son Ronald Berryhill, and Dot, Stanley's mother. As noted, the Berryhills had called Dot because they wanted to get into the apartment based on their concern that Stanley and Shelly had left dogs unattended in the apartment. Officer Setliff called Capt. Heffernan, informing him that the landlord was going to cut the padlock on the door of the apartment.
Ronald testified that he had learned that Stanley and Shelly were leaving town because Shelly had a warrant for her arrest. Ronald stated that he had already knocked on the door on Sunday and earlier in the day on Monday, with no answer, and he had heard dogs barking. After Ronald drove his mother and Dot to the apartment, Dot informed them that she did not have a key to the apartment. Ronald left them at the apartment with Officer Setliff, who had recently arrived, and went to get bolt cutters. When he returned to the apartment, he cut the padlock on the door, and Officer Setliff accompanied him into the apartment.
When Ronald and Officer Setliff entered the apartment, they saw a comforter rolled up near the bed, and they exited the apartment. Officer Setliff called Capt. Heffernan. Based on Officer Setliff's call, Capt. Heffernan drove to the Stanleys's apartment.
Officer Setliff, upon direction from Capt. Heffernan, lifted up a corner of the comforter on the floor, which revealed a dead body lying face down with a knife in its back and several gash wounds on its head. Capt. Heffernan did not know the identity of the body. He ordered everyone out of the apartment and left to obtain a search warrant. Officer Setliff taped off and secured the crime scene. Ronald drove Dot, who was crying, to her house.
At around 9:00 p.m. on Monday evening, Capt. Heffernan returned with a search warrant and additional personnel and searched the apartment. Ronald and Doug Hendon identified the body as Smith's. Capt. Heffernan discovered that Smith had a knife embedded in his back. Capt. Heffernan also found a bent steak knife, a machete covered in blood, and drug paraphernalia in the apartment. Capt. Heffernan collected the evidence. He and Officer Ricky Joe Little photographed the crime scene. During the search of the apartment, Officer Setliff and Officer Little were called to Dot's house twice. The second time the officers were called to her house, they were told that Stanley and his wife could be located in the Colbert Heights area of Tuscumbia.
Tuscumbia police officers began looking for the Stanleys late Monday evening, June 20, 2005. Law-enforcement officers found Smith's truck early Tuesday morning on Valley View Road in the Colbert Heights area of Tuscumbia. Smith's truck was dusted for fingerprints but revealed no matches. Finally, on Thursday, June 23, 2005, Stanley and Shelly came out of the woods and traveled to Dot's house with the intention of taking Dot's car and leaving town. When family members saw them near Dot's house, however, they decided to surrender to the police.
The retired Chief of Police of Tuscumbia, Wayne Burns, picked them up at Dot's house at their request and transported them to the police station, where they were arrested for the murder of Smith.
The evidence at trial revealed that Smith suffered 36 stab wounds; his internal organs were damaged by stab wounds to the abdomen. Samples taken from the knives and machete matched Smith's DNA. Dr. Emily Ward, medical examiner with the Alabama Department of Forensic Sciences, testified that the four visible lacerations on the top of Smith's head could have been caused by several blows from either a baseball bat or a machete. She testified that his nose was broken, as were his upper and lower jaws. He had stab wounds on his back and right thigh and defensive wounds on his hands.
At the close of the State's case-in-chief, Stanley renewed his motion to suppress the evidence taken from his apartment. He also renewed his motion to strike Shelly's testimony on the ground that her testimony was not voluntary, but coerced. Stanley also moved for a judgment of acquittal on the capital-murder charge, arguing that the State had failed to prove a prima facie case of robbery.
Additionally, before Stanley presented his case, his defense counsel requested the trial judge to allow him to establish matters for the record outside the presence of the jury. Stanley's defense counsel stated that he, his co-counsel, and investigators had made numerous attempts to locate Zack Jackson, an alleged material witness. Defense counsel informed the court that officers from the Colbert County Sheriff's Department had been looking for Jackson for more than a week to serve him with a subpoena for trial and to arrest him on an outstanding warrant. When the judge inquired whether counsel was asking the judge to take any action on the matter, defense counsel indicated that he simply wanted the record to reflect that all efforts had been made to locate Jackson.
The State called Chief Deputy Travis Long to testify about the efforts to locate Jackson. Deputy Long testified that he first became aware on Monday, April 2, 2007, that defense counsel was looking for Jackson. The warrant for Jackson's arrest was issued on Friday, April 6, 2007. He testified that the sheriff's department was supplied with several addresses for Jackson and had repeatedly physically searched the residences at those addresses but had been unable to locate Jackson by the time of trial on April 9, 2007.
Defense counsel presented the testimony of several witnesses who testified that Shelly was equally, if not primarily, responsible for the plot to kill and for the killing of Smith. According to Shelly's cellmate, Shelly told her that she used the steak knifes and Stanley used the machete to kill Smith. Dot testified that she rented the apartment her son and daughter-in-law shared from Swanie. Dot stated that, although she drove them to and dropped them off in the Colbert Heights area, she did not drop them at her daughter's house that weekend. She stated that she was not in contact with them on Monday, the day Smith's body was discovered in their
On rebuttal, the State called Ronald and his sister, Janice Berryhill.
Both sides rested, and the trial court instructed the jury on the applicable law. The jury returned a verdict finding Stanley guilty of capital murder, as charged in the indictment.
During the penalty phase of Stanley's trial, Smith's daughters and Smith's close friend, Janice Berryhill, testified concerning Smith's character and the impact of Smith's death on his friends, his family, and the community. The State submitted evidence of Stanley's prior felony conviction for first-degree robbery.
Stanley presented several witnesses who testified that Stanley had witnessed and endured poverty, neglect, and abuse from his father, who was an alcoholic. Those witnesses testified that Stanley's father had engaged in extramarital affairs and that Stanley's mother was often absent during his developing years. Stanley's mother testified that Stanley was also introduced to alcohol at around nine years of age and that he was introduced to drugs at an early age.
After both sides rested and the trial judge had instructed the jury on the law applicable to the penalty-phase proceeding, the jury recommended, by a vote of 8 to 4, that Stanley be sentenced to life imprisonment without the possibility of parole. The trial court overrode the jury's recommendation and sentenced Stanley to death. This appeal, which is automatic in a case involving the death penalty, followed. See § 13A-5-53, Ala.Code 1975.
On appeal from his conviction and sentence, Stanley raises 19 issues, many of which he did not raise in the trial court. Because Stanley has been sentenced to death, however, this Court must review the lower-court proceedings for plain error. See Rule 45A, Ala. R.App. P.,
Ex parte Brown, 11 So.3d 933, 935-36 (Ala.2008) (quoting Hall v. State, 820 So.2d 113, 121-22 (Ala.Crim.App.1999)). See Ex parte Walker, 972 So.2d 737, 742 (Ala. 2007); Ex parte Trawick, 698 So.2d 162, 167 (Ala.1997); Hyde v. State, 778 So.2d 199, 209 (Ala.Crim.App.1998) ("To rise to the level of plain error, the claimed error must not only seriously affect a defendant's `substantial rights,' but it must also have an unfair prejudicial impact on the jury's deliberations."). See also Harris v. State, 2 So.3d 880, 896 (Ala.Crim.App.2007) (quoting Hall v. State, 820 So.2d 113, 121-22 (Ala.Crim.App.1999)). Although Stanley's failure to object at trial will not preclude this Court from reviewing an issue, it will weigh against any claim of prejudice he now makes on appeal. See Dotch v. State, 67 So.3d 936, 965 (Ala.Crim.App. 2010) (citing Dill v. State, 600 So.2d 343 (Ala.Crim.App.1991)). Further,
Centobie v. State, 861 So.2d 1111, 1118 (Ala.Crim.App.2001).
Stanley, a Caucasian male, argues that the State used its peremptory challenges to exclude female prospective jurors in violation of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), and J.E.B. v. Alabama, 511 U.S. 127, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994). Stanley claims the record raises an inference of discrimination because the State struck 10 females out of 23 potential female jurors, while defense counsel only struck 4 females. The jury consisted of 8 females and 4 males. Specifically, in its written sentencing order, the trial court stated:
(C. 273.) Stanley maintains this Court should remand the case for a Batson hearing. Stanley did not raise a Batson objection at trial. Accordingly, we review his argument under the plain-error standard. Rule 45A, Ala. R.App. P.
With regard to a finding of plain error pursuant to Batson or J.E.B., "the record must supply an inference that the prosecutor was `engaged in the practice of purposeful discrimination.' Ex parte Watkins, 509 So.2d 1074, 1076 (Ala.1987)." Blackmon v. State, 7 So.3d 397, 425 (Ala. Crim.App.2005). Plain error is
Ex parte Trawick, 698 So.2d at 167.
Grimsley v. State, 678 So.2d 1194, 1195 (Ala.Crim.App.1995). "J.E.B. extends the principles of Batson and its progeny to gender discrimination." Weaver v. State, 682 So.2d 488, 490 (Ala.Crim.App.1996).
Ex parte Trawick, 698 So.2d at 167-68. See Sharifi v. State, 993 So.2d 907, 927 (Ala.Crim.App.2008). See also Dotch v. State, 67 So.3d 936, 982 (Ala.Crim.App. 2010).
Guided by these principles of law, we consider Stanley's Batson claims in turn.
Stanley asserts that there was a pattern of purposeful strikes against women because the State used 10 of its 14 strikes to eliminate females from the panel. In particular, Stanley focuses his argument on the number of women the State stuck and argues that it was significant that four of the prosecution's first five strikes were used against women.
The strike list shows that Stanley's jury was struck from 69 potential jurors, 31 males and 38 females. A male juror and female juror who were not originally on
An examination of the voir dire proceedings shows Stanley failed to establish an inference that the prosecution struck jurors based solely on their gender. Stanley references only numbers, and this Court has held that numbers or percentages alone will not substantiate a case of discrimination in this context. Banks v. State, 919 So.2d 1223, 1230 (Ala.Crim.App. 2005) ("[S]tatistics and opinion alone do not prove a prima facie case of discrimination. See Johnson v. State 823 So.2d 1 (Ala.Crim.App.2001)."); Armstrong v. State, 710 So.2d 531, 533 (Ala.Crim.App. 1997) ("`[E]ven a showing that [a] party had struck a high percentage of strikes used against a minority was not enough alone. In Ex parte Trawick, 698 So.2d 162, 168 (Ala.1997), the Alabama Supreme Court held, "Without more, we do not find that the number of strikes this prosecutor used to remove women from the venire is sufficient to establish a prima facie case of gender discrimination."'").
The record shows that the State struck all jurors, male and female, who indicated that they had a problem with the death penalty. "Mixed feelings or reservations regarding imposition of the death penalty are valid race-neutral reasons for peremptory strikes...." Acklin v. State, 790 So.2d 975, 988 (Ala.Crim.App.2000). See also Mashburn v. State, 7 So.3d 453 (Ala.Crim.App.2007), and Hocker v. State, 840 So.2d 197 (Ala.Crim.App.2002). "Although a juror's reservations about the death penalty may not be sufficient for a challenge for cause, his [or her] view may constitute a reasonable explanation for the exercise of a peremptory strike." Johnson v. State, 620 So.2d 679, 696 (Ala.Crim.App. 1992), rev'd on other grounds, 620 So.2d 709 (Ala.1993).
The first five jurors the prosecution struck were juror no. 53, a male, and jurors no. 100, no. 143, no. 106, and no. 95, all females. All these jurors indicated during voir dire examination that they had a problem with imposing the death penalty. Individual voir dire of these five jurors regarding their views on the death penalty occurred in the same order. Additionally, although an individual voir dire examination of jurors no. 48 and juror no. 146, who were female, was conducted concerning their views on the death penalty, they were struck for cause.
Stanley claims he demonstrated a prima facie case of gender discrimination. In so arguing, he contends he demonstrated several of the factors set forth in Ex parte Branch and Ex parte Trawick factors.
Stanley submits that the State failed to meaningfully question the female veniremembers. Stanley claims that the prosecution stuck female jurors no. 27, no. 121, no. 130, no. 88, no. 79, and no. 141, with little to no individual voir dire questioning. More particularly, Stanley contends that the State's striking of juror no. 130, who provided only background information during voir dire, indicates a lack of meaningful questioning.
The strike of one juror does not prove that the prosecution did not engage in meaningful questioning. See Taylor v. State, 808 So.2d 1148, 1164 (Ala.Crim.App. 2000) (holding that there was "no indication of a lack of questioning or a lack of any meaningful questioning of any veniremember by the prosecution" where four of the black veniremembers who were struck were not asked questions individually by the prosecution). The record shows that the prosecution conducted a thorough questioning of the jury as a whole and then later conducted individual voir dire examination for certain veniremembers based on their responses to questions. The record also shows that the State questioned both male and female jurors alike on numerous issues, including whether any jurors had knowledge of the facts of the case, whether any jurors knew any of the individuals associated with the case, whether any jurors had any previous involvement in the criminal prosecution process, and whether the jurors had individual opinions on topics such as reasonable doubt and the death penalty. Additionally, the prosecution's striking of a male juror, no. 6, who also provided only general background information during voir dire, nullifies Stanley's argument that juror no. 130 was struck solely based on gender. (R. 177-78, 202-03, 340.) Accordingly, we do not find a lack of meaningful voir dire directed at the female veniremembers.
Stanley alleges that the State treated prospective jurors who answered voir dire questions similarly in a disparate manner. Disparate treatment occurs when "jurors give similar answers to the same questions, yet one group is struck on the basis of that answer while another is not." See Taylor, 808 So.2d at 1164 (Ala. Crim.App.2000) (citing Ex parte Branch, 526 So.2d 609, 624 (Ala.1987)). A thorough review of the voir dire proceedings demonstrates that the selected female and male jurors Stanley compares are not similarly situated and that there was no disparate treatment in this case.
For example, Stanley cites the prosecution's striking of juror no. 100, a female, who indicated she had a close relative who had been convicted of a crime, but did not strike jurors no. 63 and no. 58, males, who indicated they either personally had been charged with a crime or had a close relative who had been convicted of a crime. "`Striking a prospective juror because a member of the juror's family has been convicted of a crime is a valid race-neutral reason under Batson.' Lewis v. State, 741 So.2d 452, 456 (Ala.Crim.App. 1999)." Gobble v. State, 104 So.3d 920, 949 (Ala.Crim.App.2010). See Johnson v. State, 43 So.3d 7, 12 (Ala.Crim.App.2009) (upholding strikes of prospective jurors who have convictions or who have relatives who have prior arrests or convictions); Brown v. State, 982 So.2d 565 (Ala.Crim. App.2006) (same); Acklin v. State, 790 So.2d 975, 988 (Ala.Crim.App.2000) (same); Thomas v. State, 611 So.2d 416 (Ala.Crim. App.1992) (same); Jackson v. State, 549 So.2d 616 (Ala.Crim.App.1989) (same). There is no disparate treatment in this case because juror no. 100 and jurors no. 63 and no. 58 are not similarly situated
Juror no. 100 also stated, as mentioned above, that she had a problem with imposing the death penalty. Additionally, she stated that she knew the primary investigator in the case and that she had read the newspaper story about the trial on the morning jury selection began. Click v. State, 695 So.2d 209, 220 (Ala.Crim.App. 1996) (a juror's view on the death penalty is a valid race-neutral reason for striking the prospective juror); Temmis v. State, 665 So.2d 953 (Ala.Crim.App.1994) (fact that prospective juror knows witness is valid race-neutral reason for removing the juror); Jelks v. Caputo, 607 So.2d 177, 178 (Ala.1992) (fact that juror read a newspaper article about the case is a race-neutral reason for striking the juror).
Stanley also claims disparate treatment of jurors where juror no. 79, a female, was struck by the State, and yet other similarly situated males were not struck. The record, however, shows juror no. 98, a male, was struck by the prosecution because he, like juror no. 79, knew someone in law enforcement. Stanley further claims disparate treatment of jurors because juror no. 88, a female, and juror no. 8, a male, both had a relationship with defense counsel, the prosecution struck only juror no. 88. The record, however, indicates that juror no. 88 and juror no. 8 were not similarly situated. Juror no. 88 stated that she was an acquaintance of the wife of one of the defense counsel and that she knew the family of the other defense counsel and attended church with defense counsel and his family. Juror no. 8 simply stated that he had retained one of the defense attorneys 11 years before Stanley's trial and did not know him other than in that professional capacity.
Stanley also asserts that jurors no. 100 and no. 121, females, and juror no. 84, a male who served on the jury, were treated differently, even though they all stated that they knew Capt. Heffernan, the primary investigator for the State. Jurors no. 100 and no. 121, however, indicated a close association with Capt. Heffernan through their families, but juror no. 84, who worked in the funeral business, stated that he had only a professional association with Capt. Heffernan, who served as county coroner.
Thus, the examples offered by Stanley do not support his claims that similarly situated jurors were treated disparately. Consequently, Stanley's claim does not raise an inference of purposeful discrimination on the ground of disparate treatment. See, e.g., Blackmon, 7 So.3d at 425-26 (Ala.Crim.App.2005) (finding no inference of purposeful discrimination in violation of J.E.B.). Nothing in the record indicates that similarly situated female jurors and male jurors were treated differently by the prosecution.
Stanley argues that the 10 women struck by the State were a heterogeneous
McMillan v. State, 139 So.3d 184, 202 (Ala. Crim.App.2010).
Although the female potential jurors may initially appear to share only the characteristic of gender, "the information provided by them during voir dire examination is pertinent here, as well as in evaluating whether they were treated differently from potential [male] jurors." McMillan, 139 So.3d at 202. Although the female jurors who were struck varied in age and some female jurors worked and some did not, these jurors did not share only the characteristic of gender. See Ex parte Trawick, 698 So.2d at 167-68 (courts may consider "evidence that the jurors in question shared only the characteristic of gender and were in all other respects as heterogeneous as the community as a whole."). The responses during voir dire indicate that many of the jurors shared similar backgrounds and viewpoints concerning criminal prosecutions.
As stated above, jurors no. 95, no. 100, no. 106, and no. 143 shared the view that they would have a difficult time voting for the death penalty. Jurors no. 27, no. 88, and no. 141 had previously read information about Stanley's case in the newspaper, as did juror no. 100. Jurors no. 79 and no. 100 indicated that they had close relatives who had been charged with criminal offenses. Jurors no. 79, no. 88, and no. 100 knew law-enforcement officers, who were either their relatives, close friends, or witnesses in Stanley's trial. Accordingly, we do not find sufficient evidence indicating that the female veniremembers who were struck shared only the characteristic of gender.
Stanley next maintains that the Colbert County District Attorney's Office has a history of gender discrimination in its jury selection. Stanley cites three cases from the early 1990s in which the Colbert County District Attorney's Office was found to have engaged in racial discrimination in selecting juries. These somewhat remote instances, however, are not sufficient to establish a history of gender discrimination. Although "[o]ne instance... is not sufficient to establish a history of gender discrimination," Clark v. State, 896 So.2d 584, 617 (Ala.Crim.App. 2000), Stanley has not cited even a single case in which a court has found that the Colbert County District Attorney's office has violated J.E.B. See Clark, 896 So.2d at 617 (holding that there was no plain error on a J.E.B. claim, where the appellant alleged racial and gender discrimination but cited only one case where the district attorney was found to have engaged in gender discrimination). Gender discrimination is not reflected in or indicated by the record in Stanley's case. See Sharifi, 993 So.2d at 928 (no inference from the record of discriminatory use of
Stanley asserts that the prosecution used gender-based stereotypes during the guilt-phase closing arguments and also during the penalty-phase arguments.
(R. 1055-56.) Stanley also submits, during the penalty-phase closing argument, the prosecutor's following statement: "You know, it doesn't — use your common sense. Is that the work of a man or woman?" (R. 1191.)
It is well settled that
Coral v. State, 628 So.2d 954, 985 (Ala. Crim.App.1992).
Stanley's defense strategy involved arguing to the jury that his wife, Shelly, murdered Smith alone or was more culpable in the murder than was he. Stanley's defense counsel first presented this theory during opening arguments. During cross-examination of the medical examiner, Dr. Emily Ward, defense counsel elicited testimony regarding whether it was possible that a woman could have caused the injuries to Smith that resulted in his death. Additionally, during closing arguments, defense counsel repeatedly asserted that Shelly was the more culpable of the two.
In response to defense counsel's theory that Shelly alone murdered Smith, during rebuttal, the prosecutor argued that Shelly alone could not have physically murdered Smith based on facts in evidence. The evidence showed that this was a brutal murder in which Smith was stabbed numerous times. Dr. Ward testified that a tremendous amount of force would have been necessary to break Smith's facial bones. The evidence revealed Shelly weighed around 120 pounds at the time of the murder and Smith weighed over 236 pounds. Additionally, Stanley and Shelly were seen together after the murder and were seen each driving a different pick-up truck. Thus, contrary to Stanley's contention, a legitimate argument based on the facts in evidence before the jury rebutted defense counsel's claim that Shelly acted completely alone in the murder of Smith or was the more culpable party.
This Court's review of the closing arguments indicates that in the complained-of remarks the prosecutor was replying in kind to defense counsel's argument that Shelly acted alone in killing Smith. See Broadnax v. State, 825 So.2d 134, 183 (Ala.Crim.App.2000) (finding no plain error where the prosecutor was replying in kind to defense counsel's argument that the defendant did not commit the murders); Chandler v. State, 615 So.2d 100, 110 (Ala.Crim.App.1992) (stating that the prosecutor has a right to comment on statements made by defense counsel in closing argument). See also McWhorter v. State, 781 So.2d 257 (Ala.Crim.App.1999) (same); Ballard v. State, 767 So.2d 1123, 1135 (Ala.Crim.App.1999) ("A prosecutor has a right to reply in kind to the argument of defense counsel. This `reply-in-kind' doctrine is based on fundamental fairness."); Harris, 2 So.3d at 920 (same); Brown v. State, 11 So.3d 866, 903 (Ala. Crim.App.2007). None of the comments so infected the trial with unfairness that Stanley was denied a fair trial. See Donnelly v. DeChristoforo, 416 U.S. 637, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974). Moreover, the trial court thoroughly instructed the jury on more than one occasion that the arguments of counsel were not evidence in the case. We presume that the jury followed the trial court's instructions. See Taylor v. State, 666 So.2d 36 (Ala. Crim.App.1994).
In summary, regarding the Batson and J.E.B. challenge, after thoroughly reviewing the record and the voir dire examination and considering the factors established by Ex parte Branch and Ex parte Trawick, we conclude that the record does not raise an inference of any intentional or purposeful discrimination. We conclude
Stanley asserts that the trial court improperly denied him a fair trial and an impartial jury in several respects. (Stanley's brief, Issue XII, pp. 100-08.) "A trial court is vested with discretion in the conduct of a trial, and appellate courts will not interfere with the exercise of that discretion unless it clearly appears that there has been an abuse of discretion." Carden v. State, 621 So.2d 342, 346 (Ala. Crim.App.1992). Furthermore, "the process of voir dire examination remains within the sound discretion of the trial court." State v. Watts, 35 So.3d 1, 5 (Ala.Crim. App.2009). Applying these principles, we address each of Stanley's assertions below.
Stanley claims that the trial court erred by failing to remove two jurors for cause because, he says, the jurors could not be fair and impartial. More particularly, Stanley contends juror no. 25 should have been removed for cause because he knew the victim's daughter. He also alleges juror no. 90 should have been removed for cause because she followed the case on television and in the newspapers. Stanley never moved that these prospective jurors be removed for cause based on any alleged bias on the jurors' part. Therefore, we are limited to determining whether plain error occurred. See Rule 45A, Ala. R.App. P. Stanley did, however, exercise peremptory strikes to remove both juror no. 25 and juror no. 90 from the jury. (C. 263-65; R. 340-42.)
Ex parte Killingsworth, 82 So.3d 761, 764 (Ala.2010).
The statutory challenges for cause under Alabama law are set out in § 12-16-150, Ala.Code 1975. There are also common-law grounds for challenging a veniremember for cause when those grounds are not inconsistent with the statute. Ex parte Killingsworth, 82 So.3d at 764. The fact that a prospective juror knows the victim or members of the victim's family does not automatically disqualify the prospective juror for cause. Belisle v. State, 11 So.3d 256, 287 (Ala.Crim.App. 2007); Harris v. State, 632 So.2d 503, 519-21 (Ala.Crim.App.1992). Unless the prospective juror indicates on voir dire that his or her relationship with the victim or the victim's family would prevent him or her from being fair and impartial, a challenge for cause should be denied. Dunning v. State, 659 So.2d 995, 997 (Ala. Crim.App.1994). Furthermore, the mere fact that a prospective juror read newspaper articles about the case does not automatically disqualify the prospective juror for cause when the juror assures the trial court that he or she could set aside what he or she had read and base his or her decision on the law as instructed. Pace v. State, 904 So.2d 331, 341 (Ala.Crim.App. 2003); Peraita v. State, 897 So.2d 1161, 1218 (Ala.Crim.App.2003); Oryang v. State, 642 So.2d 979, 987 (Ala.Crim.App. 1993).
Juror no. 25 stated that he knew Smith's daughter because his sister-in-law and Smith's daughter were close friends. He indicated that he had a close relationship with his sister-in-law and that she told him about accompanying Smith's daughter to the Stanleys' apartment after the body was discovered and that she had informed him that she believed Stanley had murdered Smith. He stated that his wife worked with Smith's ex-wife. Juror no. 25, however, stated that he could base his verdict on the evidence presented and not on what he had heard from his sister-in-law. (R. 231, 233-34.)
Juror no. 90 stated that she had followed the events in news reports on the television and in the newspapers. She also stated she had read an article about the case the morning of voir dire examination. When asked if she could set aside her opinion and base her verdict on the evidence in the case, however, the following exchange occurred:
(R. 241-42.) Although juror no. 90 indicated that she had read about the case in the newspaper and had seen news reports about it on television and had formed an opinion, she assured the court that she could set aside what she had read, listen to the evidence, and give Stanley a fair trial.
We find no plain error in the trial court's failure to sua sponte dismiss the two jurors for cause. See Ex parte Trawick, 698 So.2d at 174. Moreover, if error occurred, the Alabama Supreme Court has held that the failure to remove a juror for cause is harmless when that juror is removed by a peremptory strike. Bethea v. Springhill Mem'l Hosp., 833 So.2d 1 (Ala. 2002); see also Ex parte Brownfield, 44 So.3d 43, 48-50 (Ala.2010). But see Ex parte Colby, 41 So.3d 1 (Ala.2009) (erroneous denial of strikes for cause involving multiple jurors may not be harmless). Therefore, to the extent that these jurors should have been removed for cause, any such error was rendered harmless by their removal by the use of peremptory strikes.
Stanley contends the pretrial death qualification of the jury violated his right to a fair trial. The record reflects that Stanley did not file a pretrial motion or otherwise object to death-qualifying the prospective jurors. Therefore, this Court reviews this issue under the plain-error standard. See Rule 45A, Ala. R.App. P. Although Stanley acknowledges that death-qualification is constitutionally permissible in capital-murder cases, see Lockhart v. McCree, 476 U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986), he maintains that death-qualified jurors are more prone to convict and that this procedure violated his fundamental right to have an impartial jury determine his guilt.
The trial court did not err in death-qualifying the jury panel, and doing so did not result in a death-prone jury. This argument has been addressed previously and decided adversely to Stanley:
Brown, 11 So.3d at 891. We point out that Stanley has made bare allegations regarding the death-qualification process, but he has not supported those allegations. Thus, there was no plain error in this regard.
Stanley alleges the trial court improperly denied his motion for an individually sequestered voir dire. He claims that because of this denial he was unable to learn whether prospective jurors had been affected by pretrial publicity. The trial court's denial of Stanley's pretrial motion for an individually sequestered voir dire preserved this issue for review. (C. 138-42.) The trial court denied the motion, after conducting a hearing. (R. 54-58; C. 170.)
Ex parte Land, 678 So.2d 224, 242 (Ala. 1996).
Sneed v. State, 1 So.3d 104, 135 (Ala.Crim. App.2007).
Walker v. State, 932 So.2d 140, 156-57 (Ala.Crim.App.2004) (quoting Haney v. State, 603 So.2d 368, 402 (Ala.Crim.App. 1991)).
In this case, the trial court gave general qualification questions to the entire venire and allowed both the prosecution and the defense to conduct extensive voir dire examination. Furthermore, the trial court allowed the parties to conduct individual questioning when needed. Stanley has presented no evidence indicating that the pretrial publicity and knowledge of media coverage was so extensive that the method of voir dire was inadequate to ensure juror impartiality. See Hardy v. State, 804 So.2d 247, 288-89 (Ala.
Stanley argues the trial court abused its discretion in denying his motion requesting that the trial court use jury questionnaires. He maintains that the juror questionnaires would have allowed him to learn more about the prospective jurors' backgrounds and attitudes, would have allowed him to make more informed choices in selecting the jury, and "would have provided information vital to the exercise of peremptory challenges and strikes for cause, and would have safeguarded the heightened reliability that was required for [his] capital trial." (Stanley's brief, p. 107.) According to Stanley, the failure to allow juror questionnaires violated his constitutional rights.
The record reflects that Stanley filed a pretrial motion requesting the use of juror questionnaires and attached to that motion a proposed juror questionnaire. (C. 110-19.) After a hearing, the trial court denied the motion. (R. 47-48; C. 170.) It is well settled that "[a] trial court is vested with great discretion in determining how voir dire examination will be conducted, and that court's decision on how extensive a voir dire examination is required will not be overturned except for an abuse of that discretion." Ex parte Land, 678 So.2d at 242. "[T]he method of voir dire examination is within the discretion of the trial court[.]" Hodges v. State, 856 So.2d 875, 913 (Ala.Crim.App.2001). Both this Court and the Alabama Supreme Court have repeatedly recognized that "trial courts are not required to allow the use of jury questionnaires, even in capital cases." Maples v. State, 758 So.2d 1, 51 (Ala.Crim.App.1999). See also Ex parte Land, 678 So.2d at 242; Morris v. State, 60 So.3d 326, 378 (Ala.Crim.App.2010); Brown v. State, 11 So.3d at 885; Sneed v. State, 1 So.3d at 135; Lee v. State, 898 So.2d 790, 854 (Ala.Crim.App.2001).
As previously stated, the trial court conducted voir dire examination initially as a group but then allowed the parties to conduct individual voir dire examination of certain prospective jurors when it thought it necessary. The record shows the parties were not limited in any way in their questioning of prospective jurors, either during group or individual voir dire. Furthermore, Stanley has failed to indicate what, if any, information about prospective jurors he was unable to discover without juror questionnaires. Accordingly, Stanley has not established that the trial court abused its discretion in denying his motion for the use of juror questionnaires.
Stanley asserts that the trial court erred in denying his motion seeking disclosure of any and all information in the State's possession regarding prospective jurors that may have been favorable to the defense. He contends the trial court's denial of his motion hampered his ability to assess prospective jurors during jury selection, that it violated Brady v. Maryland,
It is well settled that "`[t]he State has no duty to disclose information concerning prospective jurors.'" McGowan v. State, 990 So.2d 931, 967 (Ala.Crim. App.2003) (quoting McGriff v. State, 908 So.2d 961, 981 (Ala.Crim.App.2000), rev'd on other grounds, 908 So.2d 1024 (Ala. 2004)). See McCray v. State, 88 So.3d 1, 77 (Ala.Crim.App.2010); Vanpelt v. State, 74 So.3d 32, 51 (Ala.Crim.App.2009); Brown v. State, 982 So.2d at 585; Maples v. State, 758 So.2d at 50-51; Williams v. State, 654 So.2d 74, 76 (Ala.Crim.App. 1994); Cooper v. State, 611 So.2d 460, 465-66 (Ala.Crim.App.1992). Moreover, as this Court recently explained in Doster v. State, 72 So.3d 50 (Ala.Crim.App.2010):
72 So.3d at 79-80 (quoting Jeffrey F. Ghent, Right of Defense in Criminal Prosecution to Disclosure of Prosecution Information Regarding Prospective Jurors, 86 A.L.R.3d 571 (1978)). Furthermore,
Arthur v. State, 711 So.2d 1031, 1080 (Ala. Crim.App.1996) (quoting Kelley v. State, 602 So.2d 473, 478 (Ala.Crim.App.1992)).
Nothing in the record indicates that Stanley was prevented from discovering information about prospective jurors during voir dire examination. Instead, as mentioned above, the record reveals that both parties were given wide latitude in their voir dire questioning. Thus, Stanley has failed to establish the trial court abused its discretion in denying his motion for disclosure of any and all information in the State's possession regarding prospective jurors that may have been favorable to the defense.
Stanley claims the trial court erred in denying his motion to suppress the evidence law-enforcement officers discovered in his apartment because, he says, the search of his apartment constituted an illegal warrantless search that violated the
Stanley preserved this issue by raising it in a pretrial motion to suppress, which the trial court denied after conducting a hearing at which several witnesses testified. Stanley renewed his motion to suppress at trial, which the trial court also denied.
State v. Hargett, 935 So.2d 1200, 1203-04 (Ala.Crim.App.2005).
A search or seizure conducted by a private citizen does not implicate the Fourth Amendment. Walter v. United States, 447 U.S. 649, 100 S.Ct. 2395, 65 L.Ed.2d 410 (1980).
Hyde v. State, 13 So.3d 997, 1017 (Ala. Crim.App.2007).
Considering all the circumstances of the case, we cannot conclude that the Tuscumbia Police Department officers instigated the search of the Stanleys' apartment; the Berryhills were not acting as instruments or agents of the State in the initial entry into the Stanleys' apartment, and there is no indication that the Berryhills engaged in the search with the intent of assisting the police in their investigation. Instead, the Berryhills had already planned to enter the Stanleys' apartment to get the animals out when Officer Setliff arrived and accompanied Ronald into the apartment.
Officer Setliff testified that he stopped at the apartment in order to determine whether one of the people was Shelly, whom Capt. Heffernan had informed law-enforcement officers that day in a departmental meeting he wanted to see about an unrelated matter, or Smith, who had been reported missing. When he arrived, Officer Setliff learned that Swanie owned the apartment, and that, although Dot, the lessee, did not have the keys to the apartment at the time, she had actually leased the apartment from Swanie and paid the rent but had allowed Stanley and Shelly to live there. Officer Setliff indicated that because the Berryhills had learned that the Stanleys had left town, they wanted to get inside the Stanleys' apartment, because they were concerned about the many dogs the Stanleys had left behind in the apartment. Officer Setliff testified that Ronald invited him to accompany him into the Stanleys' apartment as, the testimony showed, was often the practice of Tuscumbia police officers to assist landlords upon request for protective purposes.
Around the time they entered the apartment, Capt. Heffernan arrived at the scene. When Capt. Heffernan arrived, still not knowing that Smith's body was in the apartment, he noticed a foul odor similar to the odor of decomposition. After the officers entered the apartment, Officer Setliff, at the direction of Capt. Heffernan, lifted a portion of the comforter, revealing a dead body underneath. After discovering the body, Capt. Heffernan and Officer Setliff left the apartment, secured the scene, and obtained a search warrant.
Stanley has pointed to nothing in the record to suggest that Ronald was acting on behalf of the government. Thus, the initial entry into the Stanleys' apartment was a private act, not a government act. "[T]he Fourth Amendment proscribes only governmental action, and does not apply to a search or seizure, even an unreasonable one, effected by a private individual not acting as an agent of the Government or with the participation or knowledge of any governmental official." Walter, 447 U.S. at 662, 100 S.Ct. 2395. In
Stanley contends that the trial court erred in denying his motion to disclose the grand-jury testimony of several prosecution witnesses. (Stanley's brief, Issue XI, pp. 94-100.) After Stanley was indicted, he filed two motions requesting information and transcripts pertaining to the grand-jury proceedings. (C. 42-44, 47-49.) During the hearing on his motions, the prosecutor stated that the grand-jury proceedings were usually not recorded and transcribed and that he did not have any information from the grand-jury proceedings to provide to defense counsel. (R. 6.) The crux of Stanley's argument is that because the grand-jury proceedings were not recorded he was unable to adequately cross-examine and impeach seven witnesses who had testified before the grand jury who also testified at trial.
This Court addressed a similar question in Sneed v. State, 1 So.3d 104 (Ala.Crim. App.2007), as follows:
1 So.3d at 133-35. Similarly, the prosecutor in this case stated that the grand-jury proceedings were not usually recorded, Stanley did not request the information until after he had been indicted, and Stanley has failed to demonstrate a "particularized need" to breach the secrecy of the grand-jury proceedings. Consequently, Stanley is due no relief on this claim.
Stanley argues that the trial court erred in allowing Capt. Heffernan, the lead investigating officer, to be present in the courtroom, over the defense's objection, while other witnesses testified. (Stanley's brief, p. 115). After Stanley's defense counsel invoked "the rule," which requires a witness to be excluded from the courtroom during the testimony of other witnesses,
This Court has previously addressed this issue and decided it adversely to Stanley. In Stallworth v. State, 868 So.2d 1128 (Ala.Crim.App.2001), this Court said:
868 So.2d at 1146.
The trial court did not abuse its discretion in allowing the lead investigating officer to remain in the courtroom during the testimony of other witnesses. We therefore find no error.
Stanley asserts the trial court erred in admitting specific testimony, certain photographs, and several letters because, he says, they were highly prejudicial. (Stanley's brief, Issues V, XIV, and XVI pp. 56-63; 111-12; 114-15.) Because Stanley failed to raise some of these arguments at the trial court level, we examine those pursuant to the plain-error standard. See Rule 45A, Ala. R.App. P. Defense counsel, however, filed pretrial motions on some, and others were objected to by defense counsel at trial. We note the particular instances as we address them.
Rule 401, Ala. R. Evid., provides:
Rule 402, Ala. R. Evid., provides:
Rule 403, Ala. R. Evid., provides:
Also,
Harris, 2 So.3d at 927 (quoting Gavin v. State, 891 So.2d 907, 963 (Ala.Crim.App. 2003)).
Mindful of the above-stated law, we now address Stanley's specific claims of error.
Stanley argues that the State improperly introduced victim-impact evidence to the jury during the guilt phase of the trial. Stanley first refers to the testimony of the victim's daughter during the guilt phase to the effect that she had had a close relationship with her father and that she had talked with or saw him almost everyday. (Stanley's brief, Issue XIV, pp. 111-12.) Stanley filed a pretrial motion to prohibit the State from introducing victim-impact testimony and for the trial court to properly instruct the jury on the role of such testimony, which the trial court denied after a hearing. (C. 188-91, 240-41; R. 78-80.)
Gissendanner v. State, 949 So.2d 956, 965 (Ala.Crim.App.2006). "[T]he introduction of victim impact evidence during the guilt phase of a capital murder trial can result in reversible error if the record indicates that it probably distracted the jury and kept it from performing its duty of determining the guilt or innocence of the defendant based on the admissible evidence and the applicable law." Ex parte Rieber, 663 So.2d 999, 1006 (Ala.1995). However, "a judgment of conviction can be upheld if the record conclusively shows that the admission of the victim impact evidence during
A thorough review of the daughter's testimony reveals that there was no impropriety, that she did not describe the impact of the crime on her life, and that she made no statement amounting to victim-impact evidence during the guilt phase. (R. 399-401.) Rather, the testimony provided background information to introduce her as a witness and to explain the events that led up to the discovery of her father's body. See Hodges v. State, [Ms. CR-04-1226, March 23, 2007] ___ So.3d ___, ___ (Ala.Crim.App.2007) (finding "testimony offered by the victim's sister was not offered as victim-impact evidence, but was offered to show the victim's activities on the day of the murder and when she was last in contact with the family, and it went toward establishing when the crime was committed"); Grayson v. State, 824 So.2d 804, 812 (Ala.Crim.App.1999) (stating that testimony by the victim's mother identifying her and stating that she had planned to return home was not victim-impact testimony and was relevant as to the timing of the victim's death as well as to explain where the death occurred). See also Gissendanner. Because we find the complained-of testimony, which was not objected to during the guilt phase, does not amount to victim-impact evidence, we find no error.
Stanley also objects to a photograph of the victim the State introduced during the testimony of the victim's daughter because he claims it amounted to improper victim-impact evidence. However, we likewise find that it did not constitute improper victim-impact evidence because it was introduced at the beginning of the trial for the purpose of identifying the victim. See, e.g., Ferguson v. State, 814 So.2d at 946 (finding no plain error in the admission, during the guilt phase, of a photograph of the victims in front of their boat because it was relevant to show, among other things, that they were alive before the offense); Taylor v. State, 666 So.2d 36, 66 (Ala.Crim.App.1994) (finding no plain error in the admission, during the guilt phase, of a photograph of the victims in front of a Christmas tree). See also McMillan, 139 So.3d at 226. Here, the photograph of Smith was relevant to the issue of identity and was therefore admissible. Thus, we also find no error in this regard.
Stanley contends the trial court erred in admitting photographs of the victim's body as it appeared at the crime scene and photographs of the autopsy. (Stanley's brief, Issue XVI, pp. 114-15.) The record shows that Stanley's counsel filed a pretrial motion to suppress photographs of the crime scene and the autopsy. After conducting a hearing on the motion, the trial judge ordered the State to limit the number of photographs and to provide defense counsel with the photographs it planned to use during trial.
Alabama courts have recognized that photographs depicting the crime scene and the wounds of the victims are relevant and admissible. See Stallworth v. State, 868 So.2d at 1151 (quoting Land v. State, 678 So.2d 201, 207 (Ala.Crim.App. 1995)) ("`The courts of this state have
Brooks v. State, 973 So.2d 380, 393 (Ala. Crim.App.2007).
All the photographs about which Stanley complains were introduced into evidence in the guilt phase of the trial during the testimony of the investigating officer, who was also the coroner, and the testimony of Dr. Ward, the medical examiner. Each photograph was identified by the respective witness. In addition, the medical examiner detailed the injuries depicted in the photographs and explained to the jury the significance of the injuries. We have carefully examined the photographs, as well the testimony of the witnesses, and we conclude that the photographs were relevant, probative, and properly admitted into evidence.
Maxwell v. State, 828 So.2d 347, 363 (Ala. Crim.App.2000). See also Ex parte Siebert, 555 So.2d 780, 783 (Ala.1989). The trial court committed no error in allowing the crime scene and autopsy photographs to be received into evidence.
Stanley asserts the trial court erroneously admitted into evidence two letters he
In Moore v. State, 49 So.3d 228, 232 (Ala.Crim.App.2009), this Court stated the following regarding Rule 404(b), Ala. R. Evid., and addressed the admissibility of evidence of collateral bad acts:
"Rule 404(b), provides:
Furthermore, the Alabama Supreme Court provided in Ex parte Jackson, 33 So.3d 1279 (Ala.2009):
33 So.3d at 1285 (quoting Robinson v. State, 528 So.2d 343, 347 (Ala.Crim.App. 1986)).
Even if the evidence of a collateral bad act fits into an exception to the general exclusionary rule, the trial court must determine whether the evidence is relevant and probative, Rule 401, Ala. R. Evid., and whether the probative value of the evidence is substantially outweighed by the danger of unfair prejudice, Rule 403, Ala. R. Evid.
Stanley alleges the trial court erred in admitting the letters because, he says, the letters bolstered the State's case and contained information as to prejudicial prior bad acts, which he alleges violated Rule 404(b), Ala. R. Evid., and did not fall under any exception to the general exclusionary rule. More particularly, he contends the letters were inadmissible because they referenced "scuffles and fights" and only served to demonstrate that Stanley was a "bad a — " who "would always take no sh —." (Stanley's brief, p. 57.) (C. 369-79; R. 781-86.)
During Shelly's testimony, she recognized and identified Stanley's handwriting and the letters as the ones he had sent to her, and she read portions of the letters into evidence. The portions of the first letter that she read from, dated July 2, 2005, are as follows:
(R. 782.)
After that first letter was admitted into evidence, Shelly read the following portions of a letter dated July 12, 2005:
(R. 783-85.) After Shelly read portions of the second letter, the prosecution questioned her as follows:
(R. 785.)
Initially, we question whether the letters constitute "other crimes, wrongs, or acts" generally excluded under Rule 404(b), because the letters here fail to contain references to specific incidents when Stanley was involved in altercations and do not describe any prior convictions, charges, or arrests involving Stanley. Instead, the letters were admitted to demonstrate Stanley's continuing control over Shelly and his extent of involvement in the crime. The letters showed Stanley's and Shelly's relative culpability and rebutted Stanley's defense theory that Shelly was the primary actor in the murder. See, e.g., Johnson v. State, 120 So.3d 1100, 1111 (Ala.Crim.App.2005), rev'd on other grounds, Johnson v. State, 120 So.3d 1119 (Ala.2006) ("[T]hat evidence, although not directly linked to the instant offense, was relevant and material because it helped to explain the relationship between the co-conspirators and illustrated the nature of Johnson's conduct as a catalyst in the murder."). The State correctly submits that this evidence was not offered as Rule 404(b) evidence, but rather, was offered "to demonstrate that Stanley was still attempting to exert influence and give instructions to Shelly through the mail, even after their arrest." (State's brief, p. 62.) We conclude that the letters were admissible because they were relevant and probative to show relative culpability and to
In this case, during opening statements, both attorneys for the State and for Stanley explained that the Stanleys knew Smith, the victim, because they often purchased pills from him and knew that he carried substantial amounts of cash. Stanley's defense counsel argued, during his opening statement, that Stanley was merely an "accessory after the fact" in the murder of Smith. (R. 366.) Defense counsel argued that Stanley did not commit the murder. Rather, Shelly acted alone. He claimed it was Shelly who exerted control over Stanley and devised the plan to murder Smith in order to obtain more drugs and money.
The prosecution introduced and admitted the letters to support its theory of the case that Stanley was the "puppet master" who instigated and carried out Smith's murder and exerted control over Shelly during the murder and after they turned themselves into the police. To support its theory, the State presented this evidence, along with other evidence indicating that, even while in jail, Stanley continued to control and to influence Shelly and tried to discourage her from testifying against him. In addition to counsel's arguments, several witnesses also testified that both Stanley and Shelley were drug addicts. The evidence showed that, shortly before Smith's murder, the Stanleys had exhausted their supply of drugs, and because they knew Smith often carried pills and cash, they summoned him to their apartment early on the morning of the murder. Thus, even if considered Rule 404(b) evidence, the letters evidencing Stanley's involvement in the murder — e.g., whether he exercised control over Shelly — and Stanley's and Shelly's relative culpability concerned contested issues, and exceptions to the exclusionary rule would therefore apply. See Baker v. State, 87 So.3d 587, 599-600 (Ala. Crim.App.2009) (evidence of prior act of domestic violence involving defendant and capital-murder victim was admissible because intent to kidnap was contested issue); McGowan v. State, 990 So.2d 931, 961-62 (Ala.Crim.App.2003) (evidence of defendant's use of cocaine was relevant at guilt phase of capital-murder trial where defendant claimed that if he rather than accomplice killed the victims, then his use of crack cocaine prevented him from forming the intent to kill, and his use of crack cocaine provided a motive for the murders, i.e., obtaining money from the victims so he could buy more crack cocaine). Additionally, we note that the alleged bad-acts evidence fails to rise to the level of the Rule 404(b) evidence requiring reversal in Ex parte Jackson, 33 So.3d 1279 (Ala.2009) and Ex parte Billups, 86 So.3d 1079 (Ala. 2010).
Stanley also argues that the probative value of the evidence of his collateral bad acts was substantially outweighed by the danger of unfair prejudice. Although evidence offered against a defendant at trial is generally prejudicial, the probative value of evidence is substantially outweighed by its prejudice only when it is unduly and unfairly prejudicial. See, e.g., Hurley v. State, 971 So.2d 78, 81-82 (Ala. Crim.App.2006), and the cases quoted therein; and Irvin v. State, 940 So.2d 331, 346 (Ala.Crim.App.2005), and the cases quoted therein. Here, we do not find the evidence to be unduly and unfairly prejudicial, and we find no error in the trial court's determination that the probative value of this evidence was not outweighed by its prejudicial impact. Only a brief reference to Stanley's being a "bad a —" was made, no undue emphasis was placed on this evidence, and the trial court struck the only testimony that did place an emphasis
Furthermore, the error, if any, in its admission was harmless. See Rule 45, Ala. R.App. P. ("No judgment may be reversed or set aside, nor new trial granted in any civil or criminal case on the ground of misdirection of the jury, the giving or refusal of special charges or the improper admission or rejection of evidence, nor for error as to any matter of pleading or procedure, unless in the opinion of the court to which the appeal is taken or application is made, after an examination of the entire cause, it should appear that the error complained of has probably injuriously affected substantial rights of the parties.").
Here, the letters contain no references to specific incidents or times when Stanley engaged in altercations and do not prove or indicate a prior offense or bad act by Stanley such that it might have affected one of Stanley's substantial rights. Johnson v. State, 120 So.3d 1119, 1125 (Ala.2006); Brown v. State, 74 So.3d 984, 1003 (Ala.Crim.App.2010) ("[T]he evidence as to Brown's guilt was overwhelming. After reviewing the entire record as a whole, `is it clear beyond a reasonable doubt that the jury would have returned a verdict of guilty' even without the admission of Washington's statement to Mobbs. United States v. Hasting, 461 U.S. 499, 510, 103 S.Ct. 1974, 76 L.Ed.2d 96 (1983). See also Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967). Under these circumstances, any error in the admission of the letters was harmless. See Rule 45, Ala. R.App. P.").
Ex parte Brownfield, 44 So.3d 43, 48 (Ala. 2009).
In the present case, the letters were relevant and were properly admitted. Moreover, the probative value of the letters was not outweighed by their prejudicial effect. The letters were properly admitted and any error was, at most, harmless.
Stanley maintains that the letters were improperly admitted because, he says, the prosecution failed to prove chain of custody as to the letters. Stanley did not object to the admission of the letters on chain-of-custody grounds. We therefore review this claim for plain error. See Rule 45A, Ala. R.App. P.
This Court has previously considered this issue and decided it adversely to Stanley. In Vanpelt, 74 So.3d at 72, this Court addressed a claim by Vanpelt that the trial court erred in allowing into evidence letters Vanpelt had written because, he argued, "no witness testified concerning the chain of custody of any of the letters." Vanpelt, 74 So.3d at 72. This Court held that the letters were properly admitted and reasoned:
Vanpelt, 74 So.3d at 72-73. See also Phillips v. State, 65 So.3d 971, 1029-1030 (Ala. Crim.App.2010).
Stanley does not assert that the letter exhibits were actually tampered with, altered, or contaminated. Instead, he seems to suggest that because no witness testified regarding the chain of custody for the letters, the letters were inadmissible. Each letter, however, was identified by Shelly as having been written to her by Stanley while they were both incarcerated. The condition of the letters was not at issue because there is no indication from the record that the contested exhibits were improperly tampered with or altered. Accordingly, we find no error in the trial court's allowing the letters into evidence, and Stanley is due no relief on this claim.
Stanley argues that the State failed to establish that he authored the letters. Stanley did not object to the letters on this ground. Thus, we review this claim for plain error. See Rule 45A, Ala. R.App. P.
Rule 901(b)(2), Ala. R. Evid., governs lay-witness opinion testimony as it relates to the identification of handwriting and contemplates that a lay witness can offer an opinion on the genuineness of handwriting. This rule requires that "[n]on-expert opinion [testimony] as to the genuineness of handwriting [must be] based upon familiarity not acquired for purposes of the litigation." Rule 901(b)(2). Rule 701 requires that a layperson's testimony about an opinion or inference be limited to statements that are "(a) rationally based on the perception of the witness and (b) helpful to a clear understanding of the witness's testimony or the determination of a fact in issue." Rule 701, Ala. R. Evid.
In satisfaction of Rule 701 and Rule 901, Shelly testified at trial that she had been married to Stanley for a number of years so she was familiar with his handwriting; she identified both letters Stanley had sent to her; and she stated that the letters were written to her by Stanley. See, e.g., United States v. Apperson, 441 F.3d 1162, 1200-01 (10th Cir.2006) (finding sufficient basis for witness to testify as to the authentication of handwriting on a letter by testifying that "based upon his long-standing association with [the appellant], he was familiar with his handwriting"); United States v. Tipton, 964 F.2d 650, 654-55 (7th Cir.1992) (stating that witness could authenticate documents purportedly written by the appellant because the witness "was familiar with [the appellant]'s handwriting and signature as a result of observing ... documents [the appellant] prepared"); United States v. Barker, 735 F.2d 1280, 1283 (11th Cir.1984) (providing that witnesses who were coworkers of the appellant could authenticate writing on checks as appellant's because they "testified they were familiar with the [appellant]'s handwriting and stated in their opinions it matched or was similar to the handwriting on the checks"); United States v. Carriger,
Stanley claims that the trial court erred in admitting the testimony of his wife, Shelly. (Stanley's brief, Issue VI, pp. 63-68.) He contends that Shelly's waiver of the spousal privilege was involuntary because she was threatened with the death penalty. He also contends that her accomplice testimony was not sufficiently corroborated because, he says, no evidence other than her testimony connected him to Smith's murder.
Stanley asserts that Shelly's plea agreement with the District Attorney's Office renders her decision to testify involuntary. He moved to strike her testimony at trial as violative of the spousal privilege and alleged error on this basis in his motion for a new trial.
We find no error in the admission of Shelly's testimony because the testimonial exemption of a spouse in a criminal trial is personal to the spouse witness and may be waived by the spouse for whatever reason. See, e.g., Paulson v. State, 455 So.2d 85, 87 (Ala.Crim.App.1984).
The marital-privilege statute as it pertains to criminal cases is codified at § 12-21-227, Ala.Code 1975, and provides: "The husband and wife may testify either for or against each other in criminal cases, but shall not be compelled so to do." Furthermore,
Holyfield v. State, 365 So.2d 108, 112 (Ala. Crim.App.1978). See also Morrison v. State, 382 So.2d 1187, 1189 (Ala.Crim.App. 1980) (holding, in a case where the appellant claimed that his wife had been coerced or intimidated into testifying in court, that the witness-spouse was properly advised of her privilege and testified voluntarily even though she first stated that she would testify against her husband, then said that she was unsure and would rather not and,
Nothing in the record suggests the manner in which Shelly would testify, but only that she would waive her privilege and testify as a witness in the case. The evidence showed that Shelly surrendered to law-enforcement officers with her husband, that she was arrested, and that she was charged with capital murder in connection with Smith's death. While in jail awaiting trial, Shelly waived her spousal privilege, pleaded guilty to murder, and was sentenced to life imprisonment without the possibility of parole.
(C. 422, 434.) Shelly signed this plea agreement in the presence of her counsel and stated at that time that no threats, force, or other promises had been used to induce her to plead guilty. The agreement indicated that the District Attorney's Office could bring and reinstate "any and all charges that could have been brought by the State of Alabama" if Shelly failed to abide by the terms of the plea agreement. (C. 423, 435.) See Paulson, 455 So.2d at 87-88 (upholding the voluntariness of a spouse's testimony where she hoped to get a more lenient sentence).
At trial, Shelly testified that she had pleaded guilty to murder and was sentenced to life imprisonment. Her attorneys were with her when she entered her plea, and she agreed to testify truthfully for the State in exchange for the agreement. (R. 745-46, 832-33.) She stated, when questioned by defense counsel, that she believed that, if she did not testify in Stanley's case, she could still be charged with capital murder. She, however, also stated that this was not the only reason she was testifying. (R. 828-29.)
After Shelly's testimony at trial and after defense counsel moved to strike her testimony on the ground that the plea agreement was given under duress, the trial court took a recess and heard testimony from one of Shelly's attorneys, outside the presence of the jury, regarding the voluntariness of her plea. (R. 840-44.) After hearing Shelly's testimony at trial and her attorney's testimony, and after considering the arguments of counsel, the trial judge denied Stanley's motion to strike Shelly's testimony. (R. 844.) We have carefully examined the record and are of the opinion that the trial court properly determined that Shelly voluntarily wished to testify and that such a voluntary act on her part, after full explanation of her right not to testify against her husband, was in accordance with § 12-21-227, Ala.Code 1975. Moreover, nothing in the record indicates that Shelly did not freely and voluntarily testify at trial about
Stanley contends that there was no evidence connecting him to the crime other than Shelly's testimony. Stanley claims that her testimony was not sufficiently corroborated under § 12-21-222, Ala.Code 1975. Stanley also argues that the trial court improperly failed to charge the jury as to the necessity for corroboration of accomplice testimony. He argues that the failure to do so constitutes reversible error. Stanley announced that he had no exceptions to the trial court's charge to the jury at the guilt phase. (R. 1086, 1088.) Thus, we review this claim for plain error. Rule 45A, Ala. R.App. P.
Under § 12-21-222, Ala.Code 1975, a felony conviction "cannot be had on the testimony of an accomplice unless corroborated by other evidence tending to connect the defendant with the commission of the offense, and such corroborative evidence, if it merely shows the commission of the offense or the circumstances thereof, is not sufficient." In addressing whether the evidence was sufficient to corroborate accomplice testimony in Ex parte McCullough, 21 So.3d 758 (Ala.2009), the Alabama Supreme Court stated:
"Ex parte Bullock, 770 So.2d 1062, 1067 (Ala.2000).
"Furthermore, in Ex parte Stewart, 900 So.2d 475 (Ala.2004), this Court, quoting Ex parte Hunt, 744 So.2d 851, 858-59 (Ala.1999), noted:
21 So.3d at 761-62. See Williams v. State, 72 So.3d 721 (Ala.Crim.App.2010). See also Green v. State, 61 So.3d 386 (Ala. Crim.App.2010). It is well settled that the corroborating evidence need only be slight and can be circumstantial — it does not have to be strong enough by itself to warrant a conviction — but it must tend to connect the accused with the commission of the crime. See McGowan, 990 So.2d at 987 (explaining that although evidence corroborating an accomplice's testimony need only be slight, it must tend to connect the defendant to the crime and be inconsistent with the defendant's innocence); Stoinski v. State, 956 So.2d 1174, 1182 (Ala.Crim. App.2006) (providing that "[c]orroboration need only be slight to suffice"); Steele v. State, 911 So.2d 21, 28 (Ala.Crim.App.2004) (explaining that accomplice testimony may be corroborated by circumstantial evidence); Gavin, 891 So.2d at 976 (stating
"Whether such corroborative evidence exists is a question of law to be resolved by the trial court, its probative force and sufficiency being questions for the jury." Caldwell v. State, 418 So.2d 168, 170 (Ala.Crim.App.1981) (citations omitted).
Guided by these principles of law and applying the rule that requires us to subtract Shelly's testimony and examine the remaining evidence, we conclude that the remaining evidence sufficiently connected Stanley to Smith's murder. The evidence showed that Smith's body was found in the Stanleys' apartment. See Ex parte Scott, 728 So.2d 172, 178 (Ala. 1998) (recognizing that the defendant's proximity to the crime scene is a relevant consideration in determining whether an accomplice's testimony was sufficiently corroborated). The evidence revealed that Stanley and Shelly were seen together after the murder and even stayed in a Best Western hotel on the night of the murder. They were also seen driving the victim's truck in the Colbert Heights area. Additionally, Stanley had carpet burn on his knees when he surrendered to authorities and the evidence indicated that Smith had been stabbed repeatedly with two steak knives in the back while he laid face down on the carpet. Even after subtracting Shelly's accomplice testimony, there was ample evidence tending to connect Stanley with Smith's murder. Accordingly, there is no merit to Stanley's claim. Shelly's accomplice testimony was amply corroborated.
Regarding whether the trial court erred in failing to instruct the jury on accomplice testimony, "section [12-21-222, Ala.Code 1975] merely creates a statutory rule, and not a constitutional right." Alexander v. State, 281 Ala. 457, 458, 204 So.2d 488, 489 (1967). See also Woodberry v. State, 497 So.2d 587, 589 (Ala.Crim.App. 1986). Moreover, the failure to give such an instruction can be harmless.
Jackson v. State, 836 So.2d 915, 946 (Ala. Crim.App.1999) (finding that because there was sufficient evidence to corroborate the accomplice's testimony, the trial court's failure to instruct the jury on the necessity of corroborating accomplice testimony "did not rise to the level of plain error and was,
Burton v. State, 651 So.2d 641, 654 (Ala. Crim.App.1993) (quoting Gurley v. State, 639 So.2d 557, 561 (Ala.Crim.App. 1993)). See also Ex parte Bankhead, 585 So.2d 112, 119 (Ala.1991), rev'd on other grounds, 625 So.2d 1146 (Ala.1993) (holding that because there was sufficient evidence to corroborate the accomplice's testimony, the trial court did not commit reversible error in not instructing the jury on the need for corroboration of accomplice testimony); Hutcherson v. State, 677 So.2d 1174, 1200 (Ala.Crim.App.1994), rev'd on other grounds, 677 So.2d 1205 (Ala.1996) (holding that even if the witness was an accomplice and testified for the State, "there was more than sufficient evidence to corroborate his testimony; therefore, no reversible error would have occurred. Burton v. State, 651 So.2d 641 (Ala.Cr. App.1993); Gurley v. State, 639 So.2d 557 (Ala.Cr.App.1993); Frazier v. State, 562 So.2d 543 (Ala.Cr.App.), rev'd on other grounds, 562 So.2d 560 (Ala.1989)").
In this case, as mentioned above, there was ample evidence to corroborate Shelly's testimony. Therefore, the trial court's failure to instruct the jury as to the necessity of corroborating accomplice testimony did not adversely affect Stanley's substantial rights. See Hyde v. State, 778 So.2d 199, 221 (Ala.Crim.App.1998) (holding that because there was corroborating evidence, there was no plain error as a result of the trial court's not charging the jury regarding accomplice testimony). Based on the foregoing, no basis for reversal exists regarding this claim.
Stanley argues that the trial court allowed the State to elicit improper hearsay testimony. More particularly, Stanley cites three different instances of testimony he alleges were hearsay. (Stanley's brief, Issue VII, pp. 68-70.) Because Stanley failed to object to the testimony he now challenges, our review is limited to an examination for plain error. See Rule 45A, Ala. R.App. P.
Stanley challenges instances where Ronald Berryhill, Janice Berryhill, and Jenna Mitchell testified that the Stanleys were leaving town. (R. 467, 491-92, 1011, 703.) Both Ronald and Janice testified that Dot told them on Sunday, June 19, 2005, that her son and daughter-in-law were leaving town that evening because a warrant had been issued for Shelly's arrest. Mitchell testified that when her mother, Shelly, visited her on Saturday, June 18, 2005, Shelly told her that she was going to be leaving the area for a long time and that she wanted to see her before she left town.
"Rule 801(c), Ala. R. Evid., reads:
Ex parte Baker, 906 So.2d 277, 283 (Ala. 2004).
The record indicates that the testimony Stanley alleges was hearsay was not elicited to prove the truth of the matter asserted. Rather, regarding Ronald's and Janice's testimony, it was presented to provide an explanation of why Ronald and Swanie decided to go to the Stanleys' apartment on Monday to retrieve the dogs that had been left there unattended. This testimony was being offered not "to prove the truth of whatever facts might be stated, `but rather to establish the reason for action or conduct by the witness.'" Grayson, 824 So.2d at 813 (quoting Edwards v. State, 502 So.2d 846, 849 (Ala.Crim.App. 1986), quoting in turn Tucker v. State, 474 So.2d 131, 132 (Ala.Crim.App.1984), rev'd on other grounds, 474 So.2d 134 (Ala. 1985)).
Likewise, as for Mitchell's testimony as to what her mother told her about leaving for awhile, it also was not offered to prove the truth of the matter asserted. Instead, the testimony was offered to describe Shelly's physical and emotional condition on the day of the murder. See, e.g., Brownfield v. State, 44 So.3d 1, 20 (Ala. Crim.App.2007) (finding testimony not to be inadmissible hearsay but to explain why the authorities were telephoned); Robitaille v. State, 971 So.2d 43, 57 (Ala.Crim. App.2005); Stallworth, 868 So.2d at 1153. Consequently, the complained-of testimony was not hearsay, and we find no error, plain or otherwise, in its admission into evidence.
Stanley contends the trial court committed several errors in its jury instructions in the guilt phase of the trial. (Stanley's brief, Issues III and IX.) Stanley did not object to any of the alleged errors at trial. Therefore, we review his assertions pursuant to the plain-error rule. Rule 45A, Ala. R.App. P.
Vanpelt, 74 So.3d at 92. See also Reynolds v. State, 114 So.3d 61, 148-149 (Ala. Crim.App.2010).
Harris, 2 So.3d at 910. See also Belisle, 11 So.3d at 308; Gobble, 104 So.3d at 973 (quoting Johnson v. State, 820 So.2d 842, 874 (Ala.Crim.App.2000), quoting in turn Ex parte Boyd, 715 So.2d 852 (Ala.1998)) ("`"The absence of an objection in a case involving the death penalty does not preclude review of the issue; however, the defendant's failure to object does weigh[] against his claim of prejudice."'").
Moreover,
Williams v. State, 938 So.2d 440, 444-45 (Ala.Crim.App.2005).
With these principles in mind, we turn to Stanley's specific claims of error.
Stanley submits the trial court committed plain error by not instructing the jury on intoxication and manslaughter as a lesser offense because there was evidence indicating that he had a long history of drug addiction and that he was under the influence of drugs when he committed the crime. (Stanley's brief, Issue III, pp. 45-48.) The record shows that the trial court instructed the jury on intentional murder and felony murder as lesser-included offenses of capital murder. Stanley did not, however, request an instruction on voluntary intoxication and manslaughter, and he did not object when the trial court did not give such charges. We therefore review Stanley's claim for plain error. See Rule 45A, Ala. R.App. P.
"Pilley v. State, 930 So.2d 550, 561-62 (Ala.Crim.App.2005)."
"However, the court should charge on voluntary intoxication only when there is a sufficient evidentiary foundation in the record for a jury to entertain a reasonable doubt as to the element of intent. Ex parte McWhorter, 781 So.2d 330, 342 (Ala.2000). In Pilley this Court provided guidance as to what evidence would be required to form that evidentiary foundation.
Harris, 2 So.3d at 911. Thus, "`[u]nder § 13A-1-9(b), Ala.Code 1975, a trial judge is not required to instruct on a lesser-included offense "unless there is a rational basis for a verdict convicting the defendant of the included offense."'" Harris, 2 So.3d at 912 (quoting Pilley v. State, 930 So.2d 550, 563 (Ala.Crim.App.2005)).
Stanley maintains that the trial court's instruction on reasonable doubt violated the principles of Cage v. Louisiana, 498 U.S. 39, 111 S.Ct. 328, 112 L.Ed.2d 339 (1990). (Stanley's brief, Issue IX, pp. 78-82.) Stanley specifically takes issue with certain terminology used by the trial court to describe reasonable doubt. He contends that by stating that reasonable doubt is not a "possible" or "speculative" doubt, the trial court lessened the State's burden of proof and shifted the burden of proof to him. (Stanley's brief, pp. 79-80.) Stanley claims that by equating reasonable doubt with "an abiding conviction ... arising
A review of the entire reasonable-doubt instruction given by the trial court in this case reveals that it properly followed the legal guidelines and the Alabama Pattern Jury Instructions in instructing the jury. The trial court charged the jury as follows:
(R. 1062-63.)
In Vanpelt, 74 So.3d at 83, this Court addressed a similar issue and, in concluding that the complained-of instruction did not improperly shift the burden of proof to the defendant, stated:
Vanpelt, 74 So.3d at 83-84. See also Lee v. State, 898 So.2d 790, 841-42 (Ala.Crim. App.2001); Greenhill v. State, 746 So.2d 1064, 1069-71 (Ala.Crim.App.1999). Likewise, this Court has approved instructions similar to the one presented here and concluded that the burden of proof was not shifted. See Brown, 11 So.3d at 903; Harris, 2 So.3d at 912-14; Belisle, 11 So.3d at 309; Stallworth, 868 So.2d at 1164.
In Knotts v. State, 686 So.2d 431 (Ala. Crim.App.), opinion after remand, 686 So.2d 484 (Ala.Crim.App.1995), we held:
686 So.2d at 459. Additionally, as this Court said in Harris:
2 So.3d at 913.
We conclude that the instruction did not shift the burden of proof to Stanley. See Harris; McGowan v. State, 990 So.2d at 956. Further, the "abiding-conviction" language did not render the instruction unconstitutional. See Woods v. State, 789 So.2d 896, 933-34 (Ala.Crim.App.1999) (holding that instruction that proof beyond reasonable doubt required the jurors to have an "abiding conviction" as to the truth of the charge correctly stated the State's burden of proof). Taken as a whole, the trial court's instruction in this case properly conveyed the concept of reasonable doubt to the jury, and it did not lessen the State's burden of proof. There is no reasonable likelihood that the jury applied the instruction in a manner that violated Stanley's constitutional rights. Therefore, we find no error.
Stanley claims the trial court's instructions failed to distinguish between the intent necessary to commit capital murder and the intent necessary to commit felony murder. (Stanley's brief, Issue IX, pp. 82-83.)
We have reviewed the trial court's jury instructions on capital murder and felony murder; the instructions track the language in the Alabama Pattern Jury Instructions: Criminal (3d ed.1994). See Ex parte Hagood, 777 So.2d 214, 219 (Ala. 1999) ("It is the preferred practice to use
In regard to the capital-murder charge, the trial court, on more than one occasion, instructed the jury that to be convicted of capital murder the accused must have a specific or particularized intent to kill.
Clearly, the court instructed the jury concerning the difference between capital murder and felony murder. The instructions were not misleading; rather, they properly apprised the jury of the elements of capital murder and felony murder. See Smith v. State, 908 So.2d 273, 297 (Ala. Crim.App.2000); Freeman v. State, 555 So.2d 196, 208 (Ala.Crim.App.1988) (noting that "the trial judge extensively instructed the jury on the difference between capital murder, felony murder, and intentional murder"); Davis v. State, 440 So.2d 1191, 1194 (Ala.Crim.App.1983) (trial court instructed the jury on "the intent required for a capital felony, on the felony murder doctrine and on the distinction between the intent required for a capital felony and the intent required for the lesser included offense of non-capital murder"); Womack v. State, 435 So.2d 754, 763 (Ala.Crim.App. 1983) (holding that "[t]he jury was given proper instructions on the `intent to kill requirement'" where the trial court "made it clear to the jury that the felony murder doctrine was relevant only to the lesser included offense of noncapital murder, and that there could be no conviction for the capital offense absent a finding beyond a reasonable doubt that the appellant possessed the intent to kill"). There was no plain error as to the trial court's instructions to the jury on capital murder and felony murder.
Stanley alleges that the trial court erred in failing to ensure that the proceedings were fully transcribed by the court reporter. Specifically, Stanley claims error because the jury-charge conferences during both the guilt and penalty phases were not recorded or transcribed. Stanley also asserts error because other bench conferences were not recorded or transcribed. (Stanley's brief, Issue IX, pp. 76-78.)
Stanley's trial counsel moved the trial court to "require a full and complete transcription of the entire proceedings in this case, including, but not limited to ... all conferences and hearings (including bench and chamber conferences) ... [and] the
As this Court noted in Calhoun v. State, 932 So.2d 923 (Ala.Crim.App.2005):
932 So.2d at 941-42. See also Brown v. State, 11 So.3d at 892-93 (quoting Green v. State, 796 So.2d 438, 439-40 (Ala.Crim. App.2001), quoting in turn Ex parte Godbolt, 546 So.2d 991, 997 (Ala.1987), quoting in turn United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir.1977)).
In this case, Stanley is represented on appeal by the same attorneys who represented him at trial. Therefore, Stanley must make a specific showing of prejudice resulting from the failure to record and preserve the proceedings he claims should have been included in the record on appeal. See Hodges v. State, 926 So.2d 1060, 1066 (Ala.Crim.App.2005). Stanley failed to specifically allege that anything erroneous, inflammatory, or prejudicial occurred during the unrecorded portions of the trial. The unrecorded proceedings took place in open court; defense counsel had a full opportunity to comment on and challenge those proceedings; defense counsel did not object to the injection of anything prejudicial; and Stanley has not alleged or offered any evidence that he was actually prejudiced by anything that was not on the record. Further, after reviewing the record at the point of each transcript omission referenced by Stanley, we conclude that the lack of a complete transcription has not adversely affected his substantial rights. See Brown, 11 So.3d at 893 ("[I]t is clear
Stanley alleges several instances of prosecutorial misconduct. (Stanley's brief, Issue VIII, pp. 70-76.) Because Stanley did not object to the prosecutor's argument and questioning in this regard, we review these claims under the plain-error rule. See Rule 45A, Ala. R.App. P. Regarding prosecutorial-misconduct claims, the role of a prosecutor, and this Court's standard of review when evaluating claims of prosecutorial misconduct, this Court has said:
Stallworth, 868 So.2d at 1153-54 (quoting Davis v. State, 494 So.2d 851, 853 (Ala. Crim.App.1986)).
Minor v. State, 914 So.2d 372, 415 (Ala. Crim.App.2004). In addition:
Ferguson, 814 So.2d at 945-46. Moreover, "`[t]his court has concluded that the failure to object to improper prosecutorial arguments ... should be weighed as part of our evaluation of the claim on the merits because of its suggestion that the defense did not consider the comments in question to be particularly harmful.'" Kuenzel v. State, 577 So.2d 474, 489 (Ala.Crim.App. 1990) (quoting Johnson v. Wainwright, 778 F.2d 623, 629 n. 6 (11th Cir.1985)).
Mindful of the above-stated principles, this Court addresses each of Stanley's arguments in turn.
Stanley contends that the prosecution improperly appealed to gender stereotypes during the rebuttal closing argument at both the guilt phase and the penalty phase. Specifically, Stanley cites error when the prosecutor argued as follows, during the rebuttal closing argument of the guilt phase:
(R. 1055-56.) Subsequently, during the penalty-phase rebuttal closing argument, the prosecutor said: "[U]se your common sense. Is that the work of a man or woman?" (R. 1191.)
Stanley presented virtually this identical issue, discussed in Issue I.B.5 above, when arguing the State violated Batson and J.E.B. by allegedly injecting gender stereotypes into the trial. Contrary to Stanley's contention, however, that portion of the prosecutor's guilt-phase rebuttal closing argument cited was not improper gender stereotyping; rather, the prosecutor's remarks were a proper argument that the facts of the case did not support Stanley's claim that his wife was more culpable than he was or that she acted alone in murdering Smith. "The prosecution is entitled to `spotlight the defense's strategy,' and a prosecutor's remarks during closing argument pointing out the flaws in the defense's theory of the case do not constitute improper argument." Reeves v. State, 807 So.2d 18, 45 (Ala.Crim.App.2000).
Even if the prosecutor's remarks could be characterized as invoking gender stereotypes, the record indicates that the prosecutor's argument made in rebuttal during the guilt phase of trial was permissible as a "reply in kind" to defense counsel's argument. In reviewing the State's rebuttal in its entirety, during both the guilt phase and the penalty phase, it is clear that the comments were responses to similar remarks made in Stanley's closing argument regarding whether Shelly was more culpable than he was or acted alone. "When the door is opened by defense counsel's argument, it swings wide, and a number of areas barred to prosecutorial comment would suddenly be subject to reply." Davis, 494 So.2d at 855. "It is axiomatic that a prosecutor may legitimately argue facts in evidence and, further, that a prosecutor has a right based on fundamental fairness to reply in kind to the argument of defense counsel. DeBruce v. State, 651 So.2d 599, 609 (Ala. Crim.App.1993), aff'd, 651 So.2d 624 (Ala. 1994)." Harris, 2 So.3d at 921. A prosecutor's arguments and statements "`must be examined in [their] context and in light of what had transpired, that is in light of preceding argument of defense counsel, to which the prosecutor's argument[s were] an answer.'" Stephens v. State, 580 So.2d 11, 21 (Ala.Crim.App.1990), aff'd, 580 So.2d 26 (Ala.1991) (quoting Henderson v. State, 460 So.2d 331, 333 (Ala.Crim.App.1984)).
In light of the context in which the arguments were made and what defense counsel had argued, the prosecutor's arguments were not of such a nature that they "so infected the trial with unfairness as to make the resulting conviction a denial of due process." Darden v. Wainwright, 477 U.S. 168, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986). Also, the trial court repeatedly instructed the jury that the evidence in this case came from the testimony from the witness stand and from the exhibits introduced into evidence and not from the attorneys' statements. We presume that the jury followed the trial court's instructions. See Taylor, 666 So.2d 36 (Ala.Crim. App.1994). After reviewing the comments in the context of the entire proceedings, we conclude that the comments did not improperly appeal to gender stereotypes and that they were not of such a nature as to inflame the passions of the jury. For
Stanley asserts error because the prosecutor urged the jury "to do [its] duty" and return a verdict of guilty of capital murder. Stanley refers to a statement made by one of the prosecutors at the close of his guilt-phase argument, arguing to the jury that it was the jury's duty to return a verdict of guilty of capital murder. Specifically, the prosecutor stated as follows:
(R. 1058.)
Minor, 914 So.2d at 420 (finding no plain error in prosecutor's comment asking the jury "`to find that man guilty of the murder of his son'"). See Morris, 60 So.3d at 369; Brooks v. State, 973 So.2d at 395-99.
Additionally, "`[t]here is no impropriety in a prosecutor's appeal to the jury for justice and to properly perform its duty.'" Freeman v. State, 776 So.2d 160, 186 (Ala.Crim.App. 1999) (quoting Price v. State, 725 So.2d 1003, 1033 (Ala.Crim.App. 1997)). Because the prosecutor's comments fell within the range of permissible argument, Stanley has failed to establish that these comments were improper or that they so infected the trial with unfairness that he was denied due process. See Darden. Therefore, no plain error occurred, and Stanley is not entitled to any relief.
Stanley argues the prosecutor misled the jury on the law and the facts during closing arguments in two separate instances. These instances were also not objected to; thus, our review is limited to plain error. See Rule 45A, Ala. R.App. P.
Stanley contends the prosecutor misstated the law and lowered the State's burden of proof when he asked the jury during closing argument: "Is it more likely that she did it or Tony did it?" (R. 1005.) When considered in the context of the entire closing argument, the prosecutor did not misstate the law or improperly shift the burden of proof to Stanley. See Broadnax, 825 So.2d at 184-85 (prosecutor did not improperly shift the burden of proof to the defendant during closing arguments in the guilt phase of capital-murder prosecution, where prosecutor did not suggest that defendant had obligation to produce any evidence or to prove his innocence, but asked the jury to consider evidence presented and to determine whether evidence established reasonable doubt as to defendant's guilt). See also Barber v. State, 952 So.2d 393, 440-42 (Ala.Crim. App.2005) (burden was not improperly shifted where the prosecutor's statement that the defendant would not want to talk about his confession because all he would have to say is that he was intoxicated); Minor, 914 So.2d at 420-21 (prosecutor's comments during rebuttal closing argument of guilt phase of capital trial did not impermissibly shift the burden of proof but were a legitimate comment on the lack of evidence to support the defense's theory); Reeves, 807 So.2d at 45-46 (prosecutor's comment during rebuttal closing argument at guilt phase did not spotlight defense's strategy and argue that the evidence did not support defense's theory that the robbery was a "`mere afterthought'"). Further, the trial court instructed the jury as to the State's burden of proof and the presumption of innocence afforded a defendant. Therefore, we conclude that reasonable jurors would not have construed the argument to mean that Stanley had any burden of proof. Accordingly, we do not find that there was any error, much less plain error, in this regard.
Regarding his second contention that the prosecutor misstated the facts during closing argument, we likewise find no error. Stanley complains that the prosecutor misstated Jenna Mitchell's testimony when during closing arguments he stated
(R. 707.)
The prosecutor's statements here were reasonable inferences drawn from the evidence and were not of such a nature that they "`so infected the trial with unfairness as to make the resulting conviction a denial of due process.'" Darden. The trial court repeatedly instructed the jury that the statements of the attorneys were not evidence and that it should consider only those statements that were supported by the evidence. We presume that the jury followed the trial court's instructions. See Taylor, 666 So.2d 36 (Ala.Crim.App.1994). Accordingly, we find no error, plain or otherwise, in the prosecutor's stating his impressions of what inferences could be drawn from the evidence. See Lee, 898 So.2d at 851-52.
In a cursory argument presented in his brief, Stanley suggests that his conviction is due to be reversed because the "prosecutor made extensive use of leading questions." (Stanley's brief, p. 74.) He then references 62 places in the record where this "egregious" conduct supposedly occurred. He also specifically cites instances during Shelly's testimony and claims that the prosecutor badgered Dot, Stanley's mother, on cross-examination.
Stanley objected to only two of the cited instances of the prosecutor's purportedly leading questions. On both of those instances, the trial judge instructed the prosecutor not to lead the witness. (R. 483, 729-28.) Defense counsel did not move to strike the answers.
As to the remaining allegedly improper questions, as this Court said in Broadnax, "[b]ecause of the way this issue is presented in his brief to this Court, we seriously question [Stanley's] sincerity in making this argument." 825 So.2d at 170. His string citation to numerous pages from the record does not meet the requirements of Rule 28(a)(10), Ala. R.App. P. Likewise, Stanley fails to specify which questions were allegedly improper, or how he was prejudiced by the allegedly improper questions. We will not create Stanley's argument for him. Egbuonu v. State, 993 So.2d 35, 38-39 (Ala.Crim.App.2007). See Reynolds, 114 So.3d at 145. Further, in Calhoun v. State, 932 So.2d 923 (Ala.Crim. App.2005), this Court stated as follows regarding leading questions in a capital case:
932 So.2d at 963.
Nevertheless, our plain-error review necessarily encompassed the pages referenced by Stanley, and we find no plain error in the prosecutor's questions. See Johnson, 120 So.3d at 1117; Lee v. State, 898 So.2d at 827.
Regarding his argument that the prosecutor badgered the defense witness, Dot, on cross-examination,
Ballard, 767 So.2d at 1140-41.
Stanley makes a blanket argument on appeal that the prosecutor badgered his mother on the stand. However, he fails to point to specific instances and fails to demonstrate that he was substantially prejudiced. The record shows that on one occasion Stanley's defense counsel objected on the grounds of badgering to the prosecutor's cross-examination of Dot. That occasion happened shortly after the prosecutor asked Dot the first question on cross-examination. Nevertheless, we have reviewed the entire cross-examination of Dot and conclude that the prosecutor did not step outside the range of propriety or badger any defense witness in the present case. Thus, we find no error.
Finally, Stanley argues that the cumulative effect of the alleged prosecutorial misconduct in this case denied him a fair trial and reliable sentencing and warrants reversal of his conviction and sentence. This Court has considered each of the claims of prosecutorial misconduct individually and has found that none of the claims of error require reversal. After thoroughly reviewing the record and considering the allegations of prosecutorial misconduct cumulatively, we find no prosecutorial misconduct, but even if there was impropriety, this Court finds that the cumulative effect of any alleged errors did not probably injuriously affect Stanley's substantial rights and does not require reversal. See, e.g., Ex parte Woods, 789 So.2d 941, 942-43 n. 1 (Ala.2001) ("The correct rule is that, while, under the facts of a particular case, no single error among multiple errors may be sufficiently prejudicial to require reversal under Rule 45, if the accumulated errors had `probably injuriously affected substantial rights of the parties,' then the cumulative effect of the errors may require reversal."). Therefore, this claim is without merit.
In accordance with Rule 45A, Ala. R.App. P., we have searched the record with respect to Stanley's capital-murder conviction for any error that may have adversely affected Stanley's substantial rights and have found no plain error or defect in the guilt-phase proceedings of the trial. See Rule 45A, Ala. R.App. P.
In a one-paragraph argument in his brief to this Court, Stanley maintains that "Alabama's protocol is not `substantially similar' to Kentucky's and therefore Baze [v. Rees, 553 U.S. 35 (2008),] is not controlling" and his "death sentence constitutes cruel and unusual punishment." (Stanley's Brief, Issue XVIII, pp. 115-16.)
This issue has previously been addressed and decided adversely to Stanley. In Gobble v. State, 104 So.3d at 977, this Court wrote:
Gobble, 104 So.3d at 977-979 (footnote omitted). See also Revis v. State, 101 So.3d 247, 328-329 (Ala.Crim.App.2011); McCray, 88 So.3d at 81-82; Reynolds, 114 So.3d at 157-158; Doster, 72 So.3d at 105-106; Phillips, 65 So.3d at 1039-1040; Morris, 60 So.3d at 383; Vanpelt, 74 So.3d at 89-90; Saunders v. State, 10 So.3d 53, 77 (Ala.Crim.App.2007); Lewis v. State, 24 So.3d 480, 536-37 (Ala.Crim.App.2006); Bryant v. State, 951 So.2d 732, 747-48 (Ala.Crim.App.2003) (all addressing challenges to Alabama's method of performing lethal injection).
Consequently, Stanley is not entitled to any relief on this claim because Alabama's method of execution is not unconstitutional.
Stanley argues that his "death sentence was imposed in violation of the Sixth and Eighth Amendments." (Stanley's brief, p. 83.) He contends that his death sentence should be vacated pursuant to the United States Supreme Court's decisions in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), and Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002). In Apprendi, the United States Supreme Court held that any fact that increases a sentence above the statutory maximum must be presented to a jury and proven beyond a reasonable doubt. In Ring, the Court extended its holding in Apprendi to death-penalty cases. Stanley raised the application of Ring in a pretrial motion, that was properly denied by the trial court.
Stanley raises several claims challenging the constitutionally of Alabama's capital-sentencing scheme. Although "[b]oth this Court and the Alabama Supreme Court have repeatedly rejected identical challenges[,]" McCray v. State, 88 So.3d at 82, see also Revis v. State, 101 So.3d at 326-327, and Reynolds v. State, 114 So.3d at 156-157, and the cases cited therein, this Court will address each of the claims individually below.
Stanley claims that the trial court erred in not dismissing his indictment, which he says failed to provide him with adequate notice because, he says, it did not set forth the aggravating circumstances upon which the State intended to rely. (Stanley's brief, Issue XV, pp. 112-13.) He filed a motion to dismiss the indictment based on this ground. (R. 73-74.) After conducting a hearing, the trial judge denied Stanley's motion to dismiss. (R. 109.)
We addressed and rejected a similar argument in Sneed v. State, 1 So.3d at 143, as follows:
1 So.3d at 142-43 (quoting Stallworth, 868 So.2d at 1186). See Bryant, 951 So.2d at 749 (rejecting an identical argument because the "indictment returned against Bryant advised him of the crime with which he was charged — the capital offense of murder during kidnapping, in violation of § 13A-5-40(a)(1), Ala.Code 1975 — and [thus] [i]ncluded in the indictment was the aggravating circumstance of kidnapping in the first degree ..."). See also Sharifi, 993 So.2d at 940; Barber, 952 So.2d 393; Benjamin v. State, 940 So.2d 371 (Ala. Crim.App.2005); Walker, 932 So.2d 140. Thus, Stanley's argument is without merit.
Stanley contends the jury never determined that the statutory aggravating circumstance existed beyond a reasonable doubt or that it outweighed the mitigating circumstances. He claims that, because the jury recommended that he be sentenced to life imprisonment without the possibility of parole, it clearly found that the mitigating circumstances outweighed the aggravating circumstances. Thus, he submits, his death sentence should be vacated because it violates Ring. (Stanley's brief, pp. 83-86.) He also argues that the Alabama Supreme Court's decision in Ex parte Waldrop, 859 So.2d 1181 (Ala.2002), is contrary to the law and "undermines the reliability of the capital sentencing process and unfairly skews sentencing toward the imposition of the death penalty. Adams v. Texas, 448 U.S. 38, 46-47 [100 S.Ct. 2521, 65 L.Ed.2d 581] (1980)." (Stanley's brief, p. 86.)
Applying Ring in Ex parte Waldrop, the Alabama Supreme Court held:
859 So.2d at 1188.
The decision in Ex parte Waldrop has been consistently followed and upheld. See, e.g., Mitchell v. State, 84 So.3d 968, 988 (Ala.Crim.App.2010); Spencer, 58 So.3d at 247-248; Yeomans v. State, 898 So.2d 878, 903 (Ala.Crim.App. 2004); Ex parte McNabb, 887 So.2d 998, 1005-06 (Ala.2004). Further, this court is bound by the decisions of the Alabama Supreme Court. As we stated in Reynolds:
114 So.3d at 157 n. 31. See also Revis, 101 So.3d at 326-327.
Moreover, contrary to Stanley's contentions, it is well settled that "[t]he jury's unanimous finding of one aggravating circumstance is sufficient to satisfy Ring." Ex parte McNabb, 887 So.2d at 1006. During the guilt phase, the jury unanimously found beyond a reasonable doubt that Stanley committed a robbery during the course of committing a murder. Because the jury convicted Stanley of murder during the course of a first-degree robbery, a violation of § 13A-5-40(a)(2), Ala.Code 1975, the statutory aggravating circumstance of committing a capital offense while engaged in the commission of a robbery, § 13A-5-49(4), Ala.Code 1975, was "prov[en] beyond a reasonable doubt." § 13A-5-45(e), Ala.Code 1975; § 13A-5-50, Ala.Code 1975. Only one aggravating circumstance must exist in order to impose a sentence of death. § 13A-5-45(f), Ala. Code 1975. Thus, the jury, and not the trial judge, determined the existence of the "aggravating circumstance necessary for imposition of the death penalty" for Stanley. See Ring, 536 U.S. at 609, 122 S.Ct. 2428. Therefore, the findings reflected in the jury's guilty verdict alone exposed Stanley to a range of punishment that had the death penalty as its maximum. Thus, there is no Ring violation in this regard.
Likewise, "Ring did not invalidate Alabama's law that vests the ultimate sentence determination in the hands of the trial judge and not a jury." Turner v. State, 924 So.2d 737, 785 (Ala.Crim.App. 2002). See, e.g., Ex parte Hodges, 856 So.2d 936 (Ala.2003); Ex parte Waldrop; Brownfield; Blackmon, 7 So.3d at 417; Harris; Eatmon v. State, 992 So.2d 64 (Ala.Crim.App.2007); Barber. "`The determination whether the aggravating circumstances outweigh the mitigating circumstances is not a finding of fact or an element of the offense. Consequently, Ring and Apprendi do not require that a jury weigh the aggravating circumstances and the mitigating circumstances.'" Ex parte Hodges, 856 So.2d at 943 (quoting Ex parte Waldrop, 859 So.2d at 1190). See also Brownfield; Lewis, 24 So.3d at 533 (wherein Lewis argued among other specific grounds that Alabama's death-penalty statute violates Ring because "it does not
Stanley asserts the trial court unconstitutionally relied on an aggravating circumstance not found by the jury beyond a reasonable doubt, specifically, the aggravating circumstance that the offense was "especially heinous, atrocious, or cruel" when compared to other capital offenses. He further claims error because he submits the trial court was required pursuant to Ring to accept any mitigating circumstances found by the jury to exist. He appears to argue that both of these alleged infirmities could have been resolved by the use of a special verdict form. (Stanley's brief, pp. 86-88.)
As stated above, only a jury's unanimous finding of one aggravating circumstance is required to satisfy Ring. See § 13A-5-45(f), Ala.Code 1975; Ex parte McNabb. In this case, because the jury convicted Stanley of murder during the course of a first-degree robbery, an offense defined in § 13A-5-40(a)(2), Ala.Code 1975, the statutory aggravating circumstance of committing a capital offense while engaged in the commission of a robbery, § 13A-5-49(4), Ala.Code 1975, was "prov[en] beyond a reasonable doubt." § 13A-5-45(e), Ala. Code 1975; § 13A-5-50, Ala.Code 1975. Because only one aggravating circumstance must exist in a capital case in order to impose a sentence of death and because the jury in this case, and not the trial judge, unanimously determined the existence of the "aggravating circumstance necessary for imposition of the death penalty," it is of no consequence pursuant to Ring or Apprendi that the jury here recommended that Stanley be sentenced to life imprisonment without the possibility of parole. See Ring, 536 U.S. at 609, 122 S.Ct. 2428. Moreover,
Bryant, 951 So.2d at 750-51. Likewise, as mentioned above, because the jury is not required to weigh the aggravating circumstances and the mitigating circumstances pursuant to Ring and Apprendi and Stanley was not exposed "to a penalty exceeding the maximum he would receive if punished according to the facts reflected in the jury verdict alone," Ring, 536 U.S. at 602, 122 S.Ct. 2428, and because the jury found him guilty of capital murder-robbery, we find no Ring error as to Stanley's claim that the trial court was required to accept the mitigating circumstances Stanley claims are inherent in the jury's advisory verdict of life imprisonment without the possibility of parole.
Stanley, citing Tedder v. State, 322 So.2d 908 (Fla.1975), maintains that Alabama's advisory-jury override violates "evolving
Doster, 72 So.3d at 104-105. Therefore, there is no merit to this claim.
Stanley asserts the "aggravating circumstances found by the judge fail to adequately narrow the class of death eligible offenders." (Stanley's brief, p. 109.) More particularly, he claims error because: (1) he alleges that the trial court's "double counting" of the robbery as both an aggravating circumstance for purposes of determining his sentence and as an element to elevate the murder to a capital offense is improper; and, (2) he contends that the trial court's application of the aggravating circumstance that the murder was especially heinous, atrocious, or cruel as compared to other capital offenses is unconstitutionally vague and overbroad on its face and as applied to the facts of this case. (Stanley's brief, Issue XIII, pp. 109-111.) Stanley raises these claims for the first time on appeal; therefore, this issue is due to evaluated under the plain-error rule. Rule 45A, Ala. R.App. P.
Both of these claims have previously been decided adversely to Stanley. The Alabama Supreme Court and this Court have rejected numerous challenges to "double counting." See Ex parte Windsor, 683 So.2d 1042, 1060 (Ala.1996); Ex parte Woodward, 631 So.2d 1065, 1069-70 (Ala. 1993); Ex parte Trawick, 698 So.2d at 178; McCray, 88 So.3d at 74; McMillan, 139 So.3d at 216; Reynolds, 114 So.3d at 157; Morris, 60 So.3d at 380; Vanpelt, 74 So.3d at 89; Newton v. State, 78 So.3d 458 (Ala. Crim.App.2009); Brown, 11 So.3d at 929; Mashburn v. State, 7 So.3d 453 (Ala.Crim. App.2007); Harris, 2 So.3d at 926-27; Jones v. State, 946 So.2d 903, 928 (Ala. Crim.App.2006); Barber, 952 So.2d at 458-59; McGowan, 990 So.2d at 996, and the cases cited therein; Coral, 628 So.2d at 965. Thus, because double counting is constitutionally permitted and statutorily required, Stanley is not entitled to any relief on this issue. See § 13A-5-45(e), Ala.Code 1975.
Likewise, challenges to the aggravating circumstance that the murder was especially heinous, atrocious, or cruel as compared to other capital offenses under § 13A-5-49(8), Ala.Code 1975, have been rejected by the Alabama Supreme Court and this Court. Ex parte Deardorff, 6 So.3d 1235, 1238-40 (Ala.2008); Ex parte Waldrop, 859 So.2d at 1190; Mitchell, 84 So.3d at 989; Baker, 87 So.3d at 604-605; Brownfield, 44 So.3d at 41-42, and the cases cited therein; Sharifi, 993 So.2d at 944.
The especially heinous, atrocious, or cruel aggravating circumstance "appl[ies] to only those conscienceless or pitiless homicides which are unnecessarily torturous to the victim." Ex parte Kyzer, 399 So.2d 330, 334 (Ala.1981), citing State v. Dixon, 283 So.2d 1 (Fla.1973).
Saunders, 10 So.3d at 108 (quoting Brooks, 973 So.2d at 417-18, citing in turn Norris v. State, 793 So.2d 847 (Ala.Crim.App. 1999)).
(R. 278.)
The trial court's findings are supported by the record, and the record supports its finding that the especially heinous, atrocious, or cruel aggravating circumstance applied to this crime. Moreover, evidence was presented at trial that the victim, Smith, begged for his life and asked Stanley to stop stabbing him. See Ex parte Rieber, 663 So.2d at 1003 ("As the Court of Criminal Appeals pointed out, evidence as to the fear experienced by the victim before death is a significant factor in determining the existence of the aggravating circumstance that the murder was especially heinous, atrocious, or cruel."). Because there was substantial evidence that the murder of Smith was especially heinous, atrocious, or cruel, the circuit court correctly found such in its application as an aggravating circumstance.
With regard to the constitutional challenge, specifically, in Minor, 914 So.2d 372, this Court rejected an identical constitutional challenge to the especially heinous, atrocious, or cruel aggravating circumstance, noting:
914 So.2d at 437. See also Blackmon, 7 So.3d 397; Lindsey v. Thigpen, 875 F.2d 1509,
Stanley argues "the trial court's override of the jury's recommendation of life imprisonment without the possibility of parole was improper and must be reversed." (Stanley's brief, Issue II, pp. 24-45.) In so arguing, he presents numerous claims as follows: (1) that "the trial court failed to give reasons for overriding the jury's recommendation" (Stanley's brief, pp. 26-27); (2) that "the trial court failed to consider the jury's recommendation as a mitigation circumstance" (Stanley's brief, at pp. 27-29); (3) that "the trial court failed to make findings as to the substantial nonstatutory mitigating evidence presented" (Stanley's brief, pp. 29-35); (4) that "the trial court was required to find unrebutted non-statutory mitigating circumstances" (Stanley's brief, pp. 35-40); (5) that "the trial court erred in failing to treat Shelly Stanley's plea agreement and sentence as a mitigating circumstance" (Stanley's brief, pp. 40-41); and (6) that "there is no proper basis for override in this case." (Stanley's brief, pp. 41-45.)
In its sentencing order, the trial court made thorough and specific findings of fact regarding the existence or nonexistence of each statutory aggravating circumstances. See §§ 13A-5-47(d) and 13A-5-49, Ala. Code 1975. It found the existence of three aggravating circumstances. The trial court properly considered as an aggravating circumstance that the capital offense was committed while Stanley was engaged in the commission of a robbery, § 13A-5-49(4); that, based on his prior conviction for first-degree robbery, § 13A-5-49(2), Stanley had been previously convicted of another felony involving the use or threat of violence to the person; and that the capital offense committed by Stanley was "especially heinous, atrocious, or cruel compared to other capital offenses." § 13A-5-49(8), Ala.Code 1975.
The trial court also properly considered and made findings with regard to the statutory mitigating circumstances. See §§ 13A-5-47(d) and 13A-5-51, Ala.Code (1975). It considered all statutory mitigating circumstances and found none to exist. (C. 279-81.) Additionally, the trial court indicated that it considered the plea and sentence Shelly received, and found it not be to a mitigating circumstance. (C. 281.)
Although the trial court clearly indicated that it was considering the jury's advisory verdict, it did not clearly provide what it was considering the verdict as, and the weight it was to be accorded. Instead, it stated in its sentencing order that it had considered all the matters presented to the court, including:
(C. 281-82.) In addressing a similar situation in Spencer v. State, 58 So.3d 215, 249 (Ala.Crim.App.2008), this Court said:
Spencer v. State, 58 So.3d at 248-49.
"Although the trial court need not list and make findings as to each item of alleged nonstatutory mitigating evidence offered by a defendant, Reeves v. State, 807 So.2d 18, 48 (Ala.Crim.App.2000), it must make a clear finding regarding the existence or nonexistence of nonstatutory mitigating circumstance offered by a defendant. § 13A-5-47(d), Ala.Code 1975." Scott v. State, 937 So.2d 1065, 1087 (Ala. Crim.App.2005). See also Woods v. State, 13 So.3d 1, 39-40 (Ala.Crim.App.2007); Morrow v. State, 928 So.2d 315, 325-27 (Ala.Crim.App.2004). Alabama's judicial-override statute, codified at § 13A-5-47(e), Ala.Code 1975, provides:
Thus, although it appears that the trial court considered the evidence Stanley offered as nonstatutory mitigating circumstances, it is not clear from the record whether the trial court found any of the evidence to actually constitute a nonstatutory mitigating circumstance, nor are the trial court's reasons for overriding the jury's advisory verdict clearly stated. See Spencer, 58 So.3d at 252 (remanding for the trial court to amend its sentencing order to clarify its findings regarding the existence or nonexistence of nonstatutory mitigating circumstances and judicial override of jury's recommendation of life imprisonment without parole).
Ex parte Taylor, 808 So.2d 1215, 1219 (Ala.2001), Ex parte Carroll, 852 So.2d 833, 836 (Ala.2002), and their progeny instruct "the trial judge [to] state specific reasons for giving the jury's recommendation the consideration he gave it" and instruct the
909 So.2d at 285. The Alabama Supreme Court concluded that although the trial court stated in its order that it had given "`serious consideration to the unanimous recommendation of the jury for life [imprisonment] without parole,'" Ex parte Tomlin, 909 So.2d at 286, it did not properly consider the jury's recommendation as a mitigating circumstance.
In this case, although the trial court referenced the jury's recommendation that Stanley be sentenced to life imprisonment without parole, the circuit court's order did not clearly state that it found the jury's recommendation to be a mitigating circumstance and did not contain written findings concerning what weight the jury recommendation was given or the reasons it overrode the jury's recommendation. See Ex parte Taylor, Ex parte Carroll, Ex parte Tomlin, and Spencer. Thus, we remand this case to the trial court for it to amend its sentencing order to clarify its findings regarding the judicial override of the jury's recommendation of life imprisonment without parole. See Sneed, 1 So.3d at 116 (trial court noted jury's recommendation as nonstatutory mitigating circumstance, accorded it moderate weight, considered the number of jurors who voted for each sentence, and considered the circumstances of the offense in overriding the jury's advisory verdict). On remand, the trial court shall reweigh the aggravating circumstances and the mitigating circumstances and resentence Stanley and state how it considered the jury's advisory verdict and the weight it was accorded and, if it again overrides the jury's recommendation, clearly state the reasons for so doing. The trial court's amended sentencing order shall be submitted to this Court within 60 days of the date of this opinion.
AFFIRMED AS TO CONVICTION; REMANDED WITH DIRECTIONS AS TO SENTENCING.
WELCH, P.J., and WINDOM, KELLUM, and BURKE, JJ., concur.
JOINER, Judge.
On April 29, 2011, this Court affirmed Anthony Lee ("Tony") Stanley's conviction
In its original sentencing order and again in its amended sentencing order, the trial court found that the State sufficiently proved the existence of three aggravating circumstances: that Stanley had been previously convicted of a felony involving the use or threat of violence to the person; that Stanley committed the capital offense of intentional murder while he was an accomplice in the commission of, or an attempt to commit, or flight after committing or attempting to commit a first-degree robbery; and that Stanley committed a capital offense that was especially heinous, atrocious, or cruel compared to other capital offenses. See §§ 13A-5-47(d); 13A-5-49(2), (4), and (8); 13A-5-50, Ala.Code 1975; and Stanley, 143 So.3d at 309.
As to the statutory mitigating circumstances, the trial court in its original sentencing order considered and made findings regarding statutory mitigating circumstances and found none to exist. See §§ 13A-5-47(d) and 13A-5-51, Ala. Code 1975; Stanley, 143 So.3d at 314. The trial court reiterated in its amended sentencing order that it found no statutory mitigating circumstances.
As to the trial court's findings concerning the nonstatutory mitigating circumstances, in its second amended sentencing order the trial court states that Stanley presented evidence regarding his family history and his alcohol and drug abuse. Stanley presented the testimony of a mitigation specialist, of his parents and his older sister concerning their remorse about the difficulties of his childhood, of the effects of drug and alcohol use, and of the improvement in Stanley's behavior since his incarceration. The trial court, however, stated that, although Stanley presented evidence of his family history and his alcohol and drug use and abuse in mitigation, it did not find and consider this to be nonstatutory mitigating evidence. See §§ 13A-5-47(d) and 13A-15-52, Ala. Code 1975.
Before reweighing the aggravating and mitigating circumstances in his amended sentencing order on remand, the trial judge clearly stated that he had determined that the testimony of Stanley's family history did not constitute mitigating evidence. Thus, the trial court clearly considered the evidence presented by Stanley when determining that no nonstatutory mitigating circumstances existed, other than the jury's advisory verdict of life imprisonment without the possibility of parole.
The trial court, in its amended sentencing order, considered and found that the jury's recommendation of a sentence of life imprisonment without the possibility of parole was a nonstatutory mitigating circumstance and assigned the jury's advisory verdict significant weight. See § 13A-5-47(e), Ala.Code 1975; § 13A-15-52, Ala. Code 1975; Ex parte Carroll, 852 So.2d 833, 836 (Ala.2002). The trial court then stated its reasons for giving the jury's recommendation the consideration it gave it, noting specifically that the jury's vote was 8 to 4.
Thereafter, the trial court reweighed the aggravating circumstances and the mitigating circumstances and again sentenced Stanley to death, stating:
(RTR, C. 217-18.)
The trial court's findings in its amended sentencing order concerning the nonstatutory mitigating circumstances, including the jury's advisory verdict, were appropriately considered, and the trial court fully established its reasons for overriding the advisory verdict.
Spencer, 58 So.3d at 257.
The trial court stated in its amended sentencing order that it "adopts all portions of its original Order of Court on Imposition of Sentence in this cause dated June 19, 2007, as if fully set out herein, unless amended in this Order." (RTR, C. 219.)
In accordance with § 13A-5-53, Ala. Code 1975, we must address the propriety of Stanley's death sentence. Stanley was convicted of murdering Henry Smith, an offense defined as capital by § 13A-5-40(a)(2), Ala.Code 1975. The record reflects that Stanley's sentence was not imposed under the influence of passion, prejudice, or any other arbitrary factor. See § 13A-5-53(b)(1), Ala.Code 1975.
The trial court found that the aggravating circumstances outweighed the one mitigating circumstance — the jury's advisory verdict. We held in our original opinion of April 29, 2011, that the trial court's findings as to the statutory aggravating circumstances and statutory mitigating circumstances were proper. Having now reviewed the amended sentencing order, we hold that the trial court's findings as to the nonstatutory mitigating circumstances are also proper and supported by the record. The trial court acted within its discretion in overriding the jury's advisory verdict of life imprisonment without the possibility of parole and affording it substantial weight in its weighing process.
Section 13A-5-53(b)(2), Ala.Code 1975, requires this Court to weigh the aggravating circumstances and the mitigating circumstances independently to determine the propriety of Stanley's sentence of death. Section 13A-5-48, Ala.Code 1975, provides:
"The determination of whether the aggravating circumstances outweigh the mitigating circumstances is not a numerical one, but instead involves the gravity of the aggravation as compared to the mitigation." Ex parte Clisby, 456 So.2d 105, 108-09 (Ala.1984). "[W]hile the existence of an aggravating or mitigating circumstance is a fact susceptible to proof, the relative weight of each is not; the process of weighing, unlike facts, is not susceptible to proof by either party." Lawhorn v. State, 581 So.2d 1159, 1171 (Ala.Crim.App.1990). Clearly, the trial court gave the mitigating circumstance little weight in light of the heinous aggravating circumstances present in this case. "The weight to be attached to the aggravating and the mitigating evidence is strictly within the discretion of the sentencing authority." Smith v. State, 908 So.2d 273, 298 (Ala.Crim.App.2000). We agree with
As required by § 13A-5-53(b)(3), Ala. Code 1975, this Court must determine whether Stanley's sentence was disproportionate or excessive when compared to penalties imposed in similar cases. The sentence of death in this case is neither excessive nor disproportionate to the penalties imposed in similar cases, considering the crime and Stanley. See, e.g., Revis v. State, 101 So.3d 247 (Ala.Crim.App.2011); McMillan v. State, 139 So.3d 184 (Ala. Crim.App.2010); Yancey v. State, 65 So.3d 452 (Ala.Crim.App.2009) (opinion on return to remand); Floyd v. State, [Ms. CR-05-0935, Sep. 28, 2007] ___ So.3d ___ (Ala. Crim.App.2007) (opinion on return to remand); Gamble v. State, 791 So.2d 409 (Ala.Crim.App.2000); Gaddy v. State, 698 So.2d 1100 (Ala.Crim.App.1995) (all murder committed during the course of a robbery).
Lastly, this Court previously pretermitted a plain-error review of Stanley's sentencing proceeding, pending the trial court's return to our remand order. Because the trial court has complied with this Court's direction on remand as to the sentencing order, we have now reviewed Stanley's sentencing proceedings pursuant to Rule 45A, Ala. R.App. P. As that rule requires, we have searched the entire proceedings for any plain error or defect that has or probably has adversely affected any of Stanley's substantial rights. We conclude that there is no plain error in the sentencing that adversely affected Stanley's rights.
Accordingly, for the foregoing reasons, Stanley's sentence of death is due to be, and is hereby, affirmed.
AFFIRMED AS TO SENTENCING.
WELCH, P.J., and WINDOM, KELLUM, and BURKE, JJ., concur.
JOINER, Judge.
Anthony Lee Stanley appealed his conviction and sentence of death for the intentional murder of Henry Smith, made capital because it was committed during the course of a first-degree robbery. See § 13A-5-40(a)(2), Ala.Code 1975. This Court affirmed his conviction but remanded the case for the trial court "to amend its sentencing order to clarify its findings regarding the judicial override of the jury's recommendation of life imprisonment without parole" and "to reweigh the aggravating circumstances and the mitigating circumstances and resentence Stanley." Stanley v. State, [Ms. CR-06-2236, Apr. 29, 2011] 143 So.3d 230, 316 (Ala. Crim.App.2011) ("Stanley I"). The trial court complied with our instructions, and, on return to remand, this Court on August 26, 2011, affirmed the trial court's amended sentencing order. Stanley v. State, [Ms. CR-06-2236, Aug. 26, 2011] (Ala. Crim.App.2011) (opinion on return to remand) ("Stanley II").
The Alabama Supreme Court, in an order dated August 17, 2012, summarily vacated our judgment in Stanley II and remanded the case "with instructions that [the Court of Criminal Appeals] allow the parties to brief the issues raised by the trial court's amended sentencing order,
In its original sentencing order and again in its amended sentencing order, the trial court found that the State sufficiently proved the existence of three aggravating circumstances: (1) that Stanley had been previously convicted of a felony involving the use or threat of violence to the person; (2) that Stanley committed the capital offense of intentional murder while he was an accomplice in the commission of, or an attempt to commit, or flight after committing or attempting to commit, a first-degree robbery; and (3) that Stanley committed a capital offense that was especially heinous, atrocious, or cruel when compared to other capital offenses. See §§ 13A-5-47(d); 13A-5-49(2), (4), and (8); 13A-5-50, Ala.Code 1975; and Stanley I, 143 So.3d at 317.
As to the statutory mitigating circumstances, the trial court in its original sentencing order considered the statutory mitigating circumstances and found none to exist. See §§ 13A-5-47(d) and 13A-5-51, Ala.Code 1975; Stanley I, 143 So.3d at 317. The trial court reiterated in its amended sentencing order that it found no statutory mitigating circumstances.
As to the trial court's findings concerning the nonstatutory mitigating circumstances, in its second amended sentencing order the trial court stated that Stanley presented evidence regarding his family history and his alcohol and drug abuse. Stanley presented the testimony of a mitigation specialist and of his parents and his older sister concerning their remorse about the difficulties of his childhood, of the effects on Stanley of drug and alcohol use, and of the improvement in Stanley's behavior since his incarceration. The trial court stated that, although Stanley presented this evidence in mitigation, it did not find and consider this evidence to be evidence of a nonstatutory mitigating circumstance. See §§ 13A-5-47(d) and 13A-5-52, Ala.Code 1975.
The trial court, in its amended sentencing order, considered and found that the jury's recommendation of a sentence of life imprisonment without the possibility of parole was a nonstatutory mitigating circumstance, and it assigned the jury's advisory verdict significant weight. See § 13A-5-47(e), Ala.Code 1975; § 13A-5-52, Ala. Code 1975; Ex parte Tomlin, 909 So.2d 283, 286 (Ala.2003); Ex parte Carroll, 852 So.2d 833, 836 (Ala.2002); Ex parte Taylor, 808 So.2d 1215 (Ala.2001). The trial court then stated its reasons for giving the jury's recommendation the consideration it gave it, noting specifically that the jury's vote in favor of life imprisonment was 8 to 4.
Thereafter, the trial court reweighed the aggravating circumstances and the mitigating circumstances and again sentenced Stanley to death.
The trial court stated in its amended sentencing order that it "adopt[ed] all portions of its original Order of Court on Imposition of Sentence in this cause dated June 19, 2007, as if fully set out herein, unless amended in this Order." (RTR, C. 219.)
In his brief on return to remand, Stanley identifies five issues.
As noted, in its amended sentencing order, the trial court found that the jury's recommendation of a sentence of life imprisonment without the possibility of parole was a nonstatutory mitigating circumstance, and the trial court therefore assigned the jury's advisory verdict significant weight. The trial court, in rejecting the jury's recommendation, stated specifically:
(RTR. C. 216-18.)
Stanley argues, in Issue I of his brief, that "the trial court's override of the jury's life verdict in this case failed to comply with Alabama Supreme Court precedents governing judicial override." (Stanley's brief, p. 10.) Specifically, Stanley contends that the override is in conflict with Ex parte Taylor, 808 So.2d 1215 (Ala. 2001); Ex parte Carroll, 852 So.2d 833 (Ala.2002); and Ex parte Tomlin, 909 So.2d 283 (Ala.2003). The rule from those cases, according to Stanley, is that "trial courts should give deference to jury life votes and override only when there are objective reasons to question the reliability of the jury's fact-finding (whether that is because the jury did not have access to all relevant information or jurors were unable to follow their oaths)." (Stanley's brief, p. 12.)
Stanley argues that the trial court failed to comply with Taylor, Carroll, and Tomlin because, he says, "the trial court provided no justification for override other than its mere disagreement with the jury's weighing of the aggravating and mitigating circumstances, and thus improperly reduced the jury's role to a nullity." (Stanley's reply brief, p. 2.) We disagree.
In Taylor, the Alabama Supreme Court held that, based on the requirements of § 13A-5-47(d) and (e),
In Carroll, the Alabama Supreme Court stated:
Carroll, 852 So.2d at 836 (emphasis added). In Tomlin, the Alabama Supreme Court held that a 12-0 jury recommendation of life imprisonment without the possibility of parole was entitled to "great weight." 909 So.2d at 286. Here, the trial court complied with Carroll and Tomlin (1) by finding that the jury's recommendation was "a non-statutory mitigating circumstance, ... and the court does consider it," and (2) by assigning the jury's recommendation "significant weight"
Ultimately, the trial court found that the three aggravating circumstances far outweighed the one mitigating circumstance (the jury's advisory verdict). (RTR C. 217.) The trial court did not find compelling the mitigating evidence Stanley presented. In contrast, the trial court found that Stanley's crime was "extremely gruesome and barbaric" and "was perpetrated with a heartless infliction of brutality and with utter indifference to the suffering of the victim and with a total disregard of human life." (RTR C. 218.)
Stanley has not demonstrated that the trial court's decision is in conflict with Taylor, Tomlin, or Carroll. Moreover, Stanley's case is factually distinguishable from Tomlin and Carroll, in which the Supreme Court reversed the trial court's override of the jury's recommendation of life imprisonment without the possibility of parole. In Tomlin, the jury's recommendation was 12-0 in favor of life imprisonment, and only one aggravating circumstance existed — that "`[Tomlin] committed murder in the first degree wherein two human beings were intentionally killed by the defendant by a series of acts.'" 909 So.2d at 285 (quoting the trial court's order). Further, the trial court justified the override based on an impermissible factor — i.e., that "`[t]he other perpetrator in this crime ... was convicted ... and sentenced to death.'" 909 So.2d at 287 (quoting the trial court's order). In Carroll, the jury's recommendation was 10-2 in favor of life imprisonment. Like Tomlin, Carroll involved one aggravating circumstance — that the murder had taken place during a robbery — and the trial court justified the override based, in part, on an impermissible factor: Carroll's incarceration for youthful-offender adjudications. Carroll, 852 So.2d at 835-36.
In the present case, however, the jury's recommendation was 8-4 in favor of life imprisonment without the possibility of parole. Further, as noted, there were three aggravating circumstances, including the aggravating circumstance "[t]hat the capital offense [Stanley] committed was especially heinous, atrocious, or cruel compared to other capital offenses" (RTR C. 216) — a point the trial court emphasized in its order overriding the jury's advisory verdict. Finally, there is no indication that the trial court justified its override based on any impermissible factor. Therefore, Carroll and Tomlin are distinguishable from this case.
Stanley argues, in Issue II of his brief, that "the trial court's override based on the presentation of classic mitigation evidence negated the jury's consideration of mitigation in violation [of] the Eighth and Fourteenth Amendments." (Stanley's brief, p. 17.) Stanley contends:
This argument is without merit. The trial court did not exclude mitigating evidence from the jury's consideration, nor did any action of the trial court have the effect of excluding such evidence from the jury's consideration.
As we discuss in more detail in Part IV, the trial court has the authority under Alabama law to disagree with the jury's sentencing recommendation in a capital case, including the authority (1) to disagree with the jury's conclusion that certain evidence is mitigating under the particular facts of the case and (2) to disagree with the weight the jury assigns aggravating and mitigating circumstances under the particular facts of the case. Here, the trial court disagreed with the jury's life-imprisonment-without-the-possibility-of-parole recommendation because the "emotional" and "gut-wrenching" nature of the mitigating evidence (regarding Stanley's upbringing, his drug and alcohol usage, and how Stanley's crime and his incarceration had adversely affected the Stanley family) had, in the trial court's view, caused the jury to attribute more weight to the mitigating evidence than was appropriate, given the particularly egregious nature of the aggravating circumstances. The trial court's disagreement with the jury for those reasons is not prohibited by Alabama law. See, e.g., Taylor, 808 So.2d at 1219 (affirming override where, in the trial court's opinion, the defendant's crimes were "`abominably aggravated and, at best, only faintly mitigated'"; in discounting the jury's conclusion regarding the mitigating evidence, the trial court found that "`[w]hile the jurors in this case were cooperative, harmonious, diligent, and attentive, some jurors' outbursts of emotion after they found the defendant guilty of capital murder indicated that they were overwhelmed by their impending duty to consider the death penalty as required by law");
Stanley argues, in Issue III of his brief, that "the trial court failed to
(Stanley's brief, pp. 21-25.)
As Stanley acknowledges, the trial court made findings regarding several of the specific facts listed above. In particular, the trial court made specific findings regarding Stanley's family history, and, as a part of that family history, the trial court included various facts about Stanley's life: Stanley grew up in an impoverished home; Stanley's parents' relationship with each other was volatile, and his parents were violent to each other; Stanley began drinking at an early age; Stanley essentially raised himself from an early age; Stanley had suffered many effects from drug and alcohol use; and Stanley had been caring before the crime, and his behavior had improved since his incarceration. (RTR C. 215-17.)
In Ex parte Lewis, 24 So.3d 540 (Ala. 2009), the Alabama Supreme Court stated:
Ex parte Lewis, 24 So.3d at 545. As Lewis and Clark establish, a trial court is not required to make an itemized list of the evidence it finds does not rise to the level of nonstatutory mitigating circumstances.
In its amended sentencing order, the trial court acknowledged that Stanley presented evidence regarding his family history and his alcohol and drug abuse; specifically, the trial court cited the testimony from a mitigation specialist and from Stanley's parents and his older sister concerning their remorse about the difficulties of his childhood, the effects of his drug and alcohol use, and of the improvement in Stanley's behavior since his incarceration. The trial court, however, stated that, although Stanley presented evidence of his family history and his alcohol and drug use and abuse in mitigation, it did not find and consider this to be nonstatutory mitigating evidence. See §§ 13A-5-47(d) and 13A-5-52, Ala.Code 1975.
Spencer v. State, 58 So.3d 215, 255 (Ala. Crim.App.2008) (opinion on return to second remand).
Before it reweighed the aggravating and mitigating circumstances in its amended sentencing order on remand, the trial court had determined that the testimony regarding Stanley's family history did not constitute mitigating evidence. Thus, in determining that no nonstatutory mitigating circumstances existed other than the jury's recommendation of life imprisonment without the possibility of parole, the trial court clearly considered all the evidence presented by Stanley.
In Issue IV of his brief, Stanley argues that "the trial court's refusal to find and consider undisputed mitigating circumstances conflicts with state and federal law." (Stanley's brief, p. 26.) In Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978), the United States Supreme Court held that in a capital case, the sentencer — the trial court in this case — may not "be precluded from considering, as a mitigating factor, any aspect of a defendant's character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death." 438 U.S. at 604, 98 S.Ct. 2954. See also Eddings v. Oklahoma, 455 U.S. 104, 113-14, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982) (noting that "the State may not by statute preclude the sentencer from considering any mitigating factor").
In Thompson v. State, [Ms. CR-05-0073, Feb. 17, 2012] ___ So.3d ___, ___ (Ala. Cr.App.2012), this Court stated:
(Emphasis added.)
This Court, in noting that evidence of a difficult family background might — but
Davis v. State, 44 So.3d 1118, 1141 (Ala. Crim.App.2009).
Stanley's argument is that a trial court's failure to find a mitigating circumstance based on certain mitigating evidence necessarily means that the trial court did not consider that mitigating evidence. Stanley thus conflates the concept of considering mitigating evidence with finding that a mitigating circumstance actually exists in a particular case. This argument has been rejected. See, e.g., Ex parte Hart, 612 So.2d 536, 542 (Ala. 1992) ("Lockett does not require that all evidence offered as mitigating evidence be found to be mitigating. Lockett provides that a state may not exclude evidence that the defendant claims is mitigating. This does not mean that all evidence offered by the defendant as mitigating must be found to be mitigating and considered as such in the sentencing process." (emphasis added)); Ex parte Ferguson, 814 So.2d 970, 976 (Ala.2001); Ex parte Trawick, 698 So.2d 162, 177 (Ala. 1997); Ex parte Slaton, 680 So.2d 909, 924 (Ala.1996); Spencer, 58 So.3d at 257.
Here, although the trial court specifically noted that it considered Stanley's family history — including all the various evidence discussed in more detail in Part III such as Stanley's drug and alcohol use and his childhood poverty — the trial court ultimately found that this evidence did not constitute a mitigating circumstance under the particular facts of this case.
Stanley asserts that "there was no factual dispute about the existence of these circumstances." (Stanley's reply brief, p. 13.) The trial court's stated reasons for concluding that this evidence, under the particular circumstances, was not mitigating were (1) Stanley's sisters faced the same difficult family background but went on to live successful lives, and (2) as the mitigation specialist testified, many individuals come from bad family backgrounds but do not commit capital murder. (RTR C. 215.) Thus, the trial court had evidence before it that called into question whether the evidence Stanley presented was in fact mitigating. See, e.g., Thompson, supra; Davis, supra.
Stanley has not demonstrated that the trial court erred as to this issue.
Stanley argues that the trial court's statement that there was "no credible evidence that any of these factors influenced the commission of the crime [Stanley] committed" (RTR C. 218) conflicts with Tennard v. Dretke, 542 U.S. 274, 287, 124 S.Ct. 2562, 159 L.Ed.2d 384 (2004), and Smith v. Texas, 543 U.S. 37, 45, 125 S.Ct. 400, 160 L.Ed.2d 303 (2004). We disagree.
In Tennard, the United States Supreme Court addressed a "threshold `screening test'" applied by the United States Court of Appeals for the Fifth Circuit to a claim alleging that a particular capital-sentencing scheme provided an inadequate vehicle to consider mitigating evidence under Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989) (a "Penry claim"). Under the Fifth Circuit's test,
In Stanley's case, the trial court's statement that there was "no credible evidence that any of these factors influenced the commission of the crime [Stanley] committed" is not in conflict with Tennard or Smith. The trial court's amended sentencing order makes clear that it considered all the evidence offered by Stanley, including his family circumstances, his background, and his behavior since being incarcerated. As discussed above, however, the trial court concluded that this evidence, under the particular circumstances, was not mitigating because (1) Stanley's sisters faced the same difficult family background but went on to live successful lives, and (2) as the mitigation specialist testified, many individuals come from bad family backgrounds but do not commit capital murder. (RTR C. 215.) With that context in mind — i.e., having already determined that those facts were not mitigating in Stanley's case — the trial court later noted that Stanley had not offered any "credible evidence that any of these factors influenced the commission of the crime [Stanley] committed." Thus, the trial court's statement, even assuming Stanley's reading of Tennard and Smith is correct, does not indicate that the trial court applied a "relevance" test in conflict with Tennard or Smith.
In accordance with § 13A-5-53, Ala. Code 1975, we address the propriety of Stanley's death sentence.
As noted above, the trial court found that the aggravating circumstances outweighed the one mitigating circumstance — the jury's advisory verdict. In Stanley I, we held that the trial court's findings as to the statutory aggravating circumstances and statutory mitigating circumstances were proper. After reviewing the amended sentencing order on return to remand and after fully considering the arguments made by the parties in their briefs on return to remand, we hold that the trial court's findings as to the nonstatutory mitigating circumstances are also proper and are supported by the record. The trial court, which assigned "significant weight" to the jury's recommendation of life imprisonment without the possibility of parole in its weighing process, acted within its discretion in overriding the jury's advisory verdict.
Section 13A-5-53(b)(2), Ala.Code 1975, requires this Court to weigh the aggravating circumstances and the mitigating circumstances independently to determine the propriety of Stanley's sentence of death. Section 13A-5-48, Ala.Code 1975, provides:
"The determination of whether the aggravating circumstances outweigh the mitigating circumstances is not a numerical one, but instead involves the gravity of the aggravation as compared to the mitigation." Ex parte Clisby, 456 So.2d 105, 108-09 (Ala. 1984). "[W]hile the existence of an aggravating or mitigating circumstance is a fact susceptible to proof, the relative weight of each is not; the process of weighing, unlike facts, is not susceptible to proof by either party." Lawhorn v. State, 581 So.2d 1159, 1171 (Ala.Crim.App.1990). As noted, the trial court gave the mitigating circumstance little weight in light of the aggravating circumstances present in this case. "The weight to be attached to the aggravating and the mitigating evidence is strictly within the discretion of the sentencing authority." Smith v. State, 908 So.2d 273, 298 (Ala.Crim.App.2000). We agree with the trial court's findings. An independent weighing of the aggravating circumstances and the mitigating circumstance indicates that death is the proper sentence.
As required by § 13A-5-53(b)(3), Ala. Code 1975, this Court must determine whether Stanley's sentence was disproportionate or excessive when compared to penalties imposed in similar cases. The sentence of death in this case is neither excessive nor disproportionate to the penalties imposed in similar cases, considering both the crime and the defendant. See, e.g., Revis v. State, 101 So.3d 247 (Ala. Crim.App.2011), cert. denied (No. 1110584, Aug. 17, 2012), 101 So.3d 247 (Ala.2012);
Finally, this Court previously pretermitted a plain-error review of Stanley's sentencing proceeding, pending the trial court's return to our remand order. Because the trial court has complied with this Court's direction on remand as to the sentencing order, we have now reviewed Stanley's sentencing proceedings pursuant to Rule 45A, Ala. R.App. P. As that rule requires, we have searched the entire proceedings for any plain error or defect that has or probably has adversely affected any of Stanley's substantial rights. We conclude that there is no plain error in the sentencing that adversely affected Stanley's rights.
Accordingly, for the foregoing reasons, Stanley's sentence of death is due to be, and is hereby, affirmed.
AFFIRMED AS TO SENTENCING.
WINDOM, P.J., and WELCH, KELLUM, and BURKE, JJ., concur.
Gobble v. State, 104 So.3d at 954.
We note that the trial court gave an instruction during its oral charge to the jury directing jurors that "what the lawyers have said, both for the State and for the Defendant, is not any evidence in the case ..... what they say is not evidence." (R. 1067-68.)
542 U.S. at 283-84, 124 S.Ct. 2562 (citations omitted). In Smith, the United States Supreme Court rejected a similar "constitutional relevance" test because it "did not provide the jury with an adequate vehicle for expressing a `reasoned moral response' to all of the evidence relevant to the defendant's culpability." 543 U.S. at 46, 125 S.Ct. 400 (quoting Penry v. Johnson, 532 U.S. 782, 796, 121 S.Ct. 1910, 150 L.Ed.2d 9 (2001)).