ABDUL K. KALLON, UNITED STATES DISTRICT JUDGE.
Deborah Boglin brings a single First Amendment retaliation claim pursuant to
Typically, immunity issues are construed as challenges to the subject-matter jurisdiction of a federal court properly raised under Rule 12(b)(1), at least where, as here, the jurisdictional challenge does not implicate the underlying merits of the case. See Garrett v. Talladega Cty. Drug & Violent Crime Task Force, 983 F.Supp.2d 1369, 1373 (N.D. Ala. 2013); Harris v. Bd. of Trs. Univ. of Ala., 846 F.Supp.2d 1223, 1231 (N.D. Ala. 2012). A 12(b)(1) challenge may take the form of a facial or factual attack on the complaint. McElmurray v. Consol. Gov't of Augusta-Richmond Cty., 501 F.3d 1244, 1251 (11th Cir. 2007). A facial attack "`require[s] the court merely to look and see if [the] plaintiff has sufficiently alleged a basis of subject matter jurisdiction, and the allegations in [her] complaint are taken as true for the purposes of the motion.'" Id. (quoting Lawrence v. Dunbar, 919 F.2d 1525, 1529 (11th Cir. 1990)). On the other hand, a factual attack challenges "`the existence of subject matter jurisdiction in fact, irrespective of the pleadings, and matters outside the pleadings ... are considered.'" Id. (quoting Lawrence, 919 F.2d at 1529). In such an instance, the court may hear conflicting evidence and decide the factual issues bearing on jurisdiction. Colonial Pipeline Co. v. Collins, 921 F.2d 1237, 1243 (11th Cir. 1991). In their initial brief, the Defendants
In addition to meeting this court's jurisdictional requirements, Federal Rule of Civil Procedure 8(a)(2) requires a pleading to contain "a short and plain statement of the claim showing that the pleader is entitled to relief." "[T]he pleading standard Rule 8 announces does not require `detailed factual allegations,' but it demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Mere "`labels and conclusions' or `a formulaic recitation of the elements of a cause of action'" are insufficient. Id. (quoting Twombly, 550 U.S. at 555, 127 S.Ct. 1955). "Nor does a complaint suffice if it tenders `naked assertion[s]' devoid of `further factual enhancement.'" Id. (quoting Twombly, 550 U.S. at 557, 127 S.Ct. 1955).
Federal Rule of Civil Procedure 12(b)(6) permits dismissal when a complaint fails to comply with Rule 8(a)(2) or does not otherwise state a claim upon which relief can be granted. When evaluating a motion brought under Rule 12(b)(6), the court accepts "the allegations in the complaint as true and constru[es] them in the light most favorable to the plaintiff." Hunt v. Aimco Props., L.P., 814 F.3d 1213, 1221 (11th Cir. 2016). However, "[t]o survive a motion to dismiss, a complaint must ... `state a claim to relief that is plausible on its face.'" Iqbal, 556 U.S. at 678, 129 S.Ct. 1937 (quoting Twombly, 550 U.S. at 570, 127 S.Ct. 1955). A complaint states a facially plausible claim for relief "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. In other words, the complaint must establish "more than a sheer possibility that a defendant has acted unlawfully." Id.; see also Twombly, 550 U.S. at 555, 127 S.Ct. 1955 (emphasizing that "[f]actual allegations [included in the complaint] must be enough to raise a right to relief above the speculative level"). Ultimately, the line between possibility and plausibility is a thin one, and making this determination is a "context-specific task that requires the reviewing court to draw on its judicial experience and common sense." Iqbal, 556 U.S. at 679, 129 S.Ct. 1937.
Boglin worked as a senior secretary for CDS at Alabama A & M. Doc. 1 at 3. In this position, she had no supervisory duties and instead provided general office assistance to the department. Id. In October 2014, Boglin learned that other CDS employees, including her direct supervisor Yvette Clayton, were, among other things, manipulating Alabama A & M's leave system and following improper reimbursement procedures for grants and contract work. Id. As part of her ordinary office responsibilities, Boglin processed various requisition requests and other forms reflecting these improper practices. Id. Boglin also alleges that Clayton asked her to sign off on purportedly fraudulent reimbursement
Concerned by this conduct, Boglin showed some of the improperly completed documents to another CDS employee. Id. She also twice verbally reported the issues in CDS to Alabama A & M's Vice President of Student Affairs Dr. Bennie McMorris. Id. When Clayton learned about the reports to Dr. McMorris, she retaliated by verbally humiliating Boglin, treating Boglin more harshly than other CDS employees, and, ultimately, by discharging Boglin. Id. As a result, Boglin filed this lawsuit alleging that she was retailed against in violation of the First Amendment.
In their motion to dismiss, the Defendants argue that (1) Boglin's claims are barred by the Eleventh Amendment (except for the individual capacity claims against Clayton and the Alabama A & M board members); and (2) that Boglin has failed to allege sufficient facts to plausibly state a claim for retaliation under the First Amendment. The court will address each argument in turn.
"`The Eleventh Amendment prohibits a federal court from exercising jurisdiction over a lawsuit against a state, except where the state has consented to be sued or waived its immunity, or where Congress has overridden the state's immunity.'" Cross v. Ala. Dep't of Mental Health & Mental Retardation, 49 F.3d 1490, 1502 (11th Cir. 1995) (quoting Lassiter v. Ala. A & M Univ., Bd. of Trs., 3 F.3d 1482, 1485 (11th Cir. 1993) rev'd on other grounds 28 F.3d 1146 (11th Cir. 1994)). Here, neither exception applies since Alabama has not waived its immunity, Alabama A & M University v. Jones, 895 So.2d 867, 873 (Ala. 2004), and § 1983 does not represent an abrogation of the Eleventh Amendment. See Carr v. City of Florence, 916 F.2d 1521, 1525 (11th Cir. 1990). Thus, "[t]o receive Eleventh Amendment immunity, [the] defendant[s] ... need only be acting as ... `arm[s] of the State,' which includes [the State's] agents and instrumentalities." Manders v. Lee, 338 F.3d 1304, 1308 (11th Cir. 2003). Significantly, "[t]his jurisdictional bar applies regardless of the nature of the relief sought." Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 101, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984). In other words, the state, along with its agents and instrumentalities, is immune from suit in federal court regardless of whether the plaintiff is seeking legal or equitable relief. See id.
However, the Supreme Court's decision in Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 S.Ct. 714 (1908) provides a narrow exception to this general rule when a "suit alleg[es] a violation of the federal constitution against a state official in [her] official capacity for injunctive relief on a prospective basis." Grizzle v. Kemp, 634 F.3d 1314, 1319 (11th Cir. 2011). To determine whether a suit falls within the Ex parte Young exception for prospective relief, "a court need only conduct a `straightforward inquiry into whether [the] complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.'" Verizon Md. Inc. v. Pub. Serv. Comm'n of Md., 535 U.S. 635, 645, 122 S.Ct. 1753, 152 L.Ed.2d 871 (2002) (quoting Idaho v. Coeur d'Alene Tribe of Idaho, 521 U.S. 261, 296, 117 S.Ct. 2028, 138 L.Ed.2d 438 (1997) (O'Connor, J., concurring)).
Notably, the Ex parte Young exception does not allow a plaintiff "to adjudicate the legality of past conduct." Summit Med. Assocs., P.C. v. Pryor, 180 F.3d 1326, 1337 (11th Cir. 1999). Therefore, "Ex
Boglin expressly concedes that Alabama A & M is not a legal entity capable of being sued and that the Eleventh Amendment otherwise bars her claims for money damages and retrospective equitable relief against both the individual members of A & M's Board of Trustees and Boglin's supervisor, Yvette Clayton, in their official capacities. Doc. 27 at 4 n.2.
The Eleventh Circuit has repeatedly held that a request for reinstatement is cognizable via the Ex parte Young exception. See, e.g., Lane v. Cent. Ala. Cmty. Coll., 772 F.3d 1349, 1351 (11th Cir. 2014) (holding that "[w]e have determined previously that requests for reinstatement constitute prospective injunctive relief that fall[s] within the scope of the Ex parte Young exception"); Lassiter, 3 F.3d at 1485 (classifying reinstatement as prospective relief "not barred by the Eleventh Amendment"). Nor is such a conclusion unusual. In fact, "almost every circuit court has reached the same result." Nelson v. Univ. of Tex. at Dallas, 535 F.3d 318, 322 (5th Cir. 2008) (collecting cases "treating reinstatement as an acceptable form of prospective relief that may be sought through Ex parte Young"). As these out-of-circuit decisions explain, even though a discharge is an act that occurred in the past, it continues to "harm [the plaintiff] by preventing [her] from obtaining the benefits of [state] employment." Coakley v. Welch, 877 F.2d 304, 307 n.2 (4th Cir. 1989); see also Carten v. Kent State Univ., 282 F.3d 391, 396 (6th Cir. 2002) (rejecting "the defendants' argument that reinstatement does not constitute prospective relief designed to end a continuing violation of
Unfortunately for Boglin, this is not the usual case. As mentioned above, the Ex parte Young exception only applies in instances where "the state officer [named as a defendant in her official capacity] has the authority to enforce an unconstitutional act in the name of the state." Summit Med., 180 F.3d at 1341. Here, the complaint fails to allege that Clayton, the board, or the individual board members had the authority to reinstate Boglin's employment.
The Defendants also attack the substantive basis of Boglin's claim contending that she has failed to plausibly allege a First Amendment violation because her speech does not qualify for First Amendment protection. It is hornbook law that "[a] government employer may not demote or discharge a public employee in retaliation for speech protected by the First Amendment." Alves v. Bd. of Regents of the Univ. Sys. of Ga., 804 F.3d 1149, 1159 (11th Cir. 2015). However, a government employee, by virtue of her public service, "must accept certain limitations on [her] freedom[s]." Garcetti v. Ceballos, 547 U.S. 410, 418, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). The law in this arena seeks to strike "a balance between the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees." Pickering v. Bd. of Educ. of Twp. High Sch. Dist. 205, 391 U.S. 563, 568, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968).
The court's inquiry into whether a public employee's speech is protected by the First Amendment has two parts. Alves, 804 F.3d at 1159. At the outset, the court must determine "whether the employee spoke as a citizen on a matter of public concern.... If the answer is no, the employee has no First Amendment cause of action based on ... her employer's reaction to the speech." Garcetti, 547 U.S. at 418, 126 S.Ct. 1951. If the answer is yes, however, the court must determine "whether the relevant government entity had an adequate justification for treating the employee differently from any other member of the general public." Id. In short, "[t]he First Amendment will step in to safeguard a public employee's right, as
Here, the Defendants' motion is based solely on the first prong of the Garcetti inquiry, i.e. the Defendants argue that Boglin's complaint does not plausibly allege that she was speaking as a citizen on a matter of public concern when she internally reported misconduct in her department. As described above, the First Amendment only protects Boglin's speech if it was made "(1) as a citizen and (2) on a matter of public concern." Id. As a threshold matter, "when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes." Garcetti, 547 U.S. at 421, 126 S.Ct. 1951. The primary inquiry into whether a public employee spoke as a citizen is "whether the speech at issue `owes its existence' to the employee's professional responsibilities." Moss v. City of Pembroke Pines, 782 F.3d 613, 618 (11th Cir. 2015) (citation omitted). In making this determination, the court considers a variety of factors "such as the employee's job description, whether the speech occurred at the workplace, and whether the speech concerns the subject matter of the employee's job." Id. Critically, "the mere fact that a citizen's speech concerns information acquired by virtue of [her] public employment does not transform that speech into employee ... speech." Lane v. Franks, ___ U.S. ___, 134 S.Ct. 2369, 2379, 189 L.Ed.2d 312 (2014). In other words, Garcetti requires the court to resolve "whether the speech is itself ordinarily within the scope of an employee's duties, not whether it merely concerns those duties." Id.
The second requirement for constitutional protection — that the speech addresses a matter of public concern — emphasizes "the context of the speech and asks whether the employee spoke on a matter of public concern or on matters of only personal interest." Alves, 804 F.3d at 1162. Under Supreme Court precedent, speech is considered on a matter of public concern if it relates to "any matter of political, social, or other concern to the community." Connick v. Myers, 461 U.S. 138, 146, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983). Recognizing that "[a]n employee's speech will rarely be entirely private or entirely public," Morgan v. Ford, 6 F.3d 750, 755 (11th Cir. 1993), the court must examine "the content, form, and context of a given statement, as revealed by the whole record." Connick, 461 U.S. at 147-48, 103 S.Ct. 1684. If "`the main thrust of the speech in question is essentially public,'" it qualifies for First Amendment protection. Alves, 804 F.3d at 1162 (quoting Vila v. Padron, 484 F.3d 1334, 1340 (11th Cir. 2007)). While a court may not rely solely on whether the employee's speech was aired to the public, both this factor and the employee's motivation for speaking, are pertinent to the inquiry. Id. However a "public employee may not transform a personal grievance into a matter of public concern by invoking a supposed popular interest in the way public institutions are run." Ferrara v. Mills, 781 F.2d 1508, 1516 (11th Cir. 1986). In general, "`courts have found speech that concerns internal administration of the educational system and personal grievances will not receive constitutional protection.'" Alves, 804 F.3d at 1166 (quoting Maples v. Martin, 858 F.2d 1546, 1552 (11th Cir. 1988)).
With these principles in mind, the court turns now to the specific allegations in Boglin's complaint.
It is evident from the complaint that Boglin's verbal reports of CDS misconduct
Unfortunately for Boglin, these are precisely "the type of on-the-job, job-related exchanges that `cannot reasonably be divorced from [job] responsibilities.'" Keller v. City of Tallahassee, 181 F.Supp.3d 934, 954 (N.D. Fla. 2015) (quoting Alves, 804 F.3d at 1165). Finding, as Boglin wants, that uncovering fraud or making a report of malfeasance constitutes citizen speech because those activities are not, as a formal matter, within her job description "would disregard the actual activities [Boglin] engaged in ... as well as the purpose served by [her complaints]." Alves, 804 F.3d at 1164. Instead, as pleaded, the subject matter of Boglin's verbal reports, the request that Boglin perform extra duties and improperly complete requisition and travel request forms, directly relate to Boglin's ability to perform her ordinary secretarial functions. Doc. 1 at 3-4. The court therefore concludes that because this speech "was an attempt to ensure proper implementation of [Boglin's duties] ... [it] was therefore offered pursuant to [those] job duties," Winder v. Erste, 566 F.3d 209, 215 (D.C. Cir. 2009), and notably Boglin has provided no other allegations enabling this court to disentangle her speech from its overwhelmingly professional context.
In any event, Boglin's contention that because her formal job description did not mandate verbal reporting for misconduct, she had no formal, affirmative obligation to report the alleged fraud or Clayton's misconduct is unavailing because the Supreme Court has said that "[f]ormal job descriptions often bear little resemblance to the duties an employee actually is expected to perform, and the listing of a given task in an employee's written job description is neither necessary nor sufficient" to indicate that the task is a part of an employee's professional duties. Garcetti, 547 U.S. at 424-25, 126 S.Ct. 1951. Instead, the court undertakes "a functional review of an employee's speech" and asks "whether a public employee was speaking pursuant to an official duty, not whether that duty was part of the employee's everyday job functions." Abdur-Rahman v. Walker, 567 F.3d 1278, 1285 (11th Cir. 2009) (quotation omitted). Moreover, the Eleventh Circuit has repeatedly emphasized that "[a]ctivities undertaken in the course of performing one's job are activities undertaken `pursuant to employment responsibilities.'" Alves, 804 F.3d at 1164 (citation omitted).
As discussed previously, Boglin's performance of her regular job responsibilities, processing requisition and travel
Alternatively, the Defendants' motion is due to be granted because Boglin has failed to adequately allege that her speech was on a matter of public concern. The complaint focuses primarily on two verbal reports of misconduct Boglin made to Dr. Bennie McMorris, the then Vice President of Student Affairs at Alabama A & M. Doc. 1 at 4. Although the complaint contains no specific allegations regarding the details of those verbal reports, it generally alleges that Boglin approached Dr. McMorris due to her concerns about being asked to sign off on fraudulent reimbursement forms, a task outside the scope of her usual duties, and the improper completion of various forms which Boglin was required to process. Id. at 3-4. This type of complaint does not reflect any particular political or civic concerns Boglin may have had with respect to the behavior of her supervisor or coworkers. Nor is it the type of speech that generally qualifies for First Amendment protection as "directly affect[ing] the public's perception of the quality of education in a given academic system." Maples, 858 F.2d at 1553. Instead, the main thrust of the speech reflects only Boglin's concern with the internal operation and management of the department where she works, a topic of private rather than public concern. See id. at 1552-53 (collecting cases and explaining that "speech that concerns internal administration of the educational system ... will not receive constitutional protection").
Simply because speech touches upon the general public interest in efficiently functioning public institutions does not "`transform a personal grievance into a matter of public concern.'" Boyce v. Andrew, 510 F.3d 1333, 1345 (11th Cir. 2007) (quoting Ferrara, 781 F.2d at 1516). Instead, the critical inquiry is whether "the purpose of [Boglin's] speech was to raise issues of public concern." Maggio v. Sipple, 211 F.3d 1346, 1353 (11th Cir. 2000) (quotation omitted). Here, there is no basis in the
This conclusion is buttressed by the fact that Boglin does not allege that she ever sought to publicize her concerns regarding Clayton's purported malfeasance. See Morgan, 6 F.3d at 754 (explaining that courts "may consider the employee's attempts to make the concerns public"). Indeed, the complaint reveals that the issues Boglin brought to the attention of Dr. McMorris were raised and discussed only within the confines of Alabama A & M, doc. 1. at 4. See Alves, 804 F.3d at 1168 (noting that the means by which the plaintiff "communicated [her] concerns further supports that this was a private employee grievance"). Moreover, there is no indication from the complaint that Boglin was concerned about anything other than her ability to properly perform her duties, and she does not allege that she intended her internal complaints to alert the public to wrongdoing on the part of state officials. As pleaded, the court lacks any basis to infer that Boglin's complaints were primarily motivated by a public purpose, i.e. a concern over the potential waste of taxpayer funds. Instead, the plain inference from the complaint is that Boglin was concerned about acting outside of her usual job responsibilities and her inability to properly process various internal documents because of the allegedly fraudulent activities occurring in her department. The First Amendment, simply does not empower public employees to "constitutionalize [their] employee grievance[s]" in this manner. Connick, 461 U.S. at 154, 103 S.Ct. 1684.
Boglin is certainly correct that "complaints about the misuse of public funds can be a matter of public concern." Boyett v. Troy State Univ. at Montgomery, 971 F.Supp. 1403, 1416 (M.D. Ala. 1997). However, her complaint, as pleaded, fails to provide any plausible basis to infer that the main thrust of her speech implicated a social, political, or other civic concern rather than an unprotected grievance with respect to interference with her professional responsibilities. See Connick, 461 U.S. at 146, 103 S.Ct. 1684. Likewise, the complaint does not support Boglin's contention in her brief that her reports of misconduct "constituted speech protected by the First Amendment ... [as] speech of a private citizen on a matter of public concern." Doc. 27 at 13-14. While the court appreciates Boglin's attempts to characterize her speech, "it is the province of the court to determine whether [the speech constitutes] an employee grievance" or protected speech. Alves, 804 F.3d at 1166 n.6. Because the allegations in the complaint, evaluated as a whole, demonstrate that Boglin's workplace complaints were not intended to raise a matter of public concern, the court finds that her speech constituted a mere employee grievance unprotected by the First Amendment. See Maggio, 211 F.3d at 1353 (explaining that the "the relevant inquiry is not whether the public would be interested in the topic of the speech at issue ... [instead it is] whether
To survive a motion to dismiss for failure to state a claim, Boglin must provide sufficient factual allegations to allow "the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Iqbal, 556 U.S. at 678, 129 S.Ct. 1937. Boglin has failed to demonstrate that her speech is constitutionally protected under Garcetti's threshold inquiry and consequently her complaint does not allege a plausible First Amendment violation.