Filed: Apr. 18, 2014
Latest Update: Mar. 02, 2020
Summary: 2, The arresting officers testified that, after receiving this, verbal warning, Oquendo and Ortiz made several voluntary and, unsolicited statements.Miranda rights.language Miranda waiver form.United States v. Lyons, 740 F.3d 702, 720 (1st Cir. Only then did Agent Torres begin his interrogation.
United States Court of Appeals
For the First Circuit
No. 11-2260
UNITED STATES OF AMERICA,
Appellee,
v.
DAVID OQUENDO-RIVAS,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. Gustavo A. Gelpí, U.S. District Judge]
Before
Lynch, Chief Judge,
Torruella and Selya, Circuit Judges.
Anita Hill-Adames and Anita Hill Law Office, on brief for
appellant.
John A. Mathews II, Assistant United States Attorney, Rosa
Emilia Rodríguez-Vélez, United States Attorney, and Nelson Pérez-
Sosa, Assistant United States Attorney, Chief, Appellate Division,
on brief for appellee.
April 18, 2014
TORRUELLA, Circuit Judge. David Oquendo-Rivas
("Oquendo") appeals from the denial of his motion to suppress a
series of inculpatory statements. First, he seeks suppression of
a statement made to his arresting officer, arguing that he was
questioned while in formal custody but prior to the receipt of
Miranda warnings. Second, he seeks suppression of all statements
made during his formal interrogation, arguing that questioning
resumed impermissibly soon after his initial refusal to make a
statement and continued even after his unambiguous request for
counsel. None of these theories passes muster. Consequently, we
affirm the denial of the motion to suppress.
I. Background
A. Arrest and Interrogation1
A shootout at La Tómbola, a bar near Toa Baja, Puerto
Rico, left several patrons dead. In its aftermath, rumors led
officers from the Puerto Rico Police Department ("PRPD") to a
nearby home, where several men involved in the murders were thought
to be hiding. Arriving at the residence, officers observed three
men standing in its fenced-in yard. Startled by the officers, one
man -- later identified as Oquendo –- lifted his shirt to reveal a
firearm in his waistband. All three men then fled. One, exiting
1
We derive the facts, in large part, from testimony given by the
arresting and interrogating officers. This testimony was found
credible by the district court judge and is not seriously contested
by Oquendo on appeal.
-2-
the yard, successfully evaded the ensuing pursuit; he has never
been identified. The other two, Oquendo and his co-defendant,
Christian Ortiz-Rivera ("Ortiz"), ran up an exterior staircase and
into the home's second-story interior. The officers gave chase.
Entering the home's upper level, Officer Rodríguez-Negrón
("Officer Rodríguez") observed Oquendo toss a handgun out of the
window. Soon after, Officer Rodríguez and Officer Roberto Cruz
grabbed Oquendo and restrained him on the floor. While
demobilizing Oquendo, they heard a fellow officer call out from
below, indicating that he had possession of the thrown weapon.
Officer Rodríguez then entered an adjoining bedroom, where he
witnessed Ortiz attempting to hide two more firearms in a laundry
basket. One of these guns had an obliterated serial number.
Subsequent to detaining both men, but before their formal arrest,
Officer Rodríguez asked if they were licensed to possess firearms.
Oquendo and Ortiz both answered, "no."
After being placed under formal arrest and verbally read
his Miranda rights,2 Oquendo was taken to the police station in
Bayamón, Puerto Rico for questioning. There, Officer Rodríguez
provided him with a Spanish-language Miranda waiver form. This
2
The arresting officers testified that, after receiving this
verbal warning, Oquendo and Ortiz made several voluntary and
unsolicited statements. Some time during these events, a man also
arrived at the home claiming to be Oquendo and Ortiz's lawyer.
Because the man did not know the names of his clients, or who had
called to request his presence, he was denied access.
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form set forth, in a bullet-point list, the nature of Oquendo's
Miranda rights. Under that bulleted description, the form provided
space for Oquendo to waive his rights by consenting to make a
statement outside the presence of a lawyer, if he so desired.
After reviewing the form, Oquendo indicated that he did not wish to
make a statement. No questions were asked and, after signing and
dating the form, Officer Rodríguez left the room.
Approximately twenty minutes later, Agent Julio Torres
("Agent Torres") from the federal Alcohol, Tobacco, Firearms and
Explosives Bureau ("ATF") entered Oquendo's interrogation room.
Agent Torres handed Oquendo another blank copy of the Spanish-
language Miranda waiver form. After reviewing this duplicate form,
Oquendo wrote next to the portion of the form related to waiver, "I
do not understand this, my lawyer speaks."3 Agent Torres then
verbally read Oquendo his Miranda rights and, upon seeing the note,
asked Oquendo what he did not understand. In response, Oquendo
indicated that he was willing to speak without a lawyer present,
but that he did not want to answer any questions about the deaths
at La Tómbola. Agreeing to limit the scope of his questions, Agent
Torres had Oquendo circle the portion of the waiver form consenting
to speak without a lawyer. Both Oquendo and Agent Torres then
signed the form, and questioning began. During the course of his
3
Oquendo's note was written in Spanish: "No entiendo eso[,] mi
abogado habla." Neither party disputes the English translation's
accuracy.
-4-
interrogation, Oquendo made statements indicating that he knew
Ortiz possessed a gun with an obliterated serial number.
B. Motion to Suppress
Oquendo was indicted for aiding and abetting in the
possession of a firearm with an obliterated serial number, in
violation of 18 U.S.C. §§ 2 and 922(k). Before the district court,
Oquendo argued for the suppression of his spontaneous post-Miranda
statements, on the theory that his purported counsel, having
arrived at the home but lacking even the most basic information
about his clients, was denied access. This claim has been
abandoned on appeal.4 Oquendo also sought suppression of his
statements to Agent Torres, arguing that his written note was an
unambiguous request for counsel, requiring the immediate cessation
of questioning until an attorney was present.
At trial, the district court judge informed the parties
that he wanted to revisit his prior order denying the motion to
suppress. He explained that, in issuing the initial order, he had
believed the motion to suppress to focus only on a single issue:
whether Oquendo's purported attorney was wrongly denied access to
his client at the time of arrest. Upon closer review of the rather
muddled motion, however, he understood it also to allege that Agent
Torres's interrogation violated Oquendo's Miranda rights. In order
4
Oquendo has also forgone on appeal a rather ill-formed argument
that the ATF had no reason to suspect he had committed a federal
crime, and thus no reason to interrogate him.
-5-
to treat this additional issue, the jury was excused and Agent
Torres was called for questioning. At the end of this suppression
hearing, the district court judge deemed Agent Torres's testimony
credible and held that Oquendo's written statement was not an
unambiguous request for counsel. Moreover, the district court
judge determined that Agent Torres's decision to commence
questioning approximately twenty minutes after Oquendo refused to
make a statement to PRPD officers did not violate Oquendo's right
to remain silent.
Oquendo appeals from the district court's determination
that Agent Torres's interrogation neither violated his right to
remain silent nor ignored an unambiguous request for counsel. He
also forwards a new argument, seeking suppression of his initial
admission to Officer Rodríguez that he did not possess a gun
license. This latter claim is predicated on the theory that
Oquendo, at the time of Officer Rodríguez's question, was in formal
custody but had not been read his Miranda rights.
II. Discussion
In reviewing a district court's denial of a motion to
suppress, "[w]e view the facts in the light most favorable to the
district court's ruling." United States v. Camacho,
661 F.3d 718,
723 (1st Cir. 2011) (alteration in original) (quoting United States
v. Soares,
521 F.3d 117, 118 (1st Cir. 2008)). We assess questions
of fact, as well as the district court's credibility
-6-
determinations, for clear error.
Id. at 723-24. These findings
are susceptible to reversal only where we are definitely and firmly
convinced that a mistake has been made. United States v. Nee,
261
F.3d 79, 84 (1st Cir. 2001). Questions of law, in contrast,
receive de novo review, as does the district court's application of
law to its findings of fact. United States v. Werra,
638 F.3d 326,
330 (1st Cir. 2011).
A. Statement to Officer Rodríguez
Oquendo seeks suppression of his statement to Officer
Rodríguez that he did not hold a license to possess firearms. This
statement was made while at the Toa Baja residence, after Oquendo
was restrained on the floor. Oquendo asserts that it was elicited
while he was formally in custody, see Berkemer v. McCarty,
468 U.S.
420, 438-39 (1984) (establishing the test to determine whether
detention prior to arrest is custodial), but prior to the receipt
of any Miranda warnings.
We do not reach the merits of this claim, as it is not
properly before us. Fed. R. Crim. P. 12(e) (deeming waived any
motion to suppress not made before the district court's motion
deadline); United States v. Santos Batista,
239 F.3d 16, 19 (1st
Cir. 2001) ("Failure to raise suppression arguments before trial
shall constitute waiver thereof." (citation and internal quotation
-7-
marks omitted)).5 Oquendo's motion to suppress never made
reference to his statement regarding licensure, instead only
seeking the suppression of two other sets of statements, which were
made after formal arrest and during interrogation. United States
v. Torres,
162 F.3d 6, 11 (1st Cir. 1998) ("[Rule 12(e)'s] waiver
provision applies not only when a defendant has failed altogether
to make a suppression motion but also when, having made one, he has
neglected to include the particular ground that he later seeks to
argue.").
Our court has previously suggested that unpreserved
suppression arguments may be merely forfeited rather than waived,
engendering plain-error review. United States v. Nuñez,
19 F.3d
719, 723 n.10 (1st Cir. 1994); see also United States v. Pérez-
González,
445 F.3d 39, 44 (1st Cir. 2006). Recent precedent,
however, shows a strong inclination against plain-error review.
United States v. Lyons,
740 F.3d 702, 720 (1st Cir. 2014)
(reasoning that recent precedent strongly favors a finding of
waiver); United States v. Crooker,
688 F.3d 1, 9-10 (1st Cir. 2012)
(refusing to review an untimely suppression argument for plain
error). We have emphasized that, by its express terms, Rule 12(e)
5
In 2002, amendments to Rule 12 incorporated the content of what
was then Rule 12(f) into the current Rule 12(e). The Advisory
Committee made clear that this alteration effected "no change in
the current law regarding waivers of motions or defenses." Fed. R.
Crim. P. 12 advisory committee notes on the 2002 amendments. Pre-
amendment case law, therefore, continues to guide our reasoning.
-8-
calls for waiver, and we have noted that ignoring this mandate
would be "manifestly unfair" to the prosecution. United States v.
Walker,
665 F.3d 212, 228 (1st Cir. 2011). We see no grounds on
which to treat Oquendo's claim differently.
Neither can Oquendo find refuge in Rule 12(e)'s "good
cause" exception, which allows the court to grant relief from
waiver for a showing of good cause. Fed. R. Crim. P. 12(e). Like
the appellant in Lyons, Oquendo "has not addressed the waiver issue
at all, let alone explained why he has good cause to seek relief
from it."
Lyons, 740 F.3d at 720. It is not the job of this court
to build good cause from naught, and Oquendo has failed even to
hint at why his claim should be excused from Rule 12(e)'s express
strictures. Consequently, we find that Oquendo has waived his
argument for suppression of this statement.
B. Statements to Agent Torres
Oquendo seeks suppression of his statements to Agent
Torres on two grounds: (1) a violation of his right to remain
silent based on the quick resumption of questioning after he
initially refused to make a statement, and (2) a violation of his
right to counsel based on continued questioning after what Oquendo
argues was an unambiguous request for an attorney.
1. Right to Remain Silent
Unlike an unambiguous request for counsel, after which
questioning must invariably cease until a lawyer is provided, an
-9-
invocation of the right to remain silent does not automatically bar
the resumption of questioning at a later time. See United States
v. Andrade,
135 F.3d 104, 107 (1st Cir. 1998). Rather, in
determining the appropriateness of renewed questioning, our inquiry
focuses on whether the suspect's "right to cut off questioning" was
at all times "scrupulously honored." Michigan v. Mosley,
423 U.S.
96, 103-04 (1975). After an initial invocation of the right to
remain silent, four factors are relevant to determining whether the
resumption of questioning is permissible: (1) whether a reasonable
period of time passed prior to the resumption, (2) whether the same
officer resumed questioning, (3) whether the suspect received
refreshed Miranda warnings, and (4) whether questioning concerned
the same alleged crime. United States v. Lugo Guerrero,
524 F.3d
5, 12 (1st Cir. 2008) (citing
Mosley, 423 U.S. at 104-06). Beyond
assessing these factors, however, our ultimate review must account
for the "totality of the circumstances," with an eye to determining
whether the suspect retained the ability to choose whether and when
to speak.
Id. (quoting United States v. Thongsophaporn,
503 F.3d
51, 57 (1st Cir. 2007)).
Oquendo hangs his hat on the first Mosley factor, arguing
that twenty minutes is too short a passage of time to make the
resumption of questioning reasonable. And indeed, Agent Torres's
timing gives us pause. While Mosley did not purport to set a
floor, we note that twenty minutes is some six-times shorter than
-10-
the time period found reasonable therein.
Mosley, 423 U.S. at 104
(stating that "more than two hours" passed between interrogations);
Andrade, 135 F.3d at 106 (same). It would be both unwise and
unworkable, however, to try and demarcate a one-time-fits-all limit
for assessing reasonableness, which at its worst might only send
interrogating officers running for their stopwatches. Such a
reading of Mosley has been previously rejected by our court, see
United States v. Barone,
968 F.2d 1378, 1383 (1st Cir. 1992), and
we reaffirm that logic now.
Rather, our analysis must account for the totality of the
circumstances and must give appropriate attention to Mosley's other
enumerated factors. Here, assessing the facts in their entirety,
it is clear that Oquendo's right to cut off questioning was not
impinged. Agent Torres, not Officer Rodríguez, conducted the
second interrogation. Prior to commencing questioning, Agent
Torres also provided Oquendo -- both verbally and in writing --
with a restatement of his Miranda rights. Moreover, the record is
devoid of any indication that Agent Torres intimidated, threatened,
or otherwise pressured Oquendo into offering a statement. Cf.
Barone, 968 F.2d at 1384 ("[O]fficers repeatedly spoke to Barone
for the purpose of changing his mind, failed to provide new Miranda
warnings, applied pressure by emphasizing the danger he would face
in Boston if he did not cooperate, and took advantage of a long
delay in arraignment."). Indeed, when Oquendo agreed to make a
-11-
statement but asked that the scope of questioning be limited, it is
uncontested that Agent Torres fully abided by those boundaries.
In sum, these facts support a finding that Oquendo
retained control over his ability to choose whether or not to
speak. Therefore, we find no violation of his right to remain
silent. Nonetheless, this holding should not be read in any way to
imply our acceptance of police practices that give suspects only a
momentary respite after their refusal to make a statement.
Although the broader context here makes clear that Oquendo's right
to cut off questioning was appropriately preserved, that
determination is fact dependent. Accordingly, our holding does not
eliminate the very real possibility that, in another case, serious
concerns may well arise when questioning resumes only twenty
minutes after an initial invocation of the right to remain silent.
2. Right to Counsel
Immediately after a suspect has invoked the right to
counsel, all questioning must cease until such counsel is provided.
Edwards v. Arizona,
451 U.S. 477, 485 (1981). This request for
counsel must be clear and unambiguous. Davis v. United States,
512
U.S. 452, 459 (1994). Where a request, marred by ambiguity or
equivocation, suggests only "that the suspect might be invoking the
right to counsel, our precedents do not require the cessation of
questioning."
Id. Our test is objective, requiring that the
statement be such that "a reasonable police officer in the
-12-
circumstances would understand the statement to be a request for an
attorney." Id.; Obershaw v. Lanman,
453 F.3d 56, 64 (1st Cir.
2006).
Oquendo argues that his statement -- "I do not understand
this, my lawyer speaks" -- was "tantamount" to an invocation of the
right to counsel. In concert with his earlier refusal to make a
statement, he continues, this request was "certainly unambiguous."
Finding the meaning and intent of Oquendo's statement to be less
than clear, we disagree. By its express terms, "my lawyer speaks"
does not unequivocally demand assistance, request the lawyer's
presence, or otherwise clearly indicate an unwillingness to make a
statement absent presence of an attorney. Cf.
Obershaw, 453 F.3d
at 64-65 (concluding that the question "can I talk to a lawyer
first?" was an "inquir[y as to] whether [the suspect] could talk to
a lawyer" not an "assert[ion] that he in fact wanted to do so").
Moreover, "when a suspect makes an ambiguous or equivocal
statement it will often be good police practice for the
interviewing officers to clarify whether or not he actually wants
an attorney."
Davis, 512 U.S. at 461; see also Nom v. Spencer,
337
F.3d 112, 118 & n.5 (1st Cir. 2003). In response to Oquendo's
statement that he did not understand, Agent Torres did not "ignore
his answer and forge ahead with questions." James v. Marshall,
322
F.3d 103, 109 (1st Cir. 2003). Rather, Agent Torres asked what
Oquendo did not understand. He then asked whether Oquendo was, in
-13-
fact, willing to speak without a lawyer. Oquendo answered in the
affirmative. Only then did Agent Torres begin his interrogation.
Highly analogous facts have been characterized by our court as
"precisely the kind of 'good police practice' described . . . in
Davis."
Id.
We need press no further; Oquendo did not invoke his
right to counsel in a manner sufficiently unambiguous and direct as
to require the cessation of questioning. Agent Torres, confronted
with an ambiguous statement, sought clarification and continued
questioning only after Oquendo made clear that he was willing to
proceed without an attorney. This was not a violation of Oquendo's
right to counsel.
III. Conclusion
Oquendo's motion to suppress was correctly denied; that
decision is now affirmed.
Affirmed.
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