Filed: Feb. 12, 2019
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit TENTH CIRCUIT February 12, 2019 Elisabeth A. Shumaker Clerk of Court IVAN STAMPS, Petitioner - Appellant, No. 18-1393 (D.C. No. 1:17-CV-01672-RM) v. (D. Colorado) MICHAEL MILLER, Respondent - Appellee. ORDER DENYING CERTIFICATE OF APPEALABILITY * Before LUCERO, HARTZ, and McHUGH, Circuit Judges. Ivan Stamps, a Colorado state prisoner acting pro se,1 seeks a certificate of appealability (“COA”) in order to challenge
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit TENTH CIRCUIT February 12, 2019 Elisabeth A. Shumaker Clerk of Court IVAN STAMPS, Petitioner - Appellant, No. 18-1393 (D.C. No. 1:17-CV-01672-RM) v. (D. Colorado) MICHAEL MILLER, Respondent - Appellee. ORDER DENYING CERTIFICATE OF APPEALABILITY * Before LUCERO, HARTZ, and McHUGH, Circuit Judges. Ivan Stamps, a Colorado state prisoner acting pro se,1 seeks a certificate of appealability (“COA”) in order to challenge ..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
TENTH CIRCUIT February 12, 2019
Elisabeth A. Shumaker
Clerk of Court
IVAN STAMPS,
Petitioner - Appellant, No. 18-1393
(D.C. No. 1:17-CV-01672-RM)
v. (D. Colorado)
MICHAEL MILLER,
Respondent - Appellee.
ORDER DENYING
CERTIFICATE OF APPEALABILITY *
Before LUCERO, HARTZ, and McHUGH, Circuit Judges.
Ivan Stamps, a Colorado state prisoner acting pro se,1 seeks a certificate of
appealability (“COA”) in order to challenge the district court’s denial of his petition for
relief under 28 U.S.C. § 2254 (“§ 2254 petition”). Exercising our jurisdiction under 28
U.S.C. § 1291, we deny Mr. Stamps’s application for a COA.
*
This order is not binding precedent, except under the doctrines of law of the case,
res judicata, and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Federal Rule of Appellate Procedure 32.1 and 10th Circuit Rule 32.1.
1
Because Mr. Stamps is appearing pro se, we liberally construe his pleadings.
Ogden v. San Juan Cty.,
32 F.3d 452, 455 (10th Cir. 1994). “[T]his rule of liberal
construction stops, however, at the point at which we begin to serve as his advocate.”
United States v. Pinson,
584 F.3d 972, 975 (10th Cir. 2009).
BACKGROUND
The State of Colorado charged Mr. Stamps with four counts of aggravated
robbery, one count of attempted robbery, two counts of second-degree assault on a peace
officer, one count of attempted second-degree assault on a peace officer, and one count of
criminal impersonation. After a trial at which Mr. Stamps represented himself, a jury
convicted him as charged, and the court sentenced him to 292 years in prison.
Mr. Stamps appealed to the Colorado Court of Appeals (“CCA”). His appeal
raised the following issues: (1) eyewitness identification testimony admitted at trial
should have been suppressed as the fruit of an unduly suggestive showup;2 (2) the
evidence was insufficient to support certain of his convictions; (3) the trial court should
have instructed the jury on abandonment as an affirmative defense to attempted robbery;
(4) certain photographs should have been suppressed for, among other reasons, being
unfairly prejudicial; (5) prosecutorial misconduct warranted reversal; (6) the trial court
should not have permitted the refiling of three aggravated robbery charges previously
dismissed; (7) the criminal information failed to confer jurisdiction; and (8) outrageous
governmental conduct warranted reversal. The CCA affirmed the judgment of the trial
2
“A ‘showup’ is a procedure where a single individual is exhibited to a witness
and the witness is asked whether she can identify the individual as the perpetrator of the
crime being investigated.” Brodnicki v. City of Omaha,
75 F.3d 1261, 1263 n.2 (8th Cir.
1996); see also United States v. Wade,
388 U.S. 218, 229 (1967) (“The pretrial
confrontation for purpose of identification may take the form of a lineup, also known as
an ‘identification parade’ or ‘showup,’ as in the present case . . . .). Here, shortly after
apprehending Mr. Stamps, the police drove him to the eyewitnesses, took him out of an
unmarked police car, and asked the witnesses whether he was the perpetrator.
2
court on all counts and denied Mr. Stamps’s appeal. Mr. Stamps later petitioned the
Colorado Supreme Court (“CSC”) for a writ of certiorari which was also denied.3
Mr. Stamps then filed a § 2254 petition in the United States District Court for the
District of Colorado, raising the following four claims:
1. Whether prosecution acquired jurisdiction of the court through use of a
fraudulent verification affidavit;
2. Whether the concerted action by three different government agencies to
produce a fraudulent affidavit rises to the level of outrageous government
conduct;
3. Whether the trial court should have permitted the refiling of charges that
were previously dismissed (counts seven, eight, and nine); and
4. Whether eyewitness identifications of the defendant should have been
suppressed as the fruit of an unduly suggestive identification procedure,
and whether the trial and appeal courts failed to apply the Niel v. Biggers
identification test in an objectively unreasonable manner. ROA at 523–531.
Upon initial consideration of Mr. Stamps’s claims and the relevant standards
applicable to a § 2254 petition under the Antiterrorism and Effective Death Penalty Act
of 1996 (“AEDPA”), the district court determined that Mr. Stamps had not exhausted
Claims One and Three in state court and that those unexhausted claims were procedurally
barred from federal habeas review. The district court then directed the State of Colorado
to file an answer addressing the merits of the exhausted claims, Two and Four. 4 After
3
Though Mr. Stamps only raised two issues in his petition for certiorari, Colorado
Appellate Rule 51.1 “permits state prisoners to exhaust all available state remedies
without seeking discretionary relief from the CSC.” Ellis v. Raemisch,
872 F.3d 1064,
1077 (10th Cir. 2017).
4
Ordinarily, when faced with a “mixed petition”—one containing both exhausted
and unexhausted claims—a district court must “either (1) dismiss the entire petition
without prejudice in order to permit exhaustion of state remedies, or (2) deny the entire
petition on the merits.” Wood v. McCollum,
833 F.3d 1272, 1273 (10th Cir. 2016)
(internal quotation marks omitted). When the unexhausted claims would be procedurally
3
receiving the state’s answer and a reply from Mr. Stamps, the district court concluded
that Claims Two and Four lacked merit and the court dismissed the remainder of Mr.
Stamps’s § 2254 petition and further denied a COA.
Mr. Stamps timely filed with this court a combined application for a COA and
opening brief challenging the district court’s denial of his § 2254 petition.
CERTIFICATE OF APPEALABILITY
To appeal the district court’s denial of his § 2254 petition, Mr. Stamps must first
obtain a COA, which is available only if Mr. Stamps can establish “a substantial showing
of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). Making this showing
requires Mr. Stamps to demonstrate that “reasonable jurists could debate whether (or, for
that matter, agree that) the petition should have been resolved in a different manner or
that the issues presented were adequate to deserve encouragement to proceed further.”
Miller-El v. Cockrell,
537 U.S. 322, 336 (2003) (quoting Slack v. McDaniel,
529 U.S.
473, 484 (2000)). Here, the district court concluded Mr. Stamps had failed to meet his
burden and denied him a COA.
The standard for our review of the district court’s decision varies, depending on
the grounds for its denial of the § 2254 petition. When the district court has disposed of a
claim on procedural grounds, such as failure to exhaust, we will issue a COA only when
the petitioner meets a two-part standard, showing both that “jurists of reason would find
barred in state court, however, the court may properly deem the unexhausted claims to be
barred from federal habeas review and address the exhausted claims. Harris v.
Champion,
48 F.3d 1127, 1131 n.3 (10th Cir. 1995).
4
it debatable whether the petition states a valid claim of the denial of a constitutional right,
and that jurists of reason would find it debatable whether the district court was correct in
its procedural ruling.”
Slack, 529 U.S. at 478; see Coppage v. McKune,
534 F.3d 1279,
1281 (10th Cir. 2008) (“If the application was denied on procedural grounds, the
applicant faces a double hurdle.”).
When the district court has rejected constitutional claims on the merits, however,
the petition must demonstrate only “that reasonable jurists would find the district court’s
assessment of the constitutional claims debatable or wrong.”
Slack, 529 U.S. at 484. To
satisfy this standard, Mr. Stamps need not show that some jurists would grant his § 2254
petition; he need only prove “something more than the absence of frivolity or the
existence of mere good faith.”
Miller-El, 537 U.S. at 338 (quoting Barefoot v. Estelle,
463 U.S. 880, 893 (1983)).
In his application to this court, Mr. Stamps raises the same four claims he
presented to the district court, two of which the district court disposed of on procedural
grounds and two of which it rejected on the merits.5 We address the claims in Mr.
Stamps’s petition in the order addressed by the district court, considering its procedural
rulings first before turning to the claims decided on the merits.
A. District Court’s Procedural Rulings
To successfully challenge a state conviction, a § 2254 petitioner must demonstrate
either that he has exhausted all available remedies in state court or that “there is an
5
Although Mr. Stamps has renumbered his claims in his opening brief and
application for a COA, we will refer to the claims as numbered in his § 2254 petition.
5
absence of available State corrective process” or “circumstances exist that render such
process ineffective to protect” his rights. 28 U.S.C. § 2254(b)(1).6
In general, a petitioner’s federal constitutional claim “has been exhausted when it
has been ‘fairly presented’ to the state court.” Bland v. Sirmons,
459 F.3d 999, 1011 (10th
Cir. 2006). Although a petitioner need not cite “book and verse on the federal
constitution,”
id. (internal quotation marks omitted), he or she should “include reference
to a specific federal constitutional guarantee, as well as a statement of the facts that
entitle [him or her] to relief.” Gray v. Netherland,
518 U.S. 152, 162–63 (1996). “[T]he
crucial inquiry is whether the substance of the petitioner’s claim has been presented to the
state courts in a manner sufficient to put the courts on notice of the federal constitutional
claim.” Prendergast v. Clements,
699 F.3d 1182, 1184 (10th Cir. 2012) (internal
quotation marks omitted).
When a petition contains unexhausted claims, a federal court may apply an
“anticipatory procedural bar” to those claims if “the court to which the petitioner would
be required to present his claims in order to meet the exhaustion requirement would now
find the claims procedurally barred.” Thomas v. Gibson,
218 F.3d 1213, 1221 (10th Cir.
2000) (quoting Coleman v. Thompson,
501 U.S. 722, 735 n. 1 (1991)). This anticipatory
bar will preclude a claim from federal habeas review if the claim has “been defaulted in
state court on an independent and adequate state procedural ground, unless the petitioner
6
Mr. Stamps does not argue either “absence of available State corrective process”
or that “circumstances exist that render such process ineffective.” 28 U.S.C.
§ 2254(b)(1)(i), (ii). Accordingly, he must have exhausted all available state-court
remedies to challenge his conviction on federal habeas.
6
can demonstrate cause and prejudice or a fundamental miscarriage of justice.” Anderson
v. Sirmons,
476 F.3d 1131, 1140 (2007) (internal quotation marks omitted).
To demonstrate cause and prejudice, a petitioner must show that “some objective
factor external to the defense impeded . . . his efforts to comply with the state procedural
rules,” Coronado v. Ward,
517 F.3d 1212, 1215 (10th Cir. 2008) (internal quotation
marks omitted), and “actual prejudice as a result of the alleged violation of federal law,”
Byrd v. Workman,
645 F.3d 1159, 1167 (10th Cir. 2011). The fundamental miscarriage of
justice exception will excuse failure to exhaust only when “a constitutional violation has
probably resulted in the conviction of one who is actually innocent.” Selsor v. Kaiser,
22
F.3d 1029, 1034 (10th Cir. 1994).
The district court determined that Mr. Stamps failed to exhaust Claims One and
Three because he did not “fairly present” them to the state court. Because the state court
would now find them procedurally barred, and because Mr. Stamps could show neither
cause and prejudice nor a fundamental miscarriage of justice, the district court further
concluded that Claims One and Three were subject to an anticipatory procedural bar and
precluded from federal habeas review.
After careful consideration of the district court’s order and the record on appeal,
we conclude that jurists of reason would not find it debatable that the district court
correctly disposed of Claim One on procedural grounds. And although we conclude that
jurists of reason would find it debatable that the district court correctly disposed of Claim
Three on procedural grounds, they would not find it debatable that Mr. Stamps’s petition
does not state a valid claim of the denial of a constitutional right with respect to Claim
7
Three. Accordingly, we deny Mr. Stamps’s request for a COA on Claims One and Three
for the reasons set forth below.
1. Claim One—Fraudulent Affidavit
In Claim One of his petition, Mr. Stamps asserts that the Colorado state court
acquired jurisdiction over him through an allegedly fraudulent affidavit, submitted by the
prosecution, in which a detective swore to the accuracy of statements contained in Mr.
Stamps’s charging document, a criminal information. The CCA held jurisdiction was
proper, despite any defect in the affidavit, because “it is well settled in Colorado that a
defect in the affidavit verifying the information does not deprive the court of subject
matter jurisdiction.” ROA at 343.
The district court determined that Mr. Stamps failed to exhaust Claim One because
he relied only on state law when addressing this claim in his opening brief to the CCA.
Accordingly, the district court found Mr. Stamps failed to allege a violation of federal
law with respect to Claim One on direct appeal. And because Colo. R. Crim. P.
35(c)(3)(VII) bars Mr. Stamps from returning to state court to exhaust this claim, he is
procedurally barred from seeking federal habeas review.
Jurists of reason would not find this procedural ruling debatable. Mr. Stamps’s
opening brief to the CCA relies exclusively on state law to mount a jurisdictional
challenge to his conviction. Nowhere with respect to Claim One does this brief include
reference to a “specific federal constitutional guarantee,”
Gray, 518 U.S. at 162–63, and
therefore the brief did not put the state court on notice of a federal constitutional claim.
Prendergast, 699 F.3d at 1184. Although the brief seeks broad relief in the form of
8
reversal of his convictions and dismissal of the case, citing the Fourteenth Amendment,
“it is not enough to make a general appeal to a constitutional guarantee as broad as due
process to present the ‘substance’ of such a claim to a state court.”
Gray, 518 U.S. at 163.
Mr. Stamps may not now repackage the state jurisdictional challenge he made
before the CCA as a federal due process challenge to obtain federal habeas relief. See
Bland, 459 F.3d at 1012 (“[P]resentation of a ‘somewhat similar’ claim is insufficient to
‘fairly present’ a federal claim before the state courts.”). His argument that the
improperly verified information failed to confer jurisdiction on the state court depends on
an alleged deviation from the requirements of state law, not the federal constitution. See
Scott v. People,
490 P.2d 1295, 1298 (Colo. 1971) (“Verification of an information is
required by statute.”); see also Poe v. Caspari,
39 F.3d 204, 207 (8th Cir.1994)
(“Jurisdiction is no exception to the general rule that federal courts will not engage in
collateral review of state court decisions based on state law . . . .); Chandler v.
Armontrout,
940 F.2d 363, 366 (8th Cir.1991) (“The adequacy of an information is
primarily a question of state law and we are bound by a state court's conclusion
respecting jurisdiction . . . . This determination of jurisdiction is binding on this [federal]
court.”); Hernandez v. Ylst,
930 F.2d 714, 719 (9th Cir.1991) (“We are not persuaded that
a constitutional violation necessarily occurs when the convicting state court acts without
jurisdiction purely as a matter of state law.”). Thus, Mr. Stamps’s federal due process
challenge is unexhausted.
9
Because Rule 35(c)(3)(VII) bars Mr. Stamps from returning to state court to
exhaust his federal due process claim,7 the district court concluded it is barred from
federal habeas review unless he can demonstrate cause and prejudice or a fundamental
miscarriage of justice.
Anderson, 476 F.3d at 1139 n.7. Mr. Stamps points to no objective
factor that impeded his efforts to comply with procedural rules and therefore cannot meet
the cause-and-prejudice standard. Nor does Mr. Stamps allege that he is actually innocent
in support of a fundamental-miscarriage-of-justice argument.
Accordingly, jurists of reason would not debate that the district court correctly
imposed an anticipatory procedural bar, and we deny a COA as to Claim One.
2. Claim Three—Refiling of Charges
In Claim Three of his petition, Mr. Stamps asserts the state trial court violated his
due process rights when it permitted the refiling of previously-dismissed charges against
him. The CCA concluded that any error in the refiling of these charges was harmless. The
district court dismissed Claim Three after concluding that Mr. Stamps had not fairly
presented it to the state court as a federal constitutional issue.
“[J]urists of reason would find it debatable whether the district court was correct
in its procedural ruling” as to the fair presentation of Mr. Stamps’s federal due process
claim in the state court proceedings.
Slack, 529 U.S. at 478. In his opening brief on direct
7
Mr. Stamps does not dispute that Rule 35(c)(3)(VII) is an independent and
adequate state ground precluding federal habeas review, and our case law would not
support such an argument. See LeBere v. Abbott,
732 F.3d 1224, 1233 n.13 (10th Cir.
2013) (listing unpublished cases finding Rule 35(c)(3)(VII) to be an independent and
adequate state ground precluding federal habeas review).
10
appeal to the CCA, Mr. Stamps argued it is a “violation of Due Process for the prosecutor
to dismiss cases for the sole purpose of refiling them in a different case.” He also asserted
that the “rules and statutes governing the commencement of criminal proceedings exist to
protect against ‘constitutionally prohibited’ prosecutorial harassment” and that, in his
case, the prosecutor was “similarly . . . prohibited from refiling the three previously
dismissed counts.” As support, Mr. Stamps cited a Colorado case, People v. Abrahamsen,
in which the CSC considered whether a “pattern of dismissal of counts [by the
prosecutor], followed by refiling of the same counts” violated the “concept of
fundamental fairness guaranteed by the due process clause of the federal and Colorado
constitutions.”
489 P.2d 206, 209 (Colo. 1971). Jurists of reason could debate, though
they would not necessarily agree, whether Mr. Stamps put the CCA on notice of a federal
claim.
But to satisfy the two-part standard governing our authority to grant a COA when
the district court has dismissed a petition on procedural grounds, Mr. Stamps must also
show that “jurists of reason would find it debatable whether the petition states a valid
claim of the denial of a constitutional right.”
Slack, 529 U.S. at 478. To determine
whether Mr. Stamps has met this requirement, we “simply take a quick look at the face of
the [petition] to determine whether the petitioner has facially alleged the denial of a
constitutional right.” Paredes v. Atherton,
224 F.3d 1160, 1161 (10th Cir. 2000) (internal
quotation marks omitted).
In his petition, Mr. Stamps alleges the prosecution originally filed two separate
complaints against him, each of which contained multiple charges. The prosecution later
11
moved to dismiss one of those complaints, then refiled those charges, together with the
charges in the undismissed complaint, in a combined criminal information containing all
the charges on which Mr. Stamps was ultimately convicted. Mr. Stamps further alleges
the prosecution failed to file a written statement of good cause for dismissing and refiling
the charges in violation of Colo. Rev. Stat. Ann. § 16-5-205 (West 2018); Colorado Crim.
P. 7(c)(1) and (c)(4), and People v. Williams,
987 P.2d 232, 236 (Colo. 1999); and that
the result was so fundamentally unfair as to deprive him of his right to due process of
law.
As a threshold matter, relief under § 2254 is not available for errors of state law.
Estelle v. McGuire,
502 U.S. 62, 67–68 (1991) (“[I]t is not the province of a federal
habeas court to reexamine state-court determinations on state-law questions. In
conducting habeas review, a federal court is limited to deciding whether a conviction
violated the Constitution, laws, or treaties of the United States.”). Thus, to the extent that
Mr. Stamps alleges violations of Colorado state statutes or rules of criminal procedure
relating to the dismissal and refiling of charges, his claim is not cognizable on federal
habeas.
And although Mr. Stamps alleges a violation of the fundamental fairness required
by the Fourteenth Amendment, he provides no federal authority, nor has this court’s
independent research uncovered any, for the proposition that the one-time dismissal of
charges for the purpose of refiling and consolidating them with the charges in a separate
case implicates, much less violates, fundamental fairness or any other constitutional right.
Accordingly, jurists of reason would not “find it debatable whether the petition states a
12
valid claim of the denial of a constitutional right,” and we deny a COA as to Claim
Three.
Slack, 529 U.S. at 478.
B. District Court’s Merits Rulings
For a COA to issue on either of Mr. Stamps’s remaining claims, he must
demonstrate “that reasonable jurists would find the district court’s assessment of the
constitutional claims debatable or wrong.”
Slack, 529 U.S. at 484. To do so, Mr. Stamps
must sufficiently allege that the state-court decisions he challenges are “contrary to, or
involved an unreasonable application of, clearly established Federal law, as determined
by the Supreme Court of the United States; or . . . resulted in a decision that was based on
an unreasonable determination of the facts in light of the evidence presented in the State
court proceeding.” 28 U.S.C. § 2254(d)(1), (2). Bearing in mind our deference to state-
court determinations on the merits under AEDPA, and limiting ourselves to a “general
assessment of [the claims’] merits” as opposed to a “full consideration of the factual or
legal bases adduced in support of the claims,” Miller-El, 537 U.S at 336, we conclude
that jurists of reason would not find the district court’s assessment of these claims
debatable or wrong.
1. Claim Two—Outrageous Governmental Conduct
In Claim Two, Mr. Stamps asserts that a detective, notary public, and deputy
district attorney involved in his case engaged in outrageous governmental conduct in
violation of his constitutional right to due process by respectively swearing to, notarizing,
and submitting a fraudulent affidavit verifying the charges set forth in his criminal
information.
13
The CCA established the facts relevant to this claim as follows.8 On February 13,
2013, a prosecutor created and signed the criminal information filed in Mr. Stamps’s
case. When the prosecutor filed the information with the trial court the next day, he
attached a detective’s notarized affidavit, dated February 4, 2013, stating “I have personal
knowledge that each offense set forth in this Information was committed as charged.”
ROA at 468. Because the detective executed the affidavit before the criminal information
had been created, “it could not have properly verified the information as filed.” ROA at
469. The CCA concluded, however, that the deficiency in the affidavit appeared to result
from the dismissal and refiling of charges, and even if the prosecution should have
obtained a new affidavit to verify the information, the improperly-dated affidavit did not
so “shock the universal sense of justice” as to rise to the level of outrageous
governmental conduct. ROA at 346.
The district court agreed, observing that the Supreme Court has never applied the
Due Process Clause to invalidate a conviction for outrageous governmental conduct. And
although this court has recognized the existence of an outrageous conduct defense
(requiring the defendant to show that “the government’s conduct [was] so shocking,
outrageous, and intolerable the conduct offends the universal sense of justice,” United
States v. Lacey,
86 F.3d 956, 964 (10th Cir. 1996) (internal quotation marks omitted)), we
have never invalidated any conviction on such grounds. Lacking any precedent,
8
AEDPA requires federal courts to presume the state court correctly determined
factual issues. 28 U.S.C. § 2254(e)(1). Mr. Stamps can rebut this presumption only with
“clear and convincing evidence,”
id., which he makes no attempt to do.
14
Mr. Stamps cannot show the state court’s decision to be contrary to, or an unreasonable
application of, clearly established Federal law. Nor has Mr. Stamps shown that the state
court’s decision that the defective affidavit resulted from the dismissal and refiling of
charges, as opposed to intentional fraud, rests upon an unreasonable determination of the
facts.
No reasonable jurist would find the district court’s rejection of this claim on the
merits debatable or wrong. Accordingly, we deny a COA as to Issue Two.
2. Claim Four—Eyewitness ID Suppression
In Claim Four, Mr. Stamps asserts that the state court misapplied the five-factor
test for determining eyewitness credibility established by the Supreme Court in Niel v.
Biggers,
409 U.S. 188 (1972). Specifically, Mr. Stamps contends that two eyewitnesses’
identifications of him resulted from unconstitutionally suggestive procedures and the
testimony should therefore have been suppressed as unreliable.
As relevant to this claim, the victim of a carjacking, M.A., and a witness to the
carjacking, B.W., both identified Mr. Stamps as the perpetrator of the carjacking in
one-on-one showup procedures. Mr. Stamps alleges that, during each showup, he was
taken out of a police car, in handcuffs, with officers on both sides of him holding his
arms. At a hearing on Mr. Stamps’s motion to suppress, the trial court heard no testimony
from the eyewitnesses themselves but did hear testimony from officers who were present
at the time of the showups. The trial court noted that much of the officers’ testimony was
15
hearsay but allowed their testimony because Mr. Stamps did not object.9 Ultimately, the
trial court denied Mr. Stamps’s motion to suppress, and both M.A. and B.W. testified at
trial.
The CCA determined the trial court had correctly applied the five factors of
Biggers to determine that M.A.’s testimony was reliable, even if the procedure
surrounding her identification of Mr. Stamps was suggestive. See
Neil, 409 U.S. at 199–
200 (setting forth the five factors to determine reliability as (1) “the opportunity of the
witness to view the criminal at the time of the crime”; (2) “the witness’ degree of
attention”; (3) “the accuracy of the witness’ prior description of the criminal”; (4) “the
level of certainty demonstrated by the witness at the confrontation”; and (5) “the length
of time between the crime and the confrontation”). The trial court considered that (1)
M.A. saw the perpetrator run at her from approximately thirty feet away; (2) she was
paying attention to his face and the gun; (3) she gave a “pretty detailed description” of the
perpetrator matching Mr. Stamps; (4) she indicated ninety-nine percent certainty in her
identification; and (5) only sixty to ninety minutes passed between the crime and the
identification. ROA at 352. Although the CCA ruled the trial court had erred in finding
B.W.’s identification reliable, it deemed the error harmless because B.W.’s testimony
9
Mr. Stamps argues the trial court should have been prevented from using police
testimony in place of eyewitness testimony when assessing the Biggers factors. But he
points to no clearly established law as determined by the United States Supreme Court in
support of this claim. Nor does he offer any clearly established law in support of his
conclusory argument that the trial court should have held a second, separate hearing to
determine reliability. Neither argument, therefore, can support his petition for federal
habeas relief. 28 U.S.C. § 2254(d)(1).
16
served only to corroborate M.A.’s properly-admitted testimony and the government
presented evidence that Mr. Stamps was apprehended in M.A.’s stolen car in possession
of a fake gun shortly after the carjacking.
With regard to M.A.’s testimony, as the district court observed, the CCA applied
the clearly established federal law of Neil v. Biggers to determine that M.A.’s testimony
was reliable and had been properly admitted despite the suggestive pre-trial identification
procedure.
See 409 U.S. at 199–200. Because reliability is a factual issue, we presume the
state court’s determination to be correct, and Mr. Stamps can only overcome this
presumption by a showing of “clear and convincing evidence.” 28 U.S.C. § 2254(e)(1).
Mr. Stamps makes no attempt in his § 2254 petition to meet that burden.
With respect to B.W.’s testimony, we consider whether reasonable jurists would
debate the district’s conclusion that the CCA reasonably applied harmless-error analysis.
See Brecht v. Abrahamson,
507 U.S. 619, 637 (1993); Evans v. Lock,
193 F.3d 1000,
1002–03 (8th Cir. 1999) (improper identification testimony subject to harmless error
analysis); United States v. Ciak,
102 F.3d 38, 42–43 (2d Cir. 1996) (same); United States
v. Watkins,
741 F.2d 692, 695–96 (5th Cir. 1984) (same); Marshall v. United States,
436
F.2d 155, 158-61 (D.C. Cir. 1970) (same). The harmless-error determination is based
upon a thorough review of the state court record. See Herrera v. Lemaster,
225 F.3d
1176, 1179 (10th Cir. 2000). Under Brecht, even assuming the admission of B.W.’s
testimony amounted to constitutional error, it does not warrant habeas relief unless it
“had a substantial and injurious effect” on the jury’s
verdict. 507 U.S. at 637. A
17
“substantial and injurious” effect exists only if we find ourselves in “grave doubt about
the effect of the error on the jury’s verdict.”
Bland, 459 F.3d at 1009.
Here, the district court found the CCA had reasonably determined that any
presumed error in the admission of B.W.’s testimony was harmless because (1) B.W.’s
identification merely corroborated M.A.’s properly-admitted testimony and (2) Mr.
Stamps was apprehended in the stolen vehicle while in possession of a fake gun shortly
after the carjacking. As a result, the district court concluded that nothing in the record
shows the admission of eyewitness testimony against Mr. Stamps was “so grossly
prejudicial that it fatally infected the trial and denied the fundamental fairness that is the
essence of due process.” Revilla v. Gibson,
283 F.3d 1203, 1212 (10th Cir. 2002)
(internal quotation marks omitted).
Because no reasonable jurist would find the district court’s rejection of this claim
debatable or wrong, we deny a COA as to Claim Four.
IN FORMA PAUPERIS MOTION
Mr. Stamps filed a motion to proceed in forma pauperis on appeal, which the
district court denied. “In order to succeed on his motion, an appellant must show a
financial inability to pay the required filing fees and the existence of a reasoned,
nonfrivolous argument on the law and facts in support of the issues raised on appeal.”
DeBardeleben v. Quinlan,
937 F.2d 502, 505 (10th Cir. 1991). Mr. Stamps has not met
this burden; our review of the record reveals no non-frivolous argument in support of his
appeal. Accordingly, we also deny Mr. Stamps’s motion to proceed in forma pauperis on
appeal.
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CONCLUSION
Because Mr. Stamps fails to make a substantial showing of the denial of a
constitutional right, we DENY his request for a COA and DISMISS the appeal. We also
DENY Mr. Stamps’s motion to proceed in forma pauperis on appeal.
Entered for the Court
Carolyn B. McHugh
Circuit Judge
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