[PUBLISH]


              IN THE UNITED STATES COURT OF APPEALS

                       FOR THE ELEVENTH CIRCUIT           FILED
                        ________________________ U.S. COURT  OF APPEALS
                                                     ELEVENTH CIRCUIT
                                                        JULY 22, 2010
                               No. 08-16158              JOHN LEY
                         ________________________          CLERK

                   D. C. Docket No. 07-00761-CV-J-25HTS

BERNICE BROWN,
PAUL CHRISTIE,
DOROTHY COPELAND,
JUANITA COSTON,
ALICE COTHERN,
ROBERT DENTON,
CATHERINE DILLINGHAM,
SHARON FERNANDEZ,
TONY HARRIS,
NADINE HEAD,
JOANNE HEFLIN-GILLIS,
PEGGY HICKOX,
ALONZO JOHNSON,
MARY JANE MOSCHINI,
HOLLY MURRAY,
LORRAINE OLSON,
MINNIE REGISTER,
JAMES L. SMITH, SR.,
FONATINE WALLACE,
ESTHER WERTH,
as Personal Representatives of the estates of
Levi Brown, Sharon Christie, Robert Copeland,
Troy R. Coston, James A. Cothern, Linda L. Denton,
Catherine Dillingham, Sharon Fernandez,
Linda Harris, Carson W. Head, Milton Heflin,
Benjamin F. Hickox, Willie P. Johnson,
Giuliano P. Moschini, Perry Murray, Floyd
G. Olson, Jimmy C. Register, Wanette Smith,
Robert E. Wallace and Howard Werth, respectively.


                                                          Plaintiffs-Appellants-
                                                               Cross-Appellees,

                                    versus

R.J. REYNOLDS TOBACCO COMPANY,
individually and as successor by merger
to the Brown & Williamson Tobacco
Corporation and the American Tobacco Company,
PHILIP MORRIS USA INC.,
LORILLARD TOBACCO COMPANY,
LORILLARD, INC.,
foreign corporations,

                                                         Defendants-Appellees-
                                                             Cross-Appellants.


                         ________________________

                 Appeals from the United States District Court
                      for the Middle District of Florida
                       _________________________

                                (July 22, 2010)

Before CARNES, HULL and ANDERSON, Circuit Judges.

CARNES, Circuit Judge:




                                      2
                                         I.

      Almost two decades ago, six individuals filed a lawsuit in Florida state court

against the major domestic makers of cigarettes and two industry organizations

seeking over $100 billion in both compensatory and punitive damages for injuries

allegedly caused by smoking. Liggett Grp. Inc. v. Engle, 

, 440–41

(Fla. 3d DCA 2003) (Engle II). The plaintiffs asserted claims of “strict liability,

negligence, breach of express warranty, breach of implied warranty, fraud,

conspiracy to commit fraud, and intentional infliction of emotional distress.” 

After some wrangling between the parties and an interlocutory appeal to

the Third District Court of Appeal, a class was certified composed of “[a]ll Florida

citizens and residents,” R.J. Reynolds Tobacco Co. v. Engle, 

, 42

(Fla. 3d DCA 1996) (Engle I), “and their survivors who have suffered, presently

suffer or who have died from diseases and medical conditions caused by their

addiction to cigarettes that contain nicotine.” Engle v. Liggett Grp. Inc., 

1246, 1256 (Fla. 2006) (Engle III). There were estimated to be at least 700,000

class members. 

Engle 

.

      To manage the class action, the trial court developed a trial plan that had

three phases. See Engle III, 

at 1256. Phase I was a year-long trial that

involved only “common issues relating . . . to the defendants’ conduct and the

                                          3
general health effects of smoking.” 

was given a verdict form at the

end of Phase I containing a series of questions. The verdict form asked the jury to

answer “yes” or “no” to each question for specific time periods for each of the

defendants.

      The Engle class came close to running the table—the jury answered “yes”

to almost every question put to them. The jury found: (1) that smoking cigarettes

causes 20 of 23 listed diseases or medical conditions; (2) that cigarettes containing

nicotine are addictive or dependence producing; (3) that the defendants placed

cigarettes on the market that were defective and unreasonably dangerous; (4) that

the defendants made a false statement of a material fact, either knowing the

statement was false or misleading, or being without knowledge as to its truth or

falsity, with the intention of misleading smokers; (4a) that the defendants

concealed or omitted material information, not otherwise known or available,

knowing the material was false and misleading, or failed to disclose a material fact

concerning or proving the health effects and/or addictive nature of smoking

cigarettes; (5) that the defendants entered into an agreement to misrepresent

information relating to the health effects of cigarette smoking, or the addictive

nature of smoking cigarettes, with the intention that smokers and members of the

public rely to their detriment; (5a) that the defendants entered into an agreement to

                                          4
conceal or omit information regarding the health effects of cigarette smoking, or

the addictive nature of smoking cigarettes, with the intention that smokers and

members of the public rely to their detriment; (6) that the defendants sold or

supplied cigarettes that were defective in that they were not reasonably fit for the

uses intended; (7) that the defendants sold or supplied cigarettes that, at the time

of sale or supply, did not conform to representations of fact made by the

defendants either orally or in writing; (8) that the defendants failed to exercise the

degree of care that a reasonable cigarette manufacturer would exercise under like

circumstances; (9) that the defendants engaged in extreme and outrageous conduct

or with reckless disregard relating to cigarettes sold to Florida smokers with the

intent to inflict severe emotional distress; and (10) that the defendants’ conduct

rose to a level that would permit a potential award or entitlement to punitive

damages. See 

n.4.1

       In Phase I, however, the jury was not asked whether the class had proven

any of its claims; it did not decide if the defendants were liable to anyone on any

       1
           The exceptions were that the jury found that smoking did not cause asthmatic bronchitis,
infertility, or bronchioloalveolar carcinoma. The jury also found that one of the defendants,
Brooke Group, Ltd., did not: place defective and unreasonably dangerous cigarettes on the
market until after July 1, 1974; make a false statement of material fact with the intention of
misleading smokers until after May 5, 1982; conceal or omit material information until after May
5, 1982; sell or supply defective cigarettes until after July 1, 1974; sell or supply cigarettes in
breach of an express warranty until after July 1, 1974; or fail to exercise the degree of care that a
reasonable cigarette manufacturer would exercise under like circumstances until July 1, 1969.

                                                 5
cause of action. See Engle III, 

at 1246 (“In Phase I, the jury decided

issues related to Tobacco’s conduct but did not consider whether any class

members relied on Tobacco’s misrepresentations or were injured by Tobacco’s

conduct.”); Engle 

(“In Phase [I], the jury answered certain

general questions about the defendants’ products and conduct. The questions

related to some, but not all of the elements of each legal theory alleged. . . . The

jury did not determine whether defendants were liable to anyone. Essential

elements of liability, such as reliance and proximate cause, were [not] tried in

Phase I.”).

      Later, in Phase II, the same jury did determine that the defendants’ conduct

was the legal cause of three individual class representatives’ injuries. The three

were awarded a total of $12.7 million in compensatory damages after their

comparative fault was taken into account. Engle III, 

at 1257. The jury

also awarded a lump sum of $145 billion in punitive damages to the entire Engle

class. 

III could be conducted, the defendants appealed the verdicts

the jury had returned in Phases I and II. Engle 

–42; see also

Brown v. R.J. Reynolds Tobacco Co., 

, 1332 (M.D. Fla.

2008). The appeal resulted in a Third District Court of Appeal decision that the

                                          6
Engle class should be decertified. The court concluded that class action treatment

was inappropriate because “the plaintiffs smokers’ claims [we]re uniquely

individualized and [could not] satisfy the ‘predominance’ and ‘superiority’

requirements imposed by Florida’s class action rules.” Engle 

. The court also reversed the compensatory damages award in favor of the

three individual class representatives, finding that none of them had valid claims

against any of the defendants.2 As for the punitive damages award, the court

reversed it on a variety of grounds that are not relevant to the present case. See 

       The class appealed the Third District Court of Appeal’s decision to the

Florida Supreme Court. That court agreed that the punitive damages award to the

class should be reversed, Engle III, 

1254, and agreed with the reversal

of the compensatory damages award to one of the three individual class

representatives, 

However, the court reinstated the compensatory

damages award to the other two class representatives.3 

purposes


       2
          The court concluded that two of the class representatives were not proper members of
the class because they were not diagnosed with a disease until after October 31, 1994, the date it
determined was the cut-off for class membership. The third class representative’s claims, the
court concluded, were barred by the statute of limitations. See Engle 

n.23.
       3
         The Florida Supreme Court concluded that “the critical event” for class membership
was “not when an illness was actually diagnosed by a physician, but when the disease or
condition first manifested itself.” Engle III, 

at 1276. The court also determined that

                                                 7
though, the most important parts of the Engle III decision are those involving

certification of the Engle class and the jury’s findings in Phase I.

       The Florida Supreme Court decided that the trial court had not abused its

discretion in certifying the Engle class for Phases I and II but also decided that

“continued class action treatment for Phase III of the trial plan [was] not feasible

because individualized issues such as legal causation, comparative fault, and

damages [would] predominate.” 

As for the jury’s findings in

Phase I, the court threw out four of them but determined that the remainder could

stand.4 See Engle III, 

at 1255. (We will refer to the findings that were

not thrown out by the Florida Supreme Court as the Phase I “approved” findings.)

The court then set out where the case should go from there:




the cut-off date for class membership was November 21, 1996, not October 31, 1994, meaning
that a would-be class member’s disease must have manifested itself before that date. 

Because the disease of both class representatives had manifested itself before then, the court
concluded that they were proper members of the class and reinstated the part of the judgment
awarding them compensatory damages. 

       4
          The Florida Supreme Court threw out the jury’s findings in response to Question 4,
which involved fraud and misrepresentation, and Question 9, which involved intentional
infliction of emotional distress. Engle III, 

at 1255. The court explained that the
jury’s findings in response to those questions were “nonspecific” and were “inadequate to allow a
subsequent jury to consider individual questions of reliance and legal cause.” 

also
threw out the jury’s finding in response to Question 5, which involved civil conspiracy-
misrepresentation, reasoning that finding could not stand because it “relie[d] on the underlying
tort of misrepresentation.” See 

court threw out as premature the jury’s finding in
response to Question 10 that the plaintiffs were entitled to punitive damages. See 

                                                8
      The pragmatic solution is to now decertify the class, retaining the
      jury’s Phase I findings other than those on the fraud and intentional
      infliction of emotion distress claims, which involved highly
      individualized determinations, and the findings on the entitlement to
      punitive damages questions, which was premature. Class members
      can choose to initiate individual damages actions and the Phase I
      common core findings we approved above will have res judicata
      effect in those trials.

(emphasis added). The Florida Supreme Court’s instruction that the

Phase I approved findings have “res judicata effect” is at the heart of this appeal,

which resulted from a lawsuit filed in federal district court by some of the former

Engle class members.

      In their amended complaint, the plaintiffs sought to recover compensatory

and punitive damages from the defendants under theories of strict liability, breach

of express warranty, breach of implied warranty, civil conspiracy to fraudulently

conceal, fraudulent concealment, negligence, and loss of consortium. The

plaintiffs asserted the “res judicata effect” of the Engle Phase I approved findings

and took the position that the only issues left in the case were “specific causation,

apportionment of damages, comparative fault, compensatory damages, entitlement

to punitive damages, and punitive damages.” The defendants disagreed and

countered by asking the district court for a pre-trial order outlining the preclusive

effect that the Phase I approved findings would have in this case. They wanted an


                                          9
order “specifying that Plaintiffs cannot rely on the Engle findings as establishing

any of the elements of their claims.” The district court did issue an order that “the

findings [could] not be given preclusive effect in any proceeding to establish any

element of an Engle Plaintiff’s claim.” 

. The

order, however, “reserv[ed] judgment on whether the findings [could] have any

other preclusive effect.” 

court explained:

      [T]he Phase I findings may prevent a defendant from arguing, inter
      alia, that it never acted negligently, never engaged in a conspiracy to
      conceal, or never placed a defective product on the market. In
      addition, the general findings of Question 1, that cigarette smoking
      causes various diseases and illnesses and, in a proper circumstance,
      may be given preclusive effect, prevents the Defendants from denying
      that cigarette smoking itself has been found to cause, inter alia, aortic
      aneurysm, bladder cancer, coronary heart disease, and lung cancer.

n.25. This is the plaintiffs’ interlocutory appeal of that pretrial order.

See 28 U.S.C. § 1292(b).

                                          II.

      The district court determined that allowing the Engle Phase I approved

findings to establish elements of the plaintiffs’ causes of action would violate the

defendants’ due process rights. See 

–46. The

plaintiffs contend that under the Rooker-Feldman doctrine the district court lacked

jurisdiction to determine whether applying the Florida Supreme Court’s decision



                                           10
about the preclusive effect of the Engle Phase I approved findings would be

unconstitutional. See Rooker v. Fid. Trust Co., 

, 

(1923);

Dist. of Columbia Court of Appeals v. Feldman, 

, 

(1983). We disagree.

      The Rooker-Feldman doctrine is jurisdictional. It “prevents . . . lower

federal courts from exercising jurisdiction over cases brought by ‘state-court

losers’ challenging ‘state-court judgments rendered before the district court

proceedings commenced.’” Lance v. Dennis, 

, 460, 

,

1199 (2006) (quoting Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 

, 284, 

, 1521–22 (2005)). The doctrine bars the losing party in

state court “from seeking what in substance would be appellate review of the state

judgment in a United States district court, based on the losing party’s claim that

the state judgment itself violates the loser’s federal rights.” Johnson v. De

Grandy, 

, 1005–06, 

, 2654 (1994).

      Recently, in Exxon Mobil Corp. v. Saudi Basic Industries Corp., 

, 

(2005), the Supreme Court clarified the doctrine and

narrowed its application, noting that “the doctrine has sometimes been construed

[by lower federal courts] to extend far beyond the contours of the Rooker and

Feldman cases.” 

125 S.Ct. at 1521. The Court held that it should be

                                         11
“confined to cases of the kind from which the doctrine acquired its name: cases

brought by state-court losers complaining of injuries caused by state-court

judgments rendered before the district court proceedings commenced and inviting

district court review and rejection of those judgments.” 

125 S.Ct. at

1521–22; see Casale v. Tillman, 

, 1261 (11th Cir. 2009) (per

curiam) (“[T]he Supreme Court’s recent Rooker-Feldman decisions have noted the

‘narrowness’ of the rule . . . .” (citing 

, 126 S.Ct. at 1201));

Hoblock v. Albany County Bd. of Elections, 

, 85 (2d Cir. 2005) (“In

Exxon Mobil, the Supreme Court pared back the Rooker-Feldman doctrine to its

core . . . .”).

        Although the defendants before us were the “state-court losers” in Engle

Phase I, where the approved findings were entered, they did not bring this lawsuit.

It was brought by the plaintiffs who were the state-court winners. The Rooker-

Feldman doctrine only applies when the federal plaintiff is the “state-court loser.”5

See Exxon Mobil, 544 U.S. at 

–22. The plaintiffs argue that

the state-court-loser-as-plaintiff procedural model is simply the usual fact pattern,

not a requirement for application of the doctrine. They point out that 28 U.S.C. §


        5
          The district court’s order applies to 3,200 cases removed from state court and another
661 cases originally filed in federal court. Even in the removed cases, the federal plaintiff is still
the “state-court winner,” not the “state-court loser.”

                                                 12
1257(a), the principal statute upon which the doctrine is based, makes no

distinction between plaintiffs and defendants.6 It does not, but the Supreme Court

did.

           In Exxon Mobil the Court could scarcely have been clearer in stating that

the Rooker-Feldman doctrine is “confined to cases of the kind from which the

doctrine acquired its name: cases brought by state-court losers complaining of

injuries caused by state-court judgments rendered before the district court

proceedings commenced and inviting district court review and rejection of those

judgments.” 

We will not ignore the Supreme Court’s

instruction and apply the doctrine to a case like this one where the federal plaintiff


       6
           That statute provides:

       Final judgments or decrees rendered by the highest court of a State in which a
       decision could be had, may be reviewed by the Supreme Court by writ of
       certiorari where the validity of a treaty or statute of the United States is drawn in
       question or where the validity of a statute of any State is drawn in question on the
       ground of its being repugnant to the Constitution, treaties, or laws of the United
       States, or where any title, right, privilege, or immunity is specially set up or
       claimed under the Constitution or the treaties or statutes of, or any commission
       held or authority exercised under, the United States.

28 U.S.C. § 1257(a). The Rooker-Feldman doctrine “draws a negative inference from section
1257: because Congress only provided for review of state court judgments by the Supreme Court,
Congress therefore intended to preclude lower federal courts from exercising such review.”
Nicholson v. Shafe, 

, 1272 (11th Cir. 2009) (quotation marks omitted). The
doctrine is also shaped by 28 U.S.C. § 1331, which provides federal district courts with “original
jurisdiction,” rather than appellate jurisdiction, “of all civil actions arising” under federal law.
See 28 U.S.C. § 1331; 

–72; Green v. Jefferson Cnty. Comm’n, 

, 1249 (11th Cir. 2009).

                                                13
is not the “state-court loser” and is not seeking “review and rejection” of a state

court judgment. The Rooker-Feldman doctrine is inapplicable here. In place of it,

ordinary preclusion rules govern the effect of the Engle Phase I approved findings.

See 

125 S.Ct. at 1522 (“Rooker-Feldman does not otherwise override or

supplant preclusion doctrine . . . .”).

                                          III.

      Under the Full Faith and Credit Act, 28 U.S.C. § 1738, a federal court must

“give preclusive effect to a state court judgment to the same extent as would courts

of the state in which the judgment was entered.” Kahn v. Smith Barney Shearson

Inc., 

, 933 (11th Cir. 1997); see also Marrese v. Am. Acad. of

Orthopaedic Surgeons, 

, 380, 

, 1332 (1985) (stating

that § 1738 “directs a federal court to refer to the preclusion law of the State in

which judgment was rendered”). That means the Phase I approved findings must

be given the same preclusive effect in this federal court case that they would be

given if the case were in state court. Florida preclusion law controls.

      In Engle III, as we have already noted, the Florida Supreme Court directed

that the Phase I approved findings were to have “res judicata effect” in future trials

involving former class members. See Engle III, 

at 1269 (“Class

members can choose to initiate individual damages actions and the Phase I

                                          14
common core findings we approved above will have res judicata effect in those

trials.” (emphasis added)); 

(“[W]e remand with directions that the class

should be decertified without prejudice to the class members filing individual

claims . . . with res judicata effect given to certain Phase I findings.” (emphasis

added)); 

(“Individual plaintiffs within the class will be permitted to

proceed individually with the [approved] findings . . . given res judicata effect in

any subsequent trial between individual class members and the defendants.”

(emphasis added)).

      The term “res judicata” is translated from the Latin as “a thing adjudicated,”

but it has more than one meaning. See Black’s Law Dictionary 1336 (8th ed.

2004). It can refer specifically to claim preclusion or it can refer generally to the

preclusive effect of earlier litigation. See Wacaster v. Wacaster, 

,

915 (Fla. 4th DCA 1969) (“Res judicata is a term which has been given a good

many different meanings. Current usage apparently gives it a broad meaning

which covers all the various ways in which a judgment in one action will have a

binding effect in another.”). When the term has that second meaning, it

encompasses claim preclusion and issue preclusion, and it can mean either or both.

See Taylor v. Sturgell, 

, __, 

, 2171 (2008) (“The

preclusive effect of a judgment is defined by claim preclusion and issue

                                          15
preclusion, which are collectively referred to as ‘res judicata.’”); David Vincent,

Inc. v. Broward County, 

, 1330 n.7 (11th Cir. 2000) (“Claim and

issue preclusion are often lumped together under the rubric of res judicata.”);

Aquatherm Indus., Inc. v. Fla. Power & Light Co., 

, 1391 n.1 (11th

Cir. 1996) (“[T]he terminology used to discuss the preclusive effects of earlier

litigation is somewhat confusing because res judicata is often used to refer both to

claim preclusion and to issue preclusion.”). Issue preclusion is also sometimes

called collateral estoppel. Thus, the Florida Supreme Court’s direction that the

Phase I approved findings were to have “res judicata effect” could have referred to

claim preclusion, to issue preclusion, or to both.

      Claim preclusion “bars a subsequent action between the same parties on the

same cause of action.” State v. McBride, 

, 290 (Fla. 2003); see also

Pumo v. Pumo, 

, 226 (Fla. 3d DCA 1981) (“Under the doctrine of

res judicata, a final judgment or decree on the merits by a court of competent

jurisdiction constitutes an absolute bar to a subsequent suit on the same cause of

action and is conclusive of all issues which were raised or could have been raised

in the action.”); Seaboard Coast Line R.R. Co. v. Indus. Contracting Co., 

860, 862 (Fla. 4th DCA 1972) (same). The doctrine applies under Florida law

“when all four of the following conditions are present: (1) identity of the thing

                                          16
sued for; (2) identity of the cause of action; (3) identity of persons and parties to

the action; and (4) identity of quality in persons for or against whom claim is

made.” Fla. Bar v. Rodriguez, 

, 158 (Fla. 2007) (quotation marks

omitted).

      Issue preclusion, by contrast, operates more narrowly to prevent re-litigation

of issues that have already been decided between the parties in an earlier lawsuit.

See Mortg. Elec. Registration Sys., Inc. v. Badra, 

, 1039 (Fla. 4th

DCA 2008) (stating that issue preclusion “precludes re-litigating an issue where

the same issue has been fully litigated by the same parties or their privies, and a

final decision has been rendered by a court”); State Dep’t of Revenue v. Ferguson,

, 922 (Fla. 2d DCA 1996) (“The doctrine of collateral estoppel

prevents identical parties from relitigating issues that have previously been

decided between them.”); Rohan v. Trakker Maps, Inc., 

, 1177

(Fla. 3d DCA 1994) (“The application of collateral estoppel prevents the parties in

a second suit from litigating those points in question which were actually

adjudicated in the first suit.”); Liberty Mut. Ins. Co. v. Jozwick, 

,

218 (Fla. 3d DCA 1967) (“Estoppel by judgment [or issue preclusion] prevents

parties from litigating in a second suit common issues which were actually

adjudicated in a prior action.”).

                                          17
      The “essential elements” of issue preclusion under Florida law are “that the

parties and issues be identical, and that the particular matter be fully litigated and

determined in a contest which results in a final decision of a court of competent

jurisdiction.” Dadeland Depot, Inc. v. St. Paul Fire & Marine Ins. Co., 

1216, 1235 (Fla. 2006) (quotation marks omitted); see also Dep’t of Health &

Rehabilitative Servs. v. B.J.M., 

, 910 (Fla. 1995) (same); Mobil Oil

Corp. v. Shevin, 

, 374 (Fla. 1977) (same); Holt v. Brown’s Repair

Serv., Inc., 

, 182 (Fla. 2d DCA 2001) (“[F]or the doctrine of

collateral estoppel to apply, an identical issue must be presented in a prior

proceeding; the issue must have been a critical and necessary part of the prior

determination; there must have been a full and fair opportunity to litigate that

issue; the parties in the two proceedings must be identical; and the issues must

have been actually litigated.”).

      When those elements are present, issue preclusion can be applied

offensively or defensively. See E.C. v. Katz, 

, 1269 (Fla. 1999)

(recognizing that Florida law requires mutuality of parties for both defensive and

offensive use of issue preclusion); Massey v. David, 

, 233 (Fla. 1st

DCA 2002) (same); Zeidwig v. Ward, 

, 212 (Fla. 1989) (offensive

use occurs when a plaintiff seeks to prevent a defendant from re-litigating an

                                          18
identical issue previously decided against that defendant); see also Katz, 

at 1269–70 (defensive use occurs when a defendant seeks to prevent a plaintiff

from re-litigating an identical issue previously decided against that plaintiff).

      In Phase I the same parties as in the present lawsuit litigated “common

issues” relating to “the defendants’ conduct and the general health effects of

smoking.” Engle III, 

at 1256; see also 

(noting that the

Phase I jury “did not determine whether the defendants were liable to anyone”

(quotation marks omitted)); 

(explaining that the Engle class must

be prospectively decertified because “individualized issues such as legal

causation, comparative fault, and damages [would] predominate”). “The idea

underlying [claim preclusion] is that if a matter has already been decided, the

[litigant] has already had his or her day in court, and for purposes of judicial

economy, that matter generally will not be reexamined . . . .” Topps v. State, 

, 1254–55 (Fla. 2004); see also Denson v. State, 

, 290

n.3 (Fla. 2000) (per curiam) (same). The defendants had their day in court on the

“common issues” of fact that were decided in Phase I, and later approved by the

Florida Supreme Court, but they did not have their day in court on the broader

questions involving the causes of action the class asserted, which were left

undecided. See Engle III, 

at 1263.

                                          19
       Because factual issues and not causes of action were decided in Phase I, the

Florida Supreme Court’s direction that the approved findings were to have “res

judicata effect” in future trials involving former class members necessarily refers

to issue preclusion. See Rice-Lamar v. Fort Lauderdale, 

, 1131

(Fla. 4th DCA 2003) (stating that issue preclusion “does not require prior

litigation of an entire claim, only a particular issue”); Club & Cmty. Consulting

Corp. v. Brown, 

, 824 (Fla. 4th DCA 1999) (“The application of

collateral estoppel does not require that the entire claim have been previously

litigated, only that an issue have been litigated.”). The parties agree that issue

preclusion, not claim preclusion, is what the Florida Supreme Court meant.7 They

also agree that the defendants cannot re-litigate the Phase I approved findings.

The parties disagree, however, about what the findings mean to this case. The

plaintiffs think that they mean a lot while the defendants think that they mean not

so much.

       As we have already explained, issue preclusion only operates to prevent the

re-litigation of issues that were decided, or “actually adjudicated,” between the


       7
          The plaintiffs argued before the district court and suggested in their brief to this Court
that the Florida Supreme Court was referring to claim preclusion in Engle III. However, at oral
argument the plaintiffs clarified that their position is that the Phase I approved findings are
entitled to issue preclusive effect. As our discussion in the text makes clear, if the plaintiffs had
continued to argue for claim preclusion, we would have rejected that position.

                                                  20
parties in an earlier lawsuit. See Gordon v. Gordon, 

, 44 (Fla. 1952)

(stating that issue preclusion prevents “parties from litigating in the second suit

issues—that is to say points and questions—common to both causes of action and

which were actually adjudicated in the prior litigation”); Hittel v. Rosenhagen, 

, 1089–90 (Fla. 4th DCA 1986) (“It is essential that the question

[being given issue preclusive effect] was actually adjudicated and that, if there is

any doubt as to whether a litigant has had his day in court such doubt must be

resolved in favor of the full consideration of the substantive issues of the litigation

. . . .”); Chandler v. Chandler, 

, 699 (Fla. 4th DCA 1969) (noting

that “[i]n collateral estoppel the ‘precise fact’ or ‘every point and question’ on the

issue must have been decided”).

      Florida courts have enforced the “actually adjudicated” requirement, see

, with rigor. Issue preclusive effect is not given to issues

which could have, but may not have, been decided in an earlier lawsuit between

the parties. See, e.g., Acadia Partners, L.P. v. Tompkins, 

, 488–89

(Fla. 5th DCA 1996) (holding that jury’s verdict “for [the defendant]” in a breach

of contract action did not establish the absence of breach because the jury was

instructed that it could find for the defendant if it concluded that the defendant had

not breached the contract or if the defendant proved an affirmative defense);

                                          21
Allstate Ins. Co. v. A.D.H., Inc., 

, 929–30 (Fla. 3d DCA 1981)

(concluding that subcontractor could not show that general contractor was at fault

and therefore not entitled to indemnification based on jury’s “undifferentiated

general verdict finding [the general contractor] ‘negligent’” in an earlier lawsuit;

the jury could have determined that the general contractor was at fault or

vicariously liable); Seaboard, 

at 864–65 (finding that general verdict

“in favor of the defendant” could have been based on jury’s conclusion that the

defendant was not negligent or that the plaintiff was contributorily negligent); see

(“[I]t is impossible to ascertain with any reasonable degree of certainty

as to what issue was adjudicated in the former suit except to say that the jury

found in favor of [the defendant]. Such uncertainty as to the effect of the prior

adjudication renders the doctrine of collateral estoppel inapplicable.”).

      Applying the “actually adjudicated” requirement to this case, the Phase I

approved findings may not be used to establish facts that were not actually decided

by the jury. The plaintiffs, who want the benefit of the findings in this case, do not

disagree with that proposition. And, of course, neither do the defendants. In fact,

the defendants contend that using the findings to establish facts that were not

decided by the jury would violate their due process rights. We need not decide

that constitutional issue, because under Florida law the findings could not be used

                                          22
for that purpose anyway. The bottom line, then, is that the Phase I approved

findings may be given effect to the full extent of, but no farther than, what the jury

found. The disagreement is about what the jury actually did find. The defendants,

taking a narrow view, insist that the only facts found by the jury are those framed

by the specific factual issue set out in the questions posed to them on the verdict

form. The plaintiffs, by contrast, take a broader view of what facts the jury

decided, arguing that the language of the questions, and hence the jury’s answers,

can and should be fleshed out using the record as a whole and apparently by going

outside the record.

       For example, Question 3 on the verdict form asked the jury: “Did one or

more of the Defendant Tobacco Companies place cigarettes on the market that

were defective and unreasonably dangerous?” The jury answered “yes,” for every

time period for every defendant except Brooke Group, Ltd., Inc.8 Under the

defendants’ view, the only fact that the jury found was that they sold some

cigarette that was defective and unreasonably dangerous during the time periods

listed on the verdict form. That would mean that the finding may not establish

anything more specific; it may not establish, for instance, that any particular type



       8
        The jury found that Brooke Group, Ltd., Inc., sold cigarettes that were defective and
unreasonably dangerous after July 1, 1974, but not before that date.

                                               23
or brand of cigarette sold by a defendant during the relevant time period was

defective and unreasonably dangerous. Under the plaintiffs’ broader view the

jury’s finding must mean that all cigarettes the defendants sold were defective and

unreasonably dangerous because there is nothing to suggest that any type or brand

of cigarette is any safer or less dangerous than any other type or brand. One

problem with that argument is that the plaintiffs have pointed to nothing in the

record, and there is certainly nothing in the jury findings themselves, to support

their factual assertion.9 Under Florida law the issue preclusion standard requires

the asserting party to show with a “reasonable degree of certainty” that the specific

factual issue was determined in its favor. See Seaboard, 

at 864–65.

The entire trial record may be considered for that purpose, although the burden is

on the asserting party to point to specific parts of it to support its position, so long

as those parts of the record combine to show to a reasonable degree of certainty

that the jury made the specific factual determination that is being asserted.

Nothing in the decisions we have read suggests that the inquiry may extend to




       9
          In their brief the plaintiffs point to the website of Philip Morris as evidence that all
cigarette types and brands are equally dangerous, but the brief does not suggest that the website
was part of the trial record. Even if it was, there still would be no indication that the jury actually
found as a fact that all types and brands of cigarettes were equally defective and unreasonably
dangerous.

                                                  24
matters outside the trial record, and it would not make sense to do so since the jury

could not have appropriately considered anything outside the record.10

       In the pre-trial order that is the subject of this interlocutory appeal, the

district court decided that the Phase I approved findings may not be used to

establish any element of the plaintiffs’ causes of action. 

. The district court reached that conclusion without first giving preclusive

effect to the Phase I approved findings. See 

I approved findings

have to be given preclusive effect; they do establish some facts that are relevant to

this litigation. Otherwise, the Florida Supreme Court’s statement in Engle III that

the Phase I approved findings were to have “res judicata effect” in trials involving

former class members would be meaningless. See Engle III, 

at 1254,

1269, 1277.

       We leave it to the district court to apply Florida law as we have outlined it

and decide in the first instance precisely what facts are established when

preclusive effect is given to the approved findings. It is for the district court to


       10
         Although not deftly presented, there is in the plaintiffs’ main brief something from
which one might infer an argument that the jury’s findings can be combined with facts that can
be proven through other means to establish an element of a claim. For example, a Phase I
approved finding that the defendants sold cigarettes that were defective and unreasonably
dangerous might be combined with proof in this lawsuit that all cigarettes are equally defective
and unreasonably dangerous. Maybe, but the argument is too poorly developed now for us to
address. We leave it to the district court to decide the matter if it is appropriately presented.

                                                25
determine, for example, whether the jury’s answer to Question 3 establishes only

that the defendants sold some cigarettes that were defective and unreasonably

dangerous, or whether the plaintiffs have carried their burden of showing to a

reasonable degree of certainty that it also establishes that all of the cigarettes that

the defendants sold fit that description. See Seaboard, 

at 864–65.

      Until the scope of the factual issues decided in the Phase I approved

findings is determined, it is premature to address whether those findings by

themselves establish any elements of the plaintiffs’ claims. Only after Florida law

is properly applied to determine the scope of the facts established by the approved

findings can it be decided which, if any, elements of the claims are established by

them. Accordingly, the district court’s ruling that “the findings may not be given

preclusive effect in any proceeding to establish any element of an Engle Plaintiff’s

claim,” cannot stand, at least not at this time. That finishes our consideration of

the case. See McFarlin v. Conseco Servs., LLC, 

, 1255–56 (11th

Cir. 2004) (“[T]he scope of appellate review is not limited to the precise question

certified by the district court because the district court’s order, not the certified

question, is brought before the court. . . . [W]e have the power to review an entire

order, either to consider a question different from the one certified as controlling




                                           26
or to decide the case despite the lack of any identified controlling question.”

(quotation marks and citations omitted)).11

                                             IV.

       The district court’s order that was certified for interlocutory appeal is

VACATED, and the case is REMANDED for further proceedings consistent with

this opinion.




       11
         Our colleague, Judge Anderson, has filed a concurring opinion. We fully agree with
everything that he says in that opinion and incorporate its statements into this one.

                                              27
ANDERSON, Circuit Judge, concurring specially:

       I concur in Judge Carnes’ opinion for the court. Although plaintiffs failed

to persuade the district court at this stage of the litigation that they could show

with the requisite degree of certainty that all facts necessary to establish any

particular element of any plaintiff’s cause of action had been actually adjudicated

and actually decided by the Phase I jury,1 I agree that it would be premature at this

stage of the litigation to rule flatly that the Phase I findings cannot be given

preclusive effect in these proceedings to contribute to or establish any element of

any plaintiff’s claim. I agree that it would be premature at this stage of the

litigation to conclude that later in this litigation plaintiffs will be unable to use

some Phase I findings to contribute to or establish some particular element of a

plaintiff’s cause of action, perhaps in conjunction with other facts proved in this

litigation. For example, see footnote 10 of Judge Carnes’ opinion for the court.




       1
                Nor have plaintiff’s arguments on appeal been persuasive in this regard. The
generality of the Phase I findings present plaintiffs with a considerable task. The Florida issue
preclusion law will have to be applied to specific facts demonstrated with the requisite certainty
to have been adjudicated and decided by the Phase I jury (which plaintiffs thus far have not
attempted to do). In order to use Phase I findings to help establish any particular element of any
plaintiff’s cause of action, plaintiffs not only will have to do the foregoing, but it will also
probably be necessary for plaintiffs to prove additional facts in this litigation.

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