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John Cady v. Ride-Away Handicap Equipment, 16-1183 (2017)

Court: Court of Appeals for the Fourth Circuit Number: 16-1183 Visitors: 21
Filed: Jul. 17, 2017
Latest Update: Mar. 03, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 16-1183 JOHN T. CADY, Plaintiff – Appellant, v. RIDE-AWAY HANDICAP EQUIPMENT CORPORATION; ELECTRONIC MOBILITY CONTROLS, LLC, Defendants – Appellees, v. JOHN H. CADY, Third Party Defendant. Appeal from the United States District Court for the District of Maryland, at Greenbelt. Roger W. Titus, Senior District Judge. (8:12-cv-02667-RWT) Argued: March 22, 2017 Decided: July 17, 2017 Before KING and DIAZ, Circuit Judges, and DAVIS
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                                   UNPUBLISHED

                      UNITED STATES COURT OF APPEALS
                          FOR THE FOURTH CIRCUIT


                                      No. 16-1183


JOHN T. CADY,

                    Plaintiff – Appellant,
             v.

RIDE-AWAY HANDICAP EQUIPMENT                        CORPORATION;        ELECTRONIC
MOBILITY CONTROLS, LLC,

                    Defendants – Appellees,
             v.

JOHN H. CADY,

                    Third Party Defendant.


Appeal from the United States District Court for the District of Maryland, at Greenbelt.
Roger W. Titus, Senior District Judge. (8:12-cv-02667-RWT)


Argued: March 22, 2017                                          Decided: July 17, 2017


Before KING and DIAZ, Circuit Judges, and DAVIS, Senior Circuit Judge.


Affirmed by unpublished opinion. Senior Judge Davis wrote the opinion, in which Judge
King joined. Judge Diaz wrote an opinion concurring in the judgment.


Matthew Jacob Chalker, Annapolis, Maryland, for Appellant. Saamia H. Dasti,
WARANCH & BROWN, LLC, Lutherville, Maryland; Brian Thomas Stapleton,
GOLDBERG SEGALLA, LLP, White Plains, New York, for Appellees.
Unpublished opinions are not binding precedent in this circuit.




                                            2
DAVIS, Senior Circuit Judge:

       This appeal arises from an accident involving Plaintiff-Appellant John T. Cady’s

vehicle, a 2007 Buick Terraza van that, for the use of his quadriplegic son, had been

fitted with an AEVIT (“Advanced Electronic Vehicle Interface Technology”) driving

system. Cady, the driver and sole occupant of the van at the time of the accident,

suffered severe injuries. He filed the instant lawsuit against Electronic Mobility Controls,

LLC (“EMC”), the designer and manufacturer of the AEVIT system, as well as Ride-

Away Handicap Equipment Corporation (“Ride-Away”), the entity responsible for

installing the system in his van (together, “Defendants”).

       The district court excluded the testimony of Cady’s engineering expert and

ultimately entered judgment in favor of Defendants. On appeal, Cady argues the court

erred when it precluded his expert and barred various claims based on defenses of

contributory negligence, assumption of risk, product misuse, and failure to heed

warnings. For the reasons that follow, we affirm.

                                             I.

                                            A.

       We begin by describing the relevant components of the AEVIT drive-by-wire

system. In AEVIT-enhanced vehicles, the driver will often manipulate steering and

gas/brake inputs through orthotic devices, such as joysticks. The AEVIT system converts

the driver’s movements into digital signals that are sent to corresponding modules and

mounted electromechanical servomotors (“servos”), which then trigger the vehicle’s

existing driving mechanisms.

                                             3
       Put simply, when the driver uses the gas/brake input to call for acceleration,
       the gas/brake servo responds and moves the gas pedal. When the driver
       uses the steering input to turn the van, the steering servo rotates the steering
       column. When the driver uses the gas/brake input to call for brake, the
       gas/brake servo depresses the brake.

J.A. 874.

       An L-shaped brake extension pad is attached to the brake pedal. The gas/brake

servo is attached to a drive arm mounted to a spool, and a white plastic roller on the drive

arm acts as the contact point between the servo and the brake pedal’s extension. As the

gas/brake servo rotates in the brake direction, the drive arm rolls counter-clockwise

against the brake pedal and depresses it downward, thereby applying the brakes. The

servo is positioned such that the roller arm is centered over the “tall” segment of the L-

shaped extension pad.

       Non-disabled drivers, such as Plaintiff Cady, can operate an AEVIT-enhanced

vehicle with conventional acceleration, braking, and steering by converting the vehicle

into its original equipment manufacturer (“OEM”) mode. To do so, the driver must

properly disengage and reengage certain pins in the Engage Lever. 1 If a driver attempts


       1
           The manual explains the process as follows:

       Step 4:         The engage lever has two pins. The larger is the Safety Detent
                       Pin and can be completely removed. The smaller pin is the
                       Indicator Pin which is spring-loaded and captive. Reach down
                       and pull the Safety Detent Pin out of the Engage Lever.
       Step 5:         Apply a very small amount of pressure to the engage knob
                       and [p]ull out the Indicator Pin about a [one-fourth inch]. The
                       knob is spring loaded, so you should . . . feel some resistance.
                       Continue to push in the engage knob until you feel the
                       Indicator [P]in lock in place.
                                                                                  (Continued)
                                              4
to use the steering wheel in the conventional manner while the vehicle is operating in

AEVIT mode, the steering wheel may be difficult to move. In contrast, the vehicle’s

original brake and gas pedals function in the usual manner even when the AEVIT mode

is engaged.

      The AEVIT system is equipped with a data logger that digitally records the input

devices’ movements, the servomotors’ movements, and the signal transmissions received

or sent by the drive modules. The system is also distributed with an owner’s manual,

which contains various warnings regarding the vehicle’s operation. The warnings include

instructions that “AEVIT is intended for use only by persons professionally trained in

[its] function and operation,” that persons without proper training should not operate the

vehicle or the AEVIT system, and that persons should not operate the vehicle “if th[e]

Safety Detent Pin is not installed.” J.A. 1147, 1150, 1152, 1153. Additional warnings

are printed on AEVIT component parts, including an instruction printed directly on the

gas/brake input to “not operate [this equipment] without proper training.” J.A. 935.

Several warning stickers were also placed throughout the interior of Cady’s van; one such

sticker, placed beneath the steering wheel, stated: “DO NOT OPERATE THIS VEHICLE

WITHOUT THE SAFETY PIN INSTALLED.” J.A. 1166.




      Step 6:       Replace the Safety Detent [P]in in the Engage Lever. Do
                    NOT operate the vehicle without the Safety Detent Pin
                    installed.

J.A. 144.

                                            5
                                             B.

       Fred Hermann, a Ride-Away employee and an EMC-certified technician, installed

the AEVIT system in Cady’s 2007 Terraza van. After inspecting, reviewing, and test-

driving the modified van, Ride-Away sold it to Cady in August 2008.                Cady’s

quadriplegic son, John H. Cady (“Junior”), completed the necessary training to operate

the AEVIT system. Cady neither began nor completed any such training.

       On January 7, 2010, Junior drove the van following unrelated repairs to the

vehicle’s doors and heating system. Upon running a few errands with the van, Junior

began to experience difficulties when accelerating. Junior parked the vehicle in the lot of

his family’s business and called Hermann to report the issue. Hermann suspected that the

accelerator cable had broken, and he offered to pick up Junior and the van. Junior

declined, and he then called his family for help.

       Upon receiving Junior’s call, Cady, his wife, his son-in-law Jason Burghardt, and

Junior’s assistant drove together to the parking lot. Cady and Burghardt investigated the

van for approximately 20 minutes; they believed that the brake and steering input were

functional but that the gas input was no longer responsive. Cady then attempted to switch

the van from AEVIT mode to OEM mode by engaging the Safety Detent Pin. However,

after a few attempts, Cady was unable to properly engage the pin. Cady then decided to

drive the car in “mixed mode” by using the AEVIT hand controls for steering and

braking while using his foot on the gas pedal to accelerate in a conventional manner.

Cady did not review the Owner’s Manual or any other documentation accompanying the

AEVIT system before operating the van. He had never before driven a vehicle in “mixed

                                             6
mode” and had no training to operate the AEVIT system, but he test drove the van in the

parking lot before attempting to drive the van to his home.

      Cady asserted he was driving down a hill when the van suddenly lost electrical

power with the engine still running. Cady was able to turn the steering wheel in only one

direction and with great difficulty. The van allegedly drove left, across two lanes of

oncoming traffic, before going off the road. Cady stated that although he had stepped on

the brake with his foot, the van failed to stop and collided into a tree. Cady suffered

numerous injuries as a result of the crash, including a shattered hip and pelvis. He was

required to undergo multiple surgeries and has incurred approximately $1 million in

medical expenses.

      Following the crash, data was downloaded from the AEVIT and OEM data

recorders. The AEVIT data logger captures data in blocks, and AEVIT data block 5 —

created as the crash occurred — depicted approximately 74 seconds of data immediately

preceding Cady’s impact. Between seconds 62 to 67 of this data block, the van’s speed

fluctuated between 33 and 35 miles per hour (“mph”). After second 70, even though the

brakes were called for, the speed increased from 34 to 37 mph before slowing to 33 mph.

Impact occurred at second 74, when the van’s speed dropped to 0 mph.

                                            C.

      Cady alleged claims of strict products liability (Claim I), negligent design,

manufacture, and installation (Claim II), negligent failure to warn (Claim III), breach of

express warranty (Claim IV), breach of implied warranty of merchantability (Claim V),

breach of implied warranty of fitness for particular use (Claim VI), breach of contract

                                            7
(Claim VII), fraud (Claim VIII), fraudulent concealment (Claim IX), and negligent

misrepresentation (Claim X). Following the conclusion of discovery, the parties filed

several motions before the district court.       Defendants filed motions for summary

judgment as well as motions to exclude Cady’s engineering expert, Mark Ezra; Cady

similarly moved for partial summary judgment and to preclude Defendants’ experts. The

district court denied Cady’s motions and granted Defendants’ motions. With respect to

Cady’s individual claims, the court determined that, as a matter of law, the affirmative

defenses of contributory negligence and assumption of the risk defeated his negligence

claims (Claims II, III, and X), strict product liability claim (Claim I), and breach of

warranty claims (Claims IV, V, and VI). The court further determined that Cady’s

product misuse and failure to heed warnings also warranted summary judgment as to his

negligence and warranty claims. 2

      Cady timely appealed, contending that the district court erred and abused its

discretion in its preclusion of his expert and its summary judgment determinations

regarding the affirmative defenses.

                                           II.

                                           A.

      We observe, first, that the parties and the district court discussed the affirmative

defenses raised in the summary judgment motions before addressing the admissibility of

Cady’s expert. However, this analytical framework places the cart before the horse.

      2
         The court also dismissed Cady’s claims for breach of contract, fraud, and
punitive damages. The dismissal of these claims is not at issue in this appeal.

                                           8
Ezra’s expert testimony is the only evidence of causation that Cady proffers to support his

various claims and oppose summary judgment, and a plaintiff must produce probative

evidence of causation to successfully bring any of the claims currently at issue in this

appeal. 3 Pittway Corp. v. Collins, 
973 A.2d 771
, 786 (Md. 2009) (“[N]egligence is not

actionable unless it is a proximate cause of the harm alleged.” (citation omitted)); Owens-

Illinois, Inc. v. Armstrong, 
604 A.2d 47
, 52 (Md. 1992) (“Causation is a necessary

element of any strict liability action.”); Twombley v. Fuller Brush Co., 
158 A.2d 110
, 111

(Md. 1960) (“Proof of causation is, of course, necessary as a foundation for liability on

either [breach of warranty or negligence].”). 4 As Plaintiff’s counsel acknowledged at

oral argument, if Ezra’s testimony were properly deemed inadmissible, Cady would be

unable to satisfy his burden of proof and the entry of summary judgment would

necessarily be proper. See Pharmanetics, Inc. v. Aventis Pharm., Inc., 182 F. App’x 267,

274 (4th Cir. 2006); Free v. Bondo-Mar-Hyde Corp., 25 F. App’x 170, 172–73 (4th Cir.

2002).




         3
         Defendants assert that because Cady has not addressed the dismissal of his
breach of warranty claims, these claims are not at issue in this appeal. Appellees’ Br. 4.
We note that Cady has clearly challenged the district court’s findings regarding his
assumption of risk, failure to heed warnings, and product misuse, defenses that applied to
and barred his breach of warranty claims. See J.A. 2536-38, 2540. As we observe in
text, however, we need not reach the merits of these contested defenses. We will
therefore address Cady’s breach of warranty claims only to the extent necessary to
provide a thorough analysis of the dispositive evidentiary issue in this appeal.

         4
             It is undisputed that Maryland law governs all the claims at issue.

                                                 9
       A district court’s decision to exclude expert testimony is reviewed for abuse of

discretion. Cooper v. Smith & Nephew, Inc., 
259 F.3d 194
, 200 (4th Cir. 2001). For the

following reasons, we cannot conclude that the district court abused its discretion in

excluding Ezra’s testimony. Accordingly, the grant of summary judgment was proper.

                                             B.

       Admissibility of expert testimony is governed by Federal Rule of Evidence 702,

which provides that a witness may submit expert testimony if:

       (a) the expert’s scientific, technical, or other specialized knowledge will
           help the trier of fact to understand the evidence or to determine a fact in
           issue;
       (b) the testimony is based on sufficient facts or data;
       (c) the testimony is the product of reliable principles and methods; and
       (d) the expert has reliably applied the principles and methods to the facts
           of the case.

Fed. R. Evid. 702. Accordingly, expert testimony is admissible under Rule 702 if it

(1) involves scientific, technical, or other specialized knowledge and (2) will assist the

trier of fact to understand or resolve a factual issue. Daubert v. Merrell Dow Pharm.,

Inc., 
509 U.S. 579
, 590–91 (1993). The proponent of the testimony must establish its

admissibility by a preponderance of the evidence, 
Cooper, 259 F.3d at 199
, and the trial

judge is assigned “the task of ensuring that an expert’s testimony both rests on a reliable

foundation and is relevant to the task at hand,” Kumho Tire Co. v. Carmichael, 
526 U.S. 137
, 141 (1999) (quoting 
Daubert, 509 U.S. at 597
).

       It is well-established that the Rule 702 inquiry is “flexible” and must be both “tied

to the facts of a particular case,” 
id. at 150
(internal quotation marks and citations

omitted), and “focus[ed] on the ‘principles and methodology’ employed by the expert[]

                                             10
[rather than] on the conclusions reached,” Westberry v. Gislaved Gummi AB, 
178 F.3d 257
, 261 (4th Cir. 1999) (citation omitted). The district judge “must have considerable

leeway in deciding in a particular case how to go about determining whether particular

expert testimony is reliable.” Kumho Tire 
Co., 526 U.S. at 152
. We note that although

Rule 702 “was intended to liberalize the introduction of relevant expert evidence,” this

interest must be balanced with the understanding that “expert witnesses have the potential

to ‘be both powerful and quite misleading.’” 
Cooper, 259 F.3d at 199
(citation omitted).

Accordingly, where the expert opinion “has a greater potential to mislead than to

enlighten,” that evidence “should be excluded.” 
Westberry, 178 F.3d at 261
(citation

omitted).

      Cady’s expert, Mark Ezra, is a professional engineer. He opined that the crash

was caused by a mechanical failure in the braking system; according to Ezra, defective

installation resulted in the brake roller migrating out of place when the van experienced

“normal minor chassis flex” and road load, or the force applied to the van by its

movements over different surfaces. See J.A. 372, 2163. Ezra’s testimony primarily

relied on two pieces of evidence: his inspections of the van and the logged AEVIT data.

During his first inspection of the van, he noted that the brake servo and attached brake

roller were “mispositioned relative to the EMC brake pedal extension plate” such that the

estimated width of contact between the two was between 1/16 and 1/8 of an inch, which

he deemed to be insufficiently narrow. J.A. 2155. During the second inspection, after

the van had been moved by a “front end loader equipped with long fork legs,” Ezra

observed that the brake roller had lost contact with the brake extension plate and was

                                           11
found underneath the OEM brake pedal. J.A. 2162–63. Ezra explained that if the brake

roller fell under the brake extension plate when a driver attempted to apply the OEM

brake with her foot, the roller would resist the brake and render futile any attempts to use

the brake pedal. Ezra asserted that block five of the AEVIT data supported this theory.

He noted that in the moments preceding the collision, the van’s speed increased from 34

to 37 mph even though the gas/brake controller had called for the brake. Ezra testified

that the above increase in speed could be explained only if the brake roller arm had fallen

underneath the brake pedal immediately before Cady attempted to brake.

       On the Defendants’ motions, the district court excluded Ezra’s testimony.

Although it had “little doubt that Mr. Ezra, in general, has specialized knowledge” to

speak on this issue of causation, 5 the court concluded that Ezra “did not have sufficient

facts or data” to support his testimony and “did not produce an opinion that was the

product of reliable principles and methods.” J.A. 2543–44. On appeal, Cady contends

that Ezra’s opinions were “more than sufficient to satisfy the requirements of Federal

Rule of Evidence 702 and Daubert.” Appellant’s Br. 32. The issue before this Court,

however, is not whether we would in the first instance admit Ezra’s testimony; we are

limited to the question of whether the district court abused its discretion in excluding this

       5
         Defendants assert that “[a]s a threshold matter, and as the district court correctly
found, Mr. Ezra is not qualified to give expert testimony in this matter because he has no
experience with the specific system involved in this case.” Appellees’ Br. 41. This is a
mischaracterization of the district court’s findings. The court observed that Ezra’s lack of
experience with “the specific system involved in this case” is “of some note,” but it
clarified that this consideration did not disqualify Ezra’s testimony given his general
knowledge of drive-by-wire systems in motorcycles. J.A. 2543–44.

                                             12
expert opinion. Based on the record before us, we must answer this question in the

negative.

      Certain omissions in Ezra’s testimony cast doubt on the reliability of his opinion.

Inspections of the van revealed the presence of white residue on the brake pad, which

resulted from the white brake roller moving along the steel extension pad. The residue

was approximately the same width as the roller, suggesting that the roller arm sufficiently

overlapped with the extension pad, had been properly installed, and functioned normally

during the two years that Cady owned the vehicle. A smaller amount of overlap over

time would have likely resulted in a narrower concentration of white residue. Notably,

Ezra did not take this residue into account in his report. Although he admitted seeing the

white marks during his inspections of the van, he acknowledged that he did not know

what caused the residue, and he did not measure or test the marks.

       We also note that Ezra’s theory relies on the brake roller losing contact with the

brake plate and “dropp[ing] . . . under the brake extension bracket” in the moments

preceding the collision, see J.A. 2163, but his first post-collision inspection of the van

revealed that the roller overlapped with and rested above the brake extension plate. Even

if one ignored this inconsistency, Ezra’s theory relies on the premise that the first

observed mispositioning of the brake roller arm (namely, the minimal 1/8 to 1/16 inch

overlap with the brake plate from his first inspection) resulted from normal road load and

chassis flex and was not itself a product of the collision. To support this proposition,

Ezra measured the mid-body chassis rails underneath the van and determined that the

passenger compartment of the van had not been deformed or altered by the crash. J.A.

                                            13
1039. Defendants assert that this measurement is immaterial because the brake servo was

connected to component parts beyond the passenger compartment — it appears that the

brake servo bracket was mounted to the front frame rail inside the engine compartment,

which had been deformed on impact.           Evidence in the record suggests it was the

post-collision bending of this front frame rail that resulted in the brake servo’s

displacement. See, e.g., J.A. 1489–91, 1500–01, 1680. Ezra’s expert testimony does not

take these considerations into account, and Plaintiff offered no explanation or rebuttal in

his reply brief to Defendants’ contentions on this point.

       Moreover, despite opining that the minimal force of a “very low road load” could

have successfully caused the roller arm to fall off and under the brake pedal, J.A. 377,

Ezra was unable to explain why the van experienced this migration in the moments

before the collision when it failed to experience any such movement in the preceding two

years of its operation. Ezra never tested or measured the amount of flex or road load that

an AEVIT-installed Terraza van would normally endure, nor did Ezra identify the nature

or extent of forces that would apply to the vehicle under particular sets of circumstances,

including the downhill slopes or road quality that the van likely experienced before the

crash. The district court certainly acted well within its discretion in factoring all of this

into its assessment of the reliability of the Plaintiff’s expert opinion evidence.

       Nor did the district court abuse its discretion in finding that Ezra’s interpretation

of the AEVIT data was suspect. As Ezra testified, the speed increase noted above could

be explained by the brake roller arm losing contact with the brake extension pad.

However, the AEVIT data does not indicate the degree to which the brakes were called

                                              14
for during this time period, and Defendants correctly observe that many different factors,

including the downhill slope of the road, could have caused a speed increase even if the

brake pedal had been depressed. As we have outlined above, Ezra’s analysis does not

take into account the road conditions of the van’s trajectory preceding the crash, nor does

it contemplate or discredit any alternative causes for the crash. It is plausible that human

error, inspired by Cady’s lack of familiarity with the AEVIT system and his improper

“mixed-mode” use of the van, also resulted in ineffective braking — for example, one of

Defendants’ experts testified that Cady may have mistakenly used the AEVIT hand

control calling for acceleration at the same time he pushed the OEM brake pedal with his

foot. J.A. 1796–97. The district court could properly weigh heavily in its assessment the

fact that Ezra knew of Cady’s lack of AEVIT training and “mixed-mode” use of the van,

but did not consider and utterly failed to address this potential cause of the collision in

arriving at his opinion on proximate cause.

       In sum, the district court reasonably concluded that various methodological flaws

and omissions collectively cast doubt on the reliability of Ezra’s opinion.         We are

therefore not left with a “definite and firm conviction that the court below committed a

clear error” or otherwise abused its discretion when excluding Ezra’s expert testimony.

Westberry, 178 F.3d at 261
(citation omitted). Indeed, this Court has repeatedly affirmed

the district court’s exclusion of expert testimony where, as here, flaws in the expert’s

methodology or the expert’s failure to adequately address alternative theories undermined

the reliability of the opinion. See, e.g., Bryte ex rel. Bryte v. Am. Household, Inc., 
429 F.3d 469
, 477 (4th Cir. 2005); Higginbotham v. KCS Int’l, Inc., 85 F. App’x 911, 914–16

                                              15
(4th Cir. 2004); Phelan v. Synthes, 35 F. App’x 102, 107–08 (4th Cir. 2002); 
Cooper, 259 F.3d at 202
–03; Oglesby v. Gen. Motors Corp., 
190 F.3d 244
, 250–51 (4th Cir. 1999).

       Cady asserts that the district court improperly excluded Ezra’s testimony based on

“the conclusions he generated, not on the principles and methodology he employed in

formulating his opinions.” Appellant’s Br. 43. In so contending, Cady focuses on the

district court’s statement that Ezra’s opinion regarding the irrelevance of Cady’s lack of

familiarity with the AEVIT system was “inconsistent with the conclusion [the court had]

reached with respect to contributory negligence and assumption of the risk.” J.A. 2544

(emphasis added). This argument improperly isolates the above language and neglects to

consider the full scope of the district court’s reasoning. Before concluding that Ezra “did

not produce an opinion that was the product of reliable principles and methods,” the

district court explained it was “perplex[ed]” by Ezra’s opinion that “a lot of things were

not important or not worth testing,” including alternative causes for the brake roller arm’s

observed mispositioning. J.A. 2544. Accordingly, we are persuaded, contrary to Ezra’s

assertions, that the district court’s finding was rooted in Ezra’s flawed methodology, not

in the content of, or disagreements with, his conclusions.

       Cady’s final argument contends that the district court’s evidentiary ruling is

patently arbitrary, and therefore reversible, given that the court allowed the testimony of

Defendants’ three experts. Cady asserts that Ezra was the most qualified engineer to

address the issue of causation, and he argues that Defendants’ experts either relied on the

same materials as Ezra or based their opinions on less information. Cady concludes that

given these considerations, it “defie[d] legal reasoning” to exclude Ezra’s testimony

                                            16
while accepting the opinions of Defendants’ experts. Reply Br. 15. We discern no

irrationality in the district court’s approach.

       As an initial matter, we note that the correctness of the denial of Cady’s motions to

exclude the Defendants’ experts is not before this Court. Appellant’s Br. 11 n.1. More

importantly, however, Cady’s arguments fail to depict an arbitrary or erroneous

application of the law. As we have outlined above, Ezra’s opinion was made unreliable

by various methodological flaws and omissions, and these concrete concerns regarding

the opinion’s admissibility are not mitigated by his allegedly superior education or

professional background. Moreover, even if Ezra relied on the same materials as the

Defendants’ experts, it was his apparent failure to analyze or consider relevant

information that led the district court to exclude his testimony. Critically, Cady does not

point to omissions or flaws in the methodology or underlying principles of the

Defendants’ expert opinions that should have resulted in their exclusion.           Cady’s

proposed comparison therefore fails to demonstrate a “patently arbitrary application of

controlling law.” Reply Br. 13 (quoting Evans v. Eaton Corp. Long Term Disability

Plan, 
514 F.3d 315
, 322 (4th Cir. 2008)).

       In light of the above considerations, we conclude that the district court did not

abuse its discretion when excluding Ezra’s expert opinion evidence. 6         Without this




       6
        Defendants argue that based on the nature of Cady’s arguments, he “has waived
any appeal specific to the admissibility of Mr. Ezra’s opinions concerning EMC” and has
properly preserved only the issue of the opinion’s admissibility as to Ride-Away.
                                                                             (Continued)
                                                  17
critical evidence on the issue of causation, Cady’s claims fail as a matter of law.

Accordingly, we must affirm the entry of summary judgment on this basis.

                                           V.

      For the reasons set forth above, the judgment is

                                                                           AFFIRMED.




Appellees’ Br. 1 n.1. Because we affirm the district court’s evidentiary ruling and the
entry of judgment, we need not address this matter.

                                           18
DIAZ, Circuit Judge, concurring in the judgment:

       I would hold that the district court abused its discretion in excluding the plaintiff’s

expert witness. In my view, the plaintiff’s expert largely used the same data as the

defendant’s experts, offered reasonable explanations discrediting some alternative

theories of the accident, and did not make “wholly conclusory finding[s] based upon his

subjective beliefs rather than any valid scientific method,” Cooper v. Smith & Nephew,

Inc., 
259 F.3d 194
, 200 (4th Cir. 2001). Thus, the district court’s decision to exclude the

expert was premised more on the expert’s conclusions—and the conflict between those

conclusions and the district court’s own findings on contributory negligence and

assumption of risk—rather than on flaws in the expert’s methodology.

       Nonetheless, even after considering the plaintiff’s expert testimony, I agree with

the district court that Cady’s assumption of the risk of injury bars any recovery as a

matter of law.    “The assumption-of-risk doctrine ‘is grounded on the theory that a

plaintiff who voluntarily consents, either expressly or impliedly, to exposure to a known

risk cannot later sue for damages incurred from exposure to that risk.’” Meyers v. Lamer,

743 F.3d 908
, 912 (4th Cir. 2014) (quoting Crews v. Hollenbach, 
751 A.2d 481
, 488

(Md. 2000)). Ordinarily, the jury determines “whether a plaintiff knew of the danger,

appreciated the risk, and acted voluntarily.” 
Id. (quoting Warsham
v. James Muscatello,

Inc., 
985 A.2d 156
, 168 (Md. Ct. Spec. App. 2009)). However, “when it is clear that a

person of normal intelligence in the position of the plaintiff must have understood the

danger, the issue [concerning knowledge, appreciation of the danger and voluntariness] is

for the court.” 
Id. (quoting Warsham
, 985 A.2d at 168) (alterations in original).

                                             19
       At best, the plaintiff’s expert testimony in this case suggests that mechanical

failure caused the accident. * But this was the same risk Cady assumed when he chose to

operate a van that had already malfunctioned, without proper training, and with parts of

the AEVIT system disengaged. There were numerous warnings, in both the van and the

owner’s manual, which cautioned that such actions could lead to steering control failure,

injury, or death. Despite these warnings, Cady drove the van, lost control, and got into an

accident. His injuries arose from the precise risk he assumed. Indeed, Cady’s decision to

first test-drive the van in a parking lot, before driving it on the open road, demonstrates

his appreciation of the relevant risk.

       I therefore concur in the court’s judgment.




       * According to the plaintiff’s expert, improper installation caused a brake roller to
move out of place as Cady drove the vehicle, resulting in a mechanical failure in the
braking system and eventual loss of control. But “[t]his logistical element” of how
exactly the loss of control occurred is “not relevant to an assumption of risk analysis,
although it might be relevant to a contributory negligence analysis.” C & M Builders,
LLC v. Strub, 
22 A.3d 867
, 880 (Md. 2011). Under Maryland law, “[c]ontributory
negligence defeats recovery because it is a proximate cause of the accident which
happens, but assumption of risk defeats recovery because it is a previous abandonment of
the right to complain if an accident occurs.” 
Id. (quoting Warner
v. Markoe, 
189 A. 260
,
264 (Md. 1937).

                                            20

Source:  CourtListener

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