RECOMMENDED FOR FULL-TEXT PUBLICATION
                                      Pursuant to Sixth Circuit Rule 206
                                               File Name: 05a0170p.06

                        UNITED STATES COURT OF APPEALS
                                          FOR THE SIXTH CIRCUIT
                                            _________________


                                                       X
                                Plaintiff-Appellant, -
 JEFFREY MCKINLEY,
                                                        -
                                                        -
                                                        -
                                                            No. 03-4258
          v.
                                                        ,
                                                         >
 CITY OF MANSFIELD, et al.,                             -
                              Defendants-Appellees. -
                                                       N
                        Appeal from the United States District Court
                       for the Northern District of Ohio at Cleveland.
                       No. 02-02339—Dan A. Polster, District Judge.
                                           Argued: October 27, 2004
                                      Decided and Filed: April 11, 2005
                         Before: KEITH, CLAY, and BRIGHT,* Circuit Judges.
                                               _________________
                                                     COUNSEL
ARGUED: Kenneth D. Myers, Cleveland, Ohio, for Appellant. Richard P. Goddard, CALFEE,
HALTER & GRISWOLD, Cleveland, Ohio, for Appellee. ON BRIEF: Kenneth D. Myers,
Cleveland, Ohio, for Appellant. Richard P. Goddard, CALFEE, HALTER & GRISWOLD,
Cleveland, Ohio, for Appellee.
        CLAY, J., delivered the opinion of the court, in which KEITH, J., joined. BRIGHT, J. (p.
23), delivered a separate opinion concurring in part and dissenting in part.
                                               _________________
                                                   OPINION
                                               _________________
       CLAY, Circuit Judge. Plaintiff Jeffrey McKinley, a former police officer in Mansfield,
Ohio, appeals the judgment of the district court granting summary judgment   to Defendants the City
of Mansfield (the “City”) and five of its police officers and officials.1 The district court granted


         *
           The Honorable Myron H. Bright, Circuit Judge of the United States Court of Appeals for the Eighth Circuit,
sitting by designation.
         1
           McKinley named as defendants the following individuals in their individual and official capacities: Lawrence
Harper, the City’s police chief during the events of this case; Ronald Kruder, the City’s Safety Director; Philip Messer,
a City police captain during the events of this case and the current police chief; and Dale Fortney, a police lieutenant


                                                           1
No. 03-4258                McKinley v. City of Mansfield, et al.                                                   Page 2


summary judgment on the grounds that McKinley had failed to establish a genuine issue of material
fact as to either of the federal constitutional claims he brought in this action under 42 U.S.C. § 1983.
McKinley alleges that, in the course of an internal investigation into City police officers’ misuse of
their radio scanners to invade citizens’ privacy, the City and its police officials (1) compelled him
to be a witness against himself in violation of the Fifth Amendment to the United States Constitution
and (2) maliciously prosecuted him in violation of the Fourth          Amendment. The district court
dismissed McKinley’s state law claims without prejudice.2 We AFFIRM the district court’s entry
of summary judgment as to McKinley’s malicious prosecution claim. But as to McKinley’s Fifth
Amendment claim, we REVERSE and REMAND to the district court for proceedings consistent
with this opinion.
                                                  BACKGROUND
         The following facts are viewed, as they must be, in the light most favorable to McKinley.
On February 3, 2000, McKinley, a patrol officer for the Mansfield Police Department, observed an
intoxicated William Noble urinating in a parking lot. Advised earlier in the day by his supervisor
that all patrol officers were to issue summonses due to overcrowding at the city jail, McKinley began
writing Noble a ticket. In the meantime, Noble made a cell phone call in his car as two of
McKinley’s colleagues, Sgt. David Nirode and officer Gary Foster, arrived on the scene. Upon his
arrival, Foster  told McKinley and Nirode that he overheard Noble’s cell phone call on his police
scanner.3 After Foster described the substance of the phone call to McKinley and Nirode, McKinley
arrested and incarcerated Noble for public indecency and intoxication.
                             The Scannergate Investigation & Garrity Immunity
        In late February 2000, Defendant Harper, the chief of police, directed Defendant Messer, a
captain on the force, to oversee an investigation into officers’ misuse of scanners. Harper launched
the investigation after hearing several reports of officers using scanners to eavesdrop on citizens’
phone calls; the investigation became known as “scannergate.” Ultimately, the investigation would
involve interviews of more than thirty police officers, searches of officers’ lockers, and interviews
of some civilians. Messer placed Lieutenant Detective Dale Fortney, also a defendant in this case,
in command of the investigation and directed Fortney to interview certain officers, including
McKinley. Fortney and his colleague, Lt. Goldsmith, conducted two interviews of McKinley, the
first on February 25, 2000 (the “first interview”), and the second on March 7, 2000 (the “second
interview”). Prior to the first interview, McKinley read and acknowledged the following statement
in writing:
                                     ADMINISTRATIVE PROCEEDINGS
                                       INTERNAL AFFAIRS UNIT
                 You are hereby advised that you are about to be questioned as part of an
         official administrative investigation of the Division of Police. You will be asked
         specific question (sic) which will relate directly and narrowly to the performance of
         your official duties or fitness as an employee or member of the Division of Police.
         The purpose of this interview is to assist in determining whether disciplinary action


detective during the events of this case.
         2
          McKinley’s state law claims include: false arrest, abuse of process, intentional infliction of emotional distress,
and breach of contract. See Joint Appendix (“J.A.”) at 13-15 (Compl.).
         3
           McKinley at one point denied that this conversation occurred but later admitted it in an interview with police
that he challenges here on Fifth Amendment grounds.
No. 03-4258                McKinley v. City of Mansfield, et al.                                                     Page 3


         is warranted, and the answers furnished may be used in disciplinary proceedings that
         could result in administrative action against you.
                 Because this is an administrative and not a criminal investigation, the
         Division of Police will not use any of the answers or information gained from the
         interview in any criminal proceeding against you. Further, the Division of Police
         will not release this information to any other agency without your approval and will
         ho[l]d it as confidential, except as mandated by an appropriate and competent
         authority or as necessary for disciplinary proceedings and appeals of such
         proceedings.
                 You are further advised that you are hereby ordered and required to fully and
         truthfully answer all questions asked of you in this interview.
                Your failure to comply with this order constitutes your being in violation of
         the Rules and Regulations of the Division of Police . . . .
(J.A. at 71). At Fortney’s behest, McKinley added: “I am giving the following statement by reason
of an order from a superior officer, advising me that refusal to obey could result in disciplinary
action. . . . However, it is my belief and understanding that the Division of Police requires this
statement solely and exclusively for internal administrative purposes . . . .” 

These
promises of use immunity are consistent with the long-established rule that when a public employer
conducts an internal investigation it may dismiss an employee who refuses to answer investigative
questions, but it may not use any incriminating statements against the employee in a criminal
prosecution regarding the matter under investigation. Garrity v. New Jersey, 

, 500
(1967).
        In the first interview, Fortney asked McKinley about officers’ use of scanners to eavesdrop
and about the events of February 3, 2000, including the Noble phone call. McKinley claimed to
have no knowledge of the alleged scanner misuse and denied that Foster or anyone else divulged the
substance of the Noble call to him. McKinley affirmed the truth of his answers by providing a
sworn signature on the interview transcript. The day before, Fortney had taken a statement from
Nirode, who represented that Foster overheard Noble’s phone call by using his scanner and then
related the contents of the call to Nirode and McKinley. Four days after McKinley’s first interview,
Fortney took a statement from Noble, who confirmed that he had in fact made a cell phone call on
February 3 during the minutes preceding his arrest. Apparently due to the inconsistencies between
McKinley’s first statement and the statements of Nirode and Noble (who only confirmed that a call
occurred), Fortney decided to re-interview McKinley.
        The second interview in reality consisted of a pre-interview session, which Fortney and
Goldsmith did not record, and a recorded interview covering the same topics as the first interview.
During the unrecorded pre-interview session – which lasted approximately 10-15 minutes and took
place in a different room – Fortney and Goldsmith advised McKinley that they suspected him       of
lying in the first interview and that they were giving him another chance to tell the truth.4 In
addition, they offered that a union representative, officer Daniel Martincin, be present for the




         4
             In his deposition, Fortney recounted: “I just told [McKinley] that it was obvious, you know, to us that he was
lying and we were going to give him another chance, you know, to, even if we had to we could parade about six officers
in that could tell different stories than he was telling. He needs to tell the truth and he’s still under Garrity, he needs to
tell the truth and take his chances.” J.A. at 184-85 (Fortney Depo.). McKinley does not dispute this characterization
of the pre-interview.
No. 03-4258                McKinley v. City of Mansfield, et al.                                   Page 4


interview.5 Fortney and Goldsmith did not provide the written Internal Affairs Administrative
Procedures statement, 

, as they had at the first interview; however, Fortney advised
McKinley that he was “still under Garrity”, i.e., that just as in the first interview, “if he said things
that incriminated himself . . . those could not be used against him [criminally].” J.A. at 185 (Fortney
Depo.). Finally, at the close of the pre-interview, Goldsmith read the following statement into the
tape recorder:
                Today’s date is Tuesday, March 7th, 2000. . . . We’ve called Jeff McKinley
        back out to be re-interviewed. He has been advised that he’s still under Garrity. He
        was asked if he wanted a rep. present. He stated that he did and Dan Martincin came
        to the Special Investigative Unit and sat on the pre-interview. We are preparing now
        to re-interview Jeff McKinley and we’ll go over the statement form that he gave to
        the investigating officers on 2/25/00. It’s been determined prior to this interview that
        he was not truthful at the time he gave the interview on 2/25/00. He will be asked,
        again, the same questions and will give his responses.
(J.A. at 84.)
        The interview then began. McKinley does not dispute that he said the things that were
recorded, but alleges that the tape and transcript of the interview do not accurately reflect all of what
he said. Specifically, McKinley alleges, and Fortney admits, that Fortney and Goldsmith selectively
recorded McKinley’s answers; when the officers suspected that an answer was false, they would stop
the tape, confront McKinley with their suspicion, and suggest that he give a truthful answer. The
officers would then rewind the tape to the end of the prior question-and-answer exchange and re-ask
the question that prompted the objectionable answer. Consequently, the tape recording and
transcript of the second interview omit some or all of the answers Fortney and Goldsmith deemed
false and the answers that are reflected on the recording and transcript contradict much of what
McKinley said in his first interview. Specifically, McKinley admitted to using his own scanner
between 1995 and 1998 to eavesdrop on cordless and cell phone calls; offered a detailed account of
other officers’ use of scanners to do the same; and admitted that Foster had overheard the Noble call
and relayed its substance to him and Nirode. But McKinley denied arresting Noble on the basis of
his conversation with Foster, instead maintaining that he arrested Noble prior to Foster’s arrival and
incarcerated Noble pursuant to Nirode’s representation that the jail was no longer full.
        Sometime after McKinley’s second interview, Fortney and Messer concluded the scannergate
investigation and turned over the information they had gathered – including McKinley’s statements
– to Stephen Knowling, the Prosecuting Attorney for Holmes County, Ohio. Knowling is not a
defendant herein. The Mansfield Police Department took immediate action against McKinley, first
suspending him, then terminating him. Pursuant to the police officers’ collective bargaining
agreement with the Department, McKinley’s case went to arbitration. Finding McKinley’s
termination disproportionate to the punishments meted out on other officers, the arbitrator ordered
that McKinley be re-instated with back pay and benefits.




        5
            Officer Martincin is not an attorney.
No. 03-4258               McKinley v. City of Mansfield, et al.                                                  Page 5


                             The State Criminal Proceedings Against McKinley
        Prosecuting Attorney Knowling charged McKinley with falsification, a violation of OHIO
REVISED CODE § 2921.136; obstruction of official business, a violation of O.R.C. § 2921.317; and
interference with civil rights, a violation of O.R.C. § 2921.45. On April 11, 2000, pursuant to a
summons, McKinley appeared in Mansfield Municipal Court to answer the charges. McKinley
moved to dismiss the civil rights charge and the court granted the motion. Still facing the other two
charges, McKinley further moved to suppress the statements recorded in his two interviews, but the
court declined to do so. On July 26, 2001, after a one-day trial in which the inconsistent statements
McKinley made during the two interviews played the central role – the prosecutor introduced
McKinley’s statements through Officer Fortney – a jury convicted him on two counts of falsification
and one count of obstructing official business.
         On June 25, 2002, the Richland County Court of Appeals vacated McKinley’s conviction
on the ground that it was error for the trial court to admit McKinley’s statements. See State v.
McKinley, No. 01CA98, 

(Ohio Ct. App. June 25, 2002). The court considered
but rejected McKinley’s claim that the statements were inadmissible by virtue of the Fifth
Amendment as interpreted by Garrity. Instead, the court based its holding of inadmissibility on its
conclusion that the parties entered a contract whereby McKinley agreed to answer truthfully, and
Fortney and the Police Department agreed not to use his statements in a prosecution against him.
Interpreting the contract to preclude use of the statements in any prosecution, even a prosecution for
lying during the interviews and obstructing the department’s lawful investigation, the court reversed
the trial court’s decision to admit the statements and vacated McKinley’s convictions.
                                            McKinley’s § 1983 Action
         On November 27, 2002, McKinley filed a complaint in district court asserting claims under
42 U.S.C. § 1983 and several common law causes of action. The complaint named as defendants
the city of Mansfield, Ohio, and certain of its police officials, including Lt. Fortney and then-captain
now-chief Messer. This appeal is confined to the two constitutional claims McKinley brought under
§ 1983: (1) that Defendants maliciously prosecuted him in violation of the Fourth Amendment; and
(2) that Defendants violated his Fifth Amendment “rights to be free from self incrimination” by
compelling him in the second interview to make incriminating statements as to falsification and
obstruction, which statements were later used at his trial for those crimes. Brief of Appellant at 3-4.
On February 10, 2003, Defendants filed a motion for summary judgment. In response, McKinley
filed a motion for leave to conduct discovery and to hold in abeyance a decision on Defendants’
summary judgment motion. The district court granted very limited discovery, permitting McKinley
to depose Defendant Fortney only and restricting the topic of the deposition to the second interview.
At the conclusion of discovery, McKinley filed (1) a response to Defendants’ motion for summary
judgment, (2) a motion to strike the transcript of the second interview from Defendants’ summary
judgment motion, and (3) a motion for sanctions. Defendants replied with their own cross motion
for sanctions.



         6
            Ohio’s Falsification statute provides, in relevant part: “No person shall knowingly make a false statement,
or knowingly swear or affirm the truth of a false statement previously made, when any of the following applies: (1) the
statement is made in any official proceeding. . . . (3) The statement is made with purpose to mislead a public official in
performing the public official’s official function.” O.R.C. § 2921.13(A)(1) & (3).
         7
            Ohio’s Obstruction of Official Business statute provides, in relevant part: “No person, without privilege to
do so and with purpose to prevent, obstruct, or delay the performance by a public official of any authorized act within
the public official’s official capacity, shall do any act that hampers or impedes a public official in the performance of
the public official’s lawful duties.” O.R.C. § 2921.31(A).
No. 03-4258            McKinley v. City of Mansfield, et al.                                      Page 6


        The court denied McKinley’s motion to strike and denied both parties’ motions for sanctions.
The district court granted summary judgment in Defendants’ favor, dismissing without prejudice
Plaintiff’s state law causes of action.
                                     STANDARD OF REVIEW
         This Court reviews a district court’s decision to grant summary judgment de novo. E.g.,
Cockrel v. Shelby County Sch. Dist., 

, 1048 (6th Cir. 2001). Summary judgment shall
be granted when “the pleadings, depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine issue as to any material fact and
that the moving party is entitled to a judgment as a matter of law.” FED. R. CIV. P. 56(c). The
district court, and this Court in its review of the district court, must view the facts and any inferences
reasonably drawn from them in the light most favorable to the nonmoving party. Matsushita Elec.
Indus. Co. v. Zenith Radio Corp., 

, 587 (1986). Accordingly, we view the facts in the
light most favorable to McKinley.
                                            DISCUSSION
                                  I. Compelled Self-Incrimination
        Before proceeding to our analysis of what McKinley challenges under the Fifth Amendment,
we note what he does not challenge. McKinley accepts the general rule that the Fifth Amendment
permits the government to use compelled statements obtained during an investigation if the use is
limited to a prosecution for collateral crimes such as perjury or obstruction of justice. See United
States v. Wong, 

, 178 (1977) (“The Fifth Amendment privilege does not condone
perjury.”); see also United States v. Apfelbaum, 

, 131 (1980) (holding that “[n]either
the [federal use] immunity statute nor the Fifth Amendment precludes the use of respondent’s
immunized testimony at a subsequent prosecution for making false statements”); United States v.
Mandujano, 

, 576 (1976) (“In this constitutional process of securing a witness’
testimony, perjury simply has no place whatsoever.”). This rule applies with equal force when the
statements at issue were made pursuant to a grant of Garrity immunity during the course of a public
employer’s investigation of its own. See United States v. Veal, 

, 1243-44 (11th Cir.
1998), cert. denied, 

(1999). As a matter of Fifth Amendment right, Garrity precludes
use of public employees’ compelled incriminating statements in a later prosecution for the conduct
under investigation. 

. However, Garrity does not preclude use of such
statements in prosecutions for the independent crimes of obstructing the public employer’s
investigation or making false statements during it. See 

.
         Consequently, McKinley acknowledges that the statements he made during the course of the
first interview with Fortney and Goldsmith, while off limits in any subsequent prosecution regarding
the scannergate crimes, were fair game for his falsification and obstruction prosecutions. But the
statements he made at the second interview, McKinley suggests, are of an entirely different
character. No longer a mere Garrity witness, McKinley alleges that by the time of the second
interview on March 7, he was the target of a falsification and obstruction investigation. See Brief
of Appellant at 42-45. After assuring McKinley that his second interview would be conducted
according to the same rules as the first, i.e., that the promise of Garrity immunity remained in effect,
McKinley alleges that Fortney and Goldsmith compelled him to make statements that incriminated
him vis-à-vis the crimes of falsification and obstruction. Then, despite the officers’ promise of
Garrity immunity, these statements were used against him at a trial for falsification and obstruction
– a straightforward violation, McKinley asserts, of the Fifth Amendment. The record is clear that
the manner of compulsion, while not physical coercion, was nonetheless severe: if McKinley refused
to answer, he would face departmental disciplinary proceedings and termination of employment.
No. 03-4258               McKinley v. City of Mansfield, et al.                                                 Page 7


        The district court dismissed McKinley’s reasoning on several grounds. First, the court
concluded, “[i]t is the Special Prosecutor who used the transcripts to establish the state’s case against
him – not defendants.” J.A. at 273. (Dist. Ct. Op.) Without evidence that Defendants participated
in the Prosecutor’s decision, or induced him to rely on the allegedly coerced statements, the court
rejected as a matter of law McKinley’s theory of police liability. As a second rationale for rejecting
McKinley’s claim, the court explained that the Ohio Court of Appeals’s decision precluded any
further adjudication on the issue of whether Garrity prohibited the use of McKinley’s statements at
his criminal trial. The Ohio court determined that Garrity itself did not prohibit trial use of the
statements – because the prosecution was for false statements and obstruction, not scannergate – but
found for McKinley on contractual immunity grounds. See State v. McKinley, No. 01CA98, 

(Ohio Ct. App. June 5, 2002).
         Finding itself bound by the Ohio court’s reading of Garrity – on the theory that McKinley
could not use his § 1983 civil action to re-litigate issues decided in his state criminal case – the
district court rejected McKinley’s claim on this basis as well. Finally, the court concluded that
McKinley’s claim would fail on the merits in any event because he could show no violation of
Garrity or the Fifth Amendment, let alone a violation of a clearly established constitutional right.
The basis for this conclusion was that Garrity permits use of employer-compelled statements in a
later false statement and obstruction prosecution. The court apparently declined to address
McKinley’s primary argument – that his role in the second interview was that of a falsification and
obstruction suspect, rather than a traditional Garrity informant, and therefore that it was a violation
of the Fifth Amendment to use his compelled statements from the second interview at the false
statement and obstruction trial.
                                                          A.
        Initially, we must determine whether, as the district court held, McKinley is precluded from
making his Fifth Amendment claim in this  § 1983 action because the Ohio Court of Appeals rejected
the claim in his state criminal appeal.8 See State v. McKinley, No. 01CA98, 

(Ohio Ct. App. June 5, 2002) (unpublished opinion).
        As a general rule, a federal civil action brought under § 1983 is not a venue for re-litigating
issues that were decided in a prior state criminal case. See Allen v. McCurry, 

, 103-105
(1980) (holding that the principles of collateral estoppel and res judicata apply in § 1983 actions).
Because McKinley’s state proceedings occurred in Ohio, we must consult Ohio’s law of collateral
estoppel (also known as “issue preclusion”) to determine whether the state appeals court’s decision
precludes us from considering McKinley’s Fifth Amendment claim. See Migra v. Warren City Sch.
Dist. Bd. of Educ., 

, 81 (1984) (instructing federal courts to apply the collateral estoppel
law of the state which issued the prior judgment); see also Haring v. Prosise, 

, 313-316
(1983) (same); 28 U.S.C. § 1738 (federal courts must give full faith and credit to state court
judgments).
       In Ohio, “issue preclusion precludes the relitigation of an issue that has been actually and
necessarily litigated and determined in a prior action.” MetroHealth Med. Ctr. v. Hoffmann-9
Laroche, Inc., 

, 533 (Ohio 1997) (internal quotation marks and citations omitted).


         8
          The district court raised the issue of collateral estoppel sua sponte. See J.A. at 278 (Dist. Ct. Op.). Because
we conclude that collateral estoppel does not bar McKinley from raising his Fifth Amendment claim here, we do not
consider whether the district court’s decision to raise the question sua sponte was erroneous.
         9
           We observe that this understanding of collateral estoppel is consonant with the Supreme Court’s view of the
doctrine as it applies in the § 1983 arena. As the Court put it in Allen: “Under collateral estoppel, once a court has
decided an issue or fact necessary to its judgment, that decision may preclude relitigation of the issue in a suit on a
No. 03-4258               McKinley v. City of Mansfield, et al.                                                 Page 8


We cannot bar McKinley from asserting his Fifth Amendment claim unless the Ohio appeals court
considered the “identical” claim and the court’s rejection of the claim was “essential [to its]
judgment.” Goodson v. McDonough Power Equip., Inc., 

, 985 (Ohio 1983). The
Ohio Court of Appeals vacated McKinley’s falsification and obstruction convictions on the limited
grounds that the state’s use of his statements at the trial for those crimes constituted a breach of the
police department’s promise not to use “any of [his] answers . . . from the interview . . . in any
criminal proceeding.” McKinley, 

, at *3 (quoting the departmental warning
Fortney provided to McKinley). While it is true that the court concluded that Garrity, as opposed
to the police department’s more generous immunity contract, would permit use of the statements at
a trial for falsification and obstruction, see 

this conclusion was in no sense “essential”
to its judgment, the essence of which was that McKinley’s convictions were invalid on contractual
immunity grounds. See 

. Indeed, the Ohio appeals court’s comments
regarding Garrity were mere dicta. Accordingly, we hold that McKinley may raise his Fifth
Amendment claim in this action.
                                                           B.
        Section 1983 authorizes anyone deprived of her federal constitutional or statutory rights by
state officials to bring a civil action for damages against such officials. 42 U.S.C. § 1983. However
a defendant in a § 1983 action may raise the affirmative defense of qualified immunity, which
“shields ‘government officials performing discretionary functions . . . from liability for civil
damages insofar as their conduct does not violate ‘clearly established’ statutory or constitutional
rights of which a reasonable person would have known.’” Gardenshire v. Schubert, 

,
310-11 (6th Cir. 2000) (quoting Harlow v. Fitzgerald, 

, 818 (1982)).
         But as a pre-cursor to the Harlow qualified immunity analysis, a court must first determine
whether any constitutional violation occurred, let alone the violation of a clearly established right.
E.g., Saucier v. Katz, 

, 201 (2001); Jackson v. Leighton, 

, 909 (6th Cir.
1999). Consequently, if we find no constitutional violation, then the case must be dismissed at this
threshold stage because § 1983 is inapplicable on its face. 

; see also 42 U.S.C.
§ 1983 (“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of
any State . . . subjects, or causes to be subjected, any citizen of the United States . . . to the
deprivation of any rights . . . secured by the Constitution . . . shall be liable.”) (emphasis added).
Where a constitutional violation exists, the court must next determine whether the right infringed
was clearly established – by decisions of the Supreme Court, this Court, or other Courts of Appeal
– at the time the defendant allegedly infringed it. See Higgason v. Stephens, 

, 876 (6th
Cir. 2002) (citing Walton v. City of Southfield, 

, 1336 (6th Cir. 1993)). Finally, if the
right is clearly established, we cannot impose liability on a state official unless “the plaintiff has
alleged sufficient facts, and supported the allegations by sufficient evidence, to indicate that what
the official allegedly did was objectively unreasonable in light of the clearly established
constitutional right[].” Williams v. Mehra, 

, 691 (6th Cir. 1999) (en banc) (citing
Dickerson v. McClellan, 

, 1157-58 (6th Cir. 1996)). We now consider McKinley’s
Fifth Amendment claim and whether any of the defendants are entitled to qualified immunity.




different cause of action involving a party to the first case.” 

(emphasis added) (citing Montana v.
United States, 

, 153 (1979)).
No. 03-4258               McKinley v. City of Mansfield, et al.                                                 Page 9


                                                          C.
        We conclude that there is a genuine issue of material fact as to whether, at the time of
McKinley’s second interview, he was the target of an independent falsification and obstruction
investigation, and no longer a mere Garrity witness. We conclude that there is also a genuine issue
of material fact as to whether Defendants compelled McKinley to make statements that would
incriminate him as to the crimes of falsification and obstruction. If McKinley was in fact a target
of such an investigation, and if Fortney and Goldsmith in fact forced him to make the incriminating
statements10 later used against him in his trial for falsification and obstruction, he was “compelled
in [a] criminal case to be a witness against himself.” U.S. CONST. amend V.
        This core protection against forced self-incrimination, binding on the federal government by
virtue of the Fifth Amendment itself, is applicable to the states by virtue of the Fourteenth
Amendment. Malloy v. Hogan, 

, 8 (1964). While the Supreme Court has devised
procedural safeguards to guard against forced self-incrimination before judicial proceedings begin,
see Miranda v. Arizona, 

(1966), and while until recently courts interpreted the Fifth
Amendment to prohibit coercive questioning ipso facto, see Cooper v. Dupnik, 

, 1242-
44 (9th Cir.) (en banc), cert. denied, 

(1992) (sustaining a § 1983 action against police
officers even though the plaintiff’s coerced statements were not used at any proceeding), it is now
clear that “mere coercion does not violate the . . . Self-Incrimination Clause absent use of the
compelled   statements in a criminal case.” Chavez v. Martinez, 

, 769 (2003) (plurality
opinion).11 It is only once compelled incriminating statements are used in a criminal proceeding,
as a plurality of six justices held in Chavez v. Martinez, that an accused has suffered the requisite
constitutional injury for purposes of a § 1983 action.12 

772-73. See also Lingler v.
Fechko, 

, 238-40 (6th Cir. 2002) (finding no Fifth Amendment violation sufficient to
sustain a § 1983 action where police officer-employees who had made incriminating statements in
compulsory interviews with superiors were never prosecuted). In this case, it cannot be disputed
that McKinley’s statements from the second interview were used as evidence against him at trial.
J.A. at 165 (trial transcript).
        Yet to prevail at the summary judgment stage in this § 1983 action, McKinley must also
show that the statements are legally entitled to Fifth Amendment protection in the first place, i.e.,
that there was in fact a violation of his Fifth Amendment right to be free from forced self-
incrimination; and, moreover, that the named defendants are proper defendants, i.e., that they caused
the Fifth Amendment violation in question. See, e.g., Saucier v. Katz, 

, 201 (2001)
(holding that a § 1983 plaintiff must first identify and prove that a deprivation of constitutional
magnitude occurred); Baker v. McCollan, 

, 142 (1979) (holding that § 1983 reaches
only those public officials who cause deprivations of constitutional rights); 42 U.S.C. § 1983
(making liable “every person who . . . subjects, or causes to be subjected, any citizen of the United
States [to the deprivation of any constitutional right]”) (emphasis added). The district court rejected


         10
             Lest there be any confusion regarding whether McKinley’s answers in the second interview in fact
incriminated him as to the crimes of falsification and obstruction, we observe that he not only provided answers that
materially contradicted his earlier answers but also expressly admitted being untruthful in the first interview and doing
so with the purpose of protecting fellow officers. See J.A. at 89-94 (transcript of second interview).
         11
            The Chavez decision may leave room for a challenge to the use of coerced statements in a grand jury
proceeding, see 

(declining to decide when a “criminal case” begins), however the thrust of
the opinion rests on the view that the Fifth Amendment is a trial protection. 

         12
            Agreeing on this specific holding were Chief Justice Rehnquist and Justices Thomas, O’Connor, Scalia,
Souter, and Breyer. See 

773 (Op. of Thomas, J., joined by Rhenquist, C.J., and O’Connor and Scalia, J.J.);

(Op. of Souter, J., joined by Breyer, J.).
No. 03-4258               McKinley v. City of Mansfield, et al.                                            Page 10


McKinley’s claim on both grounds. The court held that Defendants did not violate McKinley’s Fifth
Amendment rights because the Fifth Amendment’s protection against forced self-incrimination does
not extend to perjury or false statements. The court further held that in any event, even if any of the
defendants had compelled McKinley to incriminate himself, it is only prosecutors who “use”
suspects’ incriminating statements against them in criminal proceedings; consequently, the named
defendants, all police officers and officials, did not cause the constitutional injury McKinley alleges.
        We address first McKinley’s argument that Defendants violated his Fifth Amendment rights;
second, his argument that Defendants, although they are police officers, may nonetheless be held
liable under § 1983 for violating his Fifth Amendment rights; and, finally, his assertion that those
rights were clearly established at the time they were infringed.
                                                          1.
         With respect to the substance of McKinley’s claim that Defendants “compelled [him] in [a]
criminal case to be a witness against himself,” U.S. CONST. amend. V., we note again that McKinley
objects only to the use at trial of the statements he made during the second interview. This position
reflects an accurate understanding of Garrity, which would permit the use – in a false statement,
perjury, or obstruction trial – of the statements he made during the first interview since it was
conducted pursuant to the “matter under investigation”, i.e., scannergate. See United States v. Veal,

, 1242-43 (11th Cir. 1998), cert. denied, 

(1999) (holding that a Garrity-
immunized statement could serve as evidence in a prosecution for falsification and obstruction).
Focusing his challenge only on the second interview, McKinley alleges that Fortney at that point
viewed him as having committed the crimes of falsification and obstruction by lying during the first
interview. Consequently, McKinley asserts, Fortney and Goldsmith violated the rule of Garrity
because Garrity extends as far as “the matter being investigated,” 

, and “the
matter” now included a separate investigation of McKinley. In any event, McKinley posits,
Fortney’s conduct violated the Fifth Amendment because, having openly accused McKinley of
committing certain crimes (falsification and obstruction), Fortney then compelled McKinley to
inculpate himself in the commission of those crimes (by threatening McKinley with termination if
he did not admit his role in scannergate and thus materially contradict his earlier statements). And,
finally, 13
         the fruits of the compulsory interview were introduced against McKinley at a trial for those
crimes.
        There is evidence in the record sufficient to present genuine issues of material fact as to
whether Fortney conducted the second interview of McKinley because he suspected that McKinley
had committed falsification and obstruction during the first one and as to whether, during the second
interview, Fortney and Goldsmith compelled McKinley to incriminate himself insofar as the crimes
of falsification and obstruction are concerned. As a starting point, during the 10-15 minute pre-
interview before the second interview, Fortney accused McKinley of lying during his first interview
and advised   him that he now had the chance to come clean and tell the truth. J.A. at 182-85 (Fortney
Depo);14 Fortney and Goldsmith then elicited, without the tape recorder running, an account from

        13
             McKinley also argues that Fortney’s failure to read him the Miranda warnings at the outset of the second
interview is actionable under § 1983. On the contrary, a § 1983 action on that basis is squarely foreclosed by the
Supreme Court’s decision two terms ago in Chavez. 

(“Accordingly, Chavez’s failure to read
Miranda warnings to Martinez did not violate Martinez’s constitutional rights and cannot be grounds for a § 1983
action.”) (plurality opinion).
        14
             In his deposition testimony, Fortney explained:
        We had compared Patrolman McKinley’s statement to, you know, other statements we had received
        and there was, it was obvious to us that there were differences and we felt by the number of people
        giving differences that he was being untruthful so we explained to him that we’re gonna give him
No. 03-4258                McKinley v. City of Mansfield, et al.                                                     Page 11


McKinley that satisfied them. 

admits that he advised McKinley that he was
still under the protection of Garrity, so that although McKinley was required to answer the officers’
questions, his statements could not be used against him in a criminal proceeding. 

Third,
McKinley deduced from Fortney’s representation regarding Garrity that, just as with the first
interview, he would have been disciplined and likely terminated if he did not agree to answer
questions at the second interview. While Fortney could not recall whether he instructed McKinley
to sign the immunity documents provided during the second interview, see 

(Fortney
Depo. at 12-13), we conclude that15Fortney’s representation to McKinley that he “needs to tell the
truth and he’s still under Garrity,” 

is sufficient to defeat summary judgment on the issue
of whether McKinley’s presence at the interview was compulsory. Moreover, Defendants do not
suggest that McKinley’s participation in the second interview was voluntary, instead admitting in
their brief that his second interview was also “Garrity-immunized.” See Brief of Appellees at 35.
Finally, our conclusion on this point is only strengthened by the conditions of the first interview, in
which McKinley was informed that failure to answer truthfully “could result in disciplinary action”
and “possible job forfeiture.” 

(immunity documents).
       A fourth relevant fact is that at the beginning of the second interview, when Fortney first
began recording the conversation, Goldsmith read a statement into the microphone that included
another accusation of lying, to wit:
         We’ve called Jeff McKinley back out to be re-interviewed. He has been advised the
         he’s still under Garrity. He was asked if he wanted a rep. present. He stated that he
         did and Dan   Martincin came to the Special Investigative Unit and sat on the pre-
         interview.16 We are preparing now to re-interview Jeff McKinley and we’ll go over
         the statement form that he gave to the investigating officers on 2/25/00. It’s been
         determined prior to this interview that [McKinley] was not truthful at the time he
         gave the interview on 2/25/00. He will be asked, again, the same questions and will
         give his responses.

Fifth, during the course of the interview, Fortney and Goldsmith at least occasionally
stopped the tape, pointed out inconsistencies between what McKinley was currently saying and what
he had said in the unrecorded pre-interview, accused McKinley of lying, and encouraged him to tell


          another chance to give us a statement and come clean and tell us the truth this time . . . I just told him
          that it was obvious, you know, to us that he was lying and we were going to give him another chance,
          you know, to, even if we had to we could parade about six officers in that could tell different stories
          than he was telling. He needs to tell the truth and he’s still under Garrity, he needs to tell the truth and
          take his chances.
J.A. at 184-85 (Fortney Depo.).
         15
            Fortney’s interpretation of this Garrity warning, according to his deposition testimony, was “[t]hat McKinley
had to answer our questions truthfully and that if he said things that incriminated himself against the – the case we’re
investigating, you know, i.e., Scanner Gate, that those could not be used against him.” J.A. at 185 (Fortney Depo.). This
may suggest that Fortney in fact viewed the second interview as no more than an additional chapter in the scannergate
inquiry. But by no means does Fortney’s post hoc self-interested statement counteract the evidence in support of
McKinley’s allegation that in the second interview, he was under investigation for lying. Which representation of the
facts – Fortney’s or McKinley’s – is correct is a question committed to the jury.
         16
            Officer Martincin’s presence is relevant on the issue whether Fortney and Goldsmith compelled McKinley
to incriminate himself. The record discloses that (1) Martincin is not an attorney; and (2) although he was present and
could be consulted, he apparently could not terminate the interview. Moreover, at no point have Defendants suggested
that McKinley could have refused to answer questions without sanction. As our discussion indicates, the totality of the
evidence surrounding the two interviews indicates that there are genuine issues of material fact regarding whether
Fortney and Goldsmith suspected McKinley of falsification and obstruction and compelled him to give incriminating
answers to their questions at the second interview.
No. 03-4258               McKinley v. City of Mansfield, et al.                                                Page 12


the truth. See 

(Fortney Depo.). At this stage, McKinley asserts that the message
Fortney and Goldsmith sent to him was that the “truth” was what he had said during the pre-
interview; Fortney and Goldsmith, McKinley submits, were not       satisfied until all of his answers
matched the answers he gave in the unrecorded pre-interview.17 Fortney does not dispute that the
officers recorded over what they concluded were McKinley’s     untruthful answers with the answers
he gave after they “encouraged him to tell the truth.”18 J.A. at 201.
        Finally, in affidavits submitted to the district court, both Defendant Fortney and Defendant
Messer – who was the Captain in charge of the scannergate investigation – made attestations that
could support a finding that, prior to the second interview, they suspected McKinley of committing
falsification and obstruction.19
       Together, these facts suffice to establish a genuine issue of material fact as to whether
Fortney decided to conduct a second interview of McKinley not merely to glean further information
regarding scannergate but also because he suspected that McKinley had lied in the first interview


         17
            McKinley does not challenge this “selective recording” as such, but appears to assert that it constitutes
evidence of Fortney and Goldsmith’s coercive tactics. We express no view on whether these tactics might be
independently attacked as infringing on McKinley’s Fourteenth Amendment due process rights. We do agree, however,
that the method of questioning in this case is probative of coercion and is therefore relevant to McKinley’s Fifth
Amendment claim.
         18
            The following exchange between McKinley’s counsel and Fortney bears this out:
                   Q:      But for the most part you felt that his answers in the [unrecorded] pre-interview were
                           accurate compared with the statements of the other officers?
                   A:      Yes, sir.
                   Q:      So you thought those where the truthful answers?
                   A:      Yes, sir.
                   Q:      And . . . those answers that you determined were truthful in the pre-interview, those
                           contradicted some of the answers he had given you in the first statement [from the first
                           interview], correct?
                   A:      Yes, sir.
                   Q:      Okay. And so as you’re going along and he answers questions on the tape that are different
                           from the ones you had determined to be the truth in the pre-interview, you turned the tape off,
                           reminded him of what was said in the pre-interview and erased his previous answer and gave
                           him a chance to answer what you thought were the truthful answers based on the pre-
                           interview, correct?
                   A:      Yes.
                   ...
                   Q:      Okay. And so you were encouraging him to re-think that answer and give you a different
                           one, right?
                   A:      We were just encouraging him to tell the truth.
                   Q:      But you had already determined that the truth was the answers he gave you previously in the
                           pre-interview, right?
                   A:      Mostly, yes.
                   Q:      Okay. And so you were encouraging him to go back to that version to match what he had
                           said in the pre-interview, right?
                   A:      I can just say we encouraged him to tell the truth and, yes, we did believe that the pre-
                           interview was mostly truthful.
                   Q:      Okay. And that’s the part of it you wanted him to say on tape.
                   A:      Yes.
         J.A. at 199-201 (Fortney Depo.).
         19
            See J.A. at 243 (Fortney Aff.) (“The information obtained from Officers McKinley, Foster, and Nirode, and
Mr. Noble during this investigation established that Officer McKinley had lied during his February 25, 2000 statement
to Lt. Goldsmith and me and had committed the crimes of falsification and obstructing official business.”); 

(Messer Aff.) (“After I had received additional information in the course of the investigation, Lt. Fortney took a second
statement from McKinley on March 7, 2000.”).
No. 03-4258           McKinley v. City of Mansfield, et al.                                    Page 13


and had thereby committed falsification and obstruction. In addition, these facts present a genuine
issue of material fact regarding whether Fortney and Goldsmith compelled McKinley to make
incriminating statements as to the crimes of falsification and obstruction.
        These issues are material because if McKinley was a target and not a mere Garrity witness,
the Fifth Amendment would preclude use, at the falsification and obstruction trial, of any
incriminating statements he was compelled to make in the second interview. This conclusion
follows from Garrity and from conventional Fifth Amendment principles. As McKinley correctly
points out, Garrity extends as far as “the matter being investigated.” 

.
Consequently, where “the matter” includes a subsidiary investigation into the truth of an officer’s
statements, a decision by internal affairs investigators to compel the officer to make statements and
admissions to the effect that he lied – which statements and admissions are then used to convict him
of lying in a prior interview – amounts to a direct violation of Garrity. This is not a novel or
ingenious interpretation of Garrity but rather the only way to read the opinion if we are to give
meaningful effect to the Fifth Amendment.
        Like the district court, we find the Eleventh Circuit’s decision in United States v. Veal to be
instructive on this question. In Veal, Miami police officers under investigation by the police
department and the FBI for murdering a suspect and covering it up were prosecuted for the crime
of making false statements during interviews conducted pursuant to the departmental 

. The Eleventh Circuit rejected the officers’ contention that Garrity prohibited
use of their statements at the trial for these collateral crimes. 

Significantly, in Veal
the government built its false statement and obstruction case not by reliance on subsequent
interviews of the officers but on the basis of physical evidence and experts’ analyses of the crime
scene; this evidence tended to incriminate the officers and expose their cover-up. See 

Indeed, the investigators in Veal did not conduct later interviews of the officers in which they
accused the officers of lying during prior interviews. Consequently, the officers in Veal did not –
and could not – present the Fifth Amendment claim that McKinley asserts here. Rather, the officers
in Veal submitted that “statements protected by Garrity are forever barred from use in any
prosecution, including one for perjury, false statements, or obstruction of justice.” 

By
contrast, McKinley concedes that his answers in the first interview are admissible against him in a
prosecution for falsification and obstruction of justice.
         The other cases the district court relied upon to deny McKinley’s claim are similarly
distinguishable; the defendants in those cases did not suggest that the police or their employers
compelled them to incriminate themselves in subsequent interviews as to the crimes of perjury,
making false statements, or obstruction of justice. See United States ex rel. Annunziato v. Deegan,

, 306 (2d Cir. 1974) (“[A]ppellant was not prosecuted for past criminal activity based
on what he was forced to reveal about himself; he was prosecuted for the commission of a crime
while testifying, i.e. perjury.”); United States v. Devitt, 

, 142 (7th Cir. 1974), cert.
denied, 

(1975) (observing same). Where such a claim is colorable, as it is here, the
Fifth Amendment is surely implicated. In Garrity, the Supreme Court reasoned that questioning a
public employee under threat of termination may not lead to the use of the employee’s statements
at trial. 

(“The choice given petitioners was either to forfeit their jobs or to
incriminate themselves . . . We think the statements were infected by the coercion inherent in this
scheme of questioning and cannot be sustained under our prior decisions.”). But the Court has not
limited this Fifth Amendment principle to cases where the state threatens job loss; the rationale of
Garrity applies with equal force where the state exacts answers from its contractors under threat of
terminating their contracts, see Lefkowitz v. Turley, 

, 78-81 (1973), and where a state
“impose[s] substantial penalties because a witness elects to exercise his Fifth Amendment right not
to give incriminating testimony against himself.” Lefkowitz v. Cunningham, 

, 805
(1977) (holding that New York could not strip a state Democratic party official of his office on the
No. 03-4258               McKinley v. City of Mansfield, et al.                                                Page 14


grounds that he refused to waive his Fifth Amendment privilege against self-incrimination before
a grand jury).
         Consistent with these precedents, we conclude that McKinley alleges a classic violation of
the Fifth Amendment: a decision by internal affairs officers to compel an officer suspected of
specific crimes to incriminate himself as to those crimes, followed by the subsequent use of the
incriminating statements in a trial for those crimes. It makes no difference that the crimes at issue
in this case are falsification and obstruction, rather than assault or robbery. It similarly makes no
difference, as the Supreme Court’s cases make clear, that the manner of compulsion was the threat
of disciplinary action and termination of employment, rather than physical coercion. Indeed, if
McKinley reasonably believed that Defendants       would impose substantial penalties on him – such
as job loss or disciplinary sanctions20 – if he refused to answer the questions put to him in the
second interview, he was compelled to incriminate himself in violation of the Fifth Amendment.
Lefkowitz v. 

. On the facts before us, we cannot conclude as a
matter of law that McKinley’s belief that he would face severe sanctions for declining to incriminate
himself was unreasonable.
        Finally, we have made clear our view that if Fortney or any other defendants suspected
McKinley of falsification and obstruction – a factual question which must be submitted to a jury –
the second interview cannot be viewed as simply part of scannergate. In other words, there is a
genuine question as to whether the “matter under investigation” was no longer limited to the misuse
of scanners, but had broadened to include an investigation of McKinley for crimes committed by
lying during the scannergate inquiry. In sum, because McKinley’s incriminating statements were
used at his trial for falsification and obstruction, all that is required of McKinley at the summary
judgment stage is that he present sufficient evidence to create genuine issues of material fact on the
questions whether any of the defendants suspected him of committing falsification and obstruction
and whether any of the defendants compelled him to incriminate himself as to those crimes. At least
as to Defendant Fortney – the only named defendant who participated in the second interview –
we hold that    McKinley presents sufficient evidence to survive summary judgment on these
questions.21




         20
             In addressing this question, the D.C. Circuit held that an officer claiming the protection of Garrity “must
have in fact believed [his] statements to be compelled on threat of loss of job and this belief must have been objectively
reasonable.” United States v. Friedrick, 

, 395 (D.C. Cir. 1988). The Eleventh Circuit has reasoned
similarly. See United States v. Vangates, 

, 1321-22 (11th Cir. 2002) (adopting Friedrick’s approach). We
decline to require proof that McKinley reasonably believed he would be fired. It is sufficient, we think, for a jury to
conclude that he reasonably believed that substantial penalties were likely to result from his refusal to answer questions
during the second interview; although job termination is surely a “substantial penalty,” so, too, are other employer
actions, such as ordering a demotion or suspension. See Dwan v. City of Boston, 

, 279 (1st Cir. 2003)
(observing that to prove his incriminating statements were compelled, an employee must show that he was “threatened
or forewarned of [a] sanction for refusing to testify”). Relevant to the question whether McKinley reasonably believed
he faced a threat of substantial penalties are the totality of the circumstances surrounding the second interview and the
circumstances of the first interview, to the extent they are probative of McKinley’s state of mind, and whether that state
of mind was reasonable, during the second. See 

.
         21
             We consider McKinley’s Fifth Amendment claim as against the other individual defendants and the City
infra at Part I.D of this opinion.
No. 03-4258                McKinley v. City of Mansfield, et al.                                                    Page 15


                                                              2.
        Next we must consider the district court’s conclusion that McKinley’s § 1983 action cannot
lie against Defendants, who are police officers, because “the only representative of the State who
‘used’ [McKinley’s] statements against him in court was the Special Prosecutor.” J.A. at 275 (Dist.
Ct. Op.). We reject this interpretation of the Fifth Amendment for several reasons.
        First, despite its superficial appeal, the district court’s bright line rule lacks support in the
case law. We are not aware of any reported decision in which a federal court dismissed a § 1983
action based on an alleged Fifth Amendment violation solely on the grounds22that the defendants
were police officers and thus did not “use” the plaintiff’s statements at trial. Instead, the cases
involve suits against the police and center on whether the requisite “use” at a criminal proceeding
occurred. The cases do not question that the police may be held liable under § 1983 for violating
someone’s Fifth Amendment rights. See 

; Burrell v. Virginia, 

,
513-15 (4th Cir. 2005); Renda v. King, 

, 557-59 (3d Cir. 2003); Lingler v. Fechko, 

, 239 (6th Cir. 2002); Deshawn E. v. Safir, 

, 346-47 (2d Cir. 1998); Riley v.
Dorton, 

, 1164-65 (4th Cir.) (en banc), cert. denied, 

(1997); Giuffre
v. Bissell, 

, 1255-56 (3d. Cir. 1994); Weaver23   v. Brenner, 

, 534-36 (2d Cir.
1994) (all involving § 1983 suits against police officers).
        The absence of a per se rule barring suits against the police for Fifth Amendment violations
is not surprising; the Supreme Court has implicitly acknowledged the propriety of holding police
officers liable for Fifth Amendment violations:
         The privilege against self-incrimination guaranteed by the Fifth Amendment is a
         fundamental trial right of criminal defendants. Although conduct by law enforcement
         officials prior to trial may ultimately impair that right, a constitutional violation
         occurs only at trial.
United States v. Verdugo-Urquidez, 

, 264 (1990) (emphasis added); see also 

(quoting the same passage). It is hard to see how law enforcement officials could
“ultimately impair” the right against self-incrimination if not by compelling a suspect to make
incriminating statements that are later used against him at trial. It is equally hard to see how
officials whose conduct ultimately impaired a citizen’s Fifth Amendment rights could nonetheless
escape civil liability merely because a different state official put the statements into evidence at trial.
This is especially true since prosecutors are absolutely immune from suit when the conduct
complained of relates to their role as advocates for the state in the judicial process. E.g., Buckley
v. Fitzsimmons, 

, 273 (1993); Burns v. Reed, 

, 485-86 (1991); Higgason


         22
             Nor was the district court apparently aware of such precedents; the court offered no authority for its
conclusion that because only prosecutors “use” statements at trial, police officers cannot face liability. See J.A. at 273
(Dist. Ct. Op.).
         23
               The Supreme Court’s holding in Chavez, that use of a coerced statement in judicial proceedings against the
plaintiff is a prerequisite to § 1983 liability, does not resolve the question of who the proper bearer of such liability would
be. Indeed, no member of the Court questioned the propriety of who the plaintiff sued in that case (the police officer)
so much as disapprove of what the plaintiff sued about (the coercion itself, without use in a judicial proceeding). See

. We note that a district court in California recently observed, in dicta, that victims of
coercive police questioning may not sue the questioning police officers under § 1983 even if their involuntary statements
are used at trial because it is the prosecutor who introduces the statements and the judge who admits them into evidence.
Crowe v. County. of San Diego, 

, 1091-92 (S.D. Ca. 2004). As is clear from our discussion, we
find this reasoning unpersuasive. In Crowe, the court’s holding was that the plaintiffs’ action was barred under Chavez
because their statements were used only at a grand jury proceeding and at a hearing to determine whether they would
be tried as adults or juveniles. See 

No. 03-4258              McKinley v. City of Mansfield, et al.                                              Page 16


v. Stephens, 

, 877-78 (6th Cir. 2002). Such immunity exists even when it is alleged that
a prosecutor knowingly presented false evidence against the plaintiff at trial. 

; see also Imbler v. Pachtman, 

, 429-31 (1976); Spurlock v. Thompson, 

(6th Cir. 2003). It follows that a rule barring suits against the police for Fifth Amendment
violations is a rule barring any suits for Fifth Amendment violations. But it cannot be that invasions
of the right against compelled self-incrimination are not actionable. The Fifth Amendment’s
protection against self-incrimination, like the Fourth Amendment’s protection against unreasonable
searches and seizures, is explicit and personal. Just as people may file suit under § 1983 to redress
deprivations of the latter protection, so may they sue to redress deprivations of the former.
         One might think Chavez precludes our conclusion because it makes clear that the right
against compelled self-incrimination is not violated until incriminating statements are used in a
criminal proceeding. But this interpretation of Chavez is untenable, not least because it was obvious
in Chavez that no criminal proceeding had occurred. We read the Fifth Amendment’s requirement
that a plaintiff’s statements be used in a criminal proceeding as essentially one of standing. Where
such use of the statements has not occurred, the plaintiff may not sue because he has not suffered
the injury against which the Fifth Amendment protects. Where such use has occurred, however,
there is no reason to preclude the plaintiff from suing the state officials who actually compelled him
to incriminate himself in a clearly unconstitutional and objectively unreasonable way. This is not
to say that the plaintiff is relieved of having to show causation. Returning our attention to the case
before us, we conclude that for purposes of surviving Defendants’ motion for summary judgment,
McKinley has done so.
         “[A] public official is liable under § 1983 only if he causes the plaintiff to be subjected to
a deprivation of his constitutional rights.” Baker v. McCollan, 

, 142 (1979) (internal
quotation marks and citation omitted). Causation in the constitutional sense is no different from
causation in the common law sense. Indeed, “[s]ection [1983] should be read against the
background of tort liability that makes a man responsible for the natural consequences of his
actions.” Monroe v. Pape, 

, 187 (1961). Thus the Supreme Court rejected the
proposition that a police officer who applied for a warrant without probable cause could escape
liability for the ensuing arrest merely because the warrant was supplied by a judge. Malley v.
Briggs, 

, 345 n.7 (1986). In Malley, the defendant police officer argued that “the
judge’s decision to issue the warrant breaks the causal chain between the application for the warrant
and the improvident arrest.” 

said that the officer’s “‘no causation’ rationale in this
case is inconsistent with our interpretation of § 1983 . . . Since the common law recognized the
causal link between the submission of a complaint and an ensuing arrest, we read § 1983 as
recognizing the same causal link.” 

reasoning applies to the present case. Officer
Fortney, it is alleged, compelled McKinley to incriminate himself. Fortney took these actions
pursuant to an ongoing official investigation. A special prosecutor was appointed. Fortney turned
the statements over to the prosecutor and when the prosecutor introduced the statements at
McKinley’s trial, he did so through Fortney, who was on the witness stand. Viewing the facts in the
light most favorable to McKinley, we hold that the alleged deprivation of his constitutional rights
– i.e., the use at trial of incriminating  statements he was compelled to make – was a “natural
consequence of [Fortney’s] actions.”24 

.


         24
             The dissent asserts that Fortney cannot be held liable because his actions comported with Garrity v. New
Jersey, 

(1967). This misses the point of Garrity and of McKinley’s claim in this case. To comport with
Garrity, a state employer who compels an employee to make incriminating statements must not only promise not to use
those statements in a criminal proceeding against the employee, but must also keep that promise. McKinley’s claim is
that Fortney and his colleagues broke that promise by compelling him to incriminate himself under the false promise of
Garrity immunity and by turning the incriminating statements over to the prosecutor, who then prosecuted McKinley
for the very crimes about which McKinley was compelled to make incriminating statements. As we have discussed,
McKinley has offered enough evidence of this claim to proceed to trial.
No. 03-4258            McKinley v. City of Mansfield, et al.                                      Page 17


        Our conclusion that Fortney may be held liable does not mean that causation will be easy to
prove in every case. A police officer may defend on the grounds that he attempted to prevent the
use of the allegedly incriminating statements at trial, or that he never turned the statements over to
the prosecutor in the first place. Such a defense would be of no avail to Fortney, who turned
McKinley’s statements over to the prosecutor, took the stand at McKinley’s trial, and testified about
McKinley’s having made the statements. But the availability of such a defense insures that liability
will befall only those state actors whose conduct caused the constitutional injury at hand.
         With these principles in mind, we reject the district court’s position that the police may never
be liable for violating someone’s Fifth Amendment rights. We hold instead that in actions brought
under § 1983 for alleged violations of those rights, “it is the person who wrongfully coerces or
otherwise induces the involuntary statement who causes the violation of the [Fifth Amendment]
privilege. In other words, while there may be no cause of action for the wrongful procurement of
unused incriminatory statements . . . it is the wrongful procurement . . . that forms the basis for
liability.” Williams v. Fedor, 

, 676 (M.D. Pa. 1999), aff’d without opinion, 

(3d Cir. 2000).
                                                    3.
       We now turn to whether the right McKinley asserts in this action – the right not to be
compelled by his superiors, who are state officials, to make incriminating statements that are later
used against him at trial – was clearly established at the time of McKinley’s second interview. We
hold that it was.
         We are mindful that determining whether a right is clearly established “must be undertaken
in light of the specific context of the case, not as a broad general proposition.” Saucier v. Katz, 

, 201 (2001). This is precisely what we have done. We have stressed that the facts –
viewed in the light most favorable to McKinley – present a straightforward case of forced self-
incrimination: Internal affairs investigators suspect that a police officer lied when asked, during an
interview conducted as part of an official investigation, about his knowledge of or participation in
alleged police misconduct. The investigators are aware that lying under such circumstances is a
crime. The investigators order the officer to appear for a second interview and compel him to admit,
both expressly and by implication, that he did indeed lie in the initial interview. Finally, the state
uses these statements against the officer in a criminal trial for lying during the initial interview, i.e.,
for falsification and obstructing the internal affairs investigation.
        On these facts, the contours of the Fifth Amendment’s right to be free from forced self-
incrimination are “sufficiently clear that a reasonable official would understand that what [the
investigators did] violates that right.” Anderson v. Creighton, 

, 640 (1987); see also

(“The relevant, dispositive inquiry . . . is whether it would be clear to a
reasonable officer that his conduct was unlawful in the situation he confronted.”). We decline to
adopt the view of qualified immunity advanced by Defendants and the district court, namely, that
since “there is no federal case on point,” J.A. at 278 (Dist. Ct. Op.), Defendants are immune from
suit. The Supreme Court’s response to this argument is well-suited to the circumstances of this case:
“This is not to say that an official action is protected by qualified immunity unless the very action
in question has previously been held unlawful; but it is to say that in the light of pre-existing law the
unlawfulness must be apparent.” 

(citing Mitchell v. Forsyth, 

, 535 n.12 (1985)). In cases where courts have dismissed Fifth Amendment suits against state
employers on qualified immunity grounds, they have done so because the complaining employees
did not allege that they had been subjected to the kind of compulsion and subsequent prosecution
proscribed by Garrity and its progeny. See Chan v. Wodnicki, 

, 1008-10 (7th Cir.
1997), cert. denied, 

(1998) (holding that a police department’s after-the-fact transfer
of an officer who invoked his Fifth Amendment privilege before a grand jury did not amount to the
No. 03-4258               McKinley v. City of Mansfield, et al.                                                Page 18


type of compulsion that is prohibited under Garrity and similar cases); Singer v. State of Maine, 

, 845-47 (1st Cir. 1995) (holding that a state tax bureau’s after-the-fact dismissal of an
employee who refused to answer possibly incriminating questions was not a violation of a clearly
established right because the employee was not threatened with sanctions prior to questioning nor
required to waive her Fifth Amendment privilege); Wiley v. Doory, 

, 996 (4th Cir. 1994),
cert. denied, Wiley v. Mayor and City Council of Baltimore, 

(1995) (“[A]lthough it is
alleged that the officers made statements under the threat of job loss, these statements were not used
against them in any criminal proceeding.”).
        In stark contrast to these cases, McKinley presents sufficient evidence for summary judgment
purposes to suggest that he was compelled to incriminate himself in precisely the manner held
unlawful by the Supreme Court in Garrity. The Court’s holding in that case bears repeating: “We
now hold that the protection of the individual under the Fourteenth Amendment against coerced
statements prohibits use in subsequent criminal proceedings of statements obtained under threat of
removal from office, and that it extends to all, whether they are policemen or other members of our
body politic.”25

. Particularly in light of the defendants’ obvious familiarity
with Garrity, we take issue with the district court’s representation that “there is no federal case
on point” because it is hard to imagine a case that could be more on point – in view of the facts
before us – than Garrity     itself. We conclude, therefore, that Defendant Fortney is not entitled to
qualified immunity.26
        Finally, we address the criticisms of our dissenting colleague. The dissent suggests that
Officer Fortney should be entitled to qualified immunity because we have established a “new right
of action.” We are unclear how, but it makes no difference since in no sense is McKinley’s right
to sue Fortney “new.” The dissent cannot mean that the use at a criminal proceeding requirement
is new. In Chavez, the Court was asked whether the Fifth Amendment right against self-
incrimination was truly as broad as the Ninth Circuit had interpreted it, which is to say, as a right
not only against the use of one’s self-incriminating statements in a criminal case but a right against
being coercively questioned in the first instance. See 

. Chavez
established a new rule of law only in the sense that it limited the right to sue for Fifth Amendment
violations to only those cases in which such suits were already permissible under clearly established
law, i.e., cases in which the plaintiff’s incriminating statements had been used in a prior criminal
proceeding.
        If the dissent means that our holding is “new” because we have sustained, at the summary
judgment stage, a § 1983 action against a police officer on the allegation that he compelled the
plaintiff to incriminate himself, we can only conclude the dissent misapprehends the nature of
qualified immunity. The doctrine of qualified immunity does not mean that a state actor is
qualifiedly immune unless the plaintiff can point to27a prior case in which judgment was entered
against the same type of state actor on the same facts. As we said recently: “Officials do not enjoy

         25
           Recall that Fortney repeatedly discussed the rule of Garrity in his deposition; he and Goldsmith explicitly
told McKinley that Garrity applied in the second interview; and, finally, the immunity documents supplied in the first
interview were clearly inspired by Garrity and its rationale.
         26
            The issue whether the other individual defendants are entitled to qualified immunity is not before us because
McKinley has not yet had an adequate opportunity to conduct discovery as to those defendants. See discussion infra Part
I.D. If on remand McKinley discovers and produces sufficient evidence that other individual defendants violated his
right not to be compelled to incriminate himself, it will be the task of the district court to determine whether those
defendants are entitled to qualified immunity.
         27
            As it happens, there is a case where judgment was entered against a police officer in a § 1983 action for
violating someone’s Fifth Amendment right against self-incrimination. See Griffin v. Strong, 

(10th Cir.
1993). The plaintiff was tried and the incriminating statements he was compelled to make were used at trial. 

No. 03-4258                McKinley v. City of Mansfield, et al.                                                    Page 19


qualified immunity simply because the exact action in question has not previously been held
unlawful by a court, but ‘in light of pre-existing law the unlawfulness must be apparent.’”
Champion v. Outlook Nashville, Inc., 

, 901 (6th Cir. 2004) (quoting 

). And as the Supreme Court said three terms ago: “[O]fficials can still be on notice that their
conduct violates established law even in novel factual circumstances.” Hope v. Pelzer, 

, 741 (2002). With regard to the present case, pre-existing law makes apparent the unlawfulness
of compelling someone to make incriminating statements that are later used against him at trial.
Furthermore, as we 

at Part I.C.2 of this opinion, there is no holding to the effect that
Fifth Amendment violations are not actionable under § 1983. On the contrary, there are holdings
to the effect that where the requisite use at a criminal proceeding occurs, a right of action against
the police may be had. See, e.g., Weaver v. Brenner, 

, 534-35 (2d Cir. 1994); Deshawn
E. v. Safir, 

, 345-47 (2d Cir. 1998); Giuffre v. Bissell, 

, 1255-56 (3d Cir.
1994); see also Griffin v. Strong, 

, 1543-44 (10th Cir. 1993).
       Accordingly, we hold that a reasonable officer would understand that what Fortney and his
colleagues are alleged to have done violates the Fifth Amendment right against self-incrimination.

.
                                                             D.
         Although we hold that police officers may face liability under § 1983 for violating suspects’
Fifth Amendment rights and that McKinley has presented sufficient evidence on this score as to
Defendant Fortney, it remains to determine whether any of the other officers named as defendants
in this case, or the City of Mansfield, are entitled to summary judgment.
         As is clear from our 

, the evidence upon which McKinley relies centers
exclusively on the second interview conducted by Defendant Fortney and his colleague, Lt.
Goldsmith, who is not a defendant herein. As to the other individual defendants, all of whom are
superiors to Fortney, McKinley merely hypothesizes liability for these officials, on the apparent
theory that they must have participated in the alleged Fifth Amendment violation since they are “up
the chain of command.” See Brief of Appellant at 47-48 (“Fortney and anyone else up the chain of
command who knew that the second interview was to take place and that [McKinley] was suspected
of lying in the first interview, had an obligation to offer [McKinley] the protections of the Fifth
Amendment.”). State officials are liable under § 1983 only if their conduct “subjects, or causes to
be subjected, any citizen of the United States . . . to the deprivation of any rights . . . secured by the
Constitution.” 42 U.S.C. § 1983. Because McKinley does not support this hypothesis with record
evidence tending to show that such higher-ups knew of the second interview or shared Fortney’s
alleged suspicion that McKinley lied in the first interview, we would ordinarily affirm the dismissal
of his claims as against the other officer-defendants and the City. However, McKinley submits that
the reason he can offer no evidence implicating the other individual defendants and the City in the
alleged violation of his Fifth Amendment rights is that the district court granted summary judgment
before affording him a sufficient opportunity to conduct discovery. See Vance v. United States, 

, 1148 (6th Cir. 1996) (citation omitted) (holding that summary judgment is improper
under such circumstances). We agree.
       Defendants moved for summary judgment before any discovery occurred. McKinley
responded with a motion seeking leave to conduct discovery and to hold in abeyance a decision on
Defendants’ motion for summary judgment until he conducted discovery and responded to


After the convictions were overturned, the plaintiff sued the police officer who compelled him to make the statements.
The Tenth Circuit held, as a matter of law, that the officer had compelled the plaintiff to make the statements, reversed
the district court’s holding to the contrary and instructed the court to enter judgment in favor of the plaintiff. 

Griffin v. Strong, 

, 685 (D. Utah 1993) (decision on remand).
No. 03-4258               McKinley v. City of Mansfield, et al.                                                Page 20


Defendants’ motion. In his motion, McKinley specifically requested that he have an opportunity
to “view the investigative file created and kept by the Mansfield Police during their internal
‘scannergate’ investigation” and to “depose the named defendants and possibly others whose names
may appear in the investigative file.” J.A. at 125-26. The court’s response was to permit McKinley
only to “depose Defendant Officer Dale Fortney on whether he selectively recorded McKinley’s
statements in the second interview.” 

(Dist. Ct. Ord.).
         By his motion for leave to conduct discovery, McKinley clearly fulfilled his “obligation to
inform the district court of [his] need for discovery” prior to a decision on the summary judgment
motion. Abercrombie & Fitch Stores, Inc. v. Am. Eagle Outfitters, Inc., 

, 627 (6th Cir.
2002). Moreover, we note, McKinley objected to the court’s limited discovery order in his motion
in response to Defendants’ motion for summary judgment and again requested additional discovery.
See J.A. at 133. He makes the same argument in his brief to this Court. See Brief of Appellant at
49. Consequently, McKinley has preserved for appeal his claim that summary judgment was
premature due to an inadequate opportunity to discover evidence regarding        all of the defendants.
See 

(citing 

).28 We review such claims for
abuse of discretion, see 

that in this case, the district court abused its discretion
because at the time of its highly restrictive discovery order, no discovery had occurred and the court
offered no explanation for limiting discovery to only a deposition of Fortney, and regarding only his
tactics during the second interview. Compare 

(upholding, in a case
where substantial discovery had already occurred, a stay of discovery where the record showed that
the specific additional material sought would be duplicative and the district court explained as much
in its order).
        Accordingly, we hold that on remand the district court must grant McKinley a reasonable
opportunity to conduct further discovery. At a minimum, he should be entitled to any documents
that are relevant to the constitutional injury he alleges and to depose the named defendants and
anyone else reasonably likely to offer relevant information regarding the decision to interview
McKinley a second time. We express no view on whether such further discovery will be fruitful for
McKinley’s case. At this early stage, it suffices for us to conclude that the district court erroneously
limited McKinley’s ability to discover evidence implicating Fortney’s superiors and the City in the
alleged Fifth Amendment violation in a case where he has presented sufficient evidence to withstand
summary judgment regarding Fortney’s liability for the alleged violation.
                                           II. Malicious Prosecution
        We now address whether – despite evidence that at least Defendant Fortney may have
violated McKinley’s Fifth Amendment rights – the district court nonetheless properly dismissed
McKinley’s claim that Defendants maliciously prosecuted him. In evaluating McKinley’s malicious
prosecution claim, the district court first noted that prosecutors alone make the decision to prosecute
and, furthermore, they are absolutely immune from civil liability for their prosecutorial decisions.
Second, the court cited this Court’s decision in Skousen v. Brighton High Sch., 

(6th
Cir. 2002), for the proposition that a police officer may not be held liable for malicious prosecution
when he did not make the decision to prosecute.
       The court further observed that there was no evidence suggesting that any of the defendants
influenced or even participated in Prosecutor Knowling’s decision to bring charges. The court
dismissed as “weak” McKinley’s argument that the defendants should face §1983 liability for

         28
            McKinley is not precluded from raising this claim merely because he cited only the summary judgment order
in his Notice of Appeal. See 

n.3 (“That Abercrombie appealed only from the grant of
summary judgment and not the order staying discovery is . . . of no moment. A stay of discovery is not a final appealable
order.”).
No. 03-4258               McKinley v. City of Mansfield, et al.                                                Page 21


passing “false” evidence (the tape and transcript of the second interview) to Knowling. The court’s
primary basis for dismissing this argument was that even without relying on the second interview,
the evidence of falsification and obstruction of official business – which consisted of the
discrepancies between McKinley’s first statement and the statements of Nirode, Foster, and Noble
– at least amounted to probable cause to charge McKinley with those offenses. Finding that no
constitutional violation occurred and therefore seeing no need to proceed to the issue of qualified
immunity, the court concluded its analysis of the malicious prosecution claim. We, too, are
convinced that because there was probable cause – independent of the fruits of the second interview
– to support the prosecution of McKinley, the malicious prosecution claim must be dismissed.
        As the district court correctly held, the named defendants “cannot be held liable for malicious
prosecution when [they] did not make the decision to prosecute [the plaintiff].” 

. McKinley presents no evidence suggesting that defendants conspired with,29influenced, or
even participated in, Prosecutor Knowling’s decision to bring charges against him. Skousen, in
which the plaintiff alleged that a police officer had falsely accused her, clearly forecloses a
malicious prosecution claim based solely on officers’ turning over evidence to the prosecuting
authorities. 

event, even if McKinley could implicate defendants in the decision to prosecute, there
was probable cause, independent of the contested second interview, to support the decision. While
the state of the law of malicious prosecution is somewhat uncertain in this circuit, see Darrah v. City
of Oak Park, 

, 308-12 (6th Cir. 2001)30(discussing confusion in the wake of Frantz v.
Village of Bradford, 

(6th Cir. 2001)), it nonetheless remains firmly established that
where there is probable cause to prosecute, a § 1983 action for malicious prosecution will not lie.

; see also Albright v. Oliver, 

, 273-75 (1994); Spurlock v.
Satterfield, 

, 1006 (6th Cir. 1999). Indeed, in Darrah we resolved the issue presented
here in a straightforward manner: “[I]f this court finds that there was probable cause to prosecute
[the plaintiff], regardless of any alleged false statements made by [the investigator at the probable
cause hearing], then she cannot make out a malicious prosecution claim under the Fourth
Amendment.” 

. Just as we did in Darrah, the district court below assessed
the totality of the evidence implicating McKinley in the crimes for which he was charged, while
disregarding the challenged second interview.
         The district court’s conclusion that probable cause existed is a legal question to be reviewed
by this Court de novo. See, e.g., 

. In this case, the finding surely withstands
review. At the time Knowling decided to charge McKinley with falsification and obstruction of
official business – sometime after March 20, 2000, the date of the Foster statement – Knowling had
at least the following unchallenged evidence at his disposal: Nirode’s February 24 statement, which
alleges that Foster told Nirode and McKinley about overhearing the Noble phone call on his scanner

         29
             McKinley may not have been able to access evidence on this question due to limits the district court imposed
on his ability to conduct discovery. However, because there was probable cause to prosecute, we need not determine
whether the district court erred in limiting discovery as far as McKinley’s malicious prosecution claim is concerned.
         30
             In Frantz, a panel of this Court issued a puzzling opinion regarding the propriety of Fourth Amendment
malicious prosecution claims. The panel interpreted the Supreme Court’s plurality opinion in Albright v. Oliver, 

(1994) to mean that the Fourth Amendment could not serve as the basis for a § 1983 malicious prosecution
action unless the plaintiff brings before the court additional allegations of violations of his Fourth Amendment right to
be free from illegal seizures. 

. The Darrah panel concluded that Frantz, a 2001 opinion,
appears to contradict a 1999 opinion of this Court, which did not question the viability of an independent malicious
prosecution action brought under § 1983. See Spurlock v. Satterfield, 

, 1006 (6th Cir. 1999). The panel
in Darrah determined that it was bound by Spurlock, under the rules of this circuit, but nonetheless evaluated and
dismissed the plaintiff’s claim under both the Frantz bright line approach and the traditional probable cause framework
outlined in Spurlock. 

.
No. 03-4258               McKinley v. City of Mansfield, et al.                                                Page 22


and divulged the contents of the call; McKinley’s February 25 statement (the first interview), which
is materially inconsistent with Nirode’s statement insofar as it denies that Foster said anything about
the Noble call; Noble’s February 29 statement, which confirms that Noble made the cell phone call
in question; and finally, Foster’s March 20 statement, which is consistent with Nirode’s statement
fact-for-fact, and therefore materially inconsistent with McKinley’s first statement. These
statements easily constitute “facts and circumstances . . . sufficient in themselves to warrant a man
of reasonable caution in the belief,” Brinegar v. United States, 

, 175-76 (1949), that
McKinley committed falsification and obstruction of official business.31
       In conclusion, we hold that because there was probable cause, independent of the statements
he made at the challenged second interview, to prosecute McKinley, the district court properly
dismissed McKinley’s malicious prosecution claim.
                                                  CONCLUSION
        In sum, with respect to McKinley’s claim that Defendants “compelled [him] in a criminal
case to be a witness against himself,” U.S. CONST. amend. V., we hold that McKinley has presented
sufficient evidence to defeat summary judgment as to Defendant Fortney and that the district court
prematurely granted summary judgment as to the other defendants because McKinley did not have
an adequate opportunity to conduct discovery. Consequently, on this claim, we REVERSE and
REMAND the case to the district court for proceedings consistent with this opinion. As to
McKinley’s claim that Defendants maliciously prosecuted him, we hold that probable cause
supported the decision to prosecute. Accordingly, we AFFIRM the district court’s entry of summary
judgment on this claim. Finally, because we remand in part, we instruct the district court to reinstate
McKinley’s state law claims.




         31
            Ohio’s falsification statute provides: “No person shall knowingly make a false statement when . . . [t]he
statement is made in any official proceeding . . . [or] the statement is made with purpose to mislead a public official in
performing the public official’s official function.” OHIO REV. CODE § 2921.13(A)(1). As for obstruction of official
business:
         No person, without privilege to do so and with purpose to prevent, obstruct or delay the performance
         by a public official of any authorized act within the public official’s official capacity, shall do any act
         that hampers or impedes a public official in the performance of the public official’s lawful duties.

(A).
No. 03-4258              McKinley v. City of Mansfield, et al.                                              Page 23


                   ____________________________________________________
                       CONCURRING IN PART, DISSENTING IN PART
                   ____________________________________________________
         BRIGHT, Circuit Judge, concurring in part and dissenting in part. I concur in affirming the
district court’s entry of summary judgment as to McKinley’s malicious prosecution claim. I,
however, would affirm the district court’s entry of summary judgment as to McKinley’s Fifth
Amendment claim to all appellees, including Officer Fortney.
        McKinley concedes, and the rule is, that no Fifth Amendment violation occurs until the
wrongfully obtained statement is introduced against a defendant in a criminal proceeding. See
Chavez v. Martinez, 

, 770 (2003) (“a violation of the constitutional right against self-
incrimination occurs only if one has been compelled to be a witness against himself in a criminal
case.”). Therefore, if McKinley’s Fifth Amendment rights were violated, the violation occurred
when the prosecutor introduced the transcript of the second interview at McKinley’s trial.1
        If, as the majority now holds, Officer Fortney might be deemed a participant in the violation,
he would nonetheless not be liable. Even assuming a scenario in this case that Officer Fortney
knowingly collaborated with the prosecutor to introduce the evidence in question at trial, that would
not save McKinley’s right of action. In this case Officer Fortney did not violate McKinley’s
privilege against self-incrimination in the interviews because he advised McKinley that the
statements would not be used against him in any criminal proceedings. The interviews were
properly conducted in accordance with the rule announced in Garrity v. New Jersey, 

(1967).
        The remaining question is whether McKinley’s Fifth Amendment right should be deemed
violated when Officer Fortney turned the result of the interviews over to the prosecutor who
introduced the statements at McKinley’s trial. To hold Officer Fortney to have violated McKinley’s
Fifth Amendment privilege against self-incrimination by turning over this evidence would require
the assumption that Officer Fortney could foresee that the prosecutor would offer the tainted
evidence at trial, that defense counsel would not object, and that the trial judge would err in
admitting the evidence.
        The assumptions made above would create a new right of action, not previously decided by
a court and not clearly established at the time Officer Fortney turned the evidence over to the
prosecutor. As such, Officer Fortney should be protected by qualified immunity. See Harlow v.
Fitzgerald, 

, 818 (1982) (holding that “government officials performing discretionary
functions generally are shielded from liability for civil damages insofar as their conduct does not
violate clearly established statutory or constitutional rights of which a reasonable person would have
known.”).
        Moreover, the tainted evidence was rejected on appeal and the conviction overturned. That
result could serve as a determination that McKinley’s Fifth Amendment privilege against self-
incrimination was not in fact violated. Cf. Chavez v. Martinez, 

(2003).
         Accordingly, I would affirm as to Officer Fortney.



         1
           A Fifth Amendment constitutional violation is different than a violation of the Fourth Amendment, where the
violation occurs at the time of the improper search or seizure. See Heck v. Humphrey, 

(1994);
Shamaeizadeh v. Cunigan, 

(6th Cir. 1999).