CLAY, Circuit Judge.
Brashard J. Gibbs ("Defendant") appeals his conviction and sentence for being a felon in possession of ammunition, in violation of 18 U.S.C. § 922(g)(1). Defendant contests two evidentiary decisions of the district court on the bases that the evidence was admitted for an improper purpose under Federal Rule of Evidence 404(b) and that the unfair prejudicial impact of the wrongly admitted evidence substantially outweighed any probative value it added to proving the necessary elements of the charged offense. Although we find that certain evidence was admitted for an improper purpose, we
On February 18, 2014, Defendant was indicted on two counts of being a felon in possession of ammunition, in violation of 18
The facts of this case are fairly simple. A group of men committed a drug heist in June 2013, stealing a significant quantity of cash and marijuana from the home of an acquaintance whom they knew to be a drug dealer. A second group of men — all friends or associates of the drug dealer — discovered that the first group was responsible for the theft and sought to take revenge. Defendant was among the second group of men.
On August 28, 2013, the first group of men — consisting of Randy Godwin, Randy's cousin "Pookie," Cortaze Tisdel, and an individual identified only as "Smoke" — were hanging out together at a local carwash, washing the cars they had purchased with the proceeds of their heist. Defendant and the second group of men allegedly took their revenge by committing a drive-by shooting at the carwash on that day. Pookie was killed. Tisdel was shot in his rear, but he survived.
Godwin testified at trial, that just prior to the shooting, he left the carwash and walked to a nearby store around the corner in order to converse with a girl whom he recognized. While he was chatting in front of the store, he noticed Defendant in the back of a red car that was slowly driving down the street. The vehicle continued past him and turned the corner at the end of the block. Shortly after the car made its turn towards the carwash, Godwin heard a barrage of gunfire. He testified that he ran toward the carwash, and when he peeked around the corner, he could clearly see Defendant leaning out of the back window of the vehicle firing a large assault rifle at Godwin's friends. Tisdel testified to substantially the same facts, but from his perspective as an actual target and victim of Defendant's gunfire. Because Godwin and Tisdel were afraid, neither initially spoke to the police following the shooting.
News of the shooting quickly spread throughout Defendant's neighborhood. Keith Howell, one of Defendant's close friends, contacted Defendant to confirm whether the story he had heard was true — principally, whether Defendant had participated in a drive-by shooting at the carwash earlier that same day. Defendant, according to Howell, confirmed the rumors but noted that he and his accomplices had not left behind any evidence.
On September 1, 2013, a few days after the carwash shooting, Defendant's friendship with Howell was materially altered after Howell shot at a mutual friend following an altercation. Luckily, the bullet only grazed the other man's neck. Defendant who was standing nearby with his assault rifle became enraged. He shot once at Howell's feet and then once right by Howell's head before he took Howell's gun, and Howell ran away. Howell's cousin, Xzavier McGaughy, was also present for these events and helped Defendant take their wounded friend to the hospital. McGaughy also testified at Defendant's trial, and his testimony surrounding this incident was consistent with Howell's recounting of events.
Bullet casings were recovered by the police following both the August 28 carwash drive-by and the September 1 shooting. Defendant's indictment for being a felon in possession of ammunition was based on these two events, where it was
Prior to Defendant's trial, the government informed the defense that it would be introducing a music video, in which Defendant can be seen toting an assault rifle, along with still frames from the music video (hereinafter referred to as photographs). The district court disallowed the video as unduly prejudicial but permitted the government to introduce certain photographs that depicted Defendant by himself holding the assault rifle. The defense objected to the remaining photographs on the basis of relevance, prejudicial effect, and lack of foundation.
Prior to trial, the government informed the defense that it intended to solicit testimony from Godwin regarding a threat made by Defendant and a second drive-by shooting that occurred nearly one month after the tragic events at the carwash. Godwin would testify that, on September 19, 2013, he was approached by Defendant, who threatened that if Godwin did not stop talking about how Defendant was responsible for the August 28 shooting and Pookie's death, Godwin would be the next person to get murdered. Godwin would also testify that, two days after being threatened, Defendant and his comrades riddled Godwin's vehicle with at least thirty bullets while they were both driving down the highway. The government proposed to corroborate Godwin's story with the testimony of one of the individuals who was a passenger in Godwin's vehicle during the battery and with crime scene photographs that captured the damage done to Godwin's sports utility vehicle. The government professed that the evidence was especially probative and, moreover, it was necessary because the defense intended to attack Godwin's credibility on cross by highlighting his failure to initially identify Defendant to the police.
The defense objected to the testimony on the basis that this incident constituted a separate bad act, unrelated to the charged offense. Therefore, defense counsel argued, the evidence was barred by Rule 404(b), to the extent it was being utilized merely to highlight Defendant's bad character and suggest that Defendant had a propensity for committing similar bad acts. The government's view, however, was that the evidence could be admitted pursuant to the "res gestae" exception to Rule 404(b), which allows for the introduction of background or intrinsic evidence that is necessary to complete a witness' story. The district court agreed that details surrounding the highway drive-by shooting were necessary to complete Godwin's story, and it also found that, even if the testimony did not constitute background evidence, it was not barred by Rule 404(b) because it served a permissible purpose — mainly, to help establish identity and motive. Therefore, the testimony was allowed (over defense counsel's objection) after the district court first considered Godwin's testimony outside the presence of the jury. Notably, the district court permitted the government to solicit Godwin's testimony on direct examination, prior to any attempts by the defense to impeach Godwin's credibility.
At trial, each of the aforementioned witnesses — Godwin, Tisdel, Howell, McGaughy,
Defense counsel aggressively cross-examined Godwin, Tisdel, and Howell, respectively, about their individual decisions to withhold information from the police immediately following the carwash drive-by shooting. Yet, based on the other evidence admitted at trial, the jury convicted Defendant on each count of being a felon in possession of ammunition.
"Traditionally, decisions on `questions of law' are reviewable de novo, decisions on `questions of fact' are reviewable for clear error, and decisions on `matters of discretion' are reviewable for abuse of discretion." Highmark Inc. v. Allcare Health Mgmt. Sys., Inc., ___ U.S. ___, 134 S.Ct. 1744, 1748, 188 L.Ed.2d 829 (2014) (internal quotation marks omitted). This rule, encompassing three standards for reviewing district court judgments, is the "ordinary standard for courts of appeals." Teva Pharmas. USA, Inc. v. Sandoz, Inc., ___ U.S. ___, 135 S.Ct. 831, 839, ___ L.Ed.2d ___ (2015) (internal quotation marks omitted). This generally applicable framework naturally applies to this Court's review of evidentiary decisions. See, e.g., Yoder & Frey Auctioneers, Inc. v. EquipmentFacts, LLC, 774 F.3d 1065, 1071 (6th Cir.2014).
The Supreme Court has also stated that "[a]ll evidentiary decisions are reviewed under an abuse-of-discretion standard." General Elec. Co. v. Joiner, 522 U.S. 136, 141, 118 S.Ct. 512, 139 L.Ed.2d 508 (1997). But this directive "is not inconsistent with [an appellate] court's abiding duty to review questions of law de novo," or questions of fact for clear error. United States v. Clay, 667 F.3d 689, 694-95 (6th Cir.), reh'g en banc denied, 677 F.3d 753 (6th Cir.2012). The Supreme Court in Joiner simply recognized that all evidentiary decisions are discretionary because "[a]ssessing the probative value of the proffered evidence, and weighing any factors counseling against admissibility is a matter first for the district court's sound judgment under Rules 401 and 403." Sprint/United Mgmt. Co. v. Mendelsohn, 552 U.S. 379, 384, 128 S.Ct. 1140, 170 L.Ed.2d 1 (2008) (internal quotation marks omitted).
The admission of evidence under Rule 404(b) — like the admission of all evidence — implicates discretionary judgments under Rules 401 (relevance) and 403 (probative value versus unfair prejudice); it also involves a question of fact and a question of law. See United States v. Hardy, 228 F.3d 745, 750 (6th Cir.2000). Thus, in addressing a Rule 404(b) evidentiary issue, we employ each of the three standards of review discussed above.
First, we review for clear error whether there is a sufficient factual basis for the occurrence of the "bad act" that is being proffered as evidence (and challenged pursuant to 404(b)). United States v. Murphy, 241 F.3d 447, 450 (6th Cir. 2001). Second, we determine de novo whether the evidence was proffered for an admissible purpose. Id. Third, we review for an abuse of discretion whether the probative value of the proffered evidence is substantially outweighed by any undue prejudice that will result from its admittance. Id.
"A factual finding is clearly erroneous when a court, on reviewing the evidence, is left with the definite and firm conviction that a mistake has been committed." United States v. Seymour, 739 F.3d 923, 928 (6th Cir.2014) (internal quotation marks omitted). The district court's decision to view the evidence in a particular way, however, does not constitute clear error simply because there are other reasonable interpretations of that same evidence that may seem preferable to the reviewing court. MX Grp., Inc. v. City of Covington, 293 F.3d 326, 331 (6th Cir. 2002).
A district court has abused its discretion when its decision rests on the wrong legal standard, a misapplication of the correct standard, or on clearly erroneous facts. EquipmentFacts, LLC, 774 F.3d at 1070. A clear error of judgment, which occurs where the position taken is without sound justification, also constitutes an abuse of discretion. Id.
Whether the evidence is relevant and whether it satisfies the res gestae exception, are questions that are likewise reviewed for an abuse of discretion.
Defendant reasserts his objections to the relevancy and prejudicial impact of the photographs that depict him holding the AK-47.
Defendant also challenges the admission of the testimony regarding the September 21, 2013 drive-by shooting on the highway, as well as the corroborating photographs, arguing that the testimony and photographs constitute impermissible character evidence.
Res gestae evidence, also described as "background" or "intrinsic" evidence, is "an exception" to the Rule 404(b) bar on propensity evidence. United States v. Adams, 722 F.3d 788, 810 (6th Cir.2013).
Hardy, 228 F.3d at 748.
The government argues that the testimony was permissible because it arose from the same set of facts — retaliation for the theft — and it was necessary because it completed Godwin's story. The problem with the government's theory is that, in this case, Defendant was simply charged with being a felon in possession of ammunition. Background evidence must be "inextricably intertwined with" or "necessary to complete the story of the charged offense." Id. at 748. Retaliation that occurred one month after the shooting is not at all necessary to determine whether Defendant possessed ammunition at that earlier time.
The government introduced into evidence spent AK-47 shells from the August 28 shooting and contemporaneous photographs depicting Defendant with an AK-47; it also elicited eye-witness testimony confirming that Defendant was one of the shooters at the carwash drive-by shooting and, as actual background evidence, the testimony of multiple witnesses confirming that Defendant regularly carried an AK-47. Testimony regarding the highway drive-by was not necessary to complete the story of the charged offense. Defendant sought retaliation against Godwin's group of friends. His retaliation consisted of firing his AK-47 at Godwin's group while they were socializing at a carwash. The police collected the spent shell casings, tied Defendant to the shooting, and charged him for being a felon in possession of ammunition. The story was complete without any reference to the shooting that occurred one month later.
Res gestae cannot serve as a "backdoor to circumvent [the] goals" of Rule 404(b). Clay, 667 F.3d at 698 (internal quotation
The government argues that, without the testimony, it might be unclear why Godwin or Tisdel came forward about the carwash drive-by shooting when they initially failed to do so immediately following that incident. The government's position is unpersuasive. There would be nothing incomplete about Godwin's story, in relevant part, if he simply admitted that, at some point after August 28, 2013, he went to the police to offer his assistance, inasmuch as he could identify the shooter. Had the defense questioned Godwin's credibility on cross-examination by indicating that he failed to come forward to the police for nearly a month, then the door may have been opened to Godwin's testimony regarding the reasons he did eventually speak honestly with the police — because Godwin feared that Defendant was not finished retaliating after Defendant attempted to kill him for a second time. But absent questions from the defense that invited Godwin to testify that he initially failed to identify Defendant, the government should not have done so on its own for the purpose of introducing a distinct bad act unrelated to the charged offenses.
Outside of cases where the evidence truly provides background information, establishes a nexus between individuals, or completes the story of the charged offense, evidence of separate bad acts occurring on a subsequent date, much later in the timeline relevant to the charged offense, will rarely constitute background evidence. Cf. Hardy, 228 F.3d at 749; see also 23 C.J.S. Criminal Law § 1126 (2015) ("Where ... the commission of the other crime was so separated in time, place or circumstance from that of the crime charged ... evidence of it is not admissible...."). The crime charged in this case was the possession of ammunition by a felon-the physical proof being shell casings from shootings that occurred on August 28, 2013 and September 1, 2013. Evidence of a subsequent shooting on September 21, 2013 is neither "inextricably intertwined" with the charged offense — the possession of ammunition one month prior — nor is it "necessary to complete the story" of that offense, as would be required for it to be properly admitted under the res gestae doctrine. Hardy, 228 F.3d at 748.
The purpose of background evidence is to put the charges in the appropriate context. It would be exceedingly difficult for witnesses to relay a story without referencing preceding or contemporaneous acts that are incidental but necessary to telling a cogent story, as it relates to the charges the defendant is facing. Thus, defendants are not entitled to a "sanitized" recounting of the facts, 23 C.J.S. Criminal Law § 1126, Westlaw (updated June 2015), and prosecutors are not restricted to proving only discrete elements of a crime in such a way that they would be unable to offer the jury a natural narrative of events, Christopher B. Muller and Laird C. Kirkpatrick, 1 Federal Evidence § 4:33, Westlaw (4th ed., updated June 2015). However, when the desired narrative implicates potential character evidence, which may be problematic under Rule 404(b), the doctrine may easily be abused. Muller and Kirkpatrick, supra § 4:33 ("In practice, [the] expanded idea of contextual relevance often paves the way to prove acts that are anything but inseparable from the charged crime, and this label can become a catchall for admitting acts that are far more prejudicial to the
The Rule 404(b) inquiry is closely linked to the analysis above. When the district court decides to allow evidence which appears to implicate other acts that speak to a defendant's character, the court must first consider whether there is a sufficient factual basis that the act occurred; second, whether the act is being offered for an appropriate reason; and third, whether the probative value of the evidence is substantially outweighed by the unfair prejudicial impact of its use at trial. Adams, 722 F.3d at 810. Defendant does not contest the occurrence of the highway drive-by shooting. However, as discussed above, it does not appear that the testimony regarding that shooting served any legitimate purpose.
The government contends that the evidence was probative of identity, motive, and plan. But a drive-by shooting that occurred on September 21, 2013 has little to do with Defendant's plan to possess the ammunition that was shot and recovered by the police on August 28, 2013, one month prior. The witnesses' testimony about their own ill deeds — the drug heist — speaks to Defendant's motive for retaliation, generally, but it is unclear how the September 21 retaliation itself speaks to Defendant's motive to commit the retaliation one month earlier. The testimony regarding the threat made on September 19, 2013, could bear on identity because Defendant admitted to the August 28 drive-by shooting, but the incident that occurred a few days later-the shooting itself-does not. The highway drive-by shooting has no probative value (absent if the defense had first opened the door to the testimony by attacking the witnesses' credibility on account of their sudden willingness to come forward about the August shooting after a significant lapse of time). Again, the photographs depicting a bullet-riddled vehicle and the story conveying how the car came to be destroyed can only enflame the jury's passions against the Defendant. The reason that there is little probative value and that the prejudice is unfair in this case is because the story is not necessary with respect to the charged offense.
Although we recognize that the district court is in a much better position to determine the government's narrative that these charges related to attempted murder in retaliation for a theft. Defendant was tried separately on charges of murder and attempted murder; the charges in this case are simply about the possession of ammunition. The district court abused its discretion by admitting this evidence for an improper purpose and because its unfair prejudicial effect more than substantially outweighed any probative value of proving that Defendant possessed ammunition that was already spent one month prior.
As a final matter, we find that the wrongly admitted evidence in this case constituted no more than harmless error because the evidence against Defendant was truly overwhelming. See Clay, 667 F.3d at 700 ("[A]n error is harmless unless
Due to the remarkable depth and directness of the government's evidence against Defendant in this case, Defendant's substantial rights were not impacted by the wrongly admitted evidence; therefore, his conviction will not be overturned. See Fed. R.Crim. P. 54(a).
For the reasons stated in this opinion, we