WATERMAN, Justice.
In this appeal, we must decide whether Iowa Code chapter 216C, entitled "Rights of Persons with Physical Disabilities," implicitly provides a service dog trainer a private right to sue. Plaintiff, who works as a service dog trainer but is not disabled, alleges that while she was a student at Drake University Law School (Drake) she was barred from bringing a dog she was training into the classroom and to another event with her. She sued Drake to vindicate the access rights created in Iowa Code section 216C.11(2) (2009), which provides that a violation of the statute is a simple misdemeanor but does not expressly provide any civil remedy.
The district court granted Drake's motion to dismiss, ruling section 216C.11(2) creates no private enforcement action. The court of appeals reversed and reinstated the lawsuit, holding that under our four-part test adopted from Cort v. Ash, 422 U.S. 66, 95 S.Ct. 2080, 45 L.Ed.2d 26 (1975), a service dog trainer has an implied cause of action to sue for money damages and other relief. We granted Drake's application for further review.
For the reasons explained below, we decline Drake's invitation to abandon our four-part test for determining whether an Iowa statute provides an implied private right of action. We reiterate that the dispositive factor is the intent of the legislature and that the other factors help to ascertain legislative intent. Applying the Cort factors, we hold section 216C.11(2) does not provide a service dog trainer with a private right to sue because closely related statutes expressly create private enforcement actions to aid the disabled while chapter 216C does not, and an implied right of action under chapter 216C would circumvent the procedures of the Iowa Civil Rights Act (ICRA). We conclude the legislature purposely omitted a private right to sue from chapter 216C. Accordingly, we vacate the decision of the court of appeals and affirm the judgment of the district court dismissing plaintiff's lawsuit against Drake.
Nicole Lara Shumate enrolled at Drake in June 2006 and graduated in December 2009. Shumate had trained service dogs for many years, and in her first semester of law school, she founded Iowa's first service dog training nonprofit organization: Paws and Effect.
On August 29, 2011, Shumate filed a lawsuit alleging Drake discriminated against her in violation of Iowa Code chapter 216C. Shumate claimed she was denied access to law school classes on September 1, 2009, because she was accompanied by a dog she was training. Shumate alleged the law school dean told her that day that "access to law school facilities with a service dog in training would not be tolerated per the university policy." Then, on September 6, a law professor denied Shumate and her dog entry to a cultural event at a
On November 18, 2011, Drake filed a motion to dismiss Shumate's action under Iowa Rule of Civil Procedure 1.421, arguing "as a matter of law, there is no private right of action under Iowa Code chapter 216C." Drake "emphatically denie[d] that it ever excluded Shumate from class or any Drake-sponsored event because she had a service-dog-in-training with her," but acknowledged the factual allegations of the petition are taken as true for purposes of its motion to dismiss. On April 5, 2012, the district court held a nonevidentiary hearing on the motion. On April 16, the district court issued its ruling dismissing Shumate's petition. To determine if chapter 216C gives service dog trainers the right to sue, the district court applied the four-factor Cort test our court adopted in Seeman v. Liberty Mutual Insurance Co., 322 N.W.2d 35, 38 (Iowa 1982):
Marcus v. Young, 538 N.W.2d 285, 288 (Iowa 1995) (citing Seeman, 322 N.W.2d at 38).
The district court concluded that, although Shumate satisfied the first factor, she failed to establish the second, third, and fourth factors. The district court first acknowledged Iowa Code section 216C.11(2) gives a service dog trainer the right to be accompanied by the dog in certain locations and determined Shumate, therefore, is a member of the class that statute was enacted to benefit. But, the district court further noted that, under Iowa Code section 216C.11(3), a person who interferes with this right can be charged with a simple misdemeanor. Citing "the maxim expressio unius est exclusio alterius — the expression of one thing is the exclusion of another," the district court found the fact the legislature provided for a criminal penalty in section 216C.11(3) indicated it did not intend to allow a civil action under that statute. Additionally, the district court found chapter 216E instructive. That chapter governs assistive devices and expressly provides a private right of action for disabled persons in Iowa Code section 216E.6(3). The district court ruled "[t]his is an indication that the legislature did not create such a right in Chapter 216C; had it intended to do so it would have used language similar to that in Chapter 216E." Finally, the district court concluded that allowing a private right to sue under section 216C.11(2) would permit disabled persons to circumvent the jurisdiction of the Iowa Civil Rights Commission (ICRC). The district court therefore granted Drake's motion to dismiss.
Shumate appealed, and we transferred her case to the court of appeals. The court of appeals held chapter 216C grants Shumate the right to sue. Applying the same four-factor Cort test, the court of appeals concluded each factor favors Shumate. The court of appeals cited Iowa Code section 611.21, which prevents the merger of a civil remedy into a criminal offense. Based on this statute, the court of appeals disagreed with the district court's finding that the misdemeanor punishment
Finally, the court of appeals concluded a private right to sue under section 216C.11(2) would not interfere with the ICRC's ability to adjudicate claims under chapter 216. The court of appeals reasoned:
The court of appeals reversed the dismissal of Shumate's claim and remanded the case for further proceedings.
We granted Drake's application for further review.
"`We review a district court's ruling on a motion to dismiss for the correction of errors at law.'" Mueller v. Wellmark, Inc., 818 N.W.2d 244, 253 (Iowa 2012) (quoting Dier v. Peters, 815 N.W.2d 1, 4 (Iowa 2012)). The purpose of a motion to dismiss is "to test the legal sufficiency of the petition." Geisler v. City Council of Cedar Falls, 769 N.W.2d 162, 165 (Iowa 2009). For purposes of reviewing a ruling on a motion to dismiss, we accept as true the petition's well-pleaded factual allegations, but not its legal conclusions. See Kingsway Cathedral v. Iowa Dep't of Transp., 711 N.W.2d 6, 8 (Iowa 2006). We will affirm a district court ruling that granted a motion to dismiss when the petition's allegations, taken as true, fail to state a claim upon which relief may be granted. Mueller, 818 N.W.2d at 253.
"Not all statutory violations give rise to a private cause of action. A private statutory cause of action exists `only when the statute, explicitly or implicitly, provides for such a cause of action.'" Mueller, 818 N.W.2d at 254 (quoting Sanford v. Manternach, 601 N.W.2d 360, 371 (Iowa 1999)). "A private right of action is the right of an individual to bring suit to remedy or prevent an injury that results from another party's actual or threatened violation of a legal requirement." Wisniewski v. Rodale, Inc., 510 F.3d 294, 296 (3d Cir.2007) (footnote omitted). Because Iowa Code section 216C.11(2) does not expressly provide for a private cause of action, we must decide if the right to sue is implicit in that statute.
To determine if a statute implicitly creates the right to sue, we ask if the legislature intended "to create not just a private right but also a private remedy." Alexander v. Sandoval, 532 U.S. 275, 286, 121 S.Ct. 1511, 1519, 149 L.Ed.2d 517, 528
We agree with Drake that legislative intent is the most important factor in our analysis, but this is not a new development in our caselaw. From the beginning, when we adopted the Cort factors in Seeman, we recognized the second Cort factor is determinative. We stated then: "Our cases subsequent to Cort v. Ash, have plainly stated that our focus must be on the intent of Congress. `The key to the inquiry is the intent of the Legislature.'" Seeman,
We reaffirm this approach today. Our "central inquiry" is whether the legislature intended to create a private right to sue. See Touche Ross & Co. v. Redington, 442 U.S. 560, 575, 99 S.Ct. 2479, 2489, 61 L.Ed.2d 82, 96 (1979). If the text and structure of a statute are unambiguous, we need not consider whether a private cause of action would be consistent with the purpose of the legislation or would intrude into an area over which the federal government or a state administrative agency holds exclusive jurisdiction. Yet, when "the text and structure are either ambiguous or support the existence of a private right of action, ... other methods of statutory interpretation, including the Cort factors, may continue to inform a court's analysis." Wisniewski, 510 F.3d at 312-13 (Sloviter, J., dissenting); see also Mueller, 818 N.W.2d at 256 (noting legislative history "confirms the legislature intended H.F. 2219 to be regulatory in nature"); Kolbe v.
Iowa Code § 216C.1. Section 216C.11 creates access rights and states:
Iowa Code § 216C.11.
We agree with the district court and the court of appeals that the first Cort factor is satisfied — Shumate is a member of the class the legislature intended to benefit by enacting section 216C.11(2). Section 216C.11(2) expressly grants a "person training an assistive animal ... the right to be accompanied by a service dog or an assistive animal." Id. § 216C.11(2) (emphasis added). Shumate thus satisfies our threshold inquiry. Cf. Gonzaga Univ. v. Doe, 536 U.S. 273, 284 n. 3, 122 S.Ct. 2268, 2276 n. 3, 153 L.Ed.2d 309, 321 n. 3 (2002) ("Where a statute does not include this sort of explicit right- or duty-creating language, we rarely impute to Congress an intent to create a private right of action." (Internal quotation marks omitted.)).
We also agree with the court of appeals that Shumate satisfies the third Cort factor. By facilitating the training of service dogs to increase their availability, the legislature sought to achieve the overarching goal of chapter 216C — "to encourage and enable persons who are blind or partially blind and persons with physical disabilities to participate fully in the social and economic life of the state and to engage in remunerative employment." Iowa Code § 216C.1. Specifically, the access rights in section 216C.11(2) enable a trainer to bring a dog in training into public buildings to simulate situations the dog will encounter when placed in service with a disabled person. The trainer is given access rights
We conclude Shumate fails the second, and determinative, Cort factor — legislative intent. The legislature expressly provided for private causes of action in both chapters 216 and 216E. See Iowa Code § 216.15(A); id. § 216E.6(3). As the district court aptly stated, "This is an indication that the legislature did not create such a right in Chapter 216C; had it intended to do so it would have used language similar to that in Chapter 216E." These closely related chapters demonstrate that when the legislature "wished to provide a private damage remedy, it knew how to do so and did so expressly." Redington, 442 U.S. at 572, 99 S.Ct. at 2487, 61 L.Ed.2d 82, 93. We thus conclude the legislature did not intend to allow service dog trainers to sue to enforce the access rights created by Iowa Code section 216C.11(2).
Iowa Code chapter 216, the ICRA, expressly creates both rights and remedies for those who suffer discrimination based on disability.
Id. § 216E.6(3).
The legislature provided no such express right to sue in chapter 216C, nor did it
The fourth Cort factor also cuts against Shumate. If we were to read chapter 216C as impliedly creating a private right of action, disabled individuals who would otherwise be required to file claims first with the ICRC would be able to file directly in district court. This would intrude on the jurisdiction of that state agency. Section 216C.11(2) creates access rights for both disabled persons and for service animal trainers who are not disabled. We see no way to imply a private right of action under that section for trainers but not disabled persons using service animals. The legislature would not have intended only some people protected by chapter 216C to have a private right of action, but not others.
As the district court recognized, a private right of action for disabled individuals under chapter 216C would "circumvent the procedures of the Iowa Civil Rights Act... intrud[ing] into an area where the Iowa Civil Rights Commission has jurisdiction." We agree. We do not believe the legislature, when it enacted chapter 216C, intended to allow persons alleging disability discrimination to circumvent the carefully prescribed procedures in the ICRA. And, although service dog trainers are not within the ambit of the ICRA, it would be incongruous to allow them direct access to district court when persons with disabilities must file first with the agency and satisfy the other procedural requirements of the ICRA.
Chapter 216, the ICRA, requires persons with a disability to follow specific procedures to vindicate the rights created by the chapter. See Iowa Code §§ 216.15,.16. Namely, an aggrieved party must file a complaint with the ICRC. Id. § 216.15(1).
Rent-A-Ctr., Inc. v. Iowa Civil Rights Comm'n, 843 N.W.2d 727, 731 (Iowa 2014). A person can sue under chapter 216 only after filing a complaint with the ICRC and receiving a right-to-sue letter. Ackelson v. Manley Toy Direct, L.L.C., 832 N.W.2d 678, 679, 680 n. 1 (Iowa 2013); see also Iowa Code § 216.16(2) (stating requirements that must be met to receive a right-to-sue letter).
The benefits of this procedural framework are manifold: the ICRA allows an agency with expertise to provide a broad spectrum of relief, with little to no cost to a complainant. See Merle Wilna Fleming, Note, Implications of the Right-to-Sue Amendment to Iowa's Civil Rights Law, 65 Iowa L.Rev. 720, 744-45 (1980) (discussing the ICRA's advantages for complainants); cf. Christiansen v. Iowa Bd. of Educ. Exam'rs, 831 N.W.2d 179, 189 (Iowa 2013) ("The exhaustion requirement in section 17A.19 `has several purposes, including honoring agency expertise, handling matters within an agency and not in the courts, and preserving precious judicial resources.'" (quoting IES Utils., Inc. v. Iowa Dep't of Revenue & Fin., 545 N.W.2d 536, 538 (Iowa 1996))). This is a confidential process, unlike most court proceedings. See Iowa Code § 216.15(4). The ICRA processes give the complainant an opportunity to negotiate with employers, with the help of conciliation and mediation services. Cf. Horton v. Jackson Cnty. Bd. of Cnty. Comm'rs, 343 F.3d 897, 899 (7th Cir.2003) (discussing this benefit of administrative exhaustion in Title VII cases, stating the Equal Employment Opportunity Commission process is "useful" and "should be encouraged"). See generally Iowa Civil Rights Comm'n, 2013 Annual Report 12 (2013) [hereinafter ICRC 2013 Report] available at https://icrc.iowa.gov/document/ 2013-annual-report (reporting that fourteen percent of case closings in 2012-2013 were classified as either "satisfactory adjustment/mediation," "successful conciliation," or "withdrawal/satisfactory adjustment"). The ICRA processes also serve to weed out cases that "`do not warrant further processing.'" See Ritz v. Wapello Cnty. Bd. of Supervisors, 595 N.W.2d 786, 791 (Iowa 1999) (quoting Iowa Admin. Code r. 161-3.12(1)(h)); see also ICRC 2013 Report 12 (noting that 807 of the 2182 cases closed by the ICRC in 2012-2013 were categorized as "does not warrant further investigation/administrative closure"). Furthermore, unlike the courts, the ICRC is empowered to investigate discrimination, conduct research, publish reports, make legislative recommendations, and adopt regulations based on its findings. See Iowa Code § 216.5(3), (6), (8), (10).
Recognizing an implied right to sue under chapter 216C would interfere with the enforcement procedures of chapter 216 because several protections afforded under chapter 216C are duplicative of those found in chapter 216. Iowa Code section 216.6, entitled "Unfair employment practices," prohibits employers from discriminating against persons with disabilities, while Iowa Code section 216C.2 grants those with disabilities the right to be employed by the state "on the same terms and conditions as other persons." Iowa Code section 216.7, entitled "Unfair practices — accommodations or services," prohibits
In light of this overlap, implying private rights of action under 216C would create an alternative enforcement mechanism for those with disabilities — allowing them to file directly in district court instead of following the procedures of chapter 216. Although implying a private right of action under chapter 216C for only service dog trainers and not for disabled individuals would avoid this issue, there is no textual basis to imply a private right of action for some persons protected by chapter 216C, but not others. For the foregoing reasons, allowing a private cause of action to enforce the rights granted in chapter 216C would evade the comprehensive procedures set forth in chapter 216. Under the fourth Cort factor, this militates against recognizing a private right of action in section 216C.11(2).
We reject Shumate's argument that the misdemeanor punishment in section 216C.11(3) automatically gives rise to a right to sue. The court of appeals noted Iowa Code section 611.21 allows a civil cause of action when there is also a violation of a criminal statute. See Heick v. Bacon, 561 N.W.2d 45, 54 (Iowa 1997) (stating section 611.21 "allows a cause of action for violation of a criminal statute"). Section 611.21 states: "The right of civil remedy is not merged in a public offense and is not restricted for other violation of law, but may in all cases be enforced independently of and in addition to the punishment of the former." Iowa Code § 611.21. In Hall v. Montgomery Ward & Co., we interpreted section 611.21 "as itself providing a civil right for violation of a criminal statute." 252 N.W.2d 421, 423 (Iowa 1977); accord Davis v. Crook, 261 N.W.2d 500, 505 (Iowa 1978) (noting Hall "reaffirmed an early interpretation holding civil remedies may in all cases be enforced for injuries sustained by reason of public offenses"). But, we limited the situations in which a private cause of action arises out of a criminal violation to those in which the plaintiff was "within the protection of the statute" and the plaintiff's harm "flow[ed] from the statutorily proscribed conduct."
322 N.W.2d at 38. In sum, while section 611.21 prevents merger of a civil remedy in a criminal offense, it does not create a civil cause of action for the violation of a criminal statute absent legislative intent to do so. The two factors articulated in Hall — whether the plaintiff was within the protection of the statute and whether the plaintiff's harm flowed from the statutory violation — help determine legislative intent. The court still must determine that a statute other than section 611.21 provides an implied private right of action.
Here, we conclude the legislature did not intend the misdemeanor provisions in chapter 216C to create a civil cause of action for service dog trainers. Quite the opposite, we have concluded the express inclusion of private causes of action in chapters 216E and 216 and the procedural framework of chapter 216 demonstrate the legislature did not intend to create a right to sue under chapter 216C. Cf. Ackelson, 832 N.W.2d at 688 (noting that punitive damages are expressly allowed for housing discrimination in section 216.17A(6)(a) and holding that punitive damages are not allowed for employment discrimination in section 216.15(9)(a)(8), which provides that "damages shall include but are not limited to actual damages"). Although Shumate was within the protection of section 216C.11(2) and alleges her harm flowed from Drake's violation of that statute, those factors are insufficient to overcome the other indications that the legislature deliberately stopped short of creating a private right of action for service dog trainers. See City of Rancho Palos Verdes v. Abrams, 544 U.S. 113, 122, 125 S.Ct. 1453, 1459, 161 L.Ed.2d 316, 327 (2005) (noting an "ordinary inference ... can surely be overcome by textual indication, express or implicit").
The misdemeanor provisions in Iowa Code sections 216C.7 and 216C.11(3) allow for up to thirty days of incarceration, a fine of $625, and a criminal record. See Iowa Code § 903.1(1)(a). The legislature could reasonably believe such potential punishments would deter violations of section 216C.11(2). Policy arguments that a misdemeanor prosecution is an ineffective enforcement mechanism are properly directed to the legislature. See Cent. Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A., 511 U.S. 164, 177, 114 S.Ct. 1439, 1448, 128 L.Ed.2d 119, 132 (1994) ("The issue, however, is not whether imposing private civil liability ... is good policy but whether [it] is covered by the statute."); In re Estate of Whalen, 827 N.W.2d 184, 194 (Iowa 2013) ("Policy arguments to amend the statute should be directed to the legislature.").
We hold there is no implied private right of action under Iowa Code chapter 216C. Accordingly, the district court correctly granted Drake's motion to dismiss Shumate's petition.
For the foregoing reasons, we vacate the decision of the court of appeals and affirm the district court's judgment dismissing Shumate's petition with prejudice.
APPEL, Justice (concurring specially).
I concur in the result in this case as I do not believe the legislature intended to allow trainers of dogs to vindicate the rights of trainers through a private right of action. The statute is designed to encourage the training of dogs, not provide civil remedies for dog trainers.
I do not believe, however, that finding a private right of action in this case would offend Iowa Code chapter 216. Dog trainers, of course, are not covered by chapter 216. As a result, a private cause of action would not intrude on the jurisdiction of the Iowa Civil Rights Commission. Further, if the legislature sought to provide a private right of action for dog trainers, allowing such an action to proceed without going through chapter 216 strikes me as a plausible and even sensible choice. Even though I do not see a conflict between a private right of action and chapter 216, however, I agree the legislature did not intend to imply a private right of action for damages by dog trainers. I therefore concur in the result in this case.
This amendment was enacted after the conduct at issue. In any event, under Iowa's liberal notice-pleading standards, "a court should grant a motion to dismiss only if the petition on its face shows no right of recovery under any state of facts. Nearly every case will survive a motion to dismiss under notice pleading." Hawkeye Foodservice Distribution, Inc. v. Iowa Educators Corp., 812 N.W.2d 600, 609 (Iowa 2012) (internal quotation marks omitted). We do not affirm the dismissal in this case based on Shumate's failure to plead her association with a recognized training facility. Rather, we affirm the dismissal based on the absence of an implied private right to sue under section 216C.11(2).
Iowa Code § 216.2(13).