PER CURIAM
The State appeals the circuit court's judgment that Missouri's "felon-in-possession law" is unconstitutional. Marcus Merritt was charged with three counts of unlawful possession of a firearm,
While the appeal was pending, the Missouri Constitution's right to bear arms provision, article I, section 23, was amended to state that courts must apply "strict scrutiny" to laws restricting the right to bear arms. The prior version of article I, section 23 applies in this case because this Court applies the constitution as it was written at the time of the offense. Nevertheless, this Court recently held in Dotson v. Kander that "strict scrutiny would have applied under the Missouri constitution," regardless of the recent amendment, to constitutional challenges that occurred during the time frame after the Supreme Court of the United States declared the right to bear arms fundamental to our scheme of ordered liberty and held the Second Amendment to the United States Constitution fully applicable to the states through the Fourteenth Amendment. Dotson, 464 S.W.3d 190, 209 n. 5 (Mo. banc 2015); McDonald v. City of Chicago, Illinois, 561 U.S. 742, 750, 791, 130 S.Ct. 3020, 177 L.Ed.2d 894 (2010); id. at 805-06, 130 S.Ct. 3020 (Thomas, J., concurring in part, concurring in the judgment, and providing the necessary fifth vote). This Court holds that this felon-in-possession law passes strict scrutiny. The circuit court's judgment is reversed, and the case is remanded.
Merritt was convicted in 1986 of federal felony distribution of phencyclidine (PCP). He was charged in January 2013 with three counts of unlawful possession of a firearm, § 571.070.1(1), for knowingly possessing a revolver, a shotgun, and a .22 caliber rifle on or about November 7, 2012, while being a convicted felon. He was also charged with one count of possession of a controlled substance, § 195.202, and one count of unlawful use of drug paraphernalia, § 195.233, RSMo 2000.
Merritt filed a motion to dismiss the indictment, arguing § 571.070.1(1) violated his right to bear arms under the Missouri Constitution, article I, section 23, and the Missouri Constitution's prohibition against laws retrospective in their operation, article I, section 13. The circuit court sustained the motion and dismissed the three unlawful possession counts with prejudice. Merritt then pleaded guilty to the other charges. The State filed a notice of appeal in the court of appeals, which transferred the case to this Court prior to opinion.
Rule 24.04(b)(1) permits a criminal defendant to raise "[a]ny defense or objection which is capable of determination without trial of the general issue ... before trial by motion." The circuit court's judgment sustaining Merritt's motion to dismiss on constitutional grounds is a final judgment from which the State may appeal. State v. Honeycutt, 421 S.W.3d 410, 413 (Mo. banc 2013). This Court has not addressed the standard of review of a judgment sustaining a motion to dismiss a criminal indictment, but civil cases are instructive. "If a trial court fails to state a basis for its dismissal, this Court presumes the dismissal was based on the grounds
This Court has exclusive jurisdiction over this appeal pursuant to article V, section 3 because it involves the constitutional validity of a statute. Rodriguez v. Suzuki Motor Corp., 996 S.W.2d 47, 51 (Mo. banc 1999). "Statutes are presumed constitutional and will be found unconstitutional only if they clearly contravene a constitutional provision." State v. Vaughn, 366 S.W.3d 513, 517 (Mo. banc 2012). Constitutional challenges are issues of law this Court reviews de novo. Estate of Overbey v. Chad Franklin Nat'l Auto Sales North, LLC, 361 S.W.3d 364, 372 (Mo. banc 2012).
The State argues the circuit court erred by dismissing the three counts of unlawful possession of a firearm because § 571.070.1(1) does not violate Merritt's right to bear arms, article I, section 23, or the prohibition against laws retrospective in their operation, article I, section 13. Merritt now concedes that the statute does not violate the ban on the passage of retrospective laws given this Court's recent holding that "article I, section 13's ban on the passage of any law retrospective in its operation does not apply to criminal laws." State v. Honeycutt, 421 S.W.3d 410, 413 (Mo. banc 2013). The sole issue is whether § 571.070.1(1) violates article I, section 23's protection of Merritt's right to bear arms. This Court holds that it does not.
"A person commits the crime of unlawful possession of a firearm if such person knowingly has any firearm in his or her possession and ... [s]uch person has been convicted of a felony under the laws of this state, or of a crime under the laws of any state or of the United States which, if committed within this state, would be a felony." Section 571.070.1(1). Article I, section 23 was amended as follows while this appeal was pending:
Dotson, 463 S.W.3d at 196. Both parties argue that the new version of article I, section 23 applies retroactively to this case. The State also argues, in the alternative, that the previous version of article
The parties claim that the new version of article I, section 23 applies retroactively because this case was not yet final when the amendment went into effect, citing Griffith v. Kentucky, 479 U.S. 314, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987). In Griffith, the Supreme Court of the United States held "that a new rule for the conduct of criminal prosecutions is to be applied retroactively to all cases, state or federal, pending on direct review or not yet final." 479 U.S. at 328, 107 S.Ct. 708. Griffith does not govern the retroactivity of newly enacted state constitutional amendments, only newly stated procedural rules of federal constitutional law.
"The settled rule of construction in this state, applicable alike to the Constitutional and statutory provisions, is that, unless a different intent is evident beyond reasonable question, they are to be construed as having a prospective operation only." State ex rel. Scott v. Dircks, 211 Mo. 568, 111 S.W. 1, 3 (1908). This Court gives only prospective application to a constitutional amendment unless it finds "a contrary intent that is spelled out in clear, explicit and unequivocal detail so that retrospective application is called for `beyond []a[] reasonable question.'" State ex rel. Hall v. Vaughn, 483 S.W.2d 396, 398-99 (Mo. banc 1972). The amended version of article I, section 23 does not have any text that suggests it was intended to be applied retroactively. Therefore, it applies prospectively only. Hall, 483 S.W.2d at 398-99; Scott, 111 S.W. at 3.
This Court recently held, while this case was pending, that strict scrutiny applies under the prior version of article I, section 23 to cases arising in the time frame after McDonald was decided, regardless of the recent amendment. Dotson, 463 S.W.3d at 209 n. 5. Previously, the Supreme Court of the United States held, in District of Columbia v. Heller, that the Second Amendment protects an individual's right to possess an operable handgun in the home for self-defense, without deciding what level of constitutional scrutiny applies: "Under any of the standards of scrutiny that we have applied to enumerated constitutional rights, banning from the home the most preferred firearm in the nation to keep and use for protection of one's home and family would fail constitutional muster." 554 U.S. 570, 628-29, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008) (internal citations, quotation marks, and footnote omitted). In 2010, the Supreme Court held that the right to bear arms recognized in Heller is a right fundamental to our scheme of ordered liberty and fully applicable to the states through the Fourteenth Amendment. McDonald, 561 U.S. at 750, 791, 130 S.Ct. 3020; id. at 805-06, 130 S.Ct. 3020 (Thomas, J., concurring in part, concurring in the judgment, and providing the necessary fifth vote). Following those decisions, the State charged Merritt with unlawfully possessing firearms on or about November 7, 2012, the circuit court dismissed the charges, and this Court assumed jurisdiction of the State's appeal.
Then came the Dotson case, which was filed in this Court and briefed, argued, and
Id. at 209 n. 5. This conclusion was necessary to this Court's analysis and resolution in Dotson and was, therefore, a holding of the Court. If the constitutional amendment had changed the level of scrutiny under article I, section 23 to strict scrutiny, the Court might have considered the ballot summary at issue in Dotson unfair or insufficient. But this Court held that strict scrutiny would have applied under the prior version of article I, section 23 in the time frame after McDonald was decided, irrespective of the amendment.
Merritt was charged with unlawfully possessing firearms after McDonald was decided. Therefore, as this Court necessarily held in Dotson, strict scrutiny applies.
"[T]here is no settled analysis as to how strict scrutiny applies to laws affecting the fundamental right to bear arms, which has historically been interpreted to have accepted limitations." Id. at 197. Additionally, the application of strict scrutiny depends on context, including the controlling facts, the reasons advanced by the government, relevant differences, and the fundamental right involved. See Grutter v. Bollinger, 539 U.S. 306, 327, 123 S.Ct. 2325, 156 L.Ed.2d 304 (2003); Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 246, 115 S.Ct. 2097, 132 L.Ed.2d 158 (1995); Adam Winkler, Fatal in Theory and Strict in Fact: An Empirical Analysis of Strict Scrutiny in the Federal Courts, 59 VAND L. REV. 793, 795-96 (2006).
Accordingly, "that strict scrutiny applies `says nothing about the ultimate
It is clear that laws regulating the right to bear arms are not "presumptively invalid." Dotson, 198 S.W.3d at 198. In Dotson, this Court recognized that the Supreme Court's decisions in Heller and McDonald did not cast doubt on "`longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.'" Id. at 198.
"[S]trict scrutiny is generally satisfied only if the law at issue is `narrowly tailored to achieve a compelling interest.'" Id. at 197. Section 571.070.1(1) is narrowly tailored to achieve a compelling governmental interest. The State has a compelling interest in ensuring public safety and reducing firearm-related crime. See In re Care & Treatment of Norton, 123 S.W.3d 170, 174 (Mo. banc 2003) ("The State has a compelling interest in protecting the public from crime."). Prohibiting felons from possessing firearms is narrowly tailored to that interest because "[i]t is well-established that felons are more likely to commit violent crimes than are other law abiding citizens." United States v. Barton, 633 F.3d 168, 175 (3d Cir. 2011). Furthermore, "someone with a felony conviction on his record is more likely than a nonfelon to engage in illegal and violent gun use."
As this Court noted in Dotson, decisions of the Supreme Court of Louisiana are persuasive on this issue. 464 S.W.3d at 197. Like Missouri, the people of the State of Louisiana amended their state constitution to clarify that strict scrutiny applies to laws restricting the right to bear arms. Id. The Supreme Court of Louisiana has recently upheld, under strict scrutiny, a law banning persons who have committed certain dangerous and potentially dangerous felonies from possessing firearms or carrying concealed weapons for ten years. State v. Eberhardt, 145 So.3d 377, 385 (La. 2014). That court found "`a long history, a substantial consensus, and simple common sense' to be sufficient evidence for even a strict scrutiny review." Id.
Merritt argues that § 571.070.1(1) is not narrowly tailored to achieve the State's interest because it bans "all convicted felons under all circumstances from possessing firearms for life" and "has no exception for the inherent right of self-defense or defense of others." Resp. Br. at 22-23. He claims § 571.070.1(1) is overbroad because it could have contained a self-defense exception; that it could have applied only to violent felonies, dangerous felonies, or some other subset of felonies; or to "concealable" firearms only; or just for a period of years; or until the person qualifies for some form of reinstatement. He points to statutes from other jurisdictions, which contain some of these limits, and he claims other Missouri statutes are less restrictive. For example, incapacitated persons may have their gun rights restored, § 571.092.1; intoxicated persons may possess firearms for purposes of self-defense, § 571.030.1(5), RSMo Supp. 2014; voting rights may eventually be restored for many felons, §§ 115.133.2; 561.026; many felons may eventually hold public office (except sheriff), §§ 561.021.2, RSMo 2000; 57.010; and many felons cannot be denied an occupational or professional license based primarily on a conviction, § 314.200, RSMo 2000.
But narrow tailoring "does not require exhaustion of every conceivable ... alternative." Grutter v. Bollinger, 539 U.S. 306, 339, 123 S.Ct. 2325, 156 L.Ed.2d 304 (2003). Section 571.070.1(1) does not apply to any misdemeanors, unlike the federal felon-in-possession law, which applies to misdemeanor domestic violence offenses. See 18 U.S.C. § 922(g)(9) (2006). It does not apply to felony convictions that have been pardoned or expunged (although expungement would not be available for Merritt's federal conviction). It does not
Many of the restrictions Merritt argues the General Assembly should have included in § 571.070.1(1) appear in other statutes and previous versions of the same law. The felon-in-possession law, which bans felons from possessing firearms, with no exceptions other than possessing an antique firearm, is sufficiently narrowly tailored to achieve the compelling interest of protecting the public from firearm-related crime. Therefore, it passes strict scrutiny.
The circuit court's judgment dismissing the three counts of unlawful possession of a firearm is reversed, and the case is remanded.
Breckenridge, C.J., Fischer, Wilson and Russell, JJ., concur;
Draper, J., concurs in result in separate opinion filed;
Teitelman, J., concurs in opinion of Draper, J.;
Stith, J., concurs in result and concurs in opinion of Draper, J.
George W. Draper III, Judge, concurring in result.
I concur with the principal opinion's holding that section 571.070 is constitutional under article I, section 23, as it was written at the time Marcus Merritt (hereinafter, "Merritt") was charged with his crimes. Consistent with my position in Dotson v. Kander, 464 S.W.3d 190 (Mo. banc 2015), I disagree that strict scrutiny must be applied to any right to bear arms claim brought under article I, section 23 as it was written prior to the 2013 amendment. Accordingly, I concur in result only.
The principal opinion relies on District of Columbia v. Heller, 554 U.S. 570, 595, 128 S.Ct. 2783, 2799, 171 L.Ed.2d 637 (2008), McDonald v. City of Chicago, Illinois, 561 U.S. 742, 791, 130 S.Ct. 3020, 3050, 177 L.Ed.2d 894 (2010), and Dotson to support its position that Missouri courts are obligated to apply strict scrutiny when reviewing section 571.070's constitutional validity. A careful reading of these cases does not compel such a result.
The Heller Court declined to establish a level of scrutiny when it evaluated the Second Amendment restriction. Heller, 554 U.S. at 634, 128 S.Ct. 2783. In a footnote, the United States Supreme Court stated judicial review required something more than "rational basis" because "[i]f all that was required to overcome the right to keep and bear arms was a rational basis, the Second Amendment would be redundant with the separate constitutional prohibitions on irrational laws, and would have no effect." Id. at 629, 128 S.Ct. 2783, n.27. Further, Heller found that the right to keep and bear arms is not unlimited and is "not a right to keep and carry any weapon whatsoever in any manner whatsoever and for whatever purpose." Heller, 554 U.S. at 626, 128 S.Ct. 2783. The Heller Court was careful to point out: "[N]othing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places ...." Id. at 626-27, 128 S.Ct. 2783. The Supreme Court went on to identify prohibitions against felons possessing firearms as "presumptively lawful regulatory measures." Id. at n. 26.
Two years after Heller, the United States Supreme Court extended the Second Amendment's application to the states by virtue of the Fourteenth Amendment's
This Court in Dotson resolved an election contest concerning the fairness and sufficiency of the ballot title for the new amendment to article I, section 23, which failed to apprise Missouri voters that "strict scrutiny" would apply to any restriction on the right to bear arms. Dotson, at 209 n. 5. The per curiam opinion in Dotson recognized there was no settled analysis under federal law or Missouri law defining a particular level of judicial scrutiny regarding firearms regulations. Id. However, in a footnote, the per curiam opinion surmised for the first time that "strict scrutiny would have applied under the Missouri constitution had a challenge been made" under article I, section 23 after McDonald because the United States Supreme Court stated the right to bear arms is a fundamental right. Dotson, at 209 n. 5. The principal opinion now asserts it is bound to follow its advisory determination in Dotson now that an actual challenge has reached this Court.
In addition to reaching the issue before it was ripe, I believe Dotson is incorrect and decisively erroneous on this issue because, despite recognizing the right to keep and bear arms as a fundamental right, Heller and McDonald specifically declined the invitation to apply strict scrutiny and explicitly avoided stating what type of scrutiny would apply to cases challenging the right to bear arms. Heller, 554 U.S. at 628-29, 128 S.Ct. 2783; McDonald, 561 U.S. at 782-84, 130 S.Ct. 3020. Instead, Heller merely states: "Under any of the standards of scrutiny that we have applied to enumerated constitutional rights, banning from the home the most preferred firearm in the nation to keep and use for protection of one's home and family, would fail constitutional muster." Heller, 554 U.S. at 628-29, 128 S.Ct. 2783 (internal citation and quotation marks omitted).
If the United States Supreme Court purposefully sidestepped applying a particular level of scrutiny in two cases involving this fundamental right, this Court in Dotson was not, as the principal opinion now proclaims, beholden to apply strict scrutiny in an effort to follow the holdings in Heller and McDonald. Likewise, the principal opinion need not reach that far to uphold section 571.070 in this case.
Despite my disagreement about the appropriate standard of review to apply to article 1, section 23 challenges raised prior to the 2013 amendment, section 571.070 can be upheld under the less rigorous standard articulated in State v. Richard, 298 S.W.3d 529 (Mo. banc 2009), and State ex rel. Kansas City, Mo. v. Pub. Serv. Comm'n, 524 S.W.2d 855, 862 (Mo. banc 1975). Those cases stated a reviewing court should examine whether a statute professing to be an exercise of the state police power has a real and substantial relationship to the protection of public safety and does not invade constitutional rights unjustifiably. Id. Here, section 571.070, a statute constituting an exercise of the state's police power, is constitutional because it has a real and substantial relationship to the protection of the public safety by regulating the possession of firearms by convicted felons and does not unjustifiably invade rights secured by the constitution. Accordingly, I concur in the result reached by the principal opinion reversing the circuit court's judgment dismissing the counts against Merritt.