Cassel, J.
Cory L. Russell appeals from his plea-based conviction and sentence for sexual assault of a child in the first degree. He argues that because he was not correctly advised of the 15-year "mandatory minimum," his plea was not entered knowingly. To resolve the appeal, we (1) explain the distinction, in this context, between "minimum" and "mandatory minimum"; (2) determine the correct range of penalties; (3) conclude that the error was not prejudicial; and (4) describe why the different good time calculation for a "mandatory minimum" does not affect the validity of the plea.
The controlling statute states, "Sexual assault of a child in the first degree is a Class IB felony with a mandatory minimum sentence of fifteen years in prison for the first offense."
The State filed an information charging Russell with 27 counts of sexual assault of a child in the first degree. Pursuant to a plea agreement, the State agreed to file an amended information charging Russell with only one count of that offense in return for Russell's plea of no contest to the charge. The amended information did not allege that Russell had any prior convictions.
Prior to accepting Russell's plea, the district court advised Russell that the crime "carries a minimum of 20 years['] incarceration and a maximum of life." The court accepted Russell's plea of no contest and adjudged him guilty of sexual assault of a child in the first degree.
At the sentencing hearing, the district court stated that the offense carried "a mandatory minimum of at least 20 years." The court imposed a sentence of 40 to 50 years' imprisonment. The court advised Russell that he "must serve 20 years, less 332 days served on the minimum term before you would be eligible for parole, and 25 years, less 332 days served on the maximum term before mandatory release."
Russell timely appealed, and we moved the case to our docket under our statutory authority to regulate the caseloads of the appellate courts of this state.
Russell assigns that the district court erred by not properly advising him of the crime's range of penalties prior to the acceptance of his plea.
Statutory interpretation presents a question of law, for which an appellate court has an obligation to reach an independent conclusion irrespective of the determination made by the court below.
A trial court is given discretion as to whether to accept a guilty plea, and an appellate court will overturn that decision only where there is an abuse of discretion.
In order to address Russell's assignment of error, we must determine the specific meaning of the phrase "mandatory minimum sentence" in § 28-319.01(2). From one context to another, the meaning of the term "mandatory minimum" can vary. In some instances, it may be a term of art, while in other circumstances, it may be used only in the general sense of the two words. For example, a "minimum" prescribed by § 28-105 can be described as "mandatory" in the sense that a judge is not authorized to impose an indeterminate sentence of imprisonment having a minimum term which is less than the statutorily authorized minimum sentence.
For purposes of the authorized limits of an indeterminate sentence under § 29-2204(1)(a)(ii)(A), both "mandatory minimum" as used in § 28-319.01(2) and "minimum" as used in § 28-105 in regard to a Class IB felony mean the lowest authorized minimum term of the indeterminate sentence. Thus, in that sense, there is no difference between the two.
But the Legislature has prescribed different consequences regarding probation and parole, depending upon whether the bottom end of a sentence is a "minimum" or a "mandatory minimum." Under current law regarding the specific statutes before us, there are two significant differences between a "minimum" and a "mandatory minimum."
First, a court cannot place the convicted offender on probation. We have said that whether probation or incarceration is ordered is a choice within the discretion of the trial court, whose judgment denying probation will be upheld in the
The second consequence is that the offender will not receive any good time for the entire duration of the mandatory minimum. Good time reductions do not apply to mandatory minimum sentences.
Therefore, under our current statutes, the mandatory minimum required by § 28-319.01(2) affects both probation and parole. Probation is not authorized in sentencing an offender for sexual assault of a child in the first degree. And good time credit cannot be allowed until the full amount of the mandatory minimum term of imprisonment has been served. The designation of the minimum as "mandatory" in § 28-319.01(2) does not affect the range of penalties, but the statute's specification of a different minimum does.
Long ago, we articulated that in order to support a finding that a plea of guilty or no contest has been entered freely, intelligently, voluntarily, and understandingly, among other requirements the record must establish that the defendant knew the range of penalties for the crime with which he or she is charged.
But the parties do not agree upon the correct range of penalties. Russell contends
We have not explicitly enunciated the range of penalties for sexual assault of a child in the first degree under § 28-319.01. Most recently, in State v. Lantz,
The Nebraska Court of Appeals, however, has overtly determined that the minimum penalty for sexual assault of a child in the first degree is 15 years. In State v. Lantz,
The Court of Appeals' resolution was consistent with its determination in a prior case that a sentence of 15 to 15 years' imprisonment for first degree sexual assault of a child was the most lenient sentence of imprisonment that could be imposed for the conviction.
To hold otherwise could lead to absurd results. For example, a person found guilty of sexual assault of a child in the first degree and who had previously been convicted of the same crime would be guilty of a Class IB felony with a mandatory minimum sentence of 25 years in prison.
We explicitly hold that the range of penalties for sexual assault of a child in the first degree, first offense, under § 28-319.01(2), is 15 years' to life imprisonment. Because the lower limit is a mandatory minimum, probation is not an authorized sentence for the offense and no good time is accrued until the full mandatory minimum term has been served.
The district court erroneously advised Russell of the lower end of the range of penalties. The court informed Russell that the minimum sentence was 20 years rather than 15 years. But this erroneous advisement does not necessitate reversal.
A court's failure to advise a defendant of the correct statutory minimum and maximum penalties does not automatically warrant reversal. In State v. Rouse,
We also found no prejudice in a case where a defendant was advised of a lower maximum penalty than that mandated by statute. In State v. Jipp,
Russell suffered no prejudice as a result of the erroneous advisement. His sentence of 40 to 50 years' imprisonment was within the statutory range of penalties. It was also within the range of penalties articulated by the district court. It is inconceivable that Russell would plead no
The statutory characterization of the minimum penalty as a mandatory minimum does not change our analysis. As we have explained, the addition of the word "mandatory" to "minimum" in § 28-319.01(2) had the effect of removing eligibility for probation and denying accrual of good time prior to service of the first 15 years of any minimum term. But the addition of the word "mandatory" did not affect the range of penalties. Rather, the special minimum established in § 28-319.01(2) for this offense superseded the minimum provided for Class IB felonies in § 28-105. In other words, it was the designation of a specific minimum in § 28-319.01(2) for sexual assault of a child in the first degree that affected the range of penalties; the additional word "mandatory" did not do so.
Federal sentencing law supports our decision. Our previous statements concerning advising a defendant of the mandatory minimum sentence on a charge derived from standard 1.4 of the ABA Standards Relating to Pleas of Guilty (Approved Draft 1968).
Clearly, Russell's argument depends solely upon the consequences of a mandatory minimum for accrual of good time. He makes no claim that he would have been considered for a sentence of probation. As Russell explained, "After the math is done, the difference [is] between what the [district court] advised and [s]entenced (40 years, 20 with good time) and
The district court stated, "Assuming that [Russell] loses none of the good time for which he becomes eligible, [he] must serve 20 years, less 332 days served, on the minimum term before obtaining parole eligibility, and must serve 25 years, less 332 days served, on the maximum term, before obtaining mandatory release." The State, in effect, concedes that these advisements were incorrect. But the State argues that truth-in-sentencing advisements are not required until a sentence is pronounced and that, thus, the incorrect truth-in-sentencing advisements did not affect the validity of Russell's plea. We agree.
As the Court of Appeals has explained, § 29-2204 plainly provides that in the event of a discrepancy between the statement of the minimum limit of the sentence and the statement of parole eligibility, the statement of the minimum limit controls the calculation of the offender's term.
In the context of § 28-319.01(2), the term "mandatory minimum" differs from a "minimum" only in that probation is not authorized and no good time credit accrues until after the full amount of the mandatory minimum has been served. The lowest authorized minimum term of an indeterminate sentence for sexual assault of a child in the first degree, first offense, under § 28-319.01(2) is 15 years' imprisonment. Thus, the range of penalties for that offense is 15 years' to life imprisonment. The district court incorrectly advised Russell that the range of penalties was 20 years' to life imprisonment. But the error was not prejudicial and did not affect the validity of Russell's plea. The sentence imposed of 40 to 50 years' imprisonment was within both the authorized statutory range and the advisement of the range given to Russell. There was no prejudice from the incorrect advisement. Russell's actual complaint is that the truth-in-sentencing advisements were incorrect. But § 29-2204 plainly states that the pronounced terms of imprisonment prevail over any conflict with the truth-in-sentencing advisements. We therefore affirm the judgment of the district court.
AFFIRMED.