PRATTER, District Judge.
"On December 1st, 2009, Ms. Kahn initiated what will be a very contentious divorce and custody" proceedings in the Montgomery County Court of Common Pleas. Compl. ¶¶ 2, 14. This prescient understatement launches a litany of allegations in a 47-page, 279-paragraph Complaint from pro se Plaintiff Nabil Mikhail, who claims that his soon-to-be-ex-wife, Jolie Kahn, along with her former lawyer, Dorothy Phillips, and her current lawyer, Alan Fellheimer, conspired with court-appointed psychologists and a psychiatrist, as well as a nonprofit attorney, two child visitation supervisors, and nine Pennsylvania judges, to deprive him of his federal constitutional rights through state court
For the reasons explained below — the Rooker-Feldman
In December 2009, Ms. Kahn filed for divorce from Mr. Mikhail and also brought a protection from abuse ("PFA") petition against him. As the result of a PFA order entered after an ex parte hearing, Mr. Mikhail "was evicted from the marital home at 2 a.m. on December 2, 2009" by the police and was "banned from seeing his daughter for 2 weeks." Compl. ¶ 16. Although another judge "dismissed the Child from the PFA" a week later, that second judge appointed Defendant Dr. Herbert Lustig "to perform a custody evaluation," and this first PFA otherwise remained in effect until May 2011. Compl. ¶ 17. Ms. Kahn also obtained sole custody of her and Mr. Mikhail's minor child, allegedly on an ex parte basis, although Mr. Mikhail's allegations do not make clear whether this custody award was related to the PFA proceedings or to the separate, ongoing custody proceedings.
Mr. Mikhail claims that in January 2010 Dr. Lustig conspired with Ms. Kahn and Ms. Kahn's then-attorney, Dorothy Phillips (now deceased), to falsely report that Mr.
While the authorities investigated Ms. Kahn's reports of abuse, she filed a second PFA petition, which, again, the presiding judge temporarily granted ex parte and, Mr. Mikhail contends, erroneously. Compl. ¶¶ 22-23. Then, notwithstanding the authorities' subsequent dismissal of the child abuse allegations as unfounded, Mr. Mikhail alleges, another judge "ordered [him] to see Child only SUPERVISED, and for LIMITED amount of time," Compl. ¶ 25, and to use the corrupt "Kids First" service for supervision. That same judge also entered an order granting the second PFA petition after a hearing on April 9, 2010. This PFA order, which expired in April 2011, was subsequently extended for one year. When Mr. Mikhail sought an appeal (his Complaint is not clear as to which orders, precisely, he appealed), the Pennsylvania Superior Court affirmed "through numerous non-precedential decisions containing falsehoods and in violation of Plaintiff [sic] constitutional rights." Compl. ¶ 29.
Mr. Mikhail also alleges that Ms. Kahn used Dr. Lustig's services for their child without "the approval of [Mr. Mikhail] or the Child Advocate," Compl. at 10 — that is, it seems, beyond Dr. Lustig's permitted role as court-appointed custody evaluator. For reasons not entirely clear from the Complaint, in December 2010, the trial court dismissed Dr. Lustig from the domestic relations case and ordered his files and records released. On January 7, 2011, after reviewing these newly available documents, Mr. Mikhail filed a petition for contempt in which he attempted to show "that the PFA was secured through Fraud upon the Court." See Compl. ¶¶ 30-31.
Mr. Mikhail complains of a number of harms allegedly emanating from the state court proceedings and rulings, including, for example, a judge's failure to schedule a hearing for "over 22 months," Compl. ¶ 33; the court's dismissal of his petition to expunge the PFA orders entered against him, see Compl. ¶¶ 34, 43; the court's entry of an order, after a hearing at which no evidence was presented, that Mr. Mikhail could not take the child out of Pennsylvania, Compl. ¶ 36; the court's hearing of Ms. Kahn's petition for custody before Mr. Mikhail's petition for custody, Compl. ¶ 42; the court's dismissal of Mr. Mikhail's various subpoenas, see Compl. ¶ 44(1); and the court's failure or refusal to ask the child advocate/guardian ad litem to be present at a hearing concerning the child, in favor of allowing Ms. Kahn's attorney to represent the child, see Compl. ¶¶ 45, 46. Mr. Mikhail also alleges that he was denied alimony pendente lite for over two years and that he alone was required to pay the cost of visitation supervisors and the reunification therapist. Compl. ¶¶ 49, 52.
Within this context of assigning error to the defendant judges and their rulings, Mr. Mikhail avers that Maddi-Jane Sobel, the second court-appointed custody evaluator, "insulted [Mr. Mikhail] in his faith and distorted facts and reported false testimonies." Compl. at 19. He also alleges that Dr. Anthony Pisa, the court-appointed reunification therapist, inappropriately conferred with the court in a meeting from which counsel were excluded; that the court impermissibly relied on this ex parte
Mr. Mikhail attempts to channel these alleged wrongdoings into six counts, which often refer to all of the Defendants collectively. He rarely specifies how any given alleged wrongful activity was unlawful or unconstitutional. See Compl. at 24-32. Counts I and II purport to state violations of 18 U.S.C. § 242 and 42 U.S.C. § 1983, and both, among other things, claim that the judges discriminated against Mr. Mikhail "because of race, gender, [and] religion." Compl. ¶¶ 218, 239. Count I does not indicate the conduct complained of, but it seems to refer to the custody and divorce proceedings because Count II, in contrast, refers explicitly to the PFA orders. In Count II, Mr. Mikhail claims that the entry of the PFA orders, especially those entered ex parte, violated his constitutional rights by, inter alia, leading to his eviction from the marital home in the middle of the night and because of the accusations of child abuse. He further asserts that the PFA orders "were secured through fraud upon the court" and were themselves erroneous and unconstitutional. Compl. ¶ 235. Finally, Counts III through VI consist of state law claims for, respectively, violation of Pennsylvania's Code of Judicial Conduct and its Rules of Professional Conduct; civil conspiracy; concerted tortious action; and malicious prosecution.
For the Defendants' alleged wrongdoing, Mr. Mikhail seeks injunctive relief, including "[r]elief of all orders made in violation of the Law," a judicial command that the Defendants cease violating his constitutional rights, a declaration (but, for reasons explained below, not truly declaratory relief) that the PFA orders are unconstitutional, as well as monetary damages, costs, and attorneys' fees. Compl. at 46.
A Rule 12(b)(6) motion to dismiss tests the sufficiency of a complaint. Although Rule 8 of the Federal Rules of Civil Procedure requires only "a short and plain statement of the claim showing that the pleader is entitled to relief," Fed.R.Civ.P. 8(a)(2), "in order to `give the defendant fair notice of what the ... claim is and the grounds upon which it rests,'" Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (citation omitted) (alteration in original), the plaintiff must provide "more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do," id.
To survive a motion to dismiss, the plaintiff must plead "factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). Specifically, "[f]actual allegations must be enough to raise a right to relief above the speculative level."
In evaluating the sufficiency of a complaint, the Court adheres to certain well-recognized parameters. For one, the Court "must consider only those facts alleged in the complaint and accept all of the allegations as true." ALA, Inc. v. CCAIR, Inc., 29 F.3d 855, 859 (3d Cir.1994); see also Twombly, 550 U.S. at 555, 127 S.Ct. 1955 (stating that courts must "assum[e] that all the allegations in the complaint are true (even if doubtful in fact)"); Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir.2010) ("[A] court must consider only the complaint, exhibits attached to the complaint, matters of public record, as well as undisputedly authentic documents if the complainant's claims are based upon these documents."). The Court must also accept as true all reasonable inferences emanating from the allegations, and view those facts and inferences in the light most favorable to the nonmoving party. Rocks v. City of Philadelphia, 868 F.2d 644, 645 (3d Cir. 1989); see also Revell v. Port Auth., 598 F.3d 128, 134 (3d Cir.2010). But that admonition does not demand that the Court ignore or discount reality. The Court "need not accept as true unsupported conclusions and unwarranted inferences," Doug Grant, Inc. v. Greate Bay Casino Corp., 232 F.3d 173, 183-84 (3d Cir.2000) (citations and internal quotation marks omitted), and "the tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions. Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice," Ashcroft, 556 U.S. at 678, 129 S.Ct. 1937; see also Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997) (explaining that a court need not accept a plaintiff's "bald assertions" or "legal conclusions" (citations omitted)). Finally, "if a [claim] is vulnerable to 12(b)(6) dismissal, a district court must permit a curative amendment, unless an amendment would be inequitable or futile." Phillips v. County of Allegheny, 515 F.3d 224, 236 (3d Cir.2008).
For practical reasons, complaints filed by pro se litigants like Mr. Mikhail are held to somewhat "less stringent standards" than those drafted by lawyers. See Henry v. Moore, 500 Fed.Appx. 115, 117 (3d Cir.2012); see also Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244 (3d Cir. 2013) ("[W]e tend to be flexible when applying procedural rules to pro se litigants, especially when interpreting their pleadings."). Even so, the Court must still fulfill its gatekeeper role. See Mala, 704 F.3d at 245. Pro se litigants cannot expect wholesale indulgence of whatever they claim and however they claim it.
Mr. Mikhail's Complaint and the Defendants' Motions to Dismiss raise many issues. Many of the defenses overlap, and indeed, although the Complaint must ultimately be dismissed in its entirety, no single doctrine or legal principle is dispositive as to the whole pleading. Thus, for instance, although most of Mr. Mikhail's claims against the judges might be dismissed on the basis of judicial immunity
Under the Rooker-Feldman doctrine, the Court is without power to hear Mr. Mikhail's claims based on the state courts' protection from abuse orders, which are now final. Similarly, the Court must abstain pursuant to Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), from considering Mr. Mikhail's alleged custody-and divorce-based claims because those state proceedings are ongoing within the meaning of that doctrine. At the same time, Mr. Mikhail's allegations of conspiracy among or between the defendant judges and court-appointed officials and Ms. Kahn and her attorneys must be considered separately because, if they are credited, they are not barred by Rooker-Feldman (given that the due process injury would not result from the judgments), or by Younger (because such a conspiracy would almost certainly fall into Younger's narrow carve-out for "exceptional circumstances").
The claims that elude these jurisdictional watchdogs still must face a second line of rigorous defenses, several of which also would render any amendments to certain claims futile, if it were not so already. See Phillips, 515 F.3d at 236. For example, Mr. Mikhail seeks to bring claims under 18 U.S.C. § 242, a criminal statute, but as a private citizen, he cannot do so. He is also barred from bringing claims under 42 U.S.C. § 1983 against a number of the Defendants by the statute's two-year statute of limitations in Pennsylvania. And against several of the Defendants he has failed to state a claim upon which relief can be granted in any event. For instance, he cannot sue Ms. Kahn and her attorneys under § 1983 because they were not state actors (i.e., they did not act under color of law). And, of course, to the extent that any claims then remain against the judges or the court-appointed Defendants, these individuals have judicial and quasi-judicial immunity, respectively, that protects them from both claims for damages and claims for injunctive relief. The application of all of these doctrines and, to the extent possible, their relationship inter se, are explained in detail below.
Finally, because these doctrines, requirements, and principles eliminate all of Mr. Mikhail's federal claims, the Court will decline to exercise supplemental jurisdiction over the state law claims.
Much of the relief that Mr. Mikhail seeks from the PFA orders entered
Under Rooker-Feldman, "federal district courts lack jurisdiction over suits that are essentially appeals from state-court judgments." Great W. Mining & Mineral Co. v. Fox Rothschild LLP, 615 F.3d 159, 165 (3d Cir.2010). Named after the two Supreme Court cases that announced it, Rooker v. Fidelity Trust Co., 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362 (1923), and District of Columbia Court of Appeals v. Feldman, 460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983), see Skinner v. Switzer, ___ U.S. ___, 131 S.Ct. 1289, 1297, 179 L.Ed.2d 233 (2011), the doctrine instructs "that the Supreme Court of the United States, and not the lower federal courts, has jurisdiction to review a state court decision," Parkview Associates P'ship v. City of Lebanon, 225 F.3d 321, 324 (3d Cir.2000). The doctrine is not broad, but, rather, stands for the proposition that there exist "limited circumstances in which [the Supreme] Court's appellate jurisdiction over state-court judgments, 28 U.S.C. § 1257, precludes a United States district court from exercising subject-matter jurisdiction in an action it would otherwise be empowered to adjudicate under a congressional grant of authority, e.g., § 1330 (suits against foreign states), § 1331 (federal question), and § 1332 (diversity)." Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 291, 125 S.Ct. 1517, 161 L.Ed.2d 454 (2005).
In 2005, observing that the Rooker-Feldman "doctrine has sometimes been construed to extend far beyond the contours of the Rooker and Feldman cases," Exxon Mobil, 544 U.S. at 283, 125 S.Ct. 1517, the Supreme Court began an effort to narrow the doctrine, first in Exxon Mobil Corp. v. Saudi Basic Industries Corp., 544 U.S. 280, 125 S.Ct. 1517, and most recently in Skinner v. Switzer, 131 S.Ct. 1289. As the Supreme Court has now explained, "Rooker-Feldman is confined to cases of the kind from which the doctrine acquired its name: cases brought by state-court losers inviting district court review and rejection of the state court's judgments" — i.e., it does not apply to harms somehow related to, but not caused by, state court judgments. Skinner, 131 S.Ct. at 1297 (internal quotation marks and alterations omitted) (quoting Exxon Mobil, 544 U.S. at 284, 125 S.Ct. 1517). Indeed, the four requirements for application of the doctrine, as broken down by the Third Circuit Court of Appeals, measure its reduced reach, see Great W. Mining & Mineral Co., 615 F.3d at 166-67, as follows:
Great W. Mining & Mineral Co., 615 F.3d at 166 (alterations in original).
The second requirement, in particular, merits brief elaboration here. Unless the injury of which the federal plaintiff complains was caused by a state court judgment itself, the claim is not barred, see id., even if this "independent claim ... denies a legal conclusion that a state court
To be sure, the correct application of this requirement can be difficult in practice. "The critical task is ... to identify those federal suits that profess to complain of injury by a third party, but actually complain of injury `produced by a state-court judgment and not simply ratified, acquiesced in, or left unpunished by it.'" Great W. Mining & Mineral Co., 615 F.3d at 167 (quoting Hoblock v. Albany Cnty. Bd. of Elections, 422 F.3d 77, 88 (2d Cir. 2005)). If the defendants, rather than the state court judgments, caused the injuries complained of, Rooker-Feldman does not apply and the district court is not barred from reviewing those injuries. Id. Assessing whether the doctrine applies can be particularly difficult in cases like Mr. Mikhail's, where "a federal plaintiff complains of an injury that is in some fashion related to a state-court proceeding," id. — such as a claim for fraud upon the court or a claimed conspiracy with the defendant judges, neither of which necessarily compels the conclusion that the state court erred in its decisions — because even injuries that "help[] to cause the adverse state judgments" may be "independent" of those judgments, id. at 168.
It is unnecessary to resurvey more extensively the post-Exxon Mobil doctrine's topography here, however, because the Third Circuit's recent case law contains a rather thorough discussion, particularly in Great Western Mining & Mineral Co. v. Fox Rothschild LLP, 615 F.3d at 163-73, that readily can be applied to Mr. Mikhail's Complaint. His Complaint references three sets of state court proceedings: protection from abuse proceedings, custody proceedings, and divorce proceedings. For reasons explained below, while Rooker-Feldman might apply to certain aspects of the protection from abuse proceedings (namely, injuries caused by the PFA orders), it cannot, for reasons explained below, apply to the child custody proceedings or to the divorce proceedings, which also appear to be ongoing.
Mr. Mikhail's Complaint avers that the protection from abuse proceedings have terminated and that he is no longer under any PFA order. Apparently, Ms. Kahn filed a total of five PFA petitions, the third, fourth, and fifth of which were withdrawn, dismissed, and stricken, respectively. Compl. ¶ 278(2)(3)-(5). Accordingly, these petitions serve as bases only for Mr. Mikhail's state law malicious prosecution claim (Count VI). The first two PFA petitions, by contrast, resulted in PFA orders, both temporary and for defined durations. See, e.g., Compl. ¶¶ 16, 18, 22, 23, 28, 34, 57, 68, 203, 233. The first PFA expired in May 2011, Compl. ¶ 17, and the second expired in or around April 2012, see Compl. ¶¶ 203, 233. The state court refused to expunge the record of them. Compl. ¶ 34. Thus, for immediate purposes, all the PFA orders are final and have expired or otherwise been dismissed, notwithstanding the fact that during their pendency they could have been modified. See 23 Pa. Cons.Stat. Ann. § 6117 ("The
Rooker-Feldman thus applies to Mr. Mikhail's alleged injuries caused by the first and second PFA orders because all of the four prongs of the doctrine are satisfied. See also, e.g., Walker v. Court of Common Pleas, No. 12-2206, 2013 WL 4647485, at *4-5 (M.D.Pa. Aug. 29, 2013) (applying Rooker-Feldman to a case involving protection from abuse orders). First, Mr. Mikhail "lost" in state court because the PFA orders were entered against him. Second, the only injuries that will be barred are those caused by the PFA orders, as discussed further below. Third, the orders became final before Mr. Mikhail filed the present suit. Finally, Mr. Mikhail invites this Court to review and reject the PFA orders.
Because all four elements are present, Rooker-Feldman applies, and it applies, moreover, "even if those challenges allege that the state court's action was unconstitutional." Feldman, 460 U.S. at 486, 103 S.Ct. 1303. As the Third Circuit Court of Appeals has explained, "When a federal plaintiff brings a claim, whether or not raised in state court, that asserts injury caused by a state-court judgment and seeks review and reversal of that judgment, the federal claim is `inextricably intertwined' with the state judgment" and therefore barred from review. Great W. Mining & Mineral Co., 615 F.3d at 170 (emphasis added). "Review of [state court] decisions may be had only in [the Supreme] Court." Feldman, 460 U.S. at 486, 103 S.Ct. 1303.
The Second Circuit Court of Appeals has explained this aspect of the doctrine in a passage endorsed in Great Western Mining & Mineral Co., see 615 F.3d at 167, and particularly useful here:
Hoblock, 422 F.3d at 87.
Mr. Mikhail's claim that the state court denied him due process by making ex parte decisions does not bring review of those decisions within this Court's jurisdiction. On this point, the Supreme Court's explanation in Feldman is instructive:
460 U.S. at 486-87, 103 S.Ct. 1303 (citation omitted); see also, e.g., Middlebrook at Monmouth v. Liban, 419 Fed.Appx. 284, 285-86 & n. 2 (3d Cir.2011) (per curiam) ("[Plaintiff] argues that violations of his due process rights stemmed from the state court trial judge's errors and that her errors are substantial enough to merit a different outcome.... Although [he] described, among other things, alleged due process violations by the trial judge, they were not independent claims, as he asserts...."), cert. denied, ___ U.S. ___, 132 S.Ct. 247, 181 L.Ed.2d 141 (2011).
Specifically, then, the following of Mr. Mikhail's claims and requests for relief are barred:
Other courts have reached similar conclusions.
In addition, the Court cannot entertain Mr. Mikhail's plea to "[i]ssue declaratory relief on the Constitutionality of the PFAs in this case." Compl. at 46. To do so "would require [this Court] to conclude that the state court made an incorrect legal and/or factual determination and would effectively reverse the state decision or void its ruling. This is exactly the type of determination that the Rooker-Feldman doctrine prohibits." Van Tassel v. Lawrence Cnty. Domestic Relations Sections, 390 Fed.Appx. 201, 203-04 (3d Cir.2010) (per curiam) (citation omitted).
Some additional commentary on this point is necessary, however, because of the distinction between challenging adverse state court decisions themselves and challenging as unconstitutional the statutes on which those decisions rely. See Skinner, 131 S.Ct. at 1298.
This distinction, in essence, comes down to as-applied challenges versus facial challenges and the difference between "declaring" a state order, or application, of a rule or statute unconstitutional and declaring that rule or statute itself unconstitutional in an abstract sense.
Feldman, 460 U.S. at 485-86, 103 S.Ct. 1303 (citations omitted). It should be apparent that statutes — in this case, 42 U.S.C. § 1983 — are like Feldman's state bar rules.
But, like the Third Circuit Court of Appeals in another case, the Court "believe[s] that [Mr. Mikhail] is not seeking declaratory relief in the true legal sense, however. See Fed.R.Civ.P. 57; 28 U.S.C. § 2201. [Although Mr. Mikhail] asks that the ... Court `declare' that his constitutional rights were violated[, d]eclaratory judgment is inappropriate solely to adjudicate past conduct." Corliss v. O'Brien, 200 Fed.Appx. 80, 84 (3d Cir.2006) (per curiam) (emphasis added); see also, e.g., Burrell v. Ross, No. 12-2504, 2013 WL 3097320, at *5 (M.D.Pa. June 18, 2013) ("These claims simply ask the court to declare past action unconstitutional retroactively, which basically amounts to declaring one party liable to another, so declaratory judgment is not appropriate here."). Mr. Mikhail is really only asking for an as-applied ruling, and that is a request that Rooker-Feldman forbids the Court from even considering. See, e.g., Kwasnik v. LeBlon, 228 Fed.Appx. 238, 242 (3d Cir. 2007) (per curiam) ("The Amended Complaint requests review of the constitutionality of N.J.S.A. § 9:2-4(c).... As important, the Amended Complaint includes new requests ... to prohibit enforcement of
Moreover, in fact, Mr. Mikhail cannot bring a claim for true declaratory relief — i.e., to declare Pennsylvania's Protection from Abuse Act, 23 Pa. Cons.Stat. Ann. §§ 6101-6122, unconstitutional — against the Defendants he has named. Where judges act as adjudicators, as here, they are not the proper defendants in a § 1983 suit challenging the constitutionality of a statute. Brandon E. ex rel. Listenbee v. Reynolds, 201 F.3d 194, 198-200 (3d Cir.2000).
Not all of Mr. Mikhail's PFA proceedings — based claims are barred by Rooker-Feldman. Of course, any harms caused by Ms. Kahn and her attorneys, such as fraud upon the court or malicious prosecution, for example, are not barred by Rooker-Feldman because they are not caused by any state court judgment (although the fact that they are not barred by Rooker-Feldman does not mean that they survive, as discussed below).
Further, Mr. Mikhail's 42 U.S.C. § 1983 conspiracy claim is not barred. As
If Rooker-Feldman were to apply to the state court custody proceedings in this case, its application would be similar to that outlined above for PFA proceedings-based harms. Those harms flowing from the orders themselves would be barred from consideration here,
Just a year before Marran, in Anthony v. Council, 316 F.3d 412 (3d Cir.2003), the Third Circuit Court of Appeals held that "the particular nature of child support orders" required the application of Younger abstention even though the plaintiffs under those orders may not be "currently appearing or scheduled to appear in any particular child support hearing." Id. at 419.
The Anthony Court reasoned:
Id. (footnotes omitted).
Of course, it cannot be gainsaid that where custody proceedings are actually underway, Younger rather than Rooker applies (as opposed to when they are
Indeed, the Pennsylvania Superior Court has repeatedly stated that
Arnold v. Arnold, 847 A.2d 674, 677 (Pa.Super.Ct.2004) (citation omitted). Accordingly, Pennsylvania courts are not bound by previous custody orders. See id.; 23 23 Pa. Cons.Stat. Ann. § 5338(a) ("Upon petition, a court may modify a custody order to serve the best interest of the child."); 23 Pa. Cons.Stat. Ann. § 5323 ("The court may issue an interim award of custody...."); cf. 23 Pa. Cons.Stat. Ann. § 5422 ("[A] court of this Commonwealth which has made a child custody determination consistent with section 5421 (relating to initial child custody jurisdiction) or 5423 (relating to jurisdiction to modify determination) has exclusive, continuing jurisdiction over the determination...."). Thus, although certain orders in custody cases are interlocutory and others are final for purposes of appealability through the Pennsylvania courts, see Kassam v. Kassam, 811 A.2d 1023, 1025-28 (Pa.Super.Ct.2002), Pennsylvania courts "recognize the uniqueness of custody orders compared to orders in other civil actions," id. at 1025; see also, e.g., Holler v. Smith, 928 A.2d 330, 331-32 (Pa.Super.Ct.2007) ("Custody matters are a special creature.... Unlike other actions which have a clear beginning, middle, and end, custody orders may be repeatedly modified."); Friedman v. Friedman, 224 Pa.Super. 530, 307 A.2d 292, 295 (1973) ("Unlike other judgments or decrees, an order of custody is a unique and delicate matter. It is never final, but is considered temporary in nature, subject to constant review and modification. Because the State has a duty to protect the children's best interests and welfare it may always entertain an application for modification and adjustment of custodial rights.").
Furthermore, the proposition that a federal court considering whether Rooker-Feldman
For these reasons, and because Third Circuit case law does not explicitly state that Rooker-Feldman, rather than Younger abstention, must apply to child custody proceedings,
As the discussion above suggests, child custody proceedings are a strong candidate for Younger abstention. Younger abstention is not a jurisdictional principle, but rather a doctrine first announced in the Supreme Court's Younger v. Harris opinion, in the context of preventing federal courts from interfering with ongoing state criminal proceedings. As such, it is grounded in "Our Federalism," or the concept of "a system in which there is sensitivity to the legitimate interests of both State and National Governments, and in which the National Government, anxious though it may be to vindicate and protect federal rights and federal interests, always endeavors to do so in ways that will not unduly interfere with the legitimate activities of the States." Younger, 401 U.S. at 44, 91 S.Ct. 746. Under Younger, federal courts will abstain from, and therefore dismiss, claims otherwise within the scope of federal jurisdiction when "exceptional circumstances... justify a federal court's refusal to decide a case in deference to the States." Sprint Commc'ns, Inc. v. Jacobs, ___ U.S. ___, 134 S.Ct. 584, 591, 187 L.Ed.2d 505 (2013) (citation omitted).
These exceptional circumstances are present in only three types of cases: "ongoing state criminal prosecutions,"
The Third Circuit Court of Appeals endeavors to demarcate the metes and bounds of this "elusive" doctrine by explaining that for it to apply
Anthony, 316 F.3d at 418 (alterations omitted) (quoting Schall v. Joyce, 885 F.2d 101, 106 (3d Cir.1989)). The Third Circuit's Anthony case both lays out the standard as well as makes clear why Younger applies to the custody proceedings — based claims in this case.
First, as discussed above, the Kahn-Mikhail child custody proceedings are ongoing, and so Younger's first prong is satisfied. See supra subsection III.A.2. As the Anthony Court explained, New Jersey child support proceedings form part of "a comprehensive and fluid system designed to address the ever-present and ever-changing realities of child support orders" such that, for purposes of Younger analysis, they "must be viewed as a whole, rather than as individual, discrete hearings." 316 F.3d at 420-21. The child custody proceedings ongoing here, too, must be viewed in the same way. As the Pennsylvania Supreme Court has explained,
Karis v. Karis, 518 Pa. 601, 544 A.2d 1328, 1331-32 (1988).
Second, there can be no quarrel with the notion that child custody proceedings implicate important state interests. Because "[f]amily relations are a traditional area of state concern," Moore v. Sims, 442 U.S. 415, 435, 99 S.Ct. 2371, 60 L.Ed.2d 994 (1979); accord Lazaridis, 591 F.3d at 671 & n. 5; Wattie-Bey, 424 Fed. Appx. at 97, "[t]he Supreme Court has expanded the applicability of Younger to... a state child custody action," Malachowski v. City of Keene, 787 F.2d 704, 708 (1st Cir.1986) (per curiam) (citing Moore, 442 U.S. 415, 99 S.Ct. 2371), which "is precisely the type of case suited to Younger abstention, as the state proceeding implicates the important state interest of preserving the state's judicial system." Lazaridis, 591 F.3d at 671.
What Mr. Mikhail
Lazaridis, 591 F.3d at 671. The Younger doctrine "seeks to avoid" this suggestion that state courts cannot enforce constitutional principles — as well as the concomitant necessity of "monitor[ing] and enforc[ing] the state courts' compliance with a federal order" — and instead expects "plaintiffs [to] raise [their issues] in their own cases currently pending in the [state] courts." Anthony, 316 F.3d at 421 (citations omitted) (quoting Steffel v. Thompson, 415 U.S. 452, 462, 94 S.Ct. 1209, 39 L.Ed.2d 505 (1974)). Such intervention "is not the proper business of the federal judiciary." H.C. ex rel. Gordon v. Koppel, 203 F.3d 610, 613-14 (9th Cir.2000).
Finally, there is no suggestion that Mr. Mikhail could not have raised his constitutional claims in the state court proceedings. "[T]he burden on this point
Mr. Mikhail was and remains free to raise the substance of his claims for injunctive relief before the state court sitting to address custody issues. However, it is quite likely that he could not raise claims for damages, and so these claims will not be barred by Younger, and will be considered later in this Opinion under another challenge. There is no bar in custody proceedings to a parent's raising his federal constitutional rights. In fact, Pennsylvania courts have entertained such claims in custody cases. See, e.g., Schmehl v. Wegelin, 592 Pa. 581, 927 A.2d 183, 187 (2007) (considering an equal protection challenge); Everett v. Parker, 889 A.2d 578, 580 (Pa.Super.Ct.2005) (addressing a due process challenge); Luminella v. Marcocci, 814 A.2d 711 (Pa.Super.Ct.2002) (considering a Fourth Amendment privacy claim); Jackson v. Garland, 424 Pa.Super. 378, 622 A.2d 969, 971 (1993) (addressing Fourteenth Amendment familial relations liberty interest).
One Younger-related question remains.
Getson v. New Jersey, 352 Fed.Appx. 749, 753 (3d Cir.2009); see also Williams v. Gov't of V.I. Bd. of Med. Examiners, 360 Fed.Appx. 297, 299-300 (3d Cir.2010). Mr. Mikhail's contentions make clear that he thinks Younger does not apply, and that he believes the defendant judges have conspired with the other Defendants to deprive
First, it is apparent that there are no sufficient allegations (let alone a showing) of bad faith here. It is not enough that a private litigant undertakes the state court proceedings in bad faith. Even leaving to one side the fact that it is implausible that a mother's desire, such as Ms. Kahn's, to pursue a divorce and seek custody of her child could constitute actions taken in bad faith, the bad faith exception contemplates a situation in which the state court proceeding in question is "only one of a series of repeated prosecutions to which [federal plaintiff] will be subjected," Younger, 401 U.S. at 49, 91 S.Ct. 746 (emphasis added); accord Schlagler v. Phillips, 166 F.3d 439, 442 (2d Cir.1999), or perhaps where the tribunal itself acts in bad faith or bias (an "extraordinary circumstance," as discussed below). By contrast, "[a] state proceeding that is legitimate in its purposes, but unconstitutional in its execution — even when the violations of constitutional rights are egregious — will not warrant the application of the bad faith exception." Diamond "D" Constr. Corp. v. McGowan, 282 F.3d 191, 199 (2d Cir.2002); see also, e.g., Kirschner, 225 F.3d at 237. But, as discussed more extensively with regard to Mr. Mikhail's allegations of conspiracy against the Judges, see infra subsection III.D.2, there is hardly enough to suggest such bad faith on their part.
The bad faith doctrine is narrow in still other ways relevant here. For instance, "[a] prosecution or proceeding is conducted in bad faith for abstention purposes when it is brought without hope of success," Getson, 352 Fed.Appx. at 753-54 (citations and internal quotation marks omitted). Mr. Mikhail's Complaint demonstrates that his soon-to-be-ex-wife, Ms. Kahn, has, in fact, been successful in seeking custody, so to that it cannot be said that her wading into litigation against Mr. Mikhail is without legitimacy, or, "in bad faith."
Nor is there enough here to suggest that any extraordinary circumstances exist. "The Supreme Court has stated that `such circumstances must be "extraordinary" in the sense of creating an extraordinarily pressing need for immediate federal equitable relief, not merely in the sense of presenting a highly unusual factual situation,'" such that the state court is "`incapable of fairly and fully adjudicating the federal issues before it.'" Getson, 352 Fed.Appx. at 754 (quoting Kugler v. Helfant, 421 U.S. 117, 124-25, 95 S.Ct. 1524, 44 L.Ed.2d 15 (1975)). The Supreme Court has described only two such circumstances, see Diamond "D" Constr. Corp., 282 F.3d at 201: first, when a statute is "flagrantly and patently violative of express constitutional prohibitions in every clause, sentence and paragraph, and in whatever manner and against whomever an effort might be made to apply it," Younger, 401 U.S. at 53-54, 91 S.Ct. 746 — clearly not the case here — and second, when the state tribunal "was incompetent by reason of bias to adjudicate the issues pending before it," Gibson v. Berryhill, 411 U.S. 564, 577, 93 S.Ct. 1689, 36 L.Ed.2d 488 (1973).
As the First Circuit Court of Appeals has further explained, "the baseline showing of bias necessary to trigger Younger's escape mechanism requires the plaintiff to offer some evidence that abstention will jeopardize his due process right to an impartial adjudication." Brooks, 80 F.3d at 640 (citing Gibson, 411 U.S. at 577, 93 S.Ct. 1689). But "claims of general institutional bias" alone will not do. Some actual showing of bias or prejudice must be made, id., such as demonstrated "prejudgment of the facts or personal interest," Gibson, 411 U.S. at 578, 93 S.Ct. 1689, or a "substantial pecuniary interest in [the] proceedings," id. at 579, 93 S.Ct. 1689. See also Brooks, 80 F.3d at 640 (citing, inter alia, Ward v. Village of Monroeville, 409 U.S. 57, 60, 93 S.Ct. 80, 34 L.Ed.2d 267 (1972)). Nor is his allegation of unconstitutional discrimination supported by any factual allegations. See, e.g., Johnson v. Phila. Hous. Auth., 448 Fed. Appx. 190, 193 (3d Cir.2011) (per curiam); Massi v. City of Philadelphia, No. 12-1309, 2013 WL 6388519, at *3 (E.D.Pa. Dec. 6, 2013) (citing cases).
Mr. Mikhail's allegations do not satisfy any of these tests. As discussed in further detail below, see infra subsection III.D.2, his allegations of conspiracy with or bribery of the defendant judges are wholly conclusory. In fact, some of his specific allegations show that at least some of the judges ruled in his favor on multiple instances, as by dismissing his child from the order resulting from the first PFA petition, dismissing the third, fourth, and fifth PFA petitions, and (it seems, in all likelihood), discharging Dr. Lustig from the engagement. Nor is it enough merely to allege, without any factual support, that the "Judges engaged in an egregious discrimination against [him] in a divorce court because of race, gender, [and] religion,"
Mr. Mikhail has not alleged any way in which any of the judges "stands to gain or lose depending" on the outcome of the state court proceedings, "nor has he revealed the existence of any particularized interest in the outcome of his litigation that might tend to undermine the [Judges'] impartiality." Brooks, 80 F.3d at 640. While Mr. Mikhail's factual allegations must be accepted as true at this stage of the case, "he must provide more than `an unadorned, the-defendant-unlawfully-harmed-me accusation.'" Getson, 352 Fed.Appx. at 755 (quoting Iqbal, 556 U.S. at 678, 129 S.Ct. 1937). It goes without saying that the "`naked assertion of bias' [is] clearly insufficient to withstand [a] motion to dismiss." Id.; see also, e.g., Sheils v. Bucks Cnty. Domestic Relations Section, 921 F.Supp.2d 396, 412-13 (E.D.Pa. 2013); Seguin v. Chafee, No. 12-0708, 2012 WL 6553621, at *6 (D.R.I. Dec. 14, 2012).
Instead, Mr. Mikhail must offer concrete allegations that "any individual [Judge] is actually biased or has prejudged his case." Brooks, 80 F.3d at 640. But the closest he gets to the goal in this respect — and not nearly close enough — is with regard to Ms. Sobel, the second court-appointed custody evaluator, who, he alleges, made certain statements that "insulted [Mr. Mikhail] in his faith" and selectively reported what others told her, see Compl. at 19-20. Neither allegation is sufficient to impugn the presumption of her impartiality or discretion in her role as custody evaluator, nor the impartiality of the presiding judge who appointed her. Mr. Mikhail here "bumps up against the historic presumption that judges are `men [and women] of conscience and intellectual discipline, capable of judging a particular controversy fairly on the basis of its own circumstances.' The presumption of judicial impartiality cannot be trumped by free-floating invective, unanchored to specific facts." Brooks, 80 F.3d at 640 (quoting Withrow v. Larkin, 421 U.S. 35, 55, 95 S.Ct. 1456, 43 L.Ed.2d 712 (1975)) (alterations in Brooks); cf. also, e.g., Pulliam v. Allen, 466 U.S. 522, 541, 104 S.Ct. 1970, 80 L.Ed.2d 565 (1984) ("It no longer is proper to assume that a state court will not act to prevent a federal constitutional deprivation or that a state judge will be implicated in that deprivation.").
To find either Younger exception satisfied here would be to allow that exception to "swallow the Younger rule." Schlagler, 166 F.3d at 443. Mr. Mikhail has not alleged (at least not with any even barely sufficient specificity) any cognizable bad faith or extraordinary circumstances. Moreover, Mr. Mikhail can seek at any time to modify the custody order currently in force by petitioning in state court to modify it, and then seek review of any adverse rulings through the Pennsylvania appellate judiciary. This is what our system of federalism requires him to do, because this Court, except in exceptional and exceptionally rare circumstances, lacks the power to intervene in ongoing state custody proceedings.
Although Younger abstention is required, it remains to be seen which of Mr. Mikhail's custody and/or divorce-based claims as he has framed them are actually barred by Younger.
On the one hand, Mr. Mikhail's requests for injunctive and declaratory relief are barred. "The Younger doctrine is as applicable to suits for declaratory relief as it is to those for injunctive relief; the Supreme Court held in a companion case to Younger that Younger'ss policy would `be frustrated as much by a declaratory judgment as it would be by an injunction.'"
On the other hand, Younger does not apply to the money damages claims in this case, because regardless of whether it can ever be applied to damages claims,
Both because Younger does not apply to the damages claims in this case and because both Younger and Rooker-Feldman do not apply to claims arising from alleged conspiracies with the defendant judges, the remainder of this Opinion focuses on several other grounds, some mutually supportive and some alternative, for dismissing the remainder of Mr. Mikhail's Complaint.
As part of his federal claims, in addition to bringing suit under § 1983, Mr. Mikhail
Charitably construed, Mr. Mikhail's arguments seem to be that (1) he, as a private individual, can prosecute violations of § 242, see Resp. to Kahn & Fellheimer ¶ 14(c) (Docket No. 27) ("And because crimes are involved, Plaintiff is bringing his Complaint before a Federal Judge...."); (2) he can compel Pennsylvania Attorney General Kathleen Kane "to join this case as Involuntary Plaintiff," Resp. to Kahn Fellheimer ¶¶ 14(d), 35-41; and (3) there is a civil cause of action under § 242, see Compl. ¶ 220-21, 240-41 (contending that "Defendants are liable to Plaintiff for their violations of" § 242 and thus that he is entitled "to an award of punitive damages"). Although Mr. Mikhail's desire to charge the Defendants criminally is understandable on some intuitive plane, for the reasons explained below, none of these contentions has any merit, and to the extent that Counts I and II purport to assert claims under 18 U.S.C. § 242, they are dismissed with prejudice.
First: In federal court, at least, a private individual cannot prosecute a criminal action; not only do federal criminal laws provide no basis for such prosecution, but under Article III of the Federal Constitution, federal courts lack jurisdiction over such suits. As the Supreme Court has explained, "a citizen lacks standing to contest the policies of the prosecuting authority when he himself is neither prosecuted nor threatened with prosecution.... a private citizen lacks a judicially cognizable interest in the prosecution or nonprosecution of another." Linda R.S. v. Richard D., 410 U.S. 614, 619, 93 S.Ct. 1146, 35 L.Ed.2d 536 (1973) (emphasis added) (citations omitted).
None of this discussion of what the law is today means that Mr. Mikhail's desire to prosecute the Defendants criminally is beyond comprehension. As this Court has observed, "Prosecution by public officials was not always the norm. `Under the ancient English system, criminal prosecutions were instituted at the suit of private prosecutors, to which the King lent his name in the interest of good peace and good order of society.'" U.S. ex rel. Nagy v. Patton, No. 11-mc-0267, 2012 WL 1858983, at *2 n. 3 (E.D.Pa. May 22, 2012) (quoting Hale v. Henkel, 201 U.S. 43, 59, 26 S.Ct. 370, 50 L.Ed. 652 (1906)). Indeed, private criminal prosecutions once characterized the common law.
But private prosecutions receded as "the prosecutorial function was increasingly assumed by public officials." Rehberg v. Paulk, ___ U.S. ___, 132 S.Ct. 1497, 1504, 182 L.Ed.2d 593 (2012). It had always been the case that, in prosecuting criminal cases, private parties, "seeking to vindicate" what was viewed as not only a private, but "a public wrong," "necessarily acted (and now act) on behalf of the sovereign" such that, though they "could initiate criminal prosecutions, ... the Crown — entrusted with the constitutional responsibility for law enforcement — could enter a nolle prosequi to halt the prosecution." Robertson, 560 U.S. at 278-80, 130 S.Ct. 2184 (Roberts, CJ., dissenting from the dismissal of certiorari as improvidently granted) (citing cases). And today, "[a]lthough the unfettered right of private prosecution is still recognized in some jurisdictions, the majority [of states] have either prohibited the practice altogether or limited the private prosecutor to acting under the control of the public prosecutor." Sedore v. Epstein, 56 A.D.3d 60, 64, 864 N.Y.S.2d 543 (N.Y.App.Div.2008) (citations omitted). And, according to at least four Justices of the Supreme Court, "Crimes and offenses against the laws of any State can only be defined, prosecuted and pardoned by the sovereign authority of that State." Robertson, 560 U.S. at 276, 130 S.Ct. 2184 (Roberts, CJ., joined by Scalia, Kennedy & Sotomayor, JJ., dissenting from the dismissal of certiorari as improvidently granted) (alteration removed) (quoting Huntington v. Attrill, 146 U.S. 657, 669, 13 S.Ct. 224, 36 L.Ed. 1123 (1892)).
As a result of that evolution, it is today beyond all reasonable doubt that "[t]he prosecution of violations of federal criminal law in federal court is a function of the federal government, not private parties," Nagy, 2012 WL 1858983, at *2, and federal courts lack the power to direct the filing of criminal charges, e.g., Powell v. Katzenbach, 359 F.2d 234, 234-35 (D.C.Cir.1965) (per curiam); Peek
Second, a principle related to and consistent with the first, that individuals do not have a justiciable interest in prosecutions, is that federal prosecutions are "brought in the name of the United States as sovereign" and that the federal "Executive Branch has exclusive authority and absolute discretion to decide whether to prosecute a case." Nixon, 418 U.S. at 693-94, 94 S.Ct. 3090 (citing U.S. Const.
Third, and finally, Mr. Mikhail also cannot bring a civil claim under 18 U.S.C. § 242 because § 242 creates no private right of action and none can be implied. Carpenter v. Ashby, 351 Fed.Appx. 684, 688 (3d Cir.2009) (per curiam) ("[W]e agree with the District Court's dismissal of the 18 U.S.C. § 241 and § 242 claims. Neither statute creates a civil cause of action." (citing United States v. City of Philadelphia, 644 F.2d 187, 199 (3d Cir. 1980))); Colon-Montanez v. Pa. Healthcare Serv. Staffs, 530 Fed.Appx. 115, 118 (3d Cir.2013) (per curiam) ("[T]hese criminal statutes provide no private right of action...."); McCauley v. Computer Aid Inc., 447 F.Supp.2d 469, 477 (E.D.Pa.2006) ("It is well-settled that these criminal statutes cannot be the bases for remedy in a civil suit."), aff'd, 242 Fed.Appx. 810 (3d Cir.2007). No sister circuit has reached a contrary conclusion.
As there is no meritorious argument under any theory that would give Mr. Mikhail the authority to bring suit, criminal or civil, under 18 U.S.C. § 242, his claims in
Mr. Mikhail's § 1983 claims against Dr. Lustig, Judges Arthur Tilson, Emanuel Bertin, and Rhonda Lee Daniele, and the Superior Court Judges, Judges Mary Jane Bowes, Christine L. Donohue, and Judith Ference Olson, must be dismissed because the statute of limitations applicable to those claims has run its course.
Dr. Lustig was appointed "to perform a custody evaluation" in December 2009. Compl. ¶ 17. Mr. Mikhail alleges that Dr. Lustig "got corrupted and bribed by [Ms. Kahn]," Compl. at 11, and that, in exchange for $12,500 paid as a bribe — so interpreted, it seems, because in comparison Mr. Mikhail paid Dr. Lustig only $6500 — Dr. Lustig conspired with Ms. Kahn to incriminate Mr. Mikhail, Compl. at 10. Mr. Mikhail also alleges that he discovered Dr. Lustig's conspiracy with Ms. Kahn from the file that Judge Carluccio ordered released, and that he thus "filed a Petition for Contempt on January 7, 2011 showing that the PFA was secured through Fraud upon the Court." However, Dr. Lustig departs the saga in December 2010, when "Judge Carluccio entered an order ... that Dr. Lustig shall release his file and records and cease and desist from treating Child." Compl. ¶ 30.
Mr. Mikhail's allegations against Judges Tilson and Bertin are scanty and all relate to occurrences in December 2009 or early 2010. See Compl. ¶¶ 9, 16, 47. Those against Judge Daniele extend no later than early 2010. See Compl. ¶¶ 17-19, 22. As is evident from the relevant Pennsylvania Superior Court docket, of which this Court takes judicial notice, the Superior Court Judges, whom Mr. Mikhail charges solely with violating his rights by erroneously deciding his appeal, see Compl. ¶¶ 29, 73-82, rendered their opinion in December 2010 and remitted the case in February 2011.
Similarly, any allegations of conspiracy between Dr. Lustig, Ms. Phillips, and Ms. Kahn, for purposes of § 1983 and state action (discussed infra), must be discounted because they do not involve any of the other Defendants and are otherwise barred by § 1983's statute of limitations.
Mr. Mikhail's § 1983 claims against several of the Defendants — which are not barred by Rooker-Feldman because they are not for harms resulting from state court judgments, or by Younger, because it does not bar claims for monetary damages — must nonetheless be dismissed for lack of state action. The ostensibly private parties are Jolie Kahn, Esquire (the child's mother, Mr. Mikhail's soon-to-be-ex-wife, and his opponent in the state court proceedings), Alan Fellheimer, Esquire (Ms. Kahn's attorney), and Dorothy Phillips, Esquire (Ms. Kahn's former attorney, and now deceased).
A plaintiff must prove two distinct elements to prevail on a § 1983 claim. He must not only "allege the violation of a
Thus, "[t]he ultimate issue in determining whether a person is subject to suit under § 1983 is the same question posed in cases arising under the Fourteenth Amendment: is the alleged infringement of federal rights `fairly attributable to the State?'" Rendell-Baker, 457 U.S. at 838, 102 S.Ct. 2764 (quoting Lugar, 457 U.S. at 937, 102 S.Ct. 2744).
The "fair attribution" question, in turn, has two components.
Lugar, 457 U.S. at 937, 102 S.Ct. 2744. These two questions may "collapse into each other when the claim of a constitutional deprivation is directed against a party whose official character is such as to lend the weight of the State to his decisions." Id. For this reason, the judges Mr. Mikhail has sued are clearly state actors.
But "[t]he two principles diverge when the constitutional claim is directed against a party without such apparent authority, i.e., against a private party." Id. Because Ms. Kahn and her attorneys are not state officials like the defendant judges, they are not clearly state actors, and closer analysis of each of the two "fair attribution" steps is required.
For a private party to be characterized as a "state actor," the Supreme Court has explained, it is not enough that he acted "pursuant to [a] statute, without something more." Id. at 939, 102 S.Ct. 2744.
Id. (citation and footnote omitted). Because the inquiry is "necessarily fact-bound," id., the Third Circuit Court of Appeals has recategorized the inquiries, but regardless of the label they are 56 given, only one inquiry is relevant, given Mr. Mikhail's allegations: "`whether the private party has acted with the help of or in concert with state officials,' a test also known as the `joint action test.'" Romich v. Sears Holding Corp., No. 12-5383, 2013 WL 5925082, at *12 (E.D.Pa. Nov. 5, 2013) (quoting Kach, 589 F.3d at 646, and citing Cahill ex rel. L.C. v. Live Nation, 512 Fed.Appx. 227, 230 (3d Cir.2013)). Under this "joint action" test, "a private party will be deemed a state actor if it is a `willful participant in joint action with the State or its agents.'" Cahill, 512 Fed. Appx. at 230 (quoting Lugar, 457 U.S. at 941, 457 U.S. 922).
Mr. Mikhail raises two arguments regarding why several of those Defendants who are ostensibly private parties are in fact state actors. First, he contends, the attorneys he has named as Defendants are state actors simply because they are attorneys and, therefore, are "officers of the judiciary," who, "clothed with the authority of State Law" by their licenses to practice law, are thereby state actors for purposes of 42 U.S.C. § 1983. Resp. to Kahn & Fellheimer ¶ 15. Second, he pursues a
Under no configuration of the joint action theory — those Mr. Mikhail enlists and a third he has not — can Mr. Mikhail sue the defendant attorneys, or any of the other private party Defendants, under § 1983.
First, Mr. Mikhail argues, "[w]e all should agree that attorneys in private practice are not state employees but are clothed with the authority of state law." Resp. to Kahn & Fellheimer ¶ 15(d). Thus, he argues that the defendant attorneys, simply because they are attorneys, are also, therefore, state actors acting under color of law.
This contention, tried before, has been squarely rejected by the Supreme Court. "It is often said that lawyers are `officers of the court.' But the Courts of Appeals are agreed that a lawyer representing a client is not, by virtue of being an officer of the court, a state actor `under color of state law' within the meaning of § 1983." Polk County v. Dodson, 454 U.S. 312, 318-19, 102 S.Ct. 445, 70 L.Ed.2d 509 (1981). Further, the Third Circuit Court of Appeals has long espoused that
Henderson v. Fisher, 631 F.2d 1115, 1119 (3d Cir.1980) (per curiam) (citing Jackson v. Metro. Edison Co., 419 U.S. 345, 355, 95 S.Ct. 449, 42 L.Ed.2d 477 (1974)); see also, e.g., Jackson, 419 U.S. at 354, 95 S.Ct. 449 ("Doctors, optometrists, lawyers, Metropolitan, and Nebbia's upstate New York grocery selling a quart of milk are all in regulated businesses, providing arguably essential goods and services, `affected with a public interest.' We do not believe that such a status converts their every action, absent more, into that of the State."). "Attorneys performing their traditional functions will not be considered state actors solely on the basis of their position as officers of the court." Angelico v. Lehigh Valley Hosp., Inc., 184 F.3d 268, 277-78 (3d Cir.1999).
Because the defendant attorneys are not treated as state actors for purposes of the Constitution or § 1983 solely because they are attorneys, they "may be held liable under section 1983 only if they have engaged in `joint activity' with" those Defendants who in fact are state actors. Hoai v. Vo, 935 F.2d 308, 313 n. 5 (D.C.Cir.1991).
"[T]o properly plead an unconstitutional conspiracy, a plaintiff must assert facts from which a conspiratorial agreement can be inferred." Great W. Mining & Mineral Co., 615 F.3d 159, 178. A conspiracy is not parallel conduct by different parties; it must embody, at its heart, "an agreement between the defendants and state officials — a `meeting of the minds' — to violate the plaintiff's rights." Chambers v. Phila. Media Network, No. 11-6589, 2013 WL 4857995, at *3 (E.D.Pa. Sept. 12, 2013) (quoting Zenquis v. City of Philadelphia, 861 F.Supp.2d 522, 528-29 (E.D.Pa.2012) (citing Startzell v. City of Philadelphia, 533 F.3d 183, 205 (3d Cir. 2008))). And the law is clear that the plaintiff must plead more than legal conclusions of a conspiracy or agreement. Rather, for his complaint to survive a motion to dismiss, he must plead "`enough factual matter (taken as true) to suggest that an agreement was made,' in other words, `plausible grounds to infer an agreement.'" Great W. Mining & Mineral Co., 615 F.3d at 178 (quoting Twombly, 550 U.S. at 556, 127 S.Ct. 1955). Thus, the Court separates the wheat of factual allegations from the chaff of conclusory allegations that there was a corrupt conspiracy, and considers only the former to determine whether the inference of conspiracy is plausible. See id.
Both the Supreme Court and the Third Circuit Court of Appeals have written further on the requirements for cases in which a plaintiff alleges conspiracy with a judge. As the Supreme Court has observed, "[M]erely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge." Dennis v. Sparks, 449 U.S. 24, 28, 101 S.Ct. 183, 66 L.Ed.2d 185 (1980). Such a rule would allow almost any aggrieved party to relitigate its claims under the guise of § 1983; thus, the Supreme Court has been careful to note, for instance, that "we do not hold today that `a private party's mere invocation of state legal procedures constitutes "joint participation" or "conspiracy" with state officials satisfying the § 1983 requirement of action under color of law.'" Lugar, 457 U.S. at 939 n. 21, 102 S.Ct. 2744. Instead, a plaintiff alleging that defendants conspired with judges must "plead an agreement between the state court judges and Defendants to rule in favor of [Defendants]." Great W. Mining & Mineral Co., 615 F.3d at 178 (citing Dennis, 449 U.S. at 28, 101 S.Ct. 183). Bare allegations of conspiracy, or the assertion that "Defendants engaged in a concerted action of a kind not likely to occur in the absence of agreement," are insufficient. Id. Thus, for example, allegations such as "there was no way that a Philadelphia court [was] ever going to find against [Defendant] given his relationship with the Philadelphia court system," id. (citation and internal quotation marks omitted), are inadequate to plead conspiracy, even "when viewed in concert with the decisions rendered by the Pennsylvania state courts," in the absence of "any factual contentions concerning conduct by [the] Defendants." Id.
It is important to distinguish here between the potential "appearance of impropriety," as when a judge "approach[es] a party for whom he or she has just ruled to discuss the possibility of working for that party," from a meeting of the minds sufficient to permit a § 1983 claim against that party. Id. at 179. Without a specific allegation of an agreement, such an allegation
The pleading requirements for conspiracy are thus heightened. See Great W. Mining & Mineral Co., 615 F.3d at 178-79 ("Great Western has failed to allege except in general terms the approximate time when the agreement was made, the specific parties to the agreement (i.e., which judges), the period of the conspiracy, or the object of the conspiracy."); see also, e.g., Shearin v. E.F. Hutton Group, Inc., 885 F.2d 1162, 1166 (3d Cir.1989) ("To plead conspiracy adequately, a plaintiff must set forth allegations that address the period of the conspiracy, the object of the conspiracy, and the certain actions of the alleged conspirators taken to achieve that purpose."), abrogated on other grounds by Beck v. Prupis, 529 U.S. 494, 120 S.Ct. 1608, 146 L.Ed.2d 561 (2000); Albrecht v. Hamilton, 233 Fed.Appx. 122, 124-25 (3d Cir.2007) (per curiam) ("Albrecht, however, fails to plead even `basic facts' in support of his allegation that the prosecutor worked `in collusion' with the defendants ... nor does he allege any facts from which we can infer that the prosecution shared the defendants' motivation to deprive him of his constitutional rights. Rather, the complaint contains only a general averment of conspiracy amounting to nothing more than a conclusion of law."). And "[t]he standard is even stricter" still "where the state officials allegedly involved in the conspiracy are immune from suit, as are the state court judges here." Sooner Prods. Co. v. McBride, 708 F.2d 510, 512 (10th Cir. 1983). "A conspiracy cannot be found from allegations of judicial error, ex parte communications (the manner of occurrence and substance of which are not alleged) or adverse rulings absent specific facts demonstrating an agreement to commit the alleged improper actions." Capogrosso, 588 F.3d at 185 (quoting Crabtree v. Muchmore, 904 F.2d 1475, 1481 (10th Cir.1990)); see also, e.g., Crabtree, 904 F.2d at 1481.
Here, like the pleading in Great Western Mining & Mineral Co., Mr. Mikhail's "complaint contains no similar allegations of specific conduct by the non-judicial actors that caused the judges to enter into an unlawful conspiracy." 615 F.3d at 179. Because allegations against nonjudicial actors, "without a complementary allegation of conduct by the non-judicial actor, does not plausibly suggest the existence of a conspiracy between the party and the judge," id. at 179 (emphasis added), the Court will examine Mr. Mikhail's allegations against the defendant judges. In summary, Mr. Mikhail asserts that:
Accepted as true, the factual content of these allegations may establish the "appearance of impropriety," Great W. Mining & Mineral Co., 615 F.3d at 179, but there is nothing to be found from which the Court can infer a meeting of the minds necessary to render any of the otherwise private parties state actors for purposes of § 1983 or the Constitution. The allegations above merely "describe unilateral action on the part of certain judges," id.; there is nothing, such as a specific bribery allegation, that suggests that the defendant judges in the instant case did anything more than, as impartial adjudicators, find Ms. Kahn and her attorneys' view of the relevant law and facts more compelling than Mr. Mikhail's, even if the judges committed legal error (a conclusion that this Court is not reaching). As discussed above, the case law is clear that "[a] conspiracy cannot be found from allegations of judicial error, ex parte communications (the manner of occurrence and substance of which are not alleged) or adverse rulings absent specific facts demonstrating an agreement to commit the alleged improper actions." Capogrosso, 588 F.3d at 185 (quoting Crabtree, 904 F.2d at 1481). Moreover, inferring a conspiracy from ex parte communications is not only generally unwarranted, but, in fact, it is especially so where, as here, a relevant statute — Pennsylvania's Protection from Abuse Act — specifically provides for ex parte communications between a party and the court. See 23 Pa. Cons.Stat. Ann. § 6107 ("If a plaintiff petitions for temporary order for protection from abuse and alleges immediate and present danger of abuse to the plaintiff or minor children, the court shall conduct an ex parte proceeding.").
In sum, Mr. Mikhail has failed to plead facts that would suggest to any reasonable person that the defendant judges conspired with any of the private Defendants, and so "[t]here is no cause of action under [§ 1983] in this case where the state did no more than furnish a forum to private parties and had no interest in the outcome."
Finally, Mr. Mikhail also cannot base his claim that Ms. Kahn and her lawyers are state actors on the suggestion that any of them conspired with the court-appointed Defendants (Drs. Lustig and Pisa and Ms. Sobel). For one, not only are any of Mr. Mikhail's allegations of conspiracy with Dr. Lustig — if they are otherwise sufficient — confined (within the bounds of plausibility) to conspiracy solely with Dr. Lustig (whom the court dismissed from the underlying proceedings), as explained above, see supra Section III.C, those claims are also barred by § 1983's statute of limitations, and thus, too, are any § 1983 claims against Ms. Kahn and her attorneys, even if otherwise appropriate. Second, Mr. Mikhail fails to state a § 1983 claim against Dr. Pisa; a fortiori he cannot establish that Dr. Pisa conspired with Ms. Kahn and her attorneys to deprive him of his constitutional rights. Mr. Mikhail's conclusory allegations with regard to Dr. Pisa fail to offer any specific factual content from which this Court could infer a conspiracy.
Third, Mr. Mikhail's allegations against Ms. Sobel are also inadequate to make out a claim of conspiracy between her and Ms. Kahn and Ms. Kahn's lawyers. Mr. Mikhail avers that Ms. Sobel, "as she is Jewish and feminist, conspired with Ms. Kahn in order to incriminate [him] and to secure for Ms. Kahn the custody of" their child, Compl. at 19, and that Ms. Kahn's former attorney, Ms. Phillips, communicated ex parte with Ms. Sobel, Compl. ¶ 127. Mr. Mikhail's additional recitals that Ms. Sobel "insulted [him] in his faith" and "distorted facts and reported false testimonies," Compl. at 19, including by "[s]ubmitting a custody evaluation report containing falsehoods and lies," Compl. ¶ 169, are not enough to state a claim even against her alone, see, e.g., Johnson, 448 Fed.Appx. at 193. In the way of factual content, he offers only threadbare allegations of Ms. Sobel's poor recall, selective summarization, and connotation-twisting. See Compl. at 20. These averments offer nothing to suggest a meeting of the minds between or among the alleged co-conspirators. They are inadequate to plead "malicious cooperation with Ms. Kahn's attorney," Compl. ¶ 173, and cannot serve as the basis for a conspiracy charge that would render Ms. Kahn and her attorneys state actors.
For these reasons, Mr. Mikhail's § 1983 claims against Ms. Kahn, Mr. Fellheimer, and the estate of Ms. Phillips must be dismissed. Although amendment of the Complaint likely would be futile, the Court will dismiss these claims without prejudice in the unlikely event that Mr. Mikhail can in fact plead in good faith any specific allegations of conspiracy.
Finally, the Court will sua sponte raise and dispose of one further joint action theory in order to clarify why Mr. Mikhail cannot proceed with a § 1983 claim against the private parties he has named. The issue here is whether, in the absence of sufficient allegations to establish a conspiracy between judges and private litigants and the litigants' attorneys, allegedly wrongful conduct in the filing and prosecution of protection from abuse orders may
In Edmonson, the Supreme Court held that "a private litigant ... must be deemed a government actor in the use of peremptory challenges." 500 U.S. at 621, 111 S.Ct. 2077. The Court conducted the well-established two-step analysis from Lugar, discussed above: it "asked first whether the claimed constitutional deprivation resulted from the exercise of a right or privilege having its source in state authority; and second, whether the private party charged with the deprivation could be described in all fairness as a state actor." Id. (citation omitted). The important analysis, for present purposes, "centers around the second part of the Lugar test, whether a private litigant in all fairness must be deemed a government actor in the use of peremptory challenges." Id. Although the Court could identify "certain principles of general application," it noted that this second part of the Lugar test "is often a factbound inquiry." Id. The ultimate question is whether the private parties have made "extensive use of state procedures with `the overt, significant assistance of state officials,'" such that those private parties' actions can fairly be attributed to the State and they can be said to be state actors. Id. at 622, 111 S.Ct. 2077 (quoting Tulsa Prof'l Collection Servs., Inc. v. Pope, 485 U.S. 478, 486, 108 S.Ct. 1340, 99 L.Ed.2d 565 (1988)).
Although most aspects of the Edmonson Court's "principles of general application" are inapposite or otherwise unhelpful in answering the present question regarding litigants' and attorneys' filing of protection from abuse petitions, a close reading of Edmonson and Lugar reveals that the true essence of the Court's inquiry, and the aspect most informative here, is whether and when the state automatically throws its weight behind the private litigants, without exercising any discretion or judgment. The Edmonson Court reasoned that "[w]hen a lawyer exercises a peremptory challenge, the judge advises the juror he or she has been excused." Id. at 623-24, 111 S.Ct. 2077. The Court further explained:
Edmonson, 500 U.S. at 624, 111 S.Ct. 2077 (second alteration in original). Not only do peremptory challenges play an important role "in selecting an entity that is a quintessential governmental body, having no attributes of a private actor," id., "[t]he fact that the government delegates some portion of this power to private litigants does not change the governmental character of the power exercised," id. at 626, 111 S.Ct. 2077. The crucial point here, as evident from the Edmonson Court's discussion, taken as a whole, is that through the device of peremptory challenges, the government delegates its authority, which remains governmental in character because that authority, once the private party invokes it, must be executed by the judge, who, without any question or exercise of discretion, automatically excuses the juror. The effect is automatic such that the private party is in fact exercising the State's authority simply by invoking it.
This crucial point is also apparent, although in a different context, in Lugar. There, the Supreme Court held that, "[w]hatever may be true in other contexts," private parties became state actors for purposes of § 1983 "when the State has created a system whereby state officials will attach property on the ex parte application of one party to a private dispute." 457 U.S. at 942, 102 S.Ct. 2744. The Lugar Court also explained, however, that "[a]ction by a private party pursuant to [a] statute, without something more, [is] not sufficient to justify a characterization of that party as a `state actor.'" Id. at 939, 102 S.Ct. 2744. In Lugar, the defendant and state officials proceeded under a
Id. at 924-25, 102 S.Ct. 2744 (emphasis added). Indeed, pursuant to the Virginia statute, a judge was not involved; the petitioner could proceed by automatic operation of law. The relevant Virginia statutory provisions stated that "[u]pon the filing of the petition ..., the clerk or the justice of the peace before whom the petition is filed shall issue an attachment in accordance with the prayer of the petition." Petitioner's Brief on the Merits at
Lugar also spelled out two other crucial principles. For one, it explicitly disclaimed that its extension of state action to private actors, such that private actors could be sued under § 1983, applied beyond the prejudgment attachment context, although it did not give the apparent reason, gleaned above. See id. at 939 n. 21, 102 S.Ct. 2744 ("[W]e do not hold today that a private party's mere invocation of state legal procedures constitutes `joint participation' or `conspiracy' with state officials satisfying the § 1983 requirement of action under color of law. The holding today, as the above analysis makes clear, is limited to the particular context of prejudgment attachment." (citation and internal quotation marks omitted)). Nonetheless, it is logical that one of the reasons the Supreme Court limited its holding to prejudgment attachment is that prejudgment attachment occurs prejudgment — that is, before a court has exercised or entertained any judgment. Prejudgment attachment comprises "situations [that]
Second, the Lugar Court pointed out that a plaintiff has no § 1983 cause of action against the private party who, instead of acting pursuant to the delegation of or opportunity to invoke state authority, "misuse[s] or abuse[s] the statute." Id. at 942, 102 S.Ct. 2744. The Court explained:
Id. at 941, 102 S.Ct. 2744 (alterations in original). In brief, then, "private misuse of a state statute does not describe conduct that can be attributed to the State." Lower courts, accordingly, have also observed that "[a] court cannot attribute private defendants' misuse of a valid state statute to the state. An allegation that private defendants simply misused a valid state statute does not state a cause of action under § 1983" and, "[t]herefore, logically, [a private party's] filing of a complaint apparently containing falsehoods cannot be attributed to the state." Daniel v. Ferguson, 839 F.2d 1124, 1130 (5th Cir. 1988) (per curiam) (citing Lugar, 457 U.S. at 940, 102 S.Ct. 2744); see also id. (citing specific examples of misuse of statutes to "elicit[] ... an exercise of official state authority").
What is evident from this examination of Edmonson and Lugar, then, is that an otherwise private actor may become a state actor where he follows — but not when he abuses — state-created procedures that either delegate the State's authority to him or allow him to invoke it in such a way that agents of the State automatically (i.e., without exercising judgment) exercise it on his behalf. The lower courts have made similar observations in reaching the conclusion that
Smith, 649 F.Supp. at 905 (emphasis added); cf. Paisey v. Vitale, 807 F.2d 889, 894 (11th Cir.1986) ("Paisey seeks to find state involvement merely in the fact that the Florida state courts, through Judge Vitale, have held themselves open to hear tort actions such as the one brought by Nova. Such an argument assumes that the Florida courts have aligned themselves with Nova in the state court action before they have even considered the merits of either side of this dispute. This is an unacceptable proposition. Providing a forum for adjudication is an essentially neutral act."); Erb v. Judge, No. 94-2124, 1994 WL 523209, at *2 (E.D.Pa. Sept. 23, 1994) ("The information provided by private complainants is first reviewed by a state official before further action is taken."), aff'd, 60 F.3d 814 (3d Cir.1995).
On the basis of such a distinction, for instance, the Tenth Circuit Court of Appeals has repeatedly "held that a private litigant's use of state court proceedings to obtain an ex parte temporary restraining order does not satisfy the color of law requirement of § 1983." Yanaki v. Iomed, Inc., 415 F.3d 1204, 1208 (10th Cir.2005) (citing Torres v. First State Bank of Sierra Cnty., 588 F.2d 1322, 1325-27 (10th Cir. 1978)). And the Fifth Circuit Court of Appeals has explained that "the simple seeking and obtaining of a temporary restraining order, or even the action of a private party who misused a lawful state procedure with inadvertent assistance from a state court judge," involved "an independent evaluation by the judiciary" such that "[i]t could not be said that the private litigant was acting `under color of state law,' nor could such a litigant be charged with responsibility for an independent judicial decision." Howard Gault Co. v. Tex. Rural Legal Aid, Inc., 848 F.2d 544,
The Third Circuit Court of Appeals' case law is consistent with these distinctions, principles, and conclusions. For instance, in cases involving the claim that store employees, by detaining suspected shoplifters, became joint actors with the police, and therefore state actors, the test asks whether "the police ha[d] a pre-arranged plan with the store" pursuant to which they would act at the employees' behest, "`without independently evaluating the presence of probable cause." Cruz v. Donnelly, 727 F.2d 79, 81 (3d Cir.1984) (per curiam) (emphasis added). The Court of Appeals laid down this test, it explained, because "the critical issue [under Lugar] is whether the state, through its agents or laws, has established a formal procedure or working relationship that drapes private actors with the power of the state," such that the state's "system permit[s] private parties to substitute their judgment for that of a state official or body." Id. at 82; accord Robb v. City of Philadelphia, 733 F.2d 286, 292 (3d Cir.1984) (same, and noting that "Lugar is somewhat opaque"); see Romich, 2013 WL 5925082, at *13-14 (discussing and applying the standard from Cruz v. Donnelly, 727 F.2d 79); cf. Tunstall v. Office of Judicial Support, 820 F.2d 631, 634 (3d Cir.1987) ("Merely instituting a routine civil suit does not transform a litigant's actions into those taken under color of state law."); Gilbert v. Feld, 788 F.Supp. 854, 860 (E.D.Pa.1992) ("The conspiracy theory involves the assertedly unconstitutional consequences of joint (public and private) mis-use (or abuse) of otherwise valid state procedures, while the improper delegation theory involves the assertedly unconstitutional consequences of placing in private hands the exercise of state power.").
Moreover, the Supreme Court's statement in Dennis v. Sparks that "merely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge," 449 U.S. at 28, 101 S.Ct. 183 (emphasis added), also supports this conclusion that while private individuals may prompt judicial decisionmaking, their invocation of state procedures to do so (e.g., by filing a PFA petition) is distinct from the judicial decisionmaking that results. "Based on this reasoning, the filing of a petition for a protection from abuse order and the petition to modify custody would also not render a private individual a state actor." Van Tassel v. Lawrence Cnty. Domestic Relations Section, 659 F.Supp.2d 672, 699 (W.D.Pa.2009), aff'd, 390 Fed. Appx. 201 (3d Cir.2010). And not only does Dennis foreclose a finding of joint action by "mere resort[] to the courts," the concept of conspiracy with a judge is predicated on the notion that the decisions in the case are the judge's to make, and so the question is whether he agreed with a private party intentionally to skew those decisions in that party's favor.
Ferko-Fox v. Fox, 68 A.3d 917, 924-25 (Pa.Super.Ct.2013) (footnote omitted). It is thus clear that, as described by Pennsylvania's own courts, the PFA statute's procedure require the judge to consider a petitioner's allegations closely and carefully before entering a temporary order for relief. If the Edmonson syllogism is that the constitution of a jury is per se state action, such that a private party who exercises a peremptory challenge and, thereby, helps to determine the jury and thus engage in state action, the same logic requires concluding that a judge's decision to issue a PFA order is state action, and also the judge's decision and ipso facto not the private petitioner's, whose decision it is not, and whose action in petitioning, therefore, cannot be state action. The bottom line is that if a judge independently considers a PFA petition and decides to issue relief, his decision, unless pursuant to a conspiracy with the petitioner, is indeed his own, and thus state action not attributable to the petitioner, whose action of petitioning is thus not attributable to the state and, therefore, is not state action.
Finally, Mr. Mikhail's allegations and arguments, to the extent that they remain, would seem really to be a claim that Ms. Kahn and her attorneys have engaged in misconduct before the state tribunals. But a PFA petitioner's misuse of the PFA procedures is not actionable under § 1983, pursuant to the Supreme Court's clear statement to that effect in Lugar. The allegations here are really no more than claims that Ms. Kahn and other otherwise private party Defendants committed fraud upon the Pennsylvania courts in terms of what they stated to be facts in the PFA and custody proceedings. Setting to one side the logical fact that fraud upon a court would seem to preclude conspiracy with the court, the Court notes that the Pennsylvania Protection from Abuse Act provides that "[a] person who knowingly gives false information to any law enforcement officer with the intent to implicate another under [the Protection from Abuse Act] commits an offense under 18 Pa.C.S. § 4906 (relating to false reports to law enforcement authorities)." 23 Pa. Cons.Stat. Ann. § 6106; see id. § 6122 ("Nothing in this chapter shall be construed to preclude an action for wrongful use of civil process pursuant to 42 Pa.C.S. Ch. 83 Subch. E (relating to wrongful use of civil proceedings) or criminal prosecution for a violation of 18 Pa.C.S. Ch. 49 (relating to falsification and intimidation)."). In other words, when a PFA petitioner commits fraud upon the court, she acts in violation of state law, and her action can thus hardly be said to be attributable to the State. See Lugar, 457 U.S. at 940, 102 S.Ct. 2744; see also, e.g., Dahlberg v. Becker, 748 F.2d 85, 90-91 (2d Cir.1984) ("This allegation did not ascribe conduct to any state governmental decision or action. Instead, it implicitly legitimized the state statute and complained only that the private party defendants had run afoul of the statute....").
Mr. Mikhail's claims against several of the Defendants must be dismissed because
Mr. Mikhail fails to state a cause of action against either Sheila Dugan or Chip Minto.
Mr. Mikhail has leveled even fewer allegations against Mr. Minto — just the same three numbered points conclusorily asserting that Mr. Minto "conspired with Ms. Kahn in order to inflict harm" on Mr. Mikhail. Compl. ¶ 180-182. A fortiori, any claims against Mr. Minto must be dismissed without prejudice.
For several reasons, Mr. Mikhail also fails to state a cognizable claim for relief against Mr. Findlay, counsel for the Missing Children Division of the National Center for Missing and Exploited Children ("NCMEC"), a nonprofit organization that receives congressional funding.
Although the Court acknowledges that pro se complainants cannot be held to the exacting standards of artful pleading as may be applied to learned counsel, Mr. Mikhail's Complaint fails to put Mr. Findlay (or the Court) on notice of even the most ephemeral nature of Mr. Mikhail's claims against Mr. Findlay. Federal Rule of Civil Procedure 8(a) requires a complaint to include "`a short and plain statement of the claim' that will give the defendant fair notice of what the plaintiff's claim is and the grounds upon which it rests." Leatherman v. Tarrant Cnty. Narc. Intel. & Coordination Unit, 507 U.S. 163, 168, 113 S.Ct. 1160, 122 L.Ed.2d 517 (1993) (quoting Conley v. Gibson, 355 U.S. 41, 47, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957)); see, e.g., Albrecht, 233 Fed.Appx. at 125. He has not done so. Other than accusing Mr. Findlay of conspiring with Ms. Kahn, Mr. Mikhail has not claimed any actionable wrongdoing on the part of Mr. Findlay.
But Mr. Mikhail has also failed to plead Mr. Findlay's supposed involvement in a conspiracy with any of the required specificity, as discussed above, see supra subsection III.D.2. Instead, he offers the mere conclusory allegation that Mr. Findlay "conspired with Ms. Kahn to inflict harm to Plaintiff," Compl. at 30, without, "even," any "`basic facts' in support of his allegation that [Mr. Findlay] worked `in collusion' with [Ms. Kahn]," Albrecht, 233 Fed. Appx. at 125 (quoting In re Tower Air, Inc., 416 F.3d 229, 237 (3d Cir.2005)). There is nothing from which this Court could plausibly infer an agreement "to deprive [Mr. Mikhail] of his constitutional rights." Id. Mr. Mikhail has stated only that Mr. Findlay "[p]rovid[ed] an affidavit... that is totally racist" and "contain[s] falsehoods and misleading information" and that he "[a]ccus[ed Mr. Mikhail] of being a potential kidnaper [sic] through profiling." Compl. ¶¶ 146-51. These allegations, of course, are mere conclusions about the verifiable content of a document; moreover, it is unclear just what federal constitutional or statutory rights Mr. Mikhail believes Mr. Findlay violated.
But the Court need not accept Mr. Mikhail's characterizations of Mr. Findlay's affidavit, and not only because they are mere conclusions, but also because the Court can examine the affidavit for itself to determine whether Mr. Mikhail's allegations are entitled to the presumption of truth. Although Mr. Mikhail neglected to attach the affidavit to his Complaint, because Mr. Findlay attached it in his Motion to Dismiss (Docket Nos. 39, 39-3) and Mr. Mikhail does not contest the affidavit's authenticity in his Response, see Resp. to Findlay Mot. Dismiss ¶ 4 (Docket No. 40) ("It is true that Mr. Findlay provided a lone four-page affidavit...."), the affidavit comes properly before the Court. See Pension Ben. Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir.1993) ("[A] court may consider an undisputedly authentic document that a defendant attaches as an exhibit to a motion to dismiss if the plaintiff's claims are based on the document. Otherwise, a plaintiff with a legally deficient claim could survive a motion to dismiss simply by failing to attach a dispositive document on which it relied." (citations omitted)); accord Pryor v. NCAA, 288 F.3d 548, 560 (3d Cir.2002); Cooper v. Samsung Elecs. Am., Inc., 374 Fed.Appx. 250, 253 n. 3 (3d Cir.2010). Mr. Findlay's affidavit does not mention Mr. Mikhail or his child once. Rather, it provides general information about child abduction and how parents can protect their children, as well as relevant information
Accordingly, because Mr. Mikhail concedes that this affidavit constitutes the only means by which Mr. Findlay harmed him, and because, regardless, Mr. Findlay likely has immunity for his submission of the affidavit, any claims against Mr. Findlay are dismissed with prejudice because amendment would be futile. See Resp. to Findlay Mot. Dismiss ¶ 4 ("It is true that Mr. Findlay provided a lone four-page affidavit, but it is not the quantity of affidavits or the length of them that matter but what they contain. Mr. Findlay caused harm to Plaintiff and violated his constitutional rights with this lone document as described in the Complaint.").
Mr. Mikhail's claims against several other Defendants could also be dismissed for failure to state a claim. For instance, he does not state a claim against Dr. Pisa,
To the extent that any federal claims for damages or injunctive relief against the defendant judges or the court-appointed Defendants, for their actions in their court-appointed roles, survive Rooker-Feldman, Younger abstention, and the other defenses discussed above, these Defendants have absolute immunity from Mr. Mikhail's claims which requires dismissal of the claims with prejudice.
The defendant judges assert that they have absolute immunity from money damages. Mr. Mikhail contests this immunity. He claims that judicial immunity for misconduct and fraudulent activities violates his constitutional rights, and he also seems
Judges are absolutely "immune from suit under section 1983 for monetary damages arising from their judicial acts." Gallas v. Supreme Court of Pa., 211 F.3d 760, 768 (3d Cir.2000) (citing Mireles v. Waco, 502 U.S. 9, 9, 112 S.Ct. 286, 116 L.Ed.2d 9 (1991); Forrester v. White, 484 U.S. 219, 225-27, 108 S.Ct. 538, 98 L.Ed.2d 555 (1988); Stump v. Sparkman, 435 U.S. 349, 355-56, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978)); see also Azubuko v. Royal, 443 F.3d 302, 303 (3d Cir.2006) (per curiam). This immunity, and the reasons for it, are well established by the decisions of the Supreme Court and the courts of appeals, including the Third Circuit Court of Appeals, see, e.g., Gallas, 211 F.3d at 768-69, so this Court will not rehash those principles here. It suffices to say that so long as (1) the judge's actions are taken in his judicial capacity (determined by the nature of the acts themselves) and (2) the judge has some semblance of jurisdiction over the acts, he will have immunity for them. See id. Conceptual difficulty, if there is any, pertains "primarily [to] attempting to draw the line between truly judicial acts, for which immunity is appropriate, and acts that simply happen to have been done by judges." Forrester, 484 U.S. at 227, 108 S.Ct. 538.
Neither exception can be argued credibly here. All of the judges' acts that Mr. Mikhail challenges took place in the PFA, custody, and divorce proceedings. Even if they take place ex parte and without notice or a hearing, acts may still be judicial in nature. Stump v. Sparkman, 435 U.S. 349, 360, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978). And "[c]ourts applying Stump v. Sparkman have interpreted the Court as requiring a showing of an absence of subject matter jurisdiction to defeat a judge's assertion of immunity." Dykes v. Hosemann, 776 F.2d 942, 948 (11th Cir.1985) (per curiam) (emphasis added) (citing Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 336, 20 L.Ed. 646 (1872)
Mr. Mikhail's allegations of bad faith and conspiracy, even if true, would not deprive the judges of this immunity. See,
For these reasons, Mr. Mikhail's damages claims against the judges brought pursuant to § 1983 are dismissed with prejudice. See also, e.g., Shahin v. Darling, 350 Fed.Appx. 605, 607 (3d Cir.2009) (per curiam) ("Despite Shahin's numerous allegations, there are no facts in the complaint to support inferences that any of the named judges acted outside the scope of his or her judicial capacity or in the absence of jurisdiction."); Gallas, 211 F.3d at 772 ("Gallas' allegations that Judge Sylvester ordered the release of the PFA `for no judicial purpose and for the sole purpose of injuring the reputation of [Gallas]' and that Judge Sylvester `was motivated by a non-judicial intent to undermine [Gallas'] moral authority as Executive Administrator, and to assist political opponents of [Gallas] in terminating his employment' are irrelevant, as judicial immunity is not forfeited by allegations of malice or corruption of motive." (alterations in original) (citations and internal quotation marks omitted)).
Mr. Mikhail's claim for injunctive relief against the judges must also fail. As the Third Circuit Court of Appeals has explained:
Azubuko, 443 F.3d at 303-04 (citations omitted). This Court has been unable to find any case holding otherwise.
As already discussed at length above, Mr. Mikhail not only can appeal PFA and custody judgments against him (or could have), but, as his allegations themselves indicate, he has done so. His adequate remedies at law are yet a further reason that his § 1983 claims against the judges must be dismissed with prejudice.
Mr. Mikhail also brings claims against Drs. Lustig and Pisa and Ms. Sobel. As discussed above, the Court is dismissing with prejudice the § 1983 claims against Dr. Lustig because the statute of limitations has run, see supra Section III.C. The Court now also dismisses with prejudice any damages claims under § 1983 against Dr. Pisa and Ms. Sobel because they have absolute quasi-judicial immunity for their acts pursuant to their court-appointed roles. Further, to the extent that Mr. Mikhail's claims under § 1983 for injunctive relief against Dr.
The Third Circuit Court of Appeals explained the basis of absolute immunity for officials performing judicial functions in Williams v. Consovoy, 453 F.3d 173 (3d Cir.2006):
Williams, 453 F.3d at 178; see also, e.g., Bodle v. Linhardt, No. 12-02425, 2013 WL 2481250, at *13 (M.D.Pa. June 10, 2013) ("Defendant Velkoff performed the evaluation and diagnosis of Bodle as part of ... a function integral to the judicial process
This quasi-judicial immunity that protects court-appointed doctors, psychologists, or custody evaluators when they "function[] as an arm of the court" is "the same absolute judicial immunity that protects" judges. McArdle, 961 F.2d at 1085. They are absolutely immune whether they acted intentionally, committed perjury, or conspired to testify falsely under oath. See id. at 1085-86. And, more generally, as with absolute immunity for judges themselves, as discussed above, "if persons are immune from Section 1983 liability for their acts by virtue of their function in the judicial process, they must be immune from Section 1983 liability for conspiring to do those acts." Id. (citing cases in accordance from other circuits). "Otherwise, judges, prosecutors, witnesses and others `on mere allegations of conspiracy or prior agreement, could be hauled into court and made to defend their judicial acts, the precise result judicial immunity was designed to avoid.'" Id. at 1086 (quoting Ashelman v. Pope, 793 F.2d 1072, 1077 (9th Cir.1986)). Even where the claim is that the individual defrauded the court itself, the individual remains immune. See, e.g., Vernon v. Rollins-Threats, No. 04-1482, 2005 WL 3742821, at *5 (N.D.Tex. Nov. 2, 2005) ("Plaintiff claims that Defendant is not protected by derived judicial immunity because her actions in not being a licensed, competent, qualified Psychologist mean that she acted beyond the scope of her appointment by the state court and defrauded it. Plaintiff's arguments are without merit." (footnote omitted)).
Further, even if they did not have quasi-judicial immunity, the court-appointed Defendants in this case would be protected, inasmuch as the claims relate to their testimony or submissions to the state courts, by absolute witness immunity, which serves as a shield even against allegations of perjury and conspiracy. See, e.g., McArdle, 961 F.2d at 1085 (citing Gardner v. Parson, 874 F.2d 131, 146 (3d Cir.1989)); Watterson v. Page, 987 F.2d 1, 7 (1st Cir. 1993) ("And even assuming Seymour testified falsely, and even assuming her false testimony might otherwise give rise to a claim of constitutional dimensions, she would still be immune from suit under § 1983 because of the absolute immunity afforded to witnesses for their testimony in the course of judicial proceedings."); Mitchell v. City of Boston, 130 F.Supp.2d 201, 210 (D.Mass.2001) ("In the wake of the Supreme Court's holding in Briscoe [v. LaHue, 460 U.S. 325, 103 S.Ct. 1108, 75 L.Ed.2d 96 (1983)], most circuits have rejected § 1983 claims alleging that the defendants
Finally, the Court notes again that Younger abstention — not to mention Mr. Mikhail's likely failure to state a claim against Dr. Pisa or Ms. Sobel
Moreover, Mr. Mikhail cannot claim, as against the court-appointed Defendants, that he lacked an adequate remedy at law. As with his claims against the judges for injunctive relief, he could always appeal any rulings erroneously crediting the court-appointed Defendants' testimony or submissions to the Pennsylvania Superior Court (in addition to raising those arguments before the trial court in the first instance). While amendment would likely be futile, the Court will dismiss the claims for injunctive relief against Dr. Pisa and Ms. Sobel without prejudice on the slim chance that Mr. Mikhail can present good faith averments that show Younger's exceptional circumstances such that his remedy at law might also be inadequate.
To the extent that Mr. Mikhail's § 1983 damages claims against the judges
Because all of Mr. Mikhail's federal claims have been dismissed, the Court will decline to exercise jurisdiction over his remaining state law claims (Counts III through VI). See 28 U.S.C. § 1367(c)(3) ("The district courts may decline to exercise supplemental jurisdiction over a claim ... if the district court has dismissed all claims over which it has original jurisdiction...."). "[W]here the claim over which the district court has original jurisdiction is dismissed before trial, the district court must decline to decide the pendent state claims unless considerations of judicial economy, convenience, and fairness to the parties provide an affirmative justification for doing so." Borough of W. Mifflin v. Lancaster, 45 F.3d 780, 788 (3d Cir.1995) (emphasis added); accord United Mine Workers of Am. v. Gibbs, 383 U.S. 715, 726, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966) ("Certainly, if the federal claims are dismissed before trial, even though not insubstantial in a jurisdictional sense, the state claims should be dismissed as well."). There is no reason Mr. Mikhail cannot refile his state claims in Pennsylvania state court, and, therefore, he cannot show such prejudice as is necessary to require this Court to exercise supplemental jurisdiction. See, e.g., Shaffer v. Bd. of Sch. Dirs., 687 F.2d 718, 723 (3d Cir.1982) ("[T]he pendent state law claim should be dismissed unless the court finds that some prejudice to the plaintiff class would result other than the necessity for filing a state court lawsuit. The fact that some investment of time has already been made does not foreclose a district court judge from exercising discretion in favor of not hearing a pendent state claim."); Shaffer v. Bd. of Sch. Dirs., 730 F.2d 910, 912 (3d Cir. 1984) ("[P]endent jurisdiction should be declined where the federal claims are no longer viable, absent extraordinary circumstances." (citations and internal quotation marks omitted)).
For the foregoing reasons, the Defendants' Motions to Dismiss (Docket Nos. 9, 18, 21, 22, 23, 33, 38, 39) are granted, and Mr. Mikhail's Complaint is dismissed in its entirety.
The Rooker-Feldman dismissal is with prejudice as to all harms resulting from the PFA orders themselves, and without prejudice as to harms resulting from an alleged conspiracy in which the defendant judges participated. The Younger abstention dismissal is without prejudice. All claims purportedly brought under 18 U.S.C. § 242 are dismissed with prejudice because Mr. Mikhail, as a private individual, cannot initiate a criminal action or compel the state or federal authorities to bring one. And all claims against the defendant judges are dismissed with prejudice on the grounds of judicial immunity; similarly, the damages claims against Dr. Pisa and Ms. Sobel must be dismissed with prejudice, and the claims for injunctive relief against them, without prejudice. Section 1983's statute of limitations requires dismissal with prejudice of the claims against Dr. Lustig as well as several of the defendant judges. The § 1983 claims against Ms. Kahn, Mr. Fellheimer, and the estate of Ms. Phillips must also be dismissed without prejudice because Ms. Kahn and her attorneys were not state actors for purposes of Mr. Mikhail's § 1983 claims. Mr. Mikhail's suit must also be dismissed as to several other Defendants for failure
Finally, because all federal claims have been dismissed, the Court will decline to exercise supplemental jurisdiction over Mr. Mikhail's state law claims.
Mr. Mikhail shall have until February 14, 2014, to file an Amended Complaint.
An Order consistent with this Opinion follows.
Mr. Mikhail invokes the Court's federal question jurisdiction. Because the Court, after dismissing all of Mr. Mikhail's federal claims, will decline to exercise supplemental jurisdiction over his state law claims, this summary does not address his allegations regarding the claimed unlawfulness of the Defendants' alleged conduct under Pennsylvania law.
Kelley, 548 F.3d at 607. This Court agrees and holds, therefore, that it is barred by Rooker-Feldman from reviewing even those alleged harms resulting from the first, temporary, ex parte PFA order.
Still, even if such a "reasonable opportunity" exception were to apply, only a damages claim would remain (because any injunctive relief this Court could give would be, in fact, otherwise foreclosed by the subsequent PFA rulings), and the defendant judges are absolutely immune from damages claims. See infra subsection III.F.1. In addition, although Mr. Mikhail did not have a "reasonable opportunity" to raise his claims in the ex parte proceeding, he could have done so in the subsequent PFA proceedings. See 23 Pa. Cons. Stat. Ann § 6107 ("Within ten business days of the filing of a petition under this chapter, a hearing shall be held before the court, at which the plaintiff must prove the allegation of abuse by a preponderance of the evidence. The court shall, at the time the defendant is given notice of the hearing, advise the defendant of the right to be represented by counsel...."); see also, e.g., Ferko-Fox v. Fox, 68 A.3d 917, 923 (Pa.Super.Ct.2013) (discussing constitutional challenge to relating to ex parte hearings); Commonwealth v. Miller, 455 Pa.Super. 534, 689 A.2d 238, 241 (1997) (discussing constitutional challenge); Eichenlaub v. Eichenlaub, 340 Pa.Super. 552, 490 A.2d 918 (1985) (discussing constitutional challenge). Moreover, PFA orders may be appealed. See, e.g., Kelley v. Mueller, 590 Pa. 91, 912 A.2d 202, 203 (2006); Miller ex rel. Walker v. Walker, 445 Pa.Super. 537, 665 A.2d 1252, 1255 (1995).
Furthermore, Mr. Mikhail may well lack standing to bring a claim for declaratory relief now that he is no longer subject to any PFA orders. Cf., e.g., O'Shea v. Littleton, 414 U.S. 488, 495-96, 94 S.Ct. 669, 38 L.Ed.2d 674 (1974) ("Past exposure to illegal conduct does not in itself show a present case or controversy regarding injunctive relief, however, if unaccompanied by any continuing, present adverse effects."); Howell v. Young, 530 Fed.Appx. 98, 100-01 (3d Cir.2013) (per curiam) ("To the extent that Howell asserts a facial attack on [the statute], arguing that the statute as written violates constitutional due process, he lacks standing. See Mosby v. Ligon, 418 F.3d 927, 933-34 (8th Cir.2005) (holding that plaintiff lacked standing to bring facial challenge when as-applied challenge was barred by the Rooker-Feldman doctrine)." (footnote omitted)), cert. denied, ___ U.S. ___, 134 S.Ct. 427, 187 L.Ed.2d 275 (2013); Williams v. Rappeport, 699 F.Supp. 501, 508 (D.Md.1988), aff'd sub nom. Williams v. Dvoskin, 879 F.2d 863 (4th Cir. 1989).
Perhaps the proposition of applying Rooker-Feldman rather than Younger emanates from the facts that Rooker-Feldman is jurisdictional, whereas Younger is not, and that jurisdictional questions must be resolved first. See Sprint Commc'ns, Inc. v. Jacobs, ___ U.S. ___, 134 S.Ct. 584, 590-91, 187 L.Ed.2d 505 (2013) (noting that Younger abstention is an exception to cases in which, "jurisdiction exist[s]," because "a federal court's obligation to hear and decide a case is virtually unflagging" (citations and internal quotation marks omitted)). That conclusion would not necessarily be true, even if the predicate, namely, that jurisdiction comes first, is: Lower federal courts lack jurisdiction under Rooker-Feldman precisely because, inter alia, the relevant state court judgments are final. If the judgments are not final, as with child custody proceedings that are actually — or, as this Court holds, also at least conceptually — ongoing, then Rooker-Feldman is technically no bar at all, and there is no logically antecedent jurisdictional problem; or, alternatively, Rooker-Feldman might bar only those orders that have already been entered without applying to claims for prospective or declaratory relief that might somehow avoid Rooker-Feldman dismissal. If this latter logic applies, then, in ongoing proceedings in which orders have been entered, Younger abstention should provide broader grounds — that is, require abstention from more claims — than Rooker-Feldman (except, perhaps, in that Younger may not apply to damages claims, but any claims of damages from harms resulting from the judgments, the only damages claims barred by Rooker-Feldman anyway, will likely be barred by absolute judicial immunity); in turn, under the rule of analysis that jurisdiction comes first, Rooker-Feldman should technically be applied first, and then Younger. But because all those claims that Rooker-Feldman would bar would also be barred by Younger, performing the analysis in that order would be little more than an academic exercise — and ironically so, given the purpose of both doctrines. Cf., e.g., Estes v. Gaston, No. 12-1853, 2012 WL 5839490, at *4 (D.Nev. Nov. 16, 2012) ("It is not entirely clear if plaintiff seeks this court to enjoin an ongoing state court proceeding, a final judgment by a state court, or both. Ultimately, it does not matter. To the extent the proceeding is ongoing then this court abstains pursuant to Younger and Juidice. To the extent plaintiff wants this court to overturn a final state court decision then the Rooker-Feldman doctrine precludes review by this court.").
A more practical approach would seem warranted. And the fact that child custody orders are provisional, temporary, readily modified, and, in a word, conceptually "ongoing," as discussed above, that approach should be to apply principles of Younger abstention. Of course, there is a further wrinkle, namely, that Younger may or may not apply to damages claims, see infra note 22, and accompanying text, but to the extent that damages are not available in the ongoing state proceedings, and thus potentially not barred by Younger, they may also not be barred by Rooker-Feldman, either; and inasmuch as those damages claims actually attack the temporary orders themselves, and should be stayed (rather than allowed to proceed) under Younger, see, e.g., Howard v. N.J. Div. of Youth & Family Servs., 398 Fed.Appx. 807, 809 (3d Cir.2010), it would seem that they would ultimately have to be dismissed, years later, when the custody proceedings terminate (and the orders really are final). Indeed, to reach some theoretical accommodation, it might even be held that Younger could apply to these particular claims for damages based on orders, whether based on principles of federalism or by categorical incorporation of Rooker-Feldman in these narrow circumstances.
In any case, there is yet another reason for revisiting Marran's implication that Rooker is properly applied to child custody proceedings, especially those that are ongoing: Exxon Mobil's clarification of Rooker-Feldman and the Third Circuit's and others' reformulation of the proper test. In upholding the district court's dismissal of certain claims under Rooker-Feldman, the Marran Court explained that "the claims [were] inextricably intertwined with the state court adjudication." Id. at 151. But as the Third Circuit Court of Appeals has explained since Exxon Mobil:
Great W. Mining & Mineral Co., 615 F.3d at 169-70 (citations and internal quotation marks omitted).
For this further reason, it appears that Marran's conceptual underpinnings may no longer support some of its more material holdings under Rooker-Feldman. For instance, the Marran Court held that
Marran, 376 F.3d at 151. But following Exxon Mobil, the Third Circuit Court of Appeals adopted a hypothetical, first posed by the Second Circuit Court of Appeals, to explain a fact pattern in which Rooker-Feldman would not apply:
Great W. Mining & Mineral Co., 615 F.3d at 167 (quoting Hoblock, 422 F.3d at 87-88) (emphasis in Great W. Mining & Mineral Co.). It would seem that Librett's claims of harm by Marran, on the allegation that Marran had abused R., would, on the logic of Great Western Mining & Mineral Co.'s hypothetical, not be barred by Rooker-Feldman (the applicability of res judicata, of course, is another matter). And so, as observed above, such damages claims might not be barred by either Rooker-Feldman or Younger, but still, for the reasons articulated, Younger seems the doctrine more appropriately applied.
Because some of the Defendants appear to have attempted to raise what appear to be "domestic relations" defenses, the Court notes that the "domestic relations exception" these Defendants were contemplating applies to federal diversity cases, not federal question cases, such as the instant litigation. See Wattie-Bey, 424 Fed.Appx. at 96 n. 1.
18 U.S.C. § 242.
But these questions are foreclosed by the Supreme Court's established interpretations. Whether, "[g]iven this history," as Justice Stevens alone contends, "the Framers of Article III surely would have considered such proceedings to be `Cases' that would `redress' an injury even though the party bringing suit did not receive any monetary compensation," Steel Co., 523 U.S. at 128, 118 S.Ct. 1003 (Stevens, J., concurring in the judgment), the Supreme Court today does not see violations of criminal statutes as ordinarily sufficient to confer standing on private litigants; nor, apart from the problem of standing, does the Congress normally permit anyone other than the Attorney General and his agents from litigating on behalf of the United States, as discussed herein. A private party's lack of standing to initiate a criminal prosecution is, again, the rule of Linda R.S. v. Richard D., 410 U.S. at 619, 93 S.Ct. 1146. See also supra note 24 and accompanying text. (In truth, Linda R.S. and the Court's other standing cases do not clearly state that a victim's lack of standing is constitutional (i.e., imposed by Article III), rather than prudential, but their general approach and language strongly suggest that that is the case. E.g., Diamond v. Charles, 476 U.S. 54, 64-65, 106 S.Ct. 1697, 90 L.Ed.2d 48 (1986) ("The conflict between state officials empowered to enforce a law and private parties subject to prosecution under that law is a classic `case' or `controversy' within the meaning of Art. III.... The conflict presented by Diamond is different. Were the Abortion Law to be held constitutional, Diamond could not compel the State to enforce it against appellees because `a private citizen lacks a judicially cognizable interest in the prosecution or nonprosecution of another.'" (emphasis added) (quoting Linda R.S., 410 U.S. at 619, 93 S.Ct. 1146))). Moreover, even if Article III permitted private prosecutions, there is no federal statutory basis for a victim to bring such a suit, as discussed above.
Houston, 18 U.S. (5 Wheat) at 28; see also id. at 35 (Johnson, J., concurring in the judgment) ("[C]rimes against a government are only cognizable in its own Courts, or in those which derive their right of holding jurisdiction from the offended government."); id. at 69 (Story, J., concurring in the judgment) ("In a government formed like ours, where there is a division of sovereignty, and, of course, where there is a danger of collision from the near approach of powers to a conflict with each other, it would seem a peculiarly safe and salutary rule, that each government should be left to enforce its own penal laws in its own tribunals.").
S. Cross Overseas Agencies, Inc. v. Wah Kwong Shipping Grp. Ltd., 181 F.3d 410, 426 (3d Cir.1999) (citations omitted); see also, e.g., Brown v. Bd. of Educ., 344 U.S. 1, 3, 73 S.Ct. 1, 97 L.Ed. 3 (1952) (per curiam) ("This Court takes judicial notice of a fourth case, which is pending in the United States Court of Appeals for the District of Columbia Circuit, Bolling et al. v. Sharpe et al., No. 11,018 on that court's docket."); Berkowitz v. Phila. Chewing Gum Corp., 303 F.2d 585, 587 (3d Cir.1962) ("We may take and we do take judicial notice of the fact, however, that the petition of Kinch's parents in the Orphans' Court of Delaware County, Pennsylvania (798-1960), entitled `Re Estate of Wilson Kinch, a Minor', is a petition for the appointment of a guardian ad litem...."); Pennsylvania v. Brown, 373 F.2d 771, 778 (3d Cir.1967) ("[A] federal court may take judicial notice of matters of record in state courts within its jurisdiction...." (citing Berkowitz, 303 F.2d at 587)); United States v. Remoi, 404 F.3d 789, 793 n. 1 (3d Cir.2005) (per curiam); Selkridge v. United of Omaha Life Ins. Co., 360 F.3d 155, 164 & n. 15 (3d Cir.2004); United States v. Isaac, 134 F.3d 199, 206 (3d Cir.1998).
Id. at 74-75, 92 S.Ct. 1983. From the cases upon which it relied, including those in which a state prejudgment attachment statute was upheld, see, e.g., Mitchell v. W.T. Grant Co., 416 U.S. 600, 607, 94 S.Ct. 1895, 40 L.Ed.2d 406 (1974), the Lugar Court observed that although "in each [of these prejudgment attachment cases] the federal issue arose in litigation between creditor and debtor in the state courts and no state official was named as a party," the Supreme Court had "entertained and adjudicated the defendant-debtor's claim that the procedure under which the private creditor secured the disputed property violated federal constitutional standards of due process" and necessarily, therefore, held "that private use of the challenged state procedures with the help of state officials constitutes state action for purposes of the Fourteenth Amendment." Lugar, 457 U.S. at 933, 102 S.Ct. 2744.
Id. at 1255. Further, the opinion of the district court below states that upon Fox Rothschild's mere filing of a praecipe, the Prothonotary of the Court of Common Pleas of Philadelphia issued a writ of execution to the Sheriff, who then, by serving it, attached Jordan's checking account. See 787 F.Supp. 471, 474 (E.D.Pa.1992), vacated, 20 F.3d 1250. In other words, everything happened automatically by operation of law, with no intervening discretion by a judicial officer.
The fact that a judge or attorney's conduct might violate Pennsylvania's ethics rules does not itself grant the allegedly aggrieved individual a right to sue. The Code and Rules provide standards to which the Pennsylvania Supreme Court holds judges and lawyers, respectively, and which it enforces through its own disciplinary proceedings. But neither the Code nor the Rules confers any right upon private litigants to bring suit or authorizes a cause of action.
The law here is well settled by the Pennsylvania Supreme Court. The Code of Judicial Conduct "does not confer substantive rights upon the parties to the litigation in question." Goodheart v. Casey, 523 Pa. 188, 565 A.2d 757, 762 (1989). Rather, "[t]he Code of Judicial Conduct ... provides standards of conduct to be referred to by a judge in his self-assessment of his conduct as a jurist. If the norm of conduct set for judges is violated, that is a matter for this Court to address under the powers vested in it pursuant to Article 5, section 18 of the Constitution of this Commonwealth" — i.e., it is a matter for the Commonwealth's Judicial Conduct Board, not lower courts or federal courts in private litigation. Id.; see Pa. Const. art. 5, § 18. Similarly, "simply because a lawyer's conduct may violate the rules of ethics does not mean that the conduct is actionable, in damages or for injunctive relief." Maritrans GP Inc. v. Pepper, Hamilton & Scheetz, 529 Pa. 241, 602 A.2d 1277, 1284 (1992). "The law is clear that the Codes and Rules of Professional Responsibility may not be used" to establish civil liability. Maritrans G.P., Inc. v. Pepper, Hamilton & Scheetz, 524 Pa. 415, 573 A.2d 1001, 1004 (1990); see also In re Estate of Pedrick, 505 Pa. 530, 482 A.2d 215, 217 (1984).
Further, even if the Pennsylvania Supreme Court had not provided this guidance, it is clear from two other sources of law that neither an action against the judges, purportedly under the Code of Judicial Conduct, nor an action against any attorneys, purportedly under the Rules of Professional Conduct, may be maintained. First, judicial immunity would most likely foreclose an action based on the Code of Judicial Conduct. See, e.g., Beam v. Daihl, 767 A.2d 585, 586 (Pa.Super.Ct.2001). Second, the Rules of Professional Conduct themselves disclaim any right to sue based on their violation:
Pa. R. Prof'l Conduct pmbl. & scope ¶ 19 (emphases added).