Filed: Oct. 17, 1997
Latest Update: Mar. 02, 2020
Summary: REVISED IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 96-31167 _ DOBIE GILLIS WILLIAMS, Petitioner - Appellee-Cross-Appellant, versus BURL CAIN, Acting Warden, Louisiana State Penitentiary, Angola, Louisiana, Respondent - Appellant-Cross-Appellee. _ Appeals from the United States District Court for the Western District of Louisiana _ October 3, 1997 Before JOLLY, BENAVIDES, and STEWART, Circuit Judges. E. GRADY JOLLY, Circuit Judge: Dobie Gillis Williams has been sentenced to
Summary: REVISED IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 96-31167 _ DOBIE GILLIS WILLIAMS, Petitioner - Appellee-Cross-Appellant, versus BURL CAIN, Acting Warden, Louisiana State Penitentiary, Angola, Louisiana, Respondent - Appellant-Cross-Appellee. _ Appeals from the United States District Court for the Western District of Louisiana _ October 3, 1997 Before JOLLY, BENAVIDES, and STEWART, Circuit Judges. E. GRADY JOLLY, Circuit Judge: Dobie Gillis Williams has been sentenced to ..
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REVISED
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_____________________
No. 96-31167
_____________________
DOBIE GILLIS WILLIAMS,
Petitioner - Appellee-Cross-Appellant,
versus
BURL CAIN, Acting Warden,
Louisiana State Penitentiary,
Angola, Louisiana,
Respondent - Appellant-Cross-Appellee.
__________________________________________________________________
Appeals from the United States District Court for the
Western District of Louisiana
__________________________________________________________________
October 3, 1997
Before JOLLY, BENAVIDES, and STEWART, Circuit Judges.
E. GRADY JOLLY, Circuit Judge:
Dobie Gillis Williams has been sentenced to death by the state
of Louisiana. In this federal petition for a writ of habeas corpus
he challenges both his conviction and death sentence on multiple
grounds. The district court granted the petition on the ground
that Williams had received ineffective assistance of counsel, but
only at his sentencing hearing, and thus set aside the death
sentence unless Louisiana conducted a new sentencing hearing. The
district court rejected Williams’s other claims. Louisiana appeals
the grant of habeas relief on the ineffective assistance of counsel
claim, and Williams cross-appeals the denial of two of his other
claims. We conclude that the district court erred in finding that
Williams’s counsel provided ineffective assistance during the
sentencing hearing. We also reject Williams’s claim concerning
discrimination in the selection of the grand jury foreman as
procedurally barred, and conclude that the jury’s consideration of
an invalid aggravating factor at sentencing does not require that
Williams’s death sentence be vacated. In short, we reinstate the
death sentence.
I
On the evening of July 6, 1984, Mrs. Sonja Knippers fell
asleep on her living room sofa while watching television. She
awoke just past midnight and stopped in the bathroom before going
to bed. When she closed the bathroom door, she discovered Williams
hiding behind it, pantless and brandishing a knife. Mrs. Knippers
began to scream. Williams locked the bathroom door and stabbed
Mrs. Knippers repeatedly with the knife before fleeing out the
bathroom window. Although fatally injured, Mrs. Knippers was able
to unlock the bathroom door after Williams fled. Her husband
carried her to the living room, where she bled to death in his
arms.
Mr. Knippers informed police that his wife had screamed that
a black man was trying to kill her. At the time, Williams, who is
black, was staying at the home of his grandfather on a five-day
furlough while serving a prison sentence for a prior burglary
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conviction. Police suspected Williams because his grandfather’s
home was nearby. Williams was taken in for questioning, and
ultimately confessed to the crime after investigators observed
fresh scratches and other abrasions on his arms and legs.
Williams’s statement led the investigators to the murder weapon,
found in the grass outside the Knipperses’ home, and to the shirt
that he was wearing at the time of the crime, which he had hidden
underneath the porch at his grandfather’s house.
II
Williams was indicted for first degree murder by a grand jury
in Sabine Parish, Louisiana. Because of extensive pretrial
publicity, the trial was moved to Grant Parish, where Williams was
convicted by a jury after a five-day trial. During the guilt phase
of the trial, Williams’s attorney, Mr. Michael Bonnette, attempted
to prevent a capital conviction by challenging the existence of the
aggravating factors that the jury must find to convict for first
degree murder rather than second-degree murder. Bonnette’s efforts
were unsuccessful, and Williams was convicted of first degree
murder.
During the sentencing hearing that followed the guilt phase of
the trial, Bonnette made statements referring to mitigating
evidence, but did not call any witnesses. Bonnette did
cross-examine one of the state’s witnesses. The jury recommended
that Williams be sentenced to death, finding two statutory
aggravating factors: (1) that Williams was engaged in the
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perpetration of an aggravated burglary or an attempted aggravated
rape, and (2) that the offense was committed in an especially
heinous, atrocious, or cruel manner.
Williams’s conviction and sentence were affirmed by the
Louisiana Supreme Court. State v. Williams,
490 So. 2d 255 (La.
1986). His petition for a writ of certiorari was denied by the
Supreme Court, and his conviction became final on June 26, 1987.
Williams v. Louisiana,
483 U.S. 1033 (1987).
Williams thereafter filed several state court petitions for
post-conviction relief. Judge Hiram Wright of the Thirty-Fifth
Judicial District Court of Louisiana, Grant Parish, held
evidentiary hearings in 1988 to address Williams’s claims
concerning ineffective assistance of counsel during the penalty
phase and the admissibility of his confession, ultimately rejecting
both claims. Numerous additional claims were considered and
rejected by Judge Wright in 1992. The Louisiana Supreme Court
denied supervisory writs with respect to these claims. In 1993,
the Louisiana Supreme Court granted a supervisory writ with respect
to Williams’s claim concerning discrimination in the selection of
the grand jury foreman. Judge Wright subsequently held an
evidentiary hearing on that claim, and rejected the claim. The
Louisiana Supreme Court later denied Williams’s further request for
a supervisory writ, ending the state post-conviction proceedings.
Williams filed a petition for a writ of habeas corpus in
federal district court on April 25, 1996, raising some twenty
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grounds of relief. The district court found that Bonnette,
Williams’s counsel, failed to adequately investigate Williams’s
background and to present available mitigating evidence during the
penalty phase of the trial. The district court found that
Bonnette’s failure to prepare for the penalty phase of the trial
was unreasonable, such that Williams was effectively “without
counsel during the penalty phase of his trial.” The court found
that “[t]he absence created a constitutionally impermissible
condition,” and ruled that Williams’s death sentence therefore
violated the Eighth and Fourteenth Amendments of the federal
Constitution. The court rejected Williams’s nineteen other claims,
including the claims concerning discrimination in the selection of
the grand jury foreman and constitutional defects in the jury
instructions during the penalty phase.
The state timely appealed the district court’s judgment
granting a writ of habeas corpus on the grounds of ineffective
assistance of counsel during the sentencing phase of the trial.
Williams cross-appealed, and filed a request for a certificate of
appealability in accordance with the new requirements imposed by
the Anti-Terrorism and Effective Death Penalty Act of 1996
(“AEDPA”), Pub. L. 104-132, 110 Stat. 1214 (1996). We granted
Williams a certificate of appealability limited to two of his
claims: (1) whether racial discrimination in the selection of the
grand jury foreman requires that his indictment be set aside and
his conviction and sentence be vacated, and (2) whether
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constitutional defects in the jury instructions during the penalty
phase of his trial require that his sentence be vacated.
III
A
We must first consider the applicability of the AEDPA to
Williams’s appeal. At the time that Williams requested a
certificate of appealability, the Fifth Circuit had held that the
deferential standard for federal habeas review of state court
decisions imposed by 28 U.S.C. § 2254(d), as amended by the AEDPA,
applied to cases pending at the time of the AEDPA’s enactment.
Drinkard v. Johnson,
97 F.3d 751, 766 (5th Cir. 1996), cert.
denied, U.S. ,
117 S. Ct. 1114 (1997). However, the Supreme
Court’s recent decision in Lindh v. Murphy, U.S. ,
117 S. Ct.
2059 (1997), overrules Drinkard’s conclusion that the amended
§ 2254 may be applied retroactively. We must therefore determine
whether, for AEDPA purposes, Williams’s petition was already
pending on April 24, 1996, the effective date of the AEDPA.
Williams argues that his case was “pending” as of the
effective date of the AEDPA because he had filed motions for a stay
of execution, to proceed in forma pauperis and for appointment of
counsel on April 23, 1996, one day before the AEDPA became
effective. In support of his position, Williams cites the Supreme
Court’s decision in McFarland v. Scott,
512 U.S. 849,
114 S. Ct.
2568 (1994). In that case, the Court held that the filing of a
motion for a stay of execution and for appointment of counsel
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establishes a “post-conviction proceeding” within the meaning of
21 U.S.C. 848(q)(4)(B), which establishes a right to appointed
counsel for indigent habeas applicants, such that a federal court
had jurisdiction to appoint counsel even without the filing of a
valid habeas corpus petition.
Id. at 855-58, 114 S.Ct. at 2572-73.
The court further observed that the appointment of counsel would be
“meaningless” in McFarland’s case unless the court also enjoyed the
authority to stay McFarland’s execution so that counsel could have
time to prepare a habeas petition. The Court therefore held that
where a motion for stay has been filed, “a district court has
jurisdiction to enter a stay of execution where necessary to give
effect” to the right to appointed counsel.
Id. at 859, 114 S.Ct.
at 2574.
The Court in McFarland did not decide whether the filing of a
motion to stay and to appoint counsel “initiated a habeas corpus
proceeding.”1 Instead, the court found that the relevant statutes
used the terms “post-conviction proceeding” and “habeas corpus
proceeding” interchangeably, and that entering a stay of execution
even without a formal habeas petition would, in some cases, be
necessary to effectuate the statutory rights.
Id. at 857-59, 114
S.Ct. at 2573-74.
1
28 U.S.C. § 2251 grants a federal court “before whom a habeas
corpus proceeding is pending” the power to stay state court action
related to the subject of the habeas corpus proceeding.
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McFarland does not answer the question of what date a habeas
petition becomes “pending” for determining the applicability of
substantive statutes. The obvious approach, of course, is that a
habeas petition is “pending” only after a petition for a writ of
habeas corpus itself is filed. Although McFarland might be argued
to raise a question in this regard, we believe that McFarland was
intended to resolve practical procedural problems in such a way
that unrepresented, indigent defendants could effectively enjoy the
right to counsel established by 21 U.S.C. § 848(q). As such,
McFarland does not resolve the question before us, and we conclude
that the relevant date for determining the applicability of the
AEDPA to habeas corpus petitions is the date that the actual habeas
corpus petition is filed. We therefore hold that the AEDPA
amendments to chapter 153 of Title 28 apply to cases where a
petition for habeas corpus is filed on or after April 24, 1996.
Because Williams’s actual petition was filed on April 25, 1996, the
AEDPA’s revised standard of review applies to his petition.
B
We turn now to the question of whether alleged racial
discrimination in the selection of the foreman of the grand jury
that indicted Williams requires that his indictment, conviction and
sentence be vacated. Williams cites the fact that no black foremen
had been selected in Sabine Parish in the fifteen years prior to
his indictment, combined with evidence concerning the percentage of
blacks who were registered to vote and evidence concerning the
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selection of foremen by individual state court judges. The state
responds first that Williams’s claim on this issue is procedurally
barred because he failed to file a pretrial motion to quash his
indictment. The state also argues that even if the claim is not
procedurally barred, Williams’s statistical evidence is inadequate
to meet his burden of proof. We agree with the state that the
claim is procedurally barred, and therefore do not reach the merits
of the underlying claim.
It is undisputable that under Louisiana law, a challenge to
the legality of the grand jury venire must be made by a pretrial
motion to quash.2 The Louisiana Code of Criminal Procedure also
2
The following articles of the Louisiana Code of Criminal
Procedure indicate that a motion challenging the composition of the
grand jury must be made by a pretrial motion to quash.
La. Code Crim. Proc. art. 533 (in relevant part):
A motion to quash an indictment by a grand jury may also
be based on one or more of the following grounds: (1) The
manner of selection of the general venire, the grand jury
venire, or the grand jury was illegal.
La. Code Crim. Proc. art. 521 (in relevant part):
Pretrial motions shall be made or filed within fifteen
days after arraignment [unless other provisions of law or
the court allows otherwise for good cause].
La. Code Crim. Proc. art. 535 (in relevant part):
C. A motion to quash on grounds other than those
stated in Paragraphs A and B of this Article [which do
not include challenges to the grand jury] shall be filed
in accordance with Article 521.
D. The grounds for a motion to quash under
Paragraphs B and C are waived unless a motion to quash is
filed in conformity with those provisions.
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specifically states that “[t]he grounds for a motion to quash []
are waived unless a motion to quash is filed . . .” La. Code Crim.
Proc. art. 535(D)(emphasis added). It is undisputed that Williams
never filed a pretrial motion to quash, let alone a timely motion.
Williams raised his claim based on the selection of the grand jury
foreman for the first time during his state post-conviction
proceedings. Therefore, under Louisiana law his claim is
procedurally barred. Deloch v. Whitley,
684 So. 2d 349, 350 (La.
1996) (holding equal protection claim based upon discriminatory
selection of grand jury foreman procedurally barred by defendant’s
failure to file a pretrial motion to quash).
Williams argues, however, that this court must reject the
state’s argument that the claim is procedurally barred because the
Louisiana Supreme Court implicitly overruled the procedural
objection by issuing a supervisory writ that directed the state
trial court to hold an evidentiary hearing concerning the grand
jury foreman selection process. State ex rel Williams v. Whitley,
No. 93-KD-2709 (La. Nov. 2, 1993) (unpublished).
In particular, Williams argues that the Supreme Court’s
decision to order an evidentiary hearing is a reflection of
Louisiana’s “death case exception.” Williams cites a variety of
Louisiana death penalty cases in which reviewing courts considered
errors that were not objected to at trial, on the ground that a
special exception applied to death penalty cases. The majority of
these cases concern alleged errors during the sentencing phase of
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the trial. Although Williams does cite cases applying the “death
case exception” to guilt-phase errors, this practice was
unambiguously rejected by the Louisiana Supreme Court in State v.
Taylor,
669 So. 2d 364, 369 (La.), cert. denied, U.S. ,
117
S. Ct. 162 (1996):
. . . we abandon the expanded scope of review in capital
cases established in Smith and its progeny, overrule them
and return to previously existing law. This Court’s
scope of review in capital cases will be limited to
alleged errors occurring during the guilt phase that are
contemporaneously objected to, and alleged errors
occurring during the sentencing phase, whether objected
to or not.
Although Williams attempts to escape Taylor by arguing that Taylor
only altered the death case exception by eliminating it for the
guilt phase of capital trials, we find Taylor quite clear:
Louisiana’s “death case exception” only permits review of
unobjected-to errors that occur during the sentencing phase of
capital trials. There is simply no support for Williams’s position
that the “death case exception” somehow extends to a failure to
file a pretrial motion to quash an indictment.
A federal court reviewing a state prisoner’s habeas claim must
respect a state court’s determination that the claim is
procedurally barred under state law. Wainwright v. Sykes,
433 U.S.
72, 90-91,
97 S. Ct. 2497, 2508-09 (1977). The rule is quite
simple: “a procedural default does not bar consideration of a
federal claim on either direct or habeas review unless the last
state court rendering a judgment in the case clearly and expressly
-11-
states that its judgment rests on a state procedural bar.” Harris
v. Reed,
489 U.S. 255, 263,
109 S. Ct. 1038, 1043 (1989) (internal
quotation marks and citation omitted).3
In the case before us, the Louisiana Supreme Court’s order
granting the supervisory writ cannot be considered a decision on
the merits.4 Additionally, it was not the last court to address
the state’s procedural objection. The last state court to reach
the merits of Williams’s claim was the district court that held the
evidentiary hearing concerning the grand jury selection process.
That court was quite clear in its decision that it reviewed
Williams’s evidence on the underlying claim only because the writ
had been granted:
The State contends that the defendant is banned from
proceeding further by the provisions of C.Cr.P. Articles
521, 522 and 525 because defendant failed to file a
motion to quash prior to trial. According to the
articles cited and the case law, the State appears to be
correct. However, this Court was expressly ordered to
consider the issue of selection of the grand jury and
that is what this Court will do.
Williams v. Whitley, No. 33,481 (La. Dist. Ct., Grant Parish,
May 25, 1995) (unpublished). The court proceeded to consider the
3
In Coleman v. Thompson,
501 U.S. 722, 739,
111 S. Ct. 2546,
2559 (1991), the Court explained that the “clear and express”
statement requirement applies to cases where the state court’s
judgment fairly appears to rest primarily upon federal law, or to
be interwoven with federal law, and not to cases where there is no
reason to question whether the decision was based upon independent
and adequate state law grounds.
4
The state, in fact, asserts that the supreme court’s order
granting the writ was issued before the court even received the
state’s response raising the procedural bar.
-12-
question whether there was unconstitutional discrimination in the
selection of the grand jury foreman, and specifically found that
there was not. However, the court then noted that the matter was
heard “subject to the district attorney’s procedural objections,”
and then specifically ruled that because Williams had failed to
file a pretrial motion to quash, “defendant has waived all rights
to file this motion.”
Id. The Louisiana Supreme Court thereafter
denied Williams’s subsequent application for a supervisory writ
without comment. Williams v. Whitley, No. 95-KD-2401 (La. Dec. 8,
1995) (unpublished).
Our obligation under Harris v. Reed and subsequent cases is
clear. Because Williams failed to file a pretrial motion to quash
his indictment, his claim of discrimination in the selection of the
grand jury foreman is procedurally barred under Louisiana law.
This procedural bar therefore provides an “adequate and
independent” state law ground upon which the claim was rejected,
and federal review of Williams’s claim is barred unless Williams
demonstrates both cause for the procedural default and actual
prejudice resulting from the violation of federal law.
Coleman,
504 U.S. at 750, 111 S.Ct. at 2565. Williams has not, and indeed
cannot, demonstrate cause and prejudice, and we therefore have no
warrant to reach the merits.
C
Williams also claims that his death sentence must be vacated
and his case remanded for resentencing because he received
-13-
ineffective assistance of counsel during the sentencing phase of
his trial. The district court granted Williams’s petition for
habeas relief on this claim, finding that Bonnette’s performance at
the sentencing phase of Williams’s trial was so inadequate as to
leave Williams effectively unrepresented at this phase.
To show that he received constitutionally ineffective
assistance of counsel during the penalty phase, Williams must show
both that Bonnette’s performance was deficient and that his
deficient performance prejudiced Williams’s defense. Strickland v.
Washington,
466 U.S. 668, 687,
104 S. Ct. 2052, 2064 (1984); Faulder
v. Johnson,
81 F.3d 515, 519 (5th Cir.), cert. denied, U.S.
,
117 S. Ct. 487 (1996). Our examination of Bonnette’s
performance must be “highly deferential,” and must consider the
facts and resources available to Bonnette at the time of trial.
Motley v. Collins,
18 F.3d 1223, 1226 (5th Cir.), cert. denied,
513
U.S. 960,
115 S. Ct. 418 (1994). Williams must also overcome the
“strong presumption that counsel’s conduct falls within the wide
range of reasonable professional assistance.”
Id.
Furthermore, the AEDPA’s deferential standard of review
applies to this case. Under the AEDPA, a federal court may not
grant a writ of habeas corpus with respect to any claim that was
rejected on the merits by a state court unless the state court’s
adjudication:
(1) resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly
-14-
established Federal law, as determined by the Supreme
Court of the United States; or
(2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.
28 U.S.C. § 2254(d) (as amended) (emphasis added). Furthermore,
state court factual determinations shall be presumed correct unless
rebutted by “clear and convincing evidence.” 28 U.S.C.
§ 2254(e)(1) (as amended). In
Drinkard, 97 F.3d at 769, we
concluded that the second clause of the amended § 2254(d)(1),
italicized above, applied to challenged applications of law to
fact. For such claims, we found, the amended provision permits
federal court relief “only when it can be said that reasonable
jurists considering the question would be of one view that the
state court ruling was incorrect.” See also Carter v. Johnson,
110 F.3d 1098, 1108 (5th Cir. 1997) (“If reasonable jurists could
disagree, the state court decision on a mixed question of law and
fact is not ‘an unreasonable application of federal law,’ and thus
the decision is immune from federal habeas attack.”)
Williams’s ineffective assistance of counsel claim was
rejected on the merits by the Thirty-Fifth Judicial District Court,
Grant Parish, after an evidentiary hearing was held to permit
Williams to present evidence concerning his claim. Williams v.
Butler, Warden, No. , (La. Dist. Ct., Sept. 7, 1988)
(unpublished). That court found that Bonnette’s failure to present
evidence concerning Williams’s alleged borderline retardation was
-15-
not deficient because Bonnette was aware that the state could
produce evidence from three experts to rebut any such testimony.
The court further concluded that testimony concerning Williams’s
“chaotic, violence-filled childhood” from family, friends or other
lay witnesses “would not have changed the outcome of the sentencing
phase,” especially considering the state’s detailed evidence
concerning the brutal way in which Mrs. Knippers had been murdered.
Bearing in mind the deferential standard of review required by
the amended § 2254(d), we turn now to the merits of Williams’s
claim. Williams argues that he received ineffective assistance of
counsel because Bonnette failed to adequately investigate his
background. Had Bonnette thoroughly investigated, Williams argues,
he would have been able to introduce evidence that Williams was
verbally or physically abused by his parents and other relatives
with whom he lived during his childhood, that Williams was shuffled
between his mother, father, and other relatives, and that despite
this abuse Williams was “well-behaved in school” and took care of
his younger siblings. Williams also argues that Bonnette provided
constitutionally deficient assistance because he failed to present
evidence that Williams had a “long history” of mental problems and
that he was “borderline” retarded.
It is well established that “[t]he failure to present a case
in mitigation during the sentencing phase of a capital trial is
not, per se, ineffective assistance of counsel.” Stringer v.
Jackson,
862 F.2d 1108, 1116 (5th Cir. 1988), vacated and remanded
-16-
on other grounds,
503 U.S. 222,
112 S. Ct. 1130 (1992); West v.
Johnson,
92 F.3d 1385, 1408 (5th Cir. 1996), cert. denied, U.S.
,
117 S. Ct. 1847 (1997) (citing cases). Counsel does, however,
have a duty to make “reasonable investigations or to make a
reasonable decision that makes particular investigations
unnecessary.”
Strickland, 466 U.S. at 691.
The parties dispute the extent of Bonnette’s efforts to
interview Williams’s family members, an issue that cannot readily
be resolved as Bonnette did not testify at the evidentiary hearing;
Williams submitted only a brief affidavit from Bonnette. It is
clear, however, that Bonnette did obtain information concerning
Williams’s mental status and family history. In preparation for
the trial, Bonnette arranged for Williams to be evaluated by Dr.
Strother Dixon, a clinical psychiatrist. Dr. Dixon’s report
chronologues much of Williams’s difficult family history. The
report also notes that Williams was “most cooperative” in answering
questions, and was “alert” and “thoughtful in deliberation.” Dr.
Dixon concluded that:
Although Mr. Williams has a positive family history for
schizophrenia, he shows no indication of that thought
disorder; nor does he have indications of Major Affective
Disorder. He denies that he has trouble with his temper
and this does not get him into trouble as far as he is
concerned. Patient does appear to have difficulty with
authority figures. He does not have a very good
relationship with his biological father and feels
abandoned by him. There has not been a lasting
relationship with a male role model in his developmental
years. He relates strongly to his mother and depends
upon her seemingly for his primary emotional support. I
would judge his intelligence as low-average. He is vague
-17-
regarding his educational accomplishments. He probably
had academic problems during his matriculation. His
history depicts one who is impulsive and has a tendency
to blame others for his situation.
Dr. Dixon’s report also details the family, educational, and
employment difficulties that Williams related to him.
Considering Dr. Dixon’s report, we find Williams’s arguments
concerning his mental problems and alleged “borderline” retardation
to be entirely unavailing. We have previously observed that
counsel is not ineffective for failing to introduce evidence of a
defendant’s low intelligence. Andrews v. Collins,
21 F.3d 612,
624-25 (5th Cir. 1994), cert. denied,
513 U.S. 114,
115 S. Ct. 908
(1995). Bonnette’s own expert concluded that Williams’s
intelligence fell within the “normal” range, and concluded that
Williams had no significant psychiatric disorders. The state’s
experts who had examined Williams also found no indication of
mental illness, and did not indicate that Williams was mentally
retarded. Although Williams produced experts at his post-
conviction evidentiary hearing who testified to his “borderline”
retardation, at the time of trial Bonnette had no such information.
Bonnette’s assistance was not deficient for failing to locate an
expert who would conclude that Williams was retarded or suffered
from mental illness--especially in view of Bonnette’s knowledge of
the state’s ability to rebut any such evidence with its own
experts.
-18-
Williams offers a stronger argument that Bonnette provided
constitutionally ineffective assistance for failing to present
mitigating lay testimony from family or friends. It is true, as
Williams’s expert testified at the state court evidentiary hearing,
that such testimony is typically offered at the sentencing phase in
order to “humanize” the defendant. Still, evidence of a
defendant’s abuse-filled, violent upbringing and abuse of drugs and
alcohol frequently can be “double-edged.” Contrary to the
conclusion of the district court, it is apparent, as the state
court found, that Bonnette was aware of the facts concerning
Williams’s difficult childhood.
The failure to present this evidence would not constitute
“deficient” performance within the meaning of Strickland if
Bonnette could have concluded, for tactical reasons, that
attempting to present such evidence would be unwise. In Williams
v. Collins,
16 F.3d 626, 632 (5th Cir.), cert. denied,
512 U.S.
1289,
115 S. Ct. 42 (1994), we rejected an ineffective assistance of
counsel claim, concluding that the defendant’s trial attorneys were
“legitimately concerned that any mitigating testimony would have
been presented by witnesses whose knowledge would have opened the
door to more damaging evidence under cross-examination.”
Considering the general circumstances of the penalty phase
hearing, Bonnette’s decision not to present evidence of Williams’s
troubled upbringing appears well considered. Although Williams
complains at length that Bonnette’s presentation “consisted of only
-19-
11 questions asked during cross-examination of a prosecution
witness,” we note that the evidentiary presentation at the
sentencing hearing was not nearly so lopsided as Williams suggests.
The state presented only two witnesses at the sentencing
hearing. The first witness, a Many, Louisiana police officer, was
called for the sole purpose of identifying Williams and
introducing, through public documents, the fact of Williams’s prior
conviction for attempted “simple burglary.” The second witness was
the warden of the facility where Williams was incarcerated on the
burglary charge. The state’s questioning did no more than to
establish that Williams had been released on a five-day furlough at
the time of the murder, and to suggest, during redirect
examination, that the Legislature could change the law to permit
individuals serving life sentences to be released on furloughs.
There would have been little or no point to cross-examining
the first witness. Bonnette did cross-examine Warden Gene,
establishing that no more than a quarter of the prison’s inmate
population would ever receive a furlough, and that furloughs were
granted only to the “least violent and the best behaved” prisoners.
Bonnette also established that under current law, prisoners serving
sentences of life without parole--the alternate sentence to death
in Williams’s case--were not eligible for furloughs.
Bonnette next requested and received a brief recess to confer
with Dr. Dixon, his psychiatric expert. After the recess, Bonnette
indicated that the defense would present no additional evidence,
-20-
stating that “[a]ll the evidence has been presented at trial.”
Bonnette’s decision not to offer testimony concerning Williams’s
troubled upbringing and problems with drugs and alcohol, while
noteworthy in the abstract, appears less troubling in the context
of such a brief sentencing hearing, which did not at all delve into
issues of Williams’s character.
Bonnette’s decision not to put on any witnesses prevented the
state from offering any rebuttal evidence. This decision was quite
arguably a wise choice. The record shows that, at the beginning of
the sentencing hearing, Bonnette successfully prevented the state
from introducing the testimony of the victim of Williams’s prior
“simple burglary,” who was expected to testify that Williams
“continued to try to get in her house, and break in on her and her
children while she knew he was there and he knew that she was aware
he was trying to get in” (emphasis added). Under the
circumstances, it is quite likely that Bonnette consciously chose
to take his chances with a jury that had been told nothing of
Williams’s character beyond the fact that he had previously been
regarded as a model prisoner who had been convicted of an
innocuous-sounding “simple burglary.”
We need not determine, however, whether the district court
erred in rejecting the state’s argument that Bonnette’s actions
represented a tactical choice--an issue that the state court did
not address--because we find that under the AEDPA’s deferential
standard of review, we must sustain the state court’s conclusion
-21-
that the failure to present mitigating evidence concerning
Williams’s difficult childhood did not prejudice his defense within
the meaning of Strickland. “If we can ‘dispose of an
ineffectiveness claim on the ground of lack of sufficient
prejudice . . . that course should be followed.’”
Motley, 18 F.3d
at 1226 (quoting
Strickland, 466 U.S. at 697, 104 S.Ct. at 2069).
To establish prejudice, Williams must show that it is
“reasonably likely that the jury would have reached a different
decision absent counsel’s unprofessional errors.”
Faulder, 81 F.3d
at 519 (citing
Strickland, 466 U.S. at 696, 104 S.Ct. at 2069). A
“reasonable probability” need not be proof by a preponderance that
the result would have been different, but it must be a showing
“sufficient to undermine confidence in the outcome.”
Strickland,
466 U.S. at 694, 104 S.Ct. at 2068.
Bonnette could have presented evidence concerning Williams’s
troubled family history and the fact that he was verbally and
physically abused as a child. These efforts, however, would have
“opened the door” for cross-examination concerning Williams’s use
of drugs and alcohol, his purported expulsion from school for
“causing trouble,” and his discharge from at least one job. This
evidence likely would have had little mitigating effect against the
aggravating evidence concerning the brutal, premeditated murder of
Mrs. Knippers, Williams’s prior criminal history, and the fact that
Williams hid the shirt he had been wearing during the crime and
initially lied to police about his actions.
-22-
The state court specifically found that Williams was not
prejudiced by Bonnette’s failure to present the testimony of family
members or friends. We cannot say, under the AEDPA’s deferential
standard of review, that the state court’s conclusion “involved an
unreasonable application of” clearly established federal law.
Reasonable jurists considering Williams’s ineffectiveness claim
would not be of “one view” that the state court’s judgment was
wrong. Accordingly, the district court’s decision to grant federal
habeas relief on this ground must be reversed.
D
Finally, we address Williams’s argument that constitutional
defects in the jury instructions during the sentencing phase of his
trial require that his death sentence be vacated.
During the sentencing phase of Williams’s trial, the jury
found that two statutory aggravating factors existed: (1) at the
time of the murder, Williams was engaged in the perpetration of an
aggravated burglary or the attempted perpetration of an aggravated
rape,5 and (2) the offense was committed in an especially heinous,
atrocious or cruel manner. Having found the existence of at least
one statutory aggravating factor, as required by Louisiana law, the
5
The jury had, in fact, already found this factor to be
established as a part of its determination that Williams was guilty
of capital murder rather than second degree murder, for which the
death penalty is unavailable. Under Louisiana law, during the
sentencing phase the prosecution may argue the existence of as many
statutory aggravating factors as the evidence supports, including
any factor that may already have been established during the guilt
phase of the trial.
-23-
jury then determined, based upon its consideration of the
aggravating factors and any mitigating evidence, that Williams
should be sentenced to death.
The second of the two aggravating factors found by the jury,
the “especially heinous, atrocious or cruel” factor, has been
declared unconstitutionally vague by the United States Supreme
Court. Maynard v. Cartwright,
486 U.S. 356,
108 S. Ct. 1853 (1988).
The first factor, however, is valid, and amply supported by the
evidence, as the Louisiana Supreme Court specifically found during
Williams’s final appeal on direct review. State v.
Williams, 490
So. 2d at 262 (finding fact that Williams was hiding in Mrs.
Knippers’s bathroom, pantless and brandishing a knife, sufficient
evidence from which jury could conclude that Williams had committed
aggravated burglary or attempted aggravated rape).
Louisiana law requires only that at least one statutory
aggravating factor be found by the jury before a defendant may be
considered “eligible” for the death penalty. La. Code Crim. Proc.
art. 905.3. This requirement was therefore adequately met by the
first factor, without regard to the second, invalid factor.
Williams was therefore statutorily eligible to receive the death
penalty if the jury so chose. Williams argues, however, that his
death sentence must still be vacated because the jury, once it had
determined that he was “death-eligible,” also considered the
invalid factor in reaching its ultimate decision as to whether he
should receive the death penalty. He argues that consideration of
-24-
this invalid aggravating factor at the final stage of his
sentencing hearing unconstitutionally tipped the scale in favor of
the death penalty.
We should observe first that the Eighth Amendment concerns
found in Godfrey v. Georgia,
446 U.S. 420,
100 S. Ct. 1759 (1980)
(invalidating “outrageously or wantonly vile, horrible or inhuman”
aggravating factor), and
Maynard, 486 U.S. at 364-65, 108 S.Ct. at
1859 (similarly invalidating the “especially heinous, atrocious or
cruel” aggravating factor), do not control Williams’s case. The
Eighth Amendment requirement under which these factors were held to
be unconstitutionally vague is a requirement that the jury’s
discretion in capital cases be appropriately narrowed and channeled
to inhibit the arbitrary imposition of the death penalty. “Since
[Furman v. Georgia,
408 U.S. 238,
92 S. Ct. 2726 (1972)], our cases
have insisted that the channeling and limiting of the sentencer’s
discretion in imposing the death penalty is a fundamental
constitutional requirement for sufficiently minimizing the risk of
wholly arbitrary and capricious action.”
Maynard, 486 U.S. at 362,
108 S.Ct. at 1858 (citing cases).
In cases where the death penalty is supported by multiple
aggravating factors, this “channeling and limiting” function is
satisfied by the presence of at least one valid aggravating factor.
This requirement was met in Williams’s case by the jury’s finding,
during the guilt phase and again during the sentencing phase, that
Williams had been engaged in the perpetration of an aggravated
-25-
burglary or the attempted perpetration of an aggravated rape. See,
e.g., Lowenfield v. Phelps,
484 U.S. 231, 244-46,
108 S. Ct. 546,
554-55 (1988) (explaining that Eighth Amendment narrowing
requirement was satisfied by Louisiana scheme wherein state law
narrows class of murders eligible for the death penalty in its
definition of capital murder, and jury finding of guilt therefore
necessarily satisfies Eighth Amendment concern).
The conclusion that the presence of another valid aggravating
factor satisfies the requirements of the Eighth Amendment, however,
does not end our constitutional inquiry, because the invalidation
of one of the two statutory aggravating factors considered by the
jury also raises due process concerns under the Fourteenth
Amendment. State capital sentencing procedures must, of course,
satisfy the requirements of the Due Process Clause of the
Fourteenth Amendment. Clemons v. Mississippi,
494 U.S. 738, 746,
108 S. Ct. 1441, 1447 (1990). In Hicks v. Oklahoma,
447 U.S. 343,
100 S. Ct. 2227 (1980), the Court explained:
Where, however, a State has provided for the imposition
of criminal punishment in the discretion of the trial
jury, it is not correct to say that the defendant’s
interest in the exercise of that discretion is merely a
matter of state procedural law. The defendant in such a
case has a substantial and legitimate expectation that he
will be deprived of his liberty only to the extent
determined by the jury in the exercise of its statutory
discretion, and that liberty interest is one that the
Fourteenth Amendment preserves against arbitrary
deprivations by the State.
Id. at 346, 100 S.Ct. at 2229 (citations omitted). The capital
defendant therefore has a constitutional liberty interest in having
-26-
his sentence imposed by a jury instructed to act within the bounds
of its statutory discretion, and that interest is protected by the
Due Process Clause of the Fourteenth Amendment.
It is for this reason--the defendant’s interest in the state’s
adherence to the procedures established by state law--that the
presence of one or more additional, valid aggravating factors may
serve to sustain the death penalty under some state systems, but
not under others. In this vein, the United States Supreme Court
has described one difference between capital sentencing systems as
a distinction between “weighing” and “non-weighing” systems. In a
“weighing state” the jury’s consideration of an unconstitutionally
vague factor at the final stage of death penalty proceedings
violates the defendant’s constitutional rights under the Fourteenth
Amendment and requires that a resulting death sentence be vacated,
unless a state appellate court has cured the defect by reweighing
the valid factors or conducting a harmless error analysis.
Richmond v. Lewis,
506 U.S. 40, 46-47,
113 S. Ct. 528, 534
(1992)(citing
Clemons, 494 U.S. at 748-52, 110 S.Ct. at 1448). In
a “non-weighing state,” however, a defendant’s death sentence is
not invalidated by the presence of an unconstitutional factor so
long as another valid aggravating factor is found by the jury.
Zant v. Stephens,
462 U.S. 862, 880-90,
103 S. Ct. 2733, 2744-49
(1983).
The Louisiana Supreme Court has held that Louisiana is a
“non-weighing” state, and that the subsequent invalidation of a
-27-
statutory aggravating factor found by the sentencing jury does not
require that a resulting death penalty be vacated if another valid
aggravating factor is also found. State v. Hamilton,
681 So. 2d
1217, 1227 (La. 1996), cert. denied, U.S. ,
117 S. Ct. 1705
(1997). Indeed, in Stringer v. Black,
503 U.S. 222,
112 S. Ct. 1130
(1992), the United States Supreme Court held that Mississippi was
a “weighing” state, and by way of contrasting Mississippi’s system
to those of other states, appears to have placed Louisiana in the
“non-weighing” category: “[U]nlike the Mississippi process, in
Louisiana the jury is not required to weigh aggravating against
mitigating factors.” Because the parties have not argued
otherwise, we will proceed upon the assumption that Louisiana is,
in fact, a non-weighing state with regard to its capital sentencing
procedures.
Yet an understanding of the distinction between “weighing” and
“non-weighing” systems is necessary in order to analyze the
constitutional effect of the instruction given in Williams’s case--
that is to say, the effect of a “weighing” instruction given to a
jury in a non-weighing state. We therefore will assess the Supreme
Court’s various explanations of the critical differences between
“weighing” and “non-weighing” systems.
(1)
The United States Supreme Court has been less than perfectly
clear about the definitions of “weighing” and “non-weighing”
capital sentencing schemes. The most detailed statement of the
-28-
distinction is found in Stringer v. Black. In Stringer, the Court
compared Mississippi’s capital sentencing scheme to the Georgia
system at issue in Godfrey and Zant:
The principal difference between the sentencing schemes
in Georgia and Mississippi is that Mississippi is what we
have termed a “weighing” State, while Georgia is not.
Under Mississippi law, after a jury has found a defendant
guilty of capital murder and found the existence of at
least one statutory aggravating factor, it must weigh the
aggravating factor or factors against the mitigating
evidence. By contrast, in Georgia the jury must find the
existence of one aggravating factor before imposing the
death penalty, but aggravating factors as such have no
specific function in the jury’s decision whether a
defendant who has been found to be eligible for the death
penalty should receive it under all the circumstances of
the case.
Id. at 229-30, 112 S.Ct. at 1136 (internal citations omitted).
Thus, in a system that requires the jury to place the statutory
aggravating factors on one side of the scale and all of the
mitigating evidence on the other, and to balance one side against
the other before imposing the death penalty, statutory aggravating
factors become critically important in guiding the jury’s decision
whether death is an appropriate sentence. “[W]hen the sentencing
body is told to weigh an invalid factor in its decision, a
reviewing court may not assume it would have made no difference if
the thumb had been removed from death’s side of the scale.”
Id. at
232, 112 S.Ct. at 1137. The Court reiterated the constitutional
harm caused by the use of a vague aggravating factor in performing
the initial narrowing and channeling required by the Eighth
Amendment, but then noted that “[a] vague aggravating factor used
-29-
in the weighing process is in a sense worse, for it creates the
risk that the jury will treat the defendant as more deserving of
the death penalty than he might otherwise be by relying upon the
existence of an illusory circumstance.”
Id. at 235, 112 S.Ct. at
1139.
To contrast the “weighing” system at issue in Stringer with a
“non-weighing” system, we turn to the Court’s decision in Zant,
which discussed Georgia’s “non-weighing” system in some detail:
In Georgia, unlike some other states, the jury is not
instructed to give any special weight to any aggravating
circumstance, to consider multiple aggravating
circumstances any more significant than a single such
circumstance, or to balance aggravating against
mitigating circumstances pursuant to any special
standard. In Georgia, the finding of an aggravating
circumstance does not play any role in guiding the
sentencing body in the exercise of its discretion, apart
from its function of narrowing the class of persons
convicted of murder who are eligible for the death
penalty.
462 U.S. at 873-74, 103 S.Ct. at 2741. In Zant, the Court found
that the habeas petitioner’s death sentence did not need to be
vacated because one of the two aggravating factors found by the
jury was unconstitutionally vague. Under the Georgia system, the
sentencing jury could not consider imposing the death penalty
unless it found that at least one statutory aggravating factor had
been established beyond a reasonable doubt. The purpose of this
finding was to serve the constitutional requirement of narrowing
the range of murders for which a defendant became eligible for the
death penalty. Once the jury found the defendant “death-eligible,”
-30-
the aggravating factor or factors had served their statutory
purpose. The jury then moved to the final stage of determining
whether death was the appropriate sentence for the death-eligible
defendant. At this point, the aggravating factor was simply part
of the mix of aggravating and mitigating evidence that the jury
could consider as a whole in determining whether the death sentence
was to be imposed. The Court in Zant therefore agreed with the
Georgia Supreme Court’s conclusion that the jury’s ultimate
decision to impose death was not materially impacted by the fact
that certain evidence--which was otherwise properly before the
sentencing jury--was labeled a “statutory” aggravating
circumstance.
Id.
Although the definition is not precise in every detail, from
these cases we derive an understanding of the distinction between
“weighing” and “non-weighing” systems sufficient to resolve this
case.
In a non-weighing state, statutory aggravating factors serve
principally to address the concerns of the Eighth Amendment--that
is, the role of the statutory aggravators is to narrow and channel
the jury’s discretion by separating the class of murders eligible
for the death penalty from those that are not. Also, in
non-weighing systems the jury is not required to balance
established aggravating factors against mitigating factors.
Although the jury is permitted to consider both aggravating and
mitigating evidence in reaching its ultimate determination whether
-31-
the death penalty should be imposed, “statutory aggravating
factors” play no guiding role as such at this final stage of the
sentencing proceeding.
In a weighing state, statutory aggravating factors also serve
to narrow and channel the jury’s discretion by identifying those
murders eligible for the death penalty; as in Georgia’s
non-weighing system, the jury in a weighing state must find at
least one statutory aggravating factor before the death penalty may
even be considered. After one such factor has been found, however,
the two systems differ substantially. Unlike the jury in a
non-weighing state, which at this final stage is largely free to
exercise its discretion as it chooses based upon all of the facts
and circumstances, the jury in a weighing state is not permitted to
impose the death penalty unless it concludes that the specific
statutory aggravating factors it has found “outweigh” all
mitigating evidence. The weighing system jury is effectively told
to weigh the specific aggravating factors against mitigating
factors as if on an imaginary scale, and to issue its sentencing
decision based upon the outcome of that weighing process.
In sum, a jury in a weighing state has been directed by state
law in the method it must follow in order to impose the death
penalty in ways that a jury in a non-weighing state has not. The
weighing state requires the jury to focus only on the statutory
aggravating factors that it finds, and place only those statutory
aggravators on the scale. The weighing state jury is then required
-32-
to balance these aggravating factors against all mitigating
evidence, and it can only impose the death penalty if it determines
that the established aggravating factors “outweigh” the mitigating
evidence. In contrast, a non-weighing state only requires the jury
to find a statutory aggravating factor for the purpose of initially
determining whether the defendant is “death-eligible.” Thereafter,
statutory aggravating factors play no role in the sentencing
process above the role of all other evidence, which is the primary
feature that distinguishes non-weighing systems from weighing
systems.
(2)
Williams argues, however, that Louisiana’s status as a non-
weighing state has “little relevance” because the jury in his case
was given a “weighing” instruction. Williams asserts that because
his jury was instructed to “weigh,” rather than merely “consider,”
an invalid aggravating factor, his death sentence was rendered in
violation of the Eighth and Fourteenth Amendments. Williams’s
argument, however, misunderstands the nature of these
constitutional requirements.
As discussed above, the Eighth Amendment concerns expressed in
Godfrey and Maynard are satisfied in cases where there are other
valid aggravating factors that serve the required channeling
function. Williams’s Fourteenth Amendment argument also fails. As
we have explained, the capital defendant has a constitutionally
protected liberty interest in having his sentence imposed by a jury
-33-
instructed to act within the bounds of its statutory discretion.
But that liberty interest is derived from the requirements of state
law, and not from the individual jury instructions given in any one
case.
Williams complains that his jury was improperly instructed to
“weigh” an invalid aggravating factor in determining whether he
should be sentenced to death.6 In a weighing state such as
Mississippi, this instruction would reflect state law, and would
indeed require that Williams’ death sentence be vacated and his
case remanded for resentencing, reweighing or harmless error
analysis by a state court.
Clemons, 494 U.S. at 754, 110 S.Ct. at
6
The court’s charge to the jury during the sentencing phase
instructed the jury (in relevant part):
In deciding whether the defendant, Dobie Gillis
Williams, should be sentenced to death by electrocution
or to life imprisonment, you must weigh the mitigating
circumstances against the aggravating circumstances that
you find to be established by the evidence.
This weighing process is a qualitative not a
quantitative one . . . you are to consider each of the
facts individually and weigh them in your mind and
determine what weight to give each . . . you are to weigh
the factors, not count them.
I have previously read to you a list of the
aggravating circumstances which the law permits you to
consider if you find any of them established by the
evidence. . . . These are the only aggravating
circumstances that you may consider. You are not allowed
to take account of other facts or circumstances as the
basis for deciding that the death penalty would be
appropriate punishment in this case.
The mitigating circumstances which I have read for
your consideration are given to you as merely examples of
some of the factors that you may take into account as
reasons for deciding not to impose the death sentence
upon Mr. Williams. . . .
-34-
1451. Had Williams been convicted and sentenced to death in
Mississippi, the jury’s weighing of an invalid aggravating factor
would have violated Williams’s legitimate expectation that he would
not be sentenced to death unless the jury found that the
established statutory aggravating factors outweighed any mitigating
circumstances.
Williams, however, has not suffered any such violation of his
legitimate expectations under state law. The process that is due
Williams, and in which he has a liberty interest protected by the
Due Process Clause, is defined by Louisiana law and not by the
instructions issued to his particular jury. Weighing systems
provide capital defendants with certain benefits not guaranteed
defendants in non-weighing states: the assurance that death cannot
be imposed unless the aggravating factors outweigh the mitigating
circumstances, and the assurance that the jury will only place upon
the scale that aggravating evidence that supports a statutory
aggravating factor. A capital defendant in a weighing state has a
protectable liberty interest in those benefits, but Williams does
not. At the final stage of the sentencing hearing, after the
defendant has been found “death-eligible,” Louisiana law permits
the capital sentencing jury to consider all of the aggravating (and
mitigating) evidence from both the guilt-innocence and sentencing
phases in reaching its final determination, and does not require
that this determination be controlled by the “weighing” of
specified “statutory aggravating factors” against any mitigating
-35-
evidence. As in Zant, Williams’s jury was actually free, under
state law, to consider the heinous nature of the murder in its
final consideration of the mix of both aggravating and mitigating
evidence.
Williams’s argument amounts to a complaint that his jury was
instructed erroneously, under Louisiana law, as to the appropriate
sentencing procedure, but that he did not receive the full benefit
of that error. This is not a benefit to which Williams was
entitled. Thus, the Due Process Clause is not offended; the
jury’s consideration of the invalid factor did not deny Williams
the benefit of any liberty interest that he enjoys under Louisiana
law.
IV
In conclusion, we REVERSE the decision of the district court
granting the writ of habeas corpus on the ground that Williams
received ineffective assistance of counsel during the penalty phase
of his trial. As to Williams’s claims concerning alleged racial
discrimination in the selection of the grand jury foreman, and
constitutional defects in the jury instructions during the penalty
phase, we AFFIRM the judgment of the district court denying relief
on these claims.
REVERSED in part, and
AFFIRMED in part.
BENAVIDES, Circuit Judge, concurring in the judgment of the court:
-36-
Although I concur in the judgment of the court, I write separately to emphasize what we do
not decide today -- i.e., whether a federal habeas court can conduct harmless error analysis when
reviewing a death sentence from a weighing state. Although I recognize that this court has implicitly
held that a federal habeas court cannot conduct such an analysis, see Wiley v. Puckett,
969 F.2d 86,
94 (5th Cir. 1992), this court has not revisited the issue since the Supreme Court’s decision in Brecht
v. Abrahamson,
507 U.S. 619, 637,
113 S. Ct. 1710, 1722 (1993). In Brecht, the Supreme Court
held that a federal court can grant a writ of habeas corpus only if it finds that the alleged
constitutional error “‘had a substantial and injurious effect or influence in determining the jury’s
verdict.’” 507 U.S. at 637, 113 S. Ct. at 1722 (quoting Kotteakos v. United States,
328 U.S. 750,
776,
66 S. Ct. 1239, 1253 (1946)). Although this court has not revisited the issue, at least three
courts of appeals have interpreted Brecht as authorizing federal habeas courts to conduct harmless
error analysis when reviewing a death sentence from a weighing state. See, e.g., Davis v. Executive
Director of Dep’t of Correction,
100 F.3d 750, 768 n.18 (10th Cir. 1996), cert. denied,
117 S. Ct.
1703 (1997); Williams v. Clarke,
40 F.3d 1529, 1539-40 (8th Cir. 1994); Smith v. Dixon,
14 F.3d
956 (4th Cir. 1994) (en banc). The facts of this case, however, do not require that we revisit Wiley
either explicitly or implicitly. Accordingly, I note that the majority’s statement that “[i]n a ‘weighing
state’ the jury’s consideration of an unconstitutionally vague factor at the final stage of death penalty
proceedings violates the defendant’s constitutional rights under the Fourteenth Amendment and
requires that a resulting death penalty be vacated, unless a state appellate court has cured the defect
by reweighing the valid factors or conducting a harmless error analysis,” Maj. Op. at 27 (emphasis
added), is not necessary to the decision before the court.
-37-
37
-38-
38