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United States v. Emery Beaulieu, 99-2522 (1999)

Court: Court of Appeals for the Eighth Circuit Number: 99-2522 Visitors: 16
Filed: Oct. 28, 1999
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 99-2522 _ United States of America, * * Appellee, * Appeal from the United States * District Court for the District v. * of Minnesota. * Emery Joseph Beaulieu, also known as * Joe Beaulieu, * * Appellant. * _ Submitted: October 22, 1999 Filed: October 28, 1999 _ Before McMILLIAN, LAY, and FAGG, Circuit Judges. _ FAGG, Circuit Judge. Emery Joseph Beaulieu appeals his jury conviction on two counts of aggravated sexual abuse of a child on
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                     United States Court of Appeals
                            FOR THE EIGHTH CIRCUIT
                                    ___________

                                    No. 99-2522
                                    ___________

United States of America,            *
                                     *
                 Appellee,           * Appeal from the United States
                                     * District Court for the District
      v.                             * of Minnesota.
                                     *
Emery Joseph Beaulieu, also known as *
Joe Beaulieu,                        *
                                     *
                 Appellant.          *
                                ___________

                              Submitted: October 22, 1999

                                   Filed: October 28, 1999
                                    ___________

Before McMILLIAN, LAY, and FAGG, Circuit Judges.
                            ___________

FAGG, Circuit Judge.

      Emery Joseph Beaulieu appeals his jury conviction on two counts of aggravated
sexual abuse of a child on an Indian reservation in violation of 18 U.S.C. ยง 2241(c).
We reverse.

      At Beaulieu's 1999 trial, the victim, S.L., testified Beaulieu had sexually abused
her on one occasion when she was eight or nine years old. S.L. testified that in the
spring of 1995 or 1996, she and her sister, who was eleven at the time, had gone to
Beaulieu's house to babysit. That night, as S.L. slept on a sofa bed, she awakened and
felt someone breathing on her who smelled like beer. Her pants were pulled down to
the tops of her thighs, and she saw Beaulieu touching her on her genital area. She
turned on her side and tried to pretend she was asleep, but Beaulieu "put his thing in
[her] butt." S.L. told her sister and a friend about the abuse. About a year later, S.L.
told her mother. S.L. visited a psychologist in 1997 and a nurse in 1998 and told them
what Beaulieu had done. S.L.'s mother, friend, nurse, and psychologist testified at trial
that S.L. told them Beaulieu anally penetrated her.

       Beaulieu first contends the district court abused its discretion in admitting the
hearsay testimony of S.L.'s mother, friend, nurse, and psychologist. The district court
admitted the testimony of S.L.'s mother and friend under Federal Rule of Evidence
801(d)(1)(B), which provides that earlier statements of a witness are not hearsay if they
are "consistent with the [witness's] testimony and [are] offered to rebut an express or
implied charge against the [witness] of recent fabrication or improper influence or
motive." Rule 801(d)(1)(B) plainly "defines prior consistent statements as nonhearsay
only if they are offered to rebut a charge of 'recent fabrication or improper influence or
motive.' " Tome v. United States, 
513 U.S. 150
, 157 (1995) (quoting Fed. R. Evid.
801(d)(1)(B)). "Prior consistent statements may not be admitted to counter all forms
of impeachment or to bolster the witness merely because she has been discredited."
Id. "The Rule
speaks of a party rebutting an alleged motive, not bolstering the veracity
of the story told." 
Id. at 157-58.
Rule 801(d)(1)(B) permits introduction of earlier
consistent statements "only when those statements were made before the charged
recent fabrication or improper influence or motive." 
Id. at 167.
       The first witness to testify about S.L.'s out-of-court statements was S.L.'s mother.
When the Government asked S.L.'s mother what S.L. had told her, defense counsel
objected that the testimony was hearsay, arguing S.L.'s statement to her mother was not
admissible under Rule 801 because the defense had not alleged S.L. recently fabricated
her story and because S.L.'s earlier statement to her mother was not made before any

                                           -2-
motive to fabricate may have arisen. The Government responded that Rule 801 did not
require the statement to be made earlier and that the testimony was a peremptory
rebuttal to an improper motive charge that it believed the defense would make later.
Stating "a lot of things are going to be covered during the trial," the district court
"conditionally" permitted the testimony. See Trial Trans. I-87. Defense counsel voiced
the same objection during the testimony of S.L.'s friend, and the court made the same
ruling. See 
id. at I-107.
Defense counsel never asserted S.L. had an improper motive
or fabricated her account of the abuse, however, until closing arguments when defense
counsel simply argued S.L. had made up the story from the start.

        We agree with Beaulieu that S.L.'s out-of-court statements about the abuse were
not admissible under Rule 801(d)(1)(B). "Although those statements might have been
probative on the question whether the alleged conduct had occurred, they shed [no]
light on whether [S.L.] had [any] motive to fabricate." 
Tome, 513 U.S. at 165
. As in
Tome, the Government in this case improperly relied on the statements for substantive
purposes. See 
id. During its
closing, the Government told the jury, "This case boils
down to the testimony of [S.L.] and whether or not you believe what [S.L.] testified to."
Trial Trans. at III-17-18. The Government then invited the jury to rely on the earlier
consistent statements as evidence of S.L.'s credibility and as evidence of Beaulieu's
guilt, arguing: "If you believe [S.L.'s] testimony, and if you believe the consistency and
the detail of the report that she gave to her friend, . . . her mother, . . . the nurse, and
. . . the doctor, that's enough to prove beyond a reasonable doubt that [Beaulieu] is
guilty of both crimes charged in the indictment." 
Id. at III-20.
In addition, S.L.'s out-
of-court statements were not made before the alleged fabrication. See 
Tome, 513 U.S. at 167
. We thus conclude the district court abused its discretion in admitting the
statements under Rule 801(d)(1)(B).

     The district court also permitted the nurse practitioner and psychologist who
examined S.L. to testify that S.L. told them Beaulieu anally penetrated her. The
Government argued this testimony was permissible both as prior consistent statements

                                            -3-
under Rule 801(d)(1)(B) and as statements made for the purpose of medical diagnosis
or treatment under Rule 803(4). For the reasons applicable to S.L.'s out-of-court
statements to her mother and friend, S.L.'s out-of-court statements to the nurse and
psychologist were not admissible under Rule 801(d)(1)(B). It appears, however, that
the district court permitted the testimony under Rule 803(4), which provides,
"Statements made for purposes of medical diagnosis or treatment and describing
medical history, or past or present symptoms, pain, or sensations, or the inception or
general character of the cause or external source thereof insofar as reasonably pertinent
to diagnosis or treatment" are not excluded by the rule against hearsay testimony.

       We have held "a declarant's statements relating the identity of the individual
allegedly responsible for [her] injuries or condition 'would seldom, if ever,' be
reasonably pertinent to treatment or diagnosis." United States v. Renville, 
779 F.2d 430
, 436 (8th Cir. 1985) (quoting United States v. Iron Shell, 
633 F.2d 77
, 84 (8th Cir.
1980)). Statements of identity are rarely made to promote effective treatment, and
doctors rarely have any reason to rely on statements of identity in treating or diagnosing
a patient. See 
id. When the
abuser is a member of the victim's immediate household,
however, a statement of identity may be reasonably pertinent to treatment or diagnosis
because the doctor has an obligation to insure the child is removed from the abusive
environment. See 
id. at 436-38.
Statements by a child abuse victim to a physician
identifying the abuser are admissible only when the prosecution shows the victim's
motive in making the statement was consistent with the purpose of promoting
treatment--" 'where the physician makes clear to the victim that the inquiry into the
identity of the abuser is important to diagnosis and treatment, and the victim manifests
such an understanding.' " Olesen v. Class, 
164 F.3d 1096
, 1098 (8th Cir. 1999)
(quoting 
Renville, 779 F.2d at 436
).

       The prosecution failed to make this showing in Beaulieu's case. There is no
evidence in the record that the nurse or psychologist explained to S.L. that the identity
of her abuser was important to diagnosis or treatment. See 
id. Further, S.L.'s
own

                                           -4-
testimony, on both direct and cross-examination, shows she understood the purpose of
her visits with the nurse and psychologist was "[j]ust to get evidence." Trial Trans. at
II-82, II-89. We conclude the district court abused its discretion in admitting S.L.'s out-
of-court statements to the nurse and psychologist under Rule 803(4). We also conclude
the improper admission of S.L.'s statements to her mother, friend, nurse, and
psychologist warrant reversal because the rulings affect the substantial rights of
Beaulieu and had more than a slight influence on the verdict. See United States v.
Ballew, 
40 F.3d 936
, 941 (8th Cir. 1994).

        Beaulieu next contends the district court abused its discretion and violated
Beaulieu's right to a public trial when the court granted the Government's motion for
closure of the courtroom during the testimony of S.L. and her sister. At the time of the
trial, S.L. was eleven years old and her sister was fourteen. Before their testimony, the
district court asked Beaulieu's mother and sister and a juror's spouse to leave the
courtroom, but allowed others, including S.L.'s mother and grandmother, to remain.

       A defendant in a criminal proceeding has a right to a public trial, see U.S. Const.
amend. VI, but this right is not absolute and in rare circumstances yields to other
interests, see Waller v. Georgia, 
467 U.S. 39
, 45 (1984). "[T]he party seeking to close
the hearing must advance an overriding interest that is likely to be prejudiced, the
closure must be no broader than necessary to protect that interest, the trial court must
consider reasonable alternatives to closing the proceedings, and it must make findings
adequate to support the closure." 
Id. at 48.
       We doubt the record sufficiently supports the partial temporary closure of the
courtroom at Beaulieu's trial. It appears that the district court based closure on the
court's previous experience with juvenile witnesses generally rather than on findings
made with respect to S.L. and her sister on the facts of this case. Given our reversal
of Beaulieu's conviction for evidentiary errors, however, we need not resolve the



                                           -5-
closure issue. On retrial, the court will have another opportunity to make findings
adequate to support closure.

       Beaulieu last contends the district court abused its discretion in failing to exclude
evidence that S.L.'s sister may have been the victim of sexual abuse by Beaulieu. The
evidence consisted of testimony by S.L.'s sister and mother that the sister had gone out
drinking one night with Beaulieu and that he and another person had dropped her off
at home the next morning with her pants on backwards and livid marks on her neck and
chest. The sister testified she had blacked out during the evening and did not remember
what had happened. Beaulieu was never charged with any offense as a result of the
allegation.

      Before trial, the Government gave notice of its intent to introduce the evidence
under Federal Rule of Evidence 414(a), which provides that in a case charging a
defendant with a child molestation offense, "evidence of the defendant's commission
of another offense or offenses of child molestation is admissible." The defense
responded that the similar crime never happened, the Government's evidence was too
weak, and under Federal Rule of Evidence 403, the probative value of the evidence was
substantially outweighed by the danger of unfair prejudice. See United States v.
LeCompte, 
131 F.3d 767
, 769 (8th Cir. 1997) (evidence offered under Rule 414 is still
subject to Rule 403 balancing). The district court concluded the sufficiency of proof
went to the weight to be given the evidence rather than its exclusion. Beaulieu
contests this conclusion.

       We observe that note five to the official commentary for Rule 414 states,
"Evidence of uncharged child molestation is admissible if the prosecution provides
enough evidence to support a finding, by a preponderance of the evidence, that the
defendant committed the act." Because we have already decided reversal is necessary
based on other grounds, we leave reconsideration of this evidentiary issue to the district
court on retrial.

                                            -6-
We thus reverse and remand for further proceedings consistent with this opinion.

A true copy.

      Attest:

               CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.




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Source:  CourtListener

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