Elawyers Elawyers
Washington| Change

Black Warrior Riverkeeper, Inc. v. U.S. Army Corps of Engineers, 14-12357 (2015)

Court: Court of Appeals for the Eleventh Circuit Number: 14-12357 Visitors: 33
Filed: Mar. 23, 2015
Latest Update: Mar. 02, 2020
Summary: Case: 14-12357 Date Filed: 03/23/2015 Page: 1 of 51 [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT _ No. 14-12357 _ D.C. Docket No. 2:13-cv-02136-WMA BLACK WARRIOR RIVERKEEPER, INC., DEFENDERS OF WILDLIFE, Plaintiffs - Appellants, versus U.S. ARMY CORPS OF ENGINEERS, LT. GENERAL THOMAS P. BOSTICK, U.S. Army Corps of Engineers, COL. JON CHYTKA, U.S. Army Corps of Engineers, Mobile District, Defendants - Appellees, ALABAMA COAL ASSOCIATION, MS&R EQUIPMENT CO., INC., REED
More
             Case: 14-12357   Date Filed: 03/23/2015   Page: 1 of 51


                                                                       [PUBLISH]

              IN THE UNITED STATES COURT OF APPEALS

                       FOR THE ELEVENTH CIRCUIT
                         ________________________

                               No. 14-12357
                         ________________________

                     D.C. Docket No. 2:13-cv-02136-WMA

BLACK WARRIOR RIVERKEEPER, INC.,
DEFENDERS OF WILDLIFE,

                                                 Plaintiffs - Appellants,

versus

U.S. ARMY CORPS OF ENGINEERS,
LT. GENERAL THOMAS P. BOSTICK,
U.S. Army Corps of Engineers,
COL. JON CHYTKA,
U.S. Army Corps of Engineers, Mobile District,

                                                 Defendants - Appellees,

ALABAMA COAL ASSOCIATION,
MS&R EQUIPMENT CO., INC.,
REED MINERALS, INC., et al.,

                                            Intervenors - Appellees.
                         ________________________

                  Appeal from the United States District Court
                     for the Northern District of Alabama
                         ________________________

                               (March 23, 2015)
                Case: 14-12357        Date Filed: 03/23/2015       Page: 2 of 51


Before HULL and MARCUS, Circuit Judges, and TOTENBERG, * District Judge.

MARCUS, Circuit Judge:

       In this complex environmental case, plaintiffs Black Warrior Riverkeeper

and Defenders of Wildlife appeal from the district court’s grant of final summary

judgment to the U.S. Army Corps of Engineers, as well as to the Alabama Coal

Association and several mining companies, which intervened in the proceedings

below. 1 Riverkeeper challenges the 2012 version of Nationwide Permit 21 (“NWP

21”), a general permit that allows surface coal mining operations to discharge

dredged or fill materials into navigable waters. Riverkeeper essentially argues that

the Corps arbitrarily and capriciously found that NWP 21 would have no more than

minimal environmental effects, in violation of both the Clean Water Act and the

National Environmental Policy Act.

       The district court first determined that Riverkeeper has standing to sue in

federal court because its members suffered injury as a result of the Corps’ decision

to enact NWP 21. We agree that Riverkeeper has standing, and so affirm the

district court’s decision on this point. The district court also held that

Riverkeeper’s lawsuit was, nonetheless, barred by the equitable doctrine of laches.
*
  Honorable Amy Totenberg, United States District Judge for the Northern District of Georgia,
sitting by designation.
1
 For simplicity’s sake, we will use “Riverkeeper” to refer to both plaintiff organizations, “the
Corps” for the U.S. Army Corps of Engineers, and “the Intervenors” for the Alabama Coal
Association and mining companies.


                                                 2
              Case: 14-12357     Date Filed: 03/23/2015    Page: 3 of 51


After thorough review, however, we conclude that the Intervenors have shown

neither inexcusable delay on the part of Riverkeeper nor prejudice resulting from

Riverkeeper’s alleged delay. To the extent that Riverkeeper lagged in filing suit,

its delay was slight and excused by its need to adequately investigate and prepare

its claims in this complex case. Moreover, the Intervenors’ modest showing of

harm, stated only at the highest order of abstraction, does not outweigh the

potential environmental benefits of allowing Riverkeeper to proceed. We,

therefore, hold that the district court abused its considerable discretion in barring

Riverkeeper’s suit.

      As for the merits of Riverkeeper’s environmental claims, the district court

concluded, after thorough deliberation, that the Corps’ determinations that NWP

21 would have only “minimal cumulative adverse effect” on the environment,

pursuant to the Clean Water Act, and “no significant impact” on the environment,

pursuant to the National Environmental Policy Act, were neither arbitrary nor

capricious. However, literally on the eve of oral argument in this Court, the Corps

admitted that it had underestimated the acreage of waters that would be affected by

the projects authorized under Nationwide Permit 21. In the face of this new and

potentially significant change in the facts, we ordered the parties to provide

supplemental briefing on the implications of the Corps’ error. The Corps then

conceded that the district court’s decision must be reversed and the matter


                                           3
              Case: 14-12357     Date Filed: 03/23/2015   Page: 4 of 51


remanded to the Corps for further consideration based on a more accurate

assessment of the potential impacts of NWP 21. We agree.

      On remand, the Corps shall reconsider its conclusion that the environmental

impacts of NWP 21 are minimal in light of all of the relevant data, including the

Corps’ recalculated figure for the acreage of waters affected by NWP 21. We

expect that it will take the Corps no longer than one year to do so, and, therefore,

remand this case to the district court with instructions to remand the matter to the

Corps, and to determine whether any further relief may be required.

                                          I.

      This case involves several complex statutory and regulatory schemes

designed, in substantial measure, to ensure that the federal government conducts a

thorough assessment of the environmental impacts of its actions. Thus, under

§ 404 of the Clean Water Act (“CWA”), the Corps may issue permits for the

discharge of dredged or fill material into navigable waters. 33 U.S.C. § 1344

(2012). These permits can take the form of either individual permits, § 1344(a), or

general permits, which authorize certain categories of discharges on a state,

regional, or nationwide basis, § 1344(e). Before issuing a general permit, however,

the Corps must provide public notice and an opportunity for a hearing. 
Id. The Corps
also must determine that the activities authorized by the permit are “similar

in nature, will cause only minimal adverse environmental effects when performed


                                          4
              Case: 14-12357    Date Filed: 03/23/2015    Page: 5 of 51


separately, and will have only minimal cumulative adverse effect on the

environment.” 
Id. In determining
whether the environmental effects of a general

permit will be minimal, the Corps must consider a range of factors relating to the

impact of discharges on aquatic ecosystems and the humans who use them, and

must then document the environmental effects of the activities authorized by the

permit in a decision document. See generally 40 C.F.R. pt. 230 (2014).

      The Corps is also obligated to comply with the National Environmental

Policy Act (“NEPA”). NEPA, in turn, requires an Environmental Impact

Statement for any “major Federal action[] significantly affecting the quality of the

human environment,” which can include nationwide permits issued by the Corps.

42 U.S.C. § 4332(2)(C) (2012); 33 C.F.R. § 330.5(b)(3) (2014). The agency first

prepares an Environmental Assessment, which is essentially a preliminary account

of the environmental effects of a proposed action. See 40 C.F.R. §§ 1501.4,

1508.9. If the Environmental Assessment suggests that the effects of the action are

likely to be significant, the agency must issue the more detailed Environmental

Impact Statement. See 
id. § 1501.4(c).
Otherwise, it issues a Finding of No

Significant Impact. 
Id. § 1501.4(e).
      This case involves a challenge to Nationwide Permit 21, a general permit

issued by the Corps. It authorizes “[d]ischarges of dredged or fill material into

waters of the United States associated with surface coal mining and reclamation


                                          5
              Case: 14-12357    Date Filed: 03/23/2015   Page: 6 of 51


operations.” Reissuance of Nationwide Permits, 77 Fed. Reg. 10,184, 10,274 (Feb.

21, 2012). Surface coal mining involves the discharge of dredged or fill material

in a variety of ways. To reach underground coal seams, surface mining operations

must dig through and remove a mixture of soil, rock, and coal residue commonly

referred to as “overburden,” which is replaced once the coal has been extracted.

Excess overburden must be deposited somewhere else -- occasionally filling or

burying streams, or in the form of a much larger “valley fill,” which is exactly

what it sounds like. In other cases, the coal seam runs underneath the stream itself,

and the operation will “mine through” the stream. Mining operations also generate

and discharge material when they create sediment ponds and build roads,

processing plants, and other mining infrastructure. As a result of the mining

process, drainage from the mining site, which contains substantial amounts of

sediment, salt, and metals, can seep into and contaminate larger waterways. This

runoff may continue for decades after the mine has closed. The discharge of

dredged or fill material, therefore, may have consequences for water quality and

the health of aquatic ecosystems throughout the entire watershed.

      The Corps has long struggled to ensure that the environmental impacts of

surface mining operations are minimal. Nationwide Permit 21 was first issued in

1982, see Interim Final Rule for Regulatory Programs of the Corps of Engineers,

47 Fed. Reg. 31,794, 31,833 (July 22, 1982), and has subsequently been amended


                                          6
              Case: 14-12357    Date Filed: 03/23/2015   Page: 7 of 51


and reissued multiple times. The 2007 version did not place any limits on the

length of streams that could be filled by authorized activities. See Reissuance of

Nationwide Permits, 72 Fed. Reg. 11,092, 11,184 (Mar. 12, 2007). The Corps

eventually became concerned that activities authorized by NWP 21 were resulting

in greater environmental impacts than anticipated, and it suspended NWP 21 in six

states in the Appalachian Region in 2010: Kentucky, Ohio, Pennsylvania,

Tennessee, Virginia, and West Virginia. Suspension of Nationwide Permit 21, 75

Fed. Reg. 34,711, 34,712 (June 18, 2010). The Corps did not suspend NWP 21 in

Alabama, although the Environmental Protection Agency subsequently stated in a

letter to the Corps that “the same concerns and science that brought about the six

state suspension appl[y] to the coal fields of Alabama.” The 2007 NWP 21 expired

on March 18, 2012. Reissuance of Nationwide Permits, 72 Fed. Reg. at 11,092.

      In 2012, the Corps adopted a new course intended, in part, to “address[] the

concern that led to [its] previous suspension of NWP 21 in the six Appalachian

states.” Reissuance of Nationwide Permits, 77 Fed. Reg. at 10,205. As a result,

the 2012 version of NWP 21, which authorized stream-filling operations for an

additional five years, consisted largely of two new provisions. First, paragraph (a),

which functions as a grandfathering provision, allows for the reauthorization of

operations which were previously authorized under the 2007 NWP 21, subject to

verification by a district engineer that they will continue to cause only minimal


                                          7
              Case: 14-12357     Date Filed: 03/23/2015   Page: 8 of 51


adverse effects. 
Id. at 10,274.
As for new operations, however, paragraph (b) adds

several specific limits on stream-filling activity, including a requirement that

discharges “must not cause the loss of greater than 1/2-acre of non-tidal waters of

the United States, including the loss of no more than 300 linear feet of stream bed.”

Id. Permitted activities
also may not involve the construction of valley fills. 
Id. The new
limits provided by paragraph (b) do not apply to grandfathered

reauthorizations under paragraph (a).

      Along with the revised permit, the Corps issued a NWP 21 Decision

Document explaining the rationale behind its revisions, which included the Corps’

Clean Water Act and National Environmental Policy Act analyses. Specifically,

the Corps concluded, as required by the CWA, that activities authorized by NWP

21 would not have more than minimal cumulative adverse effect on the

environment. It also concluded, pursuant to NEPA, that NWP 21 would not

significantly affect the environment, and that an Environmental Impact Statement

would therefore not be required. Under paragraph (a) of the 2012 NWP 21, forty-

one projects have been reauthorized within the Black Warrior River watershed; the

first reauthorization was granted in May 2012, while the last was granted in either




                                          8
                Case: 14-12357       Date Filed: 03/23/2015        Page: 9 of 51


March or April 2013.2 The grandfathered portions of these projects authorize the

filling of approximately twenty-seven miles of stream.

       The plaintiffs in this case, Black Warrior Riverkeeper and Defenders of

Wildlife, strongly disagree with the Corps’ environmental impact analysis.

Riverkeeper and Defenders are environmentalist groups whose members use

waters of the Black Warrior River watershed that flow downstream from mining

sites authorized to discharge material under NWP 21. According to Riverkeeper,

these projects have had a profound effect on the quality of the waters within the

Black Warrior River watershed. Riverkeeper’s members have observed, for

example, that waters downstream from mining sites are discolored and clouded

with sediment and silt. Impaired water quality, they claim, has “decrease[d] [their]

aesthetic and recreational enjoyment, reduce[d] their opportunities to observe

wildlife, and cause[d] them concern about ingesting the water and fish caught in

the water.” To take just one example, Riverkeeper alleges that several coal mines

permitted under NWP 21(a) ultimately drain into the Locust Fork of the Black

Warrior River, releasing sedimentation, solids, and chemical compounds.

Riverkeeper fears that what it calls the resulting “dirty or polluted water” will deter

2
  According to the district court, the final reverification was issued by the Corps in April 2013.
However, the document cited by the district court does not list a reverification in April 2013; it
instead lists one in April 2009, which is likely an error since this was well before the 2012 NWP
21 was even enacted and contradicts the date (December 27, 2012) listed on the reverification
letter for the mine in question. The difference, ultimately, does not affect our analysis.


                                                9
              Case: 14-12357    Date Filed: 03/23/2015   Page: 10 of 51


its members and others from using the river for recreation -- the Locust Fork is one

of the most popular whitewater paddling locations in the state -- as well as harm

local wildlife.

      In order to block the forty-one reauthorizations granted pursuant to NWP

21(a) and therefore avert further claimed environmental damage, Riverkeeper filed

suit in the United States District Court for the Northern District of Alabama on

November 25, 2013 against the Corps and several Corps officials. The gravamen

of Riverkeeper’s lawsuit is that it was contradictory for the Corps to impose

stream-fill limits on new operations, but, at the same time, decline to apply those

very same limits to operations authorized by the 2007 NWP 21 and subsequently

reauthorized by the 2012 version. To put it slightly differently, Riverkeeper’s

argument is that the Corps could not rationally have found that these new limits

were “necessary” to avoid significant environmental impacts, and then conclude

regardless that the impacts of grandfathered projects would be minimal.

      Specifically, Riverkeeper’s complaint raised four counts: (1) that paragraph

(a) of NWP 21, in effect, amounts to an unlawful ten-year permit term; (2) that the

Corps’ cumulative effects analysis under the CWA was arbitrary and capricious

under the Administrative Procedure Act (APA), 5 U.S.C. § 706 (2012); (3) that the

Corps’ issuance of reauthorizations in the Black Warrior River watershed pursuant




                                         10
              Case: 14-12357      Date Filed: 03/23/2015   Page: 11 of 51


to NWP 21 was arbitrary and capricious; and (4) that the Corps’ Finding of No

Significant Impact under NEPA was arbitrary and capricious.

      Eight days later, Riverkeeper moved for a preliminary injunction to suspend

all reauthorizations in the Black Warrior River watershed. On December 23, 2013,

the Alabama Coal Association and several mining companies 3 moved to intervene,

citing the harm that Riverkeeper’s requested injunction would cause to their

mining operations. Their motion to intervene was granted without objection from

Riverkeeper. At a February 2014 hearing on Riverkeeper’s motion for a

preliminary injunction, the district court refused to hear any argument on the merits

because Riverkeeper could not post a $300,000 bond. The district court denied

Riverkeeper’s motion on February 18. Riverkeeper then moved for summary

judgment on February 20. At a hearing on March 3, Riverkeeper voluntarily

dismissed Count 3 of its complaint, claiming that it was no longer directly

challenging the forty-one reauthorizations. On April 2, the Corps filed its cross-

motion for summary judgment, addressing the merits; a week later, the Intervenors

filed their motion to dismiss/motion for summary judgment, addressing the merits

as well as standing and laches.




3
 The mining companies are MS&R Equipment Co., Inc., Reed Minerals, Inc., Twin Pines, LLC,
and Walter Minerals, Inc.


                                           11
               Case: 14-12357       Date Filed: 03/23/2015       Page: 12 of 51


       Ultimately, the district court concluded that Riverkeeper had standing, but

that its claims were barred by the doctrine of laches, and, in any event, that its

claims failed on the merits. The district court rejected the Intervenors’ argument

that Riverkeeper lacks standing to challenge a permit under § 404, because

Riverkeeper’s injuries, which result from diminished downstream water quality,

were cognizable under § 404 and traceable to NWP 21. The district court did,

however, decide that Riverkeeper’s delay in filing suit was inexcusable, and that

the Intervenors suffered prejudice because they acted in reliance on

reauthorizations granted under NWP 21. Finally, the district court concluded that

the Corps did not act arbitrarily and capriciously in concluding that NWP 21 would

have no more than minimal cumulative adverse effect on the environment.

Riverkeeper timely appealed to this Court. 4

                                               II.

       We turn first, as we must, to the Intervenors’ argument that Riverkeeper

lacks standing to sue in federal court, and conclude that Riverkeeper does indeed

have standing. We review issues of standing de novo. Swann v. Sec’y of State,

668 F.3d 1285
, 1288 (11th Cir. 2012). “Standing is a jurisdictional inquiry, and a

4
  Riverkeeper has not challenged the district court’s judgment on Count 1 that the grandfather
provision of NWP 21(a) does not violate Section 404(e) by extending the term of NWP 21 past
five years. Riverkeeper challenges the court’s judgments on Counts 2 and 4 of its complaint,
solely on the ground that the district court failed to consider the Corps’ alleged differential
treatment error, as well as the court’s judgment that the action is barred by laches.


                                               12
             Case: 14-12357      Date Filed: 03/23/2015    Page: 13 of 51


‘party invoking federal jurisdiction bears the burden’ of establishing that he has

standing to sue.” Am. Civil Liberties Union of Fla., Inc. v. Dixie Cnty., Fla., 
690 F.3d 1244
, 1247 (11th Cir. 2012) (quoting Lujan v. Defenders of Wildlife, 
504 U.S. 555
, 561 (1992)). It is by now hornbook law that plaintiffs “must satisfy three

requirements to have standing under Article III of the Constitution: (1) ‘injury-in-

fact’; (2) ‘a causal connection between the asserted injury-in-fact and the

challenged action of the defendant’; and (3) ‘that the injury will be redressed by a

favorable decision.’” Houston v. Marod Supermarkets, Inc., 
733 F.3d 1323
, 1328

(11th Cir. 2013) (quoting Shotz v. Cates, 
256 F.3d 1077
, 1081 (11th Cir. 2001)).

When, as in this case, a plaintiff’s injury arises from the government’s allegedly

unlawful regulation of a third party, “much more is needed.” 
Lujan, 504 U.S. at 562
. The plaintiff must show that choices will be made by both the regulator and

the regulated party “in such manner as to produce causation and permit

redressability of injury.” 
Id. Lastly, a
plaintiff who brings suit under the APA

must establish that its injury-in-fact “falls within the ‘zone of interests’ sought to

be protected by the statutory provision whose violation forms the legal basis for his

complaint.” Lujan v. Nat’l Wildlife Fed’n, 
497 U.S. 871
, 883 (1990).

      In addition to showing that their members have standing, Riverkeeper and

Defenders must demonstrate organizational standing. “An organization has

standing to bring an action on its members’ behalf if ‘(a) its members would


                                           13
             Case: 14-12357     Date Filed: 03/23/2015    Page: 14 of 51


otherwise have standing to sue in their own right; (b) the interests it seeks to

protect are germane to the organization’s purpose; and (c) neither the claim

asserted nor the relief requested requires the participation of individual members in

the lawsuit.’” Am. Civil Liberties Union of Fla., 
Inc., 690 F.3d at 1248
(quoting

Hunt v. Wash. State Apple Adver. Comm’n, 
432 U.S. 333
, 343 (1977)). The

Intervenors do not challenge the organizational standing of Riverkeeper and

Defenders, and in any event, such a challenge would be meritless, as these

organizations plainly have standing to assert the claims of their members. The

relevant question, then, is whether their members have standing.

      Riverkeeper’s suit is grounded on a procedural challenge to the Corps’

decision to issue Nationwide Permit 21. That is, Riverkeeper argues that the Corps

arbitrarily and capriciously determined that NWP 21 would result in minimal

environmental impacts. On this basis alone, Riverkeeper cannot claim

constitutional standing. “[D]eprivation of a procedural right without some

concrete interest that is affected by the deprivation -- a procedural right in vacuo --

is insufficient to create Article III standing.” Summers v. Earth Island Inst., 
555 U.S. 488
, 496 (2009). To establish standing, then, Riverkeeper must show that the

Corps’ failure to adequately consider environmental harms injured Riverkeeper in

some palpable way.




                                          14
             Case: 14-12357     Date Filed: 03/23/2015    Page: 15 of 51


      As we see it, and as the district court properly concluded, Riverkeeper has

clearly shown an injury-in-fact within the ambit of the Clean Water Act and the

National Environmental Policy Act. We have held that an individual plaintiff may

show injury-in-fact “by attesting that he uses, or would use more frequently, an

area affected by the alleged violations and that his aesthetic or recreational

interests in the area have been harmed.” Sierra Club v. Tenn. Valley Auth., 
430 F.3d 1337
, 1344 (11th Cir. 2005); see Friends of the Earth, Inc. v. Laidlaw Envtl.

Servs. (TOC), Inc., 
528 U.S. 167
, 183 (2000). Voluminous record evidence

indicates that Riverkeeper’s members have suffered harm to their aesthetic and

recreational interests. Riverkeeper’s members attest that they use waters

downstream from mining sites for recreational and other purposes; that those

waters are visibly polluted; that the pollution of those waters decreases their

enjoyment of them; and that pollution has impaired habitats for wildlife they like to

observe and study. Riverkeeper’s members also claim that they have been exposed

to threats to their health by drinking water from and using affected areas. All of

these injuries fall within the zone of interests contemplated by the CWA and

NEPA, since they allegedly stem from environmental harm.

      Nor do we think any serious argument can be made against Riverkeeper’s

standing on the grounds of causation or redressability. We agree that a plaintiff

need not prove that their injury can be traced to specific molecules of pollution


                                          15
             Case: 14-12357     Date Filed: 03/23/2015    Page: 16 of 51


emitted by the alleged polluter. It is enough that a plaintiff “‘show that a defendant

discharges a pollutant that causes or contributes to the kinds of injuries alleged’ in

the specific geographic area of concern.” Friends of the Earth, Inc. v. Gaston

Copper Recycling Corp., 
204 F.3d 149
, 161 (4th Cir. 2000) (quoting Natural Res.

Def. Council, Inc. v. Watkins, 
954 F.2d 974
, 980 (4th Cir. 1992)). Riverkeeper has

alleged that its members use areas downstream from the forty-one stream-filling

operations grandfathered under the 2012 NWP 21. The Corps also indicated in its

NWP 21 Decision Document that activities authorized by NWP 21 could, in fact,

lead to the very aesthetic, recreational, and other environmental injuries alleged by

Riverkeeper -- the Corps merely concluded that those harms would be minor.

Likewise, vacatur of NWP 21 would redress these injuries; surface mining

operations would be required either to comply with paragraph (b)’s stream-fill

limits or obtain individual permits from the Corps. Indeed, the Intervenors have

not shown that Riverkeeper has failed to meet any of these traditional components

(injury-in-fact, causation, and redressability) of the standing inquiry.

      The Intervenors instead present a novel argument -- which, to the best of our

knowledge, has not been accepted by any court -- that these injuries are wholly

untraceable to the Corps’ decision to issue a permit under § 404. They explain that

they engage in surface mining activities that actually require permits under both




                                          16
                Case: 14-12357        Date Filed: 03/23/2015         Page: 17 of 51


§ 402 5 and § 404 of the Clean Water Act. All surface drainage from a mining site

must first pass through a sediment pond before being discharged into downstream

waters. The subsequent discharge from the sediment pond must be authorized by a

permit under § 402, which independently imposes effluent limits on the

concentration of pollutants. The Intervenors’ argument thus draws a sharp

distinction between § 402 permits, which take downstream water quality into

consideration, and § 404 permits, which are principally concerned with minimizing

the actual physical loss of waters of the United States. The Intervenors claim that

the proper course for Riverkeeper is to bring a different lawsuit: one which either

asserts that surface mining operations in the Black Warrior River watershed have

violated their § 402 permits, or that the terms of those permits should be tightened.

What Riverkeeper cannot do, according to the Intervenors, is file suit to challenge

the Corps’ § 404 permitting decision.



5
  Section 402 authorizes the Administrator of the EPA to issue a permit for the release of any
pollutant, except for the dredged or fill material covered by § 404. 33 U.S.C. § 1342 (2012); see
also § 1342(a)(1) (granting authority “[e]xcept as provided in sections 1328 and 1344 of this
title,” the latter of which deals with dredged or fill material). It also allows states to apply to the
EPA for the right to administer their own permit programs under § 402, which then supplant the
EPA’s permitting system if approved. 33 U.S.C. § 1342(b). Section 402 permitting decisions
are governed by standards provided in § 403 of the Clean Water Act, 33 U.S.C. § 1343.
Alabama has been granted authority to administer its own permit program, Ala. Admin. Code
r. 335-6-6-.01 (2014), and does so through the Alabama Department of Environmental
Management. Alabama law also provides that all surface drainage must pass through a sediment
pond and comply with state and federal water quality standards. Ala. Admin. Code. r. 880-X-
10C-.13 (2014).


                                                  17
                 Case: 14-12357        Date Filed: 03/23/2015       Page: 18 of 51


          We find this argument, which operates on a cramped understanding of the

§ 404 permitting process, to be unconvincing. Congress plainly mandated that the

Corps consider downstream water quality when issuing a § 404 permit. Section

404 itself instructs the Corps to develop guidelines “based upon criteria

comparable to the criteria” established by § 403 of the Clean Water Act, 33 U.S.C.

§ 1344(b), which notably include “the effect of disposal of pollutants on human

health or welfare . . . [and] marine life” as well as “the effect of disposal, [sic] of

pollutants on esthetic, recreation[al], and economic values,” 33 U.S.C.

§ 1343(c)(1). In response to this congressional mandate, the Corps and the EPA

jointly promulgated the § 404(b)(1) Guidelines, which place the very same

emphasis on “human health or welfare,” the stability of “aquatic ecosystems,” and

“recreational, aesthetic, and economic values.” 40 C.F.R. § 230.10. The

Intervenors do not argue that the Corps lacks the authority to consider downstream

water quality, a proposition we would be hard-pressed to accept since we must

defer to an agency’s reasonable interpretation of a statute defining its jurisdiction.

See City of Arlington, Tex. v. FCC, 
133 S. Ct. 1863
, 1870-71 (2013). Rather, the

Intervenors suggest that it would be improper for the Corps to do so where the

regulated activity is already covered by a § 402 permit. But they cite to no

authority, judicial or otherwise, in support of this claim. 6 They merely cite to a
6
    Other courts have rejected the Intervenors’ view of the Corps’ regulatory authority. In El


                                                  18
               Case: 14-12357       Date Filed: 03/23/2015       Page: 19 of 51


statement by an engineer that the § 402 permit is the “exclusive vehicle for

regulating downstream water quality.” This statement simply cannot bear the

weight of the Intervenors’ argument on standing.

       The Intervenors also fail to explain how the distinction between § 404

permits and § 402 permits affects injury-in-fact, causation, or redressability -- the

core elements of standing. The scope of the Corps’ regulatory authority has no

bearing on whether Riverkeeper’s members have suffered injury. And, as we see

it, Riverkeeper’s alleged injuries are included within the zone of interests of § 404

and its implementing regulations, which expressly consider downstream water

quality. The zone-of-interests test “is not meant to be especially demanding.”

Clarke v. Sec. Indus. Ass’n, 
479 U.S. 388
, 399 (1987). Similarly, the distinction

drawn by the Intervenors between §§ 402 and 404 implicates neither causation nor

redressability. At most, the Intervenors have shown that Riverkeeper’s injuries

arguably stem from two failures of regulation -- a failure by the Corps under § 404,


Dorado Chemical Co. v. U.S. EPA, the Eighth Circuit concluded that nothing in the text of the
Clean Water Act indicates that the National Pollutant Discharge Elimination System permit
program “must be the exclusive means for protecting downstream waters.” 
763 F.3d 950
, 959
(8th Cir. 2014). Similarly, in Mingo Logan Coal Company, Inc. v. U.S. EPA, a district court
rejected the Intervenors’ argument that an agency acting under § 404 lacks authority to consider
downstream water quality whenever the regulated activity is also covered under § 402. No. 10–
0541 (ABJ), 
2014 WL 4828883
, at *19-20 (D.D.C. Sept. 30, 2014). The facts of Mingo Logan
bear strong similarity to those here, as it too dealt with discharges from mining sites that pass
through § 402-regulated sediment basins. 
Id. at *19.
While neither of these cases dictate our
result, we find them persuasive; they underscore the lack of support for the Intervenors’ claim
that the existence of a § 402 permit somehow strips the Corps of authority to consider
downstream water quality under § 404 as well.


                                               19
             Case: 14-12357     Date Filed: 03/23/2015    Page: 20 of 51


and a failure by the Alabama Department of Environmental Management under

§ 402. But that does not mean that Riverkeeper only has standing to challenge one

failure and not the other. Vacating NWP 21 would redress Riverkeeper’s injuries,

whether or not some other administrative action might also redress those injuries.

      The only two cases to have considered the Intervenors’ standing argument

have rejected it. In the first, Kentucky Riverkeeper, Inc. v. Midkiff, a district court

addressed the issues of causation and redressability, and determined that the

industry intervenors’ “attempt to limit Plaintiffs’ members’ interests to the point of

discharge fails to recognize how the discharge of dredged or fill materials impacts

downstream waterways.” 
800 F. Supp. 2d 846
, 862 (E.D. Ky. 2011), rev’d on

other grounds and remanded sub nom. Ky. Riverkeeper, Inc. v. Rowlette, 
714 F.3d 402
(6th Cir. 2013). In the second, Kentuckians for Commonwealth v. U.S. Army

Corps of Engineers, another district court rejected a mining company’s argument

that “because Plaintiffs complain about injuries caused by downstream water

quality impacts, their injuries fall under the zone of interests protected by a § 402

[National Pollutant Discharge Elimination System] permit and not a § 404 fill

permit.” 
963 F. Supp. 2d 670
, 681 (W.D. Ky. 2013), aff’d sub nom. Kentuckians

for the Commonwealth v. U.S. Army Corps of Eng’rs, 
746 F.3d 698
(6th Cir.

2014). It determined that the zone-of-interests test should not be construed so




                                          20
              Case: 14-12357    Date Filed: 03/23/2015   Page: 21 of 51


narrowly and that the plaintiffs had adequately alleged injuries stemming from the

permitted fill operations. 
Id. at 681.
       However, even if we were to hold that Riverkeeper lacks standing to sue

under the Clean Water Act (and we do not), we do not see how the Intervenors’

argument affects Riverkeeper’s standing to sue under the National Environmental

Policy Act. The Corps is required to determine whether the issuance of a

nationwide permit is a “major Federal action[] significantly affecting the quality of

the human environment.” 42 U.S.C. § 4332(2)(C); 33 C.F.R. § 330.5(b)(3). This

analysis turns on, among other things, “(i) the environmental impact of the

proposed action, [and] (ii) any adverse environmental effects which cannot be

avoided should the proposal be implemented.” 42 U.S.C. § 4332(2)(C). This

broad language includes diminution in downstream water quality caused by

activities authorized under NWP 21, whether or not § 404 of the CWA does. But,

as we have explained, downstream water quality is relevant under both § 404 of the

CWA and NEPA. Thus, we conclude that Riverkeeper has standing to pursue both

its CWA and NEPA claims, and, therefore, affirm the district court’s decision on

this point.

                                         III.

       We turn next to whether Riverkeeper’s suit is barred by laches. Laches is a

defense sounding in equity that serves to bar suit by a plaintiff “whose unexcused


                                         21
               Case: 14-12357       Date Filed: 03/23/2015      Page: 22 of 51


delay, if the suit were allowed, would be prejudicial to the defendant.” Russell v.

Todd, 
309 U.S. 280
, 287 (1940); see Envtl. Def. Fund, Inc. v. Alexander, 
614 F.2d 474
, 478 (5th Cir. 1980) (“[E]quitable remedies are not available if granting the

remedy would be inequitable to the defendant because of the plaintiff’s long

delay.”). 7 We review a district court’s laches determination under an abuse-of-

discretion standard. Peter Letterese & Assocs., Inc. v. World Inst. of Scientology

Enters., Int’l, 
533 F.3d 1287
, 1319 n.38 (11th Cir. 2008). To establish a laches

defense, “[t]he defendant must show a delay in asserting a right or claim, that the

delay was not excusable and that there was undue prejudice to the party against

whom the claim is asserted.” Ecology Ctr. of La., Inc. v. Coleman, 
515 F.2d 860
,

867 (5th Cir. 1975). Applying these standards, the district court found

Riverkeeper’s “delay of 9-10 months to be unexcused and, in fact, inexcusable.”

The district court also determined that the coal industry suffered prejudice in the

form of expenditures made in reliance on reauthorizations granted under

Nationwide Permit 21. Accordingly, the district court held that laches barred

Riverkeeper’s suit.

       After thorough review of the record, we are constrained to conclude, as a

matter of law, that the district court’s decision on laches was an abuse of

7
 In Bonner v. City of Prichard, 
661 F.2d 1206
, 1209 (11th Cir. 1981) (en banc), we adopted as
binding precedent all decisions of the former Fifth Circuit handed down before October 1, 1981.



                                              22
               Case: 14-12357       Date Filed: 03/23/2015       Page: 23 of 51


discretion. 8 At the outset, we observe that the district court’s discretion is not

unbounded. Discretion means “that the court has a range of choice, and that its

decision will not be disturbed as long as it stays within that range and is not

influenced by any mistake of law.” Ameritas Variable Life Ins. Co. v. Roach, 
411 F.3d 1328
, 1330 (11th Cir. 2005) (per curiam) (quotation omitted). We do not

lightly conclude that the district court abused its discretion, but must review the

record carefully to determine whether its application of laches can reasonably be

sustained.

       As we see it, the district court’s primary mistake lies not in its calculation of

how long Riverkeeper delayed in bringing this complex suit, but in its conclusion

that Riverkeeper failed to show any excuse for that delay. We agree that

Riverkeeper could only have brought suit once the first reverification was issued

by the Corps. Riverkeeper challenges a procedural flaw in the promulgation of

Nationwide Permit 21, and its cause of action therefore accrued on February 21,

2012, when NWP 21 was reissued. See, e.g., Cedars-Sinai Med. Ctr. v. Shalala,

177 F.3d 1126
, 1129 (9th Cir. 1999); Reissuance of Nationwide Permits, 77 Fed.

Reg. at 10,184. But, as we’ve noted, deprivation of a mere procedural right,

8
  Because we hold that the district court abused its discretion in applying the laches factors, we
need not and do not decide whether the Supreme Court’s recent decision in Petrella v. Metro-
Goldwyn-Mayer, Inc., 
134 S. Ct. 1962
(2014), bars the application of laches to this case. Nor do
we decide whether to join our sister circuits in suggesting that laches “must be invoked sparingly
in environmental cases.” Pres. Coal., Inc. v. Pierce, 
667 F.2d 851
, 854 (9th Cir. 1982).


                                               23
               Case: 14-12357    Date Filed: 03/23/2015    Page: 24 of 51


without injury, does not suffice to create standing -- a point the Intervenors

themselves stress with respect to the standing analysis in this case. See 
Summers, 555 U.S. at 496
. Similarly, we have held that where an agency’s scheme requires

further site-specific actions to implement that scheme, a plaintiff’s injury is not

ripe until such actions have been proposed. Wilderness Soc’y v. Alcock, 
83 F.3d 386
, 391 (11th Cir. 1996). Until the Corps actually began to issue reauthorizations,

it was unclear “when or how” Riverkeeper would be injured, and “this factual

underpinning is vital to a full-fledged judicial review” of NWP 21. 
Id. at 390-91.
      Since Riverkeeper likely lacked standing until those reauthorizations were

issued, Riverkeeper could not have brought suit until, at the earliest, May 2012,

when the Corps granted the first reauthorization. Riverkeeper cannot be faulted for

failing to bring suit before then, because “[p]laintiffs cannot sleep on rights until

such rights come into existence.” Clark v. Volpe, 
342 F. Supp. 1324
, 1328 (E.D.

La.), aff’d, 
461 F.2d 1266
(5th Cir. 1972) (per curiam). But it was also reasonable

for Riverkeeper to wait until February 2013, when the deadline for seeking

reauthorizations passed and a substantial number of reauthorizations had been

granted, so that it could discover the full extent of operations reauthorized by NWP

21. This shortens the period of delay to some nine or ten months, as the district

court found.




                                           24
             Case: 14-12357      Date Filed: 03/23/2015   Page: 25 of 51


      The district court, however, abused its discretion when it gave no weight to

Riverkeeper’s need to evaluate, investigate, and prepare its claims for litigation.

Before the district court, Riverkeeper explained that it needed time to file FOIA

requests and analyze the documents it had received from the Corps. The district

court’s opinion makes no mention of these concerns, which strike us as plainly

legitimate. In failing to address these potential excuses for delay, the district court

overlooked relevant circuit precedent. In Save Our Wetlands, Inc. v. U.S. Army

Corps of Engineers, in binding precedent, the former Fifth Circuit weighed

whether the plaintiffs’ lack of knowledge provided an excuse for their delay in

filing suit to challenge a real estate development project. 
549 F.2d 1021
(5th Cir.

1977). The Court observed that the plaintiffs “were entitled to presume that the

public officials responsible for approving the [development] project would act in

accordance with the law.” 
Id. at 1027-28.
It concluded that the plaintiffs could not

rely on their alleged lack of knowledge given the “publicity” of the development,

as well as the “public notice” of the developer’s permit application, and therefore

held that laches applied. 
Id. at 1028.
Similarly, in another case involving the

Corps, the former Fifth Circuit said that “the government must show that those

whom it seeks to bar by invoking laches were or should have been aware of the

questionable nature of the governmental activity.” Envtl. Def. Fund, Inc., 
614 F.2d 25
             Case: 14-12357     Date Filed: 03/23/2015   Page: 26 of 51


at 479. We read these cases to indicate that a plaintiff’s lack of knowledge or need

to investigate further can serve as reason for delay.

      Riverkeeper has provided sufficient reason for its minimal delay in bringing

this lawsuit. The Corps is not obliged to provide public notice of authorizations

granted under a general permit, see 33 C.F.R. § 330.5(d)(3), nor is there any

suggestion in the record that notice was provided. Generally, Riverkeeper could

not have discovered that filling operations had begun pursuant to those grants

without intruding upon private property. As we see it, it was patently reasonable

for Riverkeeper to wait and then file FOIA requests to ascertain the scope of the

reauthorizations granted under NWP 21(a) after the deadline for seeking

reauthorization passed in February 2013. Afterward, Riverkeeper needed time to

review the fruits of its FOIA requests and prepare a case. If we were to hold that a

plaintiff’s reasonable need to fully investigate its claims does not excuse delay, we

would create a powerful and perverse incentive for plaintiffs to file premature and

even frivolous suits to avoid the invocation of laches. Indeed, the Intervenors’

“argument suggests that a plaintiff challenging a mining permit should file lawsuits

immediately as the permits are issued, without thoroughly examining the agency’s

records, the permits and other information before asserting a failure to comply with

the requirements of NEPA or the CWA.” Ohio Valley Envtl. Coal. v. U.S. Army




                                          26
               Case: 14-12357       Date Filed: 03/23/2015        Page: 27 of 51


Corps of Eng’rs, No. CIV.A. 3:05-0784, 
2006 WL 2228991
, at *2 (S.D. W. Va.

Aug. 3, 2006).

       Once Riverkeeper’s need to properly prepare for litigation is accounted for,

the length of Riverkeeper’s delay drops to a few months at worst. This is too

slender a reed on which to base a laches defense. Our cases applying laches in

complex environmental litigation have generally involved a delay amounting to

several years, without any reasonable excuse. See, e.g., Envtl. Def. Fund, 
Inc., 614 F.2d at 479
(five to nine years); Save Our Wetlands, 
Inc., 549 F.2d at 1027-28
(nineteen months to two and a half years); see also Jicarilla Apache Tribe v.

Andrus, 
687 F.2d 1324
, 1338 (10th Cir. 1982) (more than three years). 9 Here, a

period of several months, during which Riverkeeper was actively engaged in

preparing its lawsuit, cannot constitute inexcusable delay.

       Finally, we observe that Riverkeeper’s delay falls well within the six-year

statute of limitations that applies to actions against the government. 28 U.S.C.


9
  The only cases provided by the Intervenors involving shorter delays are readily distinguished.
For instance, in Allens Creek/Corbetts Glen Preservation Group, Inc. v. West, the plaintiffs were
indisputably well-informed about the wetlands project at issue, yet only filed suit after the
existing wetlands had already been filled and construction was 95% complete, nearly eight
months later. 2 F. App’x 162, 165 (2d Cir. 2001). And in Friends of Magurrewock, Inc. v. U.S.
Army Corps of Engineers, which relied substantially on the district court decision in Allens
Creek, the issue of delay arose in the context of a preliminary injunction, rather than a laches
defense. 
498 F. Supp. 2d 365
, 378 (D. Me. 2007). Moreover, the plaintiff in that case, unlike
Riverkeeper, could not present any excuse for its delay, and the “record [was] silent as to why it
did not act earlier.” 
Id. at 379.


                                                27
                Case: 14-12357        Date Filed: 03/23/2015        Page: 28 of 51


§ 2401(a) (2012); see, e.g., Ctr. for Biological Diversity v. Hamilton, 
453 F.3d 1331
, 1334 (11th Cir. 2006) (per curiam) (“The Act prescribes no statute of

limitations, so the general six-year statute of limitations for suits against the United

States applies.”); Sierra Club v. Slater, 
120 F.3d 623
, 631 (6th Cir. 1997) (“It

appears . . . beyond question that the six-year statute of limitations of section

2401(a) applies to actions brought pursuant to the APA.”). As we have held in the

context of copyright infringement, “there is a strong presumption that a plaintiff’s

suit is timely if it is filed before the statute of limitations has run.” Peter Letterese

& Assocs., 
Inc., 533 F.3d at 1320
.10 We do not mean to suggest that laches should

“be determined merely by a reference to and a mechanical application of the statute

of limitations.” Gardner v. Panama R. Co., 
342 U.S. 29
, 31 (1951) (per curiam).

But, coupled with Riverkeeper’s need to investigate its claims, the fact that

Riverkeeper’s delay was a scant few months leads us to conclude that its delay was

reasonable.

       Inexcusable delay and prejudice are both necessary elements of the defense

of laches, so our conclusion that Riverkeeper’s delay was reasonable is sufficient

10
   The Supreme Court’s holding in Petrella, 
134 S. Ct. 1962
, does not disturb this proposition.
Petrella held only that when a copyright infringement suit seeks the legal relief of damages, and
falls within the applicable statute of limitations, it is not barred by laches. 
Id. at 1974.
In other
words, such a lawsuit is not merely presumptively timely -- it is timely per se. The Court also
indicated that the plaintiff’s delay could still, in “extraordinary circumstances,” limit their
potential equitable relief. 
Id. at 1977-79.
Here, Riverkeeper seeks equitable relief, but its suit is
not barred by laches because its delay was altogether reasonable.


                                                 28
             Case: 14-12357     Date Filed: 03/23/2015   Page: 29 of 51


to dispose of this issue. See, e.g., Howard v. Roadway Express, Inc., 
726 F.2d 1529
, 1533 (11th Cir. 1984) (declining to discuss prejudice because of the lack of

inexcusable delay). The Intervenors, however, have also failed to establish

prejudice. In evaluating prejudice, we “balance the equities,” weighing both the

harm to the Intervenors as well as the environmental benefits that might result if

Riverkeeper is allowed to pursue its claims. Save Our Wetlands, 
Inc., 549 F.2d at 1028
. Any harm demonstrated by the Intervenors must stem specifically from

Riverkeeper’s delay in bringing suit, rather than from the consequences of an

adverse decision on the merits, for “prejudice does not arise ‘merely because one

loses what otherwise he would have kept.’” Baylor Univ. Med. Ctr. v. Heckler,

758 F.2d 1052
, 1058 (5th Cir. 1985) (quoting In re Bohart, 
743 F.2d 313
, 327 (5th

Cir. 1984)). In other words, the Intervenors must establish that they were made

significantly worse off because Riverkeeper did not bring suit as soon as it had the

opportunity to do so. The paradigmatic example of prejudice is when a defendant

has expended substantial sums of money or completed a significant amount of

construction by the time the plaintiff decides to file suit. Save Our Wetlands, 
Inc. 549 F.2d at 1028-29
; see also William Murray Tabb, Reconsidering the

Application of Laches in Environmental Litigation, 14 Harv. Envtl. L. Rev. 377,

393 (1990) (“[C]ourts have typically restricted their investigations to whether

substantial resources have been committed and construction has commenced.”).


                                         29
              Case: 14-12357     Date Filed: 03/23/2015     Page: 30 of 51


      The district court abused its discretion when it concluded that the bare and

insubstantial allegations of prejudice presented by the Intervenors outweighed the

environmental benefits of allowing Riverkeeper to proceed. We do not dispute that

the Intervenors might be hurt by vacatur of NWP 21, but that is a different inquiry

altogether from whether they have been hurt by Riverkeeper’s delay. The district

court rested its analysis on several affidavits from coal company executives which

state that the Intervenors relied on their reauthorizations to “purchase mining

equipment, hire mine workers, enter into various contracts, make sales

commitments to customers . . . [and] continue[] or initiate[] mine development and

acquire[] land.” But this showing was deficient in several respects. First of all,

these affidavits, which were offered in support of the Intervenors’ motion to

intervene, are presented at a very high order of abstraction, and do not differentiate

between the harm that would result if Riverkeeper ultimately prevails on the

merits, and the harm that resulted from Riverkeeper’s delay. To take one example,

the affidavit from George Barber, president of the Alabama Coal Association, says

that “[i]f the injunction that plaintiffs have requested is issued, [the

Intervenors] . . . will be severely prejudiced.” Even assuming that these affidavits

could speak to the harm caused by Riverkeeper’s delay, they would not say very

much. They do not specify the financial hit the companies will take as a result of

delay, nor do they provide any further detail about the steps they took during the


                                           30
             Case: 14-12357      Date Filed: 03/23/2015    Page: 31 of 51


time Riverkeeper neglected to file suit. Notably, in our cases that have barred suit

on the basis of laches, we have generally required much more specific and concrete

figures for how much money has been spent on a project and how much of the

project has been completed. See, e.g., Envtl. Def. Fund, 
Inc., 614 F.2d at 480
;

Save Our Wetlands, 
Inc., 549 F.2d at 1028
-29.

      The district court also failed to credit the environmental benefits that might

result from allowing Riverkeeper’s lawsuit to proceed. Riverkeeper identifies over

twenty-seven miles of streams that would be filled by the forty-one grandfathered

projects. The district court attributed little weight to this factor for two reasons.

First, if Riverkeeper prevails, the Intervenors’ mining operations would proceed

under a new general permit or individual permits. But Riverkeeper would likewise

be able to challenge these new schemes in the event the Corps failed to conduct a

sufficient analysis of their environmental impact. Second, the district court noted

that Riverkeeper’s argument on laches assumes the truth of its argument on the

merits. The environmental benefits of vacating NWP 21 are only “significant” if

Riverkeeper is correct that the Corps erroneously concluded that the impacts of

NWP 21 would be minimal. Our cases applying laches, however, have tended to

take plaintiffs’ reasonable allegations at face value in determining environmental

benefits. Thus, for example, in Ecology Center of Louisiana, Inc., we credited the

plaintiffs’ allegations that a highway project would cause “irreparable injuries” to


                                           31
             Case: 14-12357      Date Filed: 03/23/2015    Page: 32 of 51


some of the “most productive ecosystems on earth” in calculating 
prejudice. 515 F.2d at 868-69
(internal quotation marks omitted). Nor is there any suggestion in

the record that a significant percentage of streams has already been filled, which

would mitigate Riverkeeper’s claimed environmental benefits. See 
id. at 869.
      We cannot say on this record that Riverkeeper’s delay was unreasonable, or

that the Intervenors have suffered significant prejudice as a result of that delay.

We find, therefore, that the district court abused its discretion in barring

Riverkeeper’s suit on the basis of laches.

                                          IV.

      Thus, we are obliged to address the merits question at the center of this case:

whether the Corps’ Clean Water Act and National Environmental Policy Act

determinations were arbitrary and capricious. The district court held that they were

not, because the Corps conducted a holistic review of Nationwide Permit 21’s

environmental impacts and reasonably concluded that they would be minimal. On

appeal, Riverkeeper challenges a single error in the Corps’ reasoning, which it

calls the “differential treatment error.” Riverkeeper argues that it was arbitrary and

capricious for the Corps to conclude, on the one hand, that the new stream-fill

limits contained in paragraph (b) of NWP 21 are necessary to avoid significant

environmental effects, but on the other, to decline to apply them to projects

reauthorized pursuant to paragraph (a). The core question in this appeal, then, is


                                           32
             Case: 14-12357      Date Filed: 03/23/2015    Page: 33 of 51


whether the Corps could reasonably conclude that NWP 21, taken as a whole,

would have minimal effects.

      We review the district court’s decision to grant summary judgment to the

Corps and the Intervenors on the merits de novo, while applying the appropriate

standard of review to the agency’s decision. Defenders of Wildlife v. U.S. Dep’t

of Navy, 
733 F.3d 1106
, 1114 (11th Cir. 2013). Under the Administrative

Procedure Act, we must “hold unlawful and set aside agency action, findings, and

conclusions found to be . . . arbitrary, capricious, an abuse of discretion, or

otherwise not in accordance with law.” 5 U.S.C. § 706. In determining whether

the agency acted arbitrarily and capriciously, we ask whether the agency

“examine[d] the relevant data and articulate[d] a satisfactory explanation for its

action.” Motor Vehicle Mfrs. Ass’n of U.S., Inc. v. State Farm Mut. Auto. Ins.

Co., 
463 U.S. 29
, 43 (1983). Importantly, “a court is not to substitute its judgment

for that of the agency.” 
Id. While we
should “uphold a decision of less than ideal

clarity if the agency’s path may reasonably be discerned,” Bowman Transp., Inc. v.

Ark.-Best Freight Sys., Inc., 
419 U.S. 281
, 286 (1974), “[w]e may not supply a

reasoned basis for the agency’s action that the agency itself has not given,” State

Farm, 463 U.S. at 43
. Likewise, we review an agency’s Finding of No Significant

Impact and decision not to prepare an Environmental Impact Statement, pursuant

to NEPA, under the same arbitrary-and-capricious standard. Hill v. Boy, 
144 F.3d 33
             Case: 14-12357      Date Filed: 03/23/2015    Page: 34 of 51


1446, 1450 (11th Cir. 1998). Our task ultimately, then, is to “ensure that the

agency took a ‘hard look’ at the environmental consequences of the proposed

action.” Sierra Club v. U.S. Army Corps of Eng’rs, 
295 F.3d 1209
, 1216 (11th Cir.

2002).

      The problem we now face, however, is that we can’t evaluate whether the

Corps’ CWA and NEPA determinations were arbitrary and capricious on this

record. As we have recounted, the Corps admitted on the eve of oral argument that

it underestimated the number of acres of waters that may be impacted by NWP 21.

Specifically, the Corps stated that it “did not take into account that activities re-

verified under paragraph (a) could impact more than a half-acre of waters of the

United States.” Nevertheless, the Corps hinted that the underestimate might not

affect its determination that the environmental effects of NWP 21 would be

minimal. In its supplemental briefing, the Corps also suggested that various

features of the 2012 NWP 21, such as its requirements for individual reverification

and compensatory mitigation, might indicate that the Corps’ error was “harmless.”

Even though NWP 21 will affect more waters in the aggregate than the Corps

anticipated, these two requirements could function to ensure that the impacts of

any one project will be matched with sufficient compensatory mitigation to render

the overall effect on the environment minimal.




                                           34
               Case: 14-12357       Date Filed: 03/23/2015      Page: 35 of 51


       Our dissenting colleague objects to the Corps’ reasoning on the grounds that

the Corps’ miscalculation shows that it failed to consider the “actual impact” of

paragraph (a) reauthorizations. She also observes that the Corps subsequently

admitted that its factual projections were an “integral component” of its cumulative

impact analysis. As we see it, the Corps may well conclude on remand that its

factual projections were indeed so erroneous that individual reverification and

compensatory mitigation cannot ensure that the cumulative adverse effect of NWP

21 on the environment will be minimal. Or, as the Corps suggests, it “may be able

readily to cure [this] defect in its explanation,” and reaffirm its original decision.

Heartland Reg’l Med. Ctr. v. Sebelius, 
566 F.3d 193
, 198 (D.C. Cir. 2009). The

Corps’ analysis, after all, was based on a holistic account of all of the terms and

requirements stipulated in NWP 21, including compensatory mitigation and

individual reverification. The fact that the Corps underestimated the acreage of

waters that would be impacted by paragraph (a) does not necessarily undermine the

other aspects of the Corps’ analysis.11 The long and short of it is that we can’t tell




11
  The dissent also suggests that the Corps failed to take a “hard look” at the environmental
consequences of NWP 21, in violation of NEPA. NEPA, however, “does not mandate
perfection” in preparing the documentation it requires. Druid Hills Civic Ass’n, Inc. v. Fed.
Highway Admin., 
772 F.2d 700
, 712 (11th Cir. 1985). On remand, the Corps should consider
whether its Finding of No Significant Impact is sustainable in light of the terms of NWP 21,
regardless of its miscalculation.



                                              35
               Case: 14-12357        Date Filed: 03/23/2015       Page: 36 of 51


on this limited record, and we think it wiser to leave the matter to the district court

to analyze in the first instance.

       In light of the Corps’ admission, we are confident that the Corps has

committed an error in its review, but we are unable to discern whether that error

truly is significant.12 The bottom line is that we cannot now say that the Corps’

ultimate conclusion -- that NWP 21 will have minimal effects -- was unlawful.

We, therefore, believe that the proper course is to remand the matter to the district

court with instructions to remand to the Corps for a full reconsideration of its

CWA and NEPA determinations. On remand, the Corps should determine both the

effect of its underestimate of the acreage of impacted waters on its earlier analysis,

as well as whether it stands by its overall determination that the effects of activities

authorized by NWP 21 will be cumulatively insignificant.

       We are not compelled to, nor will we, vacate NWP 21 at this time and in the

face of this incomplete record. Whether a court may remand a matter to an agency

without vacating the agency’s action is a question of first impression in our circuit.


12
   We decline to address the alleged “differential treatment error,” except to note that the Corps’
miscalculation of environmental impacts bears on this point as well. Thus, for example, the
Corps asserts that each grandfathered project will be individually reverified to have no more than
minimal cumulative impacts and will be required to engage in compensatory mitigation to offset
any impacts that result. The Corps contends that these requirements compensate for the lack of
specific stream-fill limits in paragraph (a). As we’ve explained, the efficacy of individual
reverification and compensatory mitigation may well turn on a more comprehensive and accurate
accounting of the effects of NWP 21. It would be premature for us to render a decision on this
issue without a sense of how the Corps’ miscalculation may bear on its overall analysis.


                                                36
             Case: 14-12357       Date Filed: 03/23/2015   Page: 37 of 51


We “agree, as have most other courts, that the . . . remedy of remand without

vacatur is within a reviewing court’s equity powers under the APA.” Sierra Club

v. Van Antwerp, 
526 F.3d 1353
, 1369 (11th Cir. 2008) (Kravitch, J., concurring in

part and dissenting in part). Plainly, the federal courts possess broad discretion to

fashion an equitable remedy. See, e.g., Hecht Co. v. Bowles, 
321 U.S. 321
, 329

(1944) (“The essence of equity jurisdiction has been the power of the Chancellor to

do equity and to mould each decree to the necessities of the particular case.”); Ford

Motor Co. v. NLRB, 
305 U.S. 364
, 373 (1939) (“[W]hile the court must act within

the bounds of the statute and without intruding upon the administrative province, it

may adjust its relief to the exigencies of the case in accordance with the equitable

principles governing judicial action.”). Undeniably, vacatur is “equitable relief.”

See Alabama v. Ctrs. for Medicare & Medicaid Servs., 
674 F.3d 1241
, 1244 (11th

Cir. 2012) (per curiam). The decision whether to vacate agency action falls within

our broad equitable discretion.

      Indeed, our sister circuits that have considered this question have concluded

that remand without vacatur is permitted under the APA. See, e.g., Cal. Cmtys.

Against Toxics v. U.S. EPA, 
688 F.3d 989
, 994 (9th Cir. 2012) (per curiam); Nat’l

Org. of Veterans’ Advocates, Inc. v. Sec’y of Veterans Affairs, 
260 F.3d 1365
,

1380 (Fed. Cir. 2001); Cent. Me. Power Co. v. FERC, 
252 F.3d 34
, 48 (1st Cir.

2001); Cent. & S. W. Servs., Inc. v. U.S. EPA, 
220 F.3d 683
, 692 (5th Cir. 2000);


                                           37
             Case: 14-12357      Date Filed: 03/23/2015    Page: 38 of 51


Allied-Signal, Inc. v. U.S. Nuclear Regulatory Comm’n, 
988 F.2d 146
, 150 (D.C.

Cir. 1993). While we do not dispute that “vacatur . . . is the ordinary APA

remedy,” Sierra Club v. Van 
Antwerp, 526 F.3d at 1369
(Kravitch, J., concurring

in part and dissenting in part), neither can we conclude that it is the only one. In

circumstances like these, where it is not at all clear that the agency’s error

incurably tainted the agency’s decisionmaking process, the remedy of remand

without vacatur is surely appropriate. We need not, and do not, decide whether

remand without vacatur is permissible when the agency has erred to such an extent

as to indicate that its ultimate decision was unlawful.

      In deciding whether an agency’s action should be remanded without vacatur,

a court must balance the equities. Indeed, the United States Court of Appeals for

the District of Columbia Circuit has developed an instructive test for determining

when a court should remand without vacating the agency’s action. That test

considers “the seriousness of the order’s deficiencies (and thus the extent of doubt

whether the agency chose correctly) and the disruptive consequences of an interim

change that may itself be changed.” Allied-Signal, 
Inc., 988 F.2d at 150-51
(quotation omitted); see also Sierra Club v. Van 
Antwerp, 526 F.3d at 1369
(Kravitch, J., concurring in part and dissenting in part) (“[I]t is appropriate to

consider the balance of equities and the public interest, along with the magnitude

of the agency’s errors and the likelihood that they can be cured.”). Among the


                                           38
             Case: 14-12357     Date Filed: 03/23/2015    Page: 39 of 51


equities to be balanced in this case are both the disruptive consequences to the

mining industry, as well as the potential environmental damage that might continue

unabated while the Corps revisits its determinations. We reject Riverkeeper’s

argument that the potential disruption to the mining industry is irrelevant. Here,

vacatur could suspend a substantial amount of surface mining in the state of

Alabama, all for an error that may well turn out to be inconsequential. Cf. Cal.

Cmtys. Against 
Toxics, 688 F.3d at 994
(declining to vacate an EPA emissions

rule where vacatur would be “economically disastrous”). While we do not

conclude that vacatur would, in fact, be disruptive -- nor determine whether the

Corps’ error was slight -- such consequences are clearly relevant to a court’s

equitable balancing calculus.

      However, we hesitate to balance these equities in the first instance, and

without any guidance from the district court. The parties’ supplemental briefing

provides this Court with only the roughest sketch of the extent and implications of

the Corps’ error. Indeed, the Corps has suggested that the precise amount of

waters of the United States that will be impacted could be immaterial to the Corps’

reasoning, which rests, at least in part, on the use of individual reverification and

compensatory mitigation. In addition, evaluating the potentially disruptive

consequences of vacatur may require additional fact-finding, particularly with

respect to the costs to the coal industry and the environmental harm of stream-


                                          39
             Case: 14-12357      Date Filed: 03/23/2015    Page: 40 of 51


filling, that as an appellate court we are not generally equipped to conduct, let

alone on this largely barren record. See, e.g., Green v. Zant, 
715 F.2d 551
, 559

(11th Cir. 1983) (“Fact finding is the basic responsibility of the district courts,

rather than the appellate courts.”). Specifically, we do not know whether the

mining companies will be able to obtain individual permits in an expeditious

fashion or whether their mining operations can be redesigned to meet the new

stream-fill limits in paragraph (b). We cannot discern the effect of a temporary

suspension on their mining operations, measured, for example, in layoffs, lost

wages, and unfulfilled contracts. Nor do we know whether the other terms of

NWP 21, including compensatory mitigation, will suffice to ensure limited impacts

on the Black Warrior River watershed, or whether these impacts can be reversed or

mitigated if NWP 21 is later nullified. Without these essential facts and others, we

cannot determine whether the equities weigh in favor of vacating NWP 21.

      The suggestion has been made that, at the very least, the district court should

suspend all reauthorizations for projects where filling activities have not yet begun.

After all, the dissent observes, the Intervenors have only offered evidence as to

some of the reauthorizations granted pursuant to NWP 21(a). But this is precisely

the point. We don’t know, for example, whether the other projects are scheduled

to commence operations in the near future, or whether they’ve already hired

employees and executed contracts on the assumption that operations will soon


                                           40
              Case: 14-12357      Date Filed: 03/23/2015    Page: 41 of 51


commence. Our colleague may be right that NWP 21 can be suspended as to these

operations without devastating consequences to the mining industry. She also may

be wrong. It is the district court, however, that is best-suited to make these fine-

grained and fact-intensive determinations. As we’ve explained, we take no

position on whether the district court should suspend or vacate NWP 21, in whole

or in part. Instead of deciding that difficult question on an incomplete record, we

leave it to the sound discretion of the district court in the first instance.

       We, therefore, reverse the district court’s ruling on the merits and remand

with the following instructions. The district court shall remand the matter to the

Corps for a thorough reevaluation of the Corps’ CWA and NEPA determinations

in light of all of the relevant data, including the Corps’ recalculated figure for the

acreage of waters affected by NWP 21. The district court may also determine

whether any further relief, including vacatur, is required in light of the Corps’

admitted error. Lastly, we are mindful of the need for the Corps to reach a

decision as soon as is reasonably practicable. Our view is that one year should be

sufficient for the Corps to fully reconsider the reasoning espoused in its 2012 NWP

21 Decision Document. Cf. In re: MDL-1824 Tri-State Water Rights Litig., 
644 F.3d 1160
, 1205 (11th Cir. 2011) (per curiam) (imposing a one-year time frame

“[g]iven the importance of [the] case, the length of time it ha[d] been bouncing




                                            41
             Case: 14-12357     Date Filed: 03/23/2015   Page: 42 of 51


around the federal courts, and the amount of resources the parties and the courts

ha[d] already expended”).

                                         V.

      Accordingly, we hold that the district court correctly determined that

Riverkeeper has standing to sue under the Administrative Procedure Act, but that

the district court abused its discretion in concluding that Riverkeeper’s suit was

barred by laches. Finally, we reverse the district court’s judgment on the merits, in

light of the Corps’ belated admission of error, and remand for reconsideration of

the Corps’ new CWA and NEPA determinations.


      AFFIRMED in part, REVERSED in part, and REMANDED with

instructions.




                                         42
               Case: 14-12357       Date Filed: 03/23/2015       Page: 43 of 51


TOTENBERG, District Judge, concurring in part and dissenting in part:

       I agree with much of the Majority’s opinion, including its determinations

that Plaintiffs-Appellants have Article III standing to sue the Army Corps of

Engineers and that the District Court erred in barring this suit on the equitable

basis of laches. To that extent, I concur in the Majority opinion. But I respectfully

dissent from the Majority’s decision to remand without vacatur based on its

determination that “we cannot say that the Corps’ ultimate conclusion — that

NWP 21 will have minimal effects — was unlawful.” I think the significance of

the Corps’ error is plainly discernible from counsel’s argument and the statutory

and regulatory requirements governing the issuance of nationwide permits. 1

       The underestimation of the actual impacts to the waters of the United States

is central to the issue of whether the Corps’ minimal impacts determination was

“arbitrary, capricious . . . or otherwise not in accordance with law.” 5 U.S.C.

§ 706(2)(A). The Corps’ issuance of NWP 21 based on its admitted failure to

“fully take into account the potential impacts of the activities authorized by NWP

21(a) [the grandfather provision in dispute on this appeal] when concluding that

the impacts of NWP 21 would be minimal” violated § 404 of the Clean Water Act



1
  Oral argument on this issue was particularly revealing, more so than the supplemental briefing
filed by the Corps, which glossed over the import and magnitude of the error as potentially
harmless.


                                               43
               Case: 14-12357        Date Filed: 03/23/2015       Page: 44 of 51


(“CWA”). 2 See 33 U.S.C. § 1344. Under § 404 of the CWA, the Army Corps is

authorized to issue a general permit only if the regulated activities are “similar in

nature, will cause only minimal adverse environmental effects when performed

separately, and will have only minimal cumulative adverse effect on the

environment.” 33 U.S.C. § 1344(e)(1); accord 40 C.F.R. § 230.7(a). The 404(b)

Guidelines require the Corps to predict cumulative effects by evaluating the

number of individual discharges of dredged or fill material into waters of the

United States expected to be authorized by the general permit until it expires. See


2
  The Corps’ decision based on this error also violates the National Environmental Policy Act
(NEPA) which “require[s] that agencies take a ‘hard look’ at environmental consequences.”
Robertson v. Methow Valley Citizens Council, 
490 U.S. 332
, 350 (1989) (internal quotation
marks omitted). In determining an agency’s compliance with NEPA, reviewing courts must
“ensure that the agency has adequately considered and disclosed the environmental impact of its
actions and that its decision is not arbitrary or capricious.” Balt. Gas & Elec. Co. v. Nat’l Res.
Def. Council, Inc., 
462 U.S. 87
, 97–98 (1983); see also 
Robertson, 490 U.S. at 350
. The NEPA
regulations require that environmental assessments consider the “environmental impacts of the
proposed action and alternatives,” including “cumulative impact.” See 40 C.F.R. §§ 1508.7-
1508.9(b). While it is true that the Court may not know the exact scope of the Corps’ error, it is
crystal clear that the Corps failed to include reauthorized projects in its impacts analysis as
required by 40 C.F.R. § 1508.7. The Court therefore has a duty to set aside the Corps’ action
when it evades its NEPA obligation to “adequately consider[] and disclose[] the environmental
impact of its actions.” Balt. Gas & Elec. 
Co., 462 U.S. at 98
. Because the Corps failed to
comply with the NEPA regulations’ requirements, I would vacate the Corps’ reauthorization of
NWP 21 as arbitrary and capricious pursuant to 5 U.S.C. § 706(2)(A). See Ala. Envtl. Council v.
Adm’r, U.S.E.P.A., 
711 F.3d 1277
, 1292 (11th Cir. 2013) (setting aside Environmental
Protection Agency’s action because it was not conducted according to the statutory procedures
set forth in the Clean Air Act); see also Motor Vehicle Mfrs. Ass’n of the U.S. v. State Farm
Mut. Auto. Ins. Co., 
463 U.S. 29
, 43 (1983) (“Normally, an agency rule would be arbitrary and
capricious if the agency has relied on factors which Congress has not intended it to consider,
entirely failed to consider an important aspect of the problem, offered an explanation for its
decision that runs counter to the evidence before the agency, or is so implausible that it could not
be ascribed to a difference in view or the product of agency expertise.”); Miccosukee Tribe of
Indians of Fla. v. United States, 
566 F.3d 1257
, 1264 (11th Cir. 2009) discussed infra.


                                                44
             Case: 14-12357     Date Filed: 03/23/2015   Page: 45 of 51


40 C.F.R. § 230.7(b)(3); see also 77 Fed. Reg. 10,206. The minimal impacts

analysis “must be completed before any General permit is issued.” 40 C.F.R.

230.7(b). “Under the CWA, the issuance of a nationwide permit hinges on the

reviewing agency’s finding that a proposal has only a ‘minimal cumulative adverse

effect on the environment.’” Ky. Riverkeeper, Inc. v. Rowlette, 
714 F.3d 402
, 412

(6th Cir. 2013) (citing 33 U.S.C. § 1344(e)(1) and 40 C.F.R. § 230.7(a)(3)). Thus,

the issuance of a nationwide permit under § 404 based on a faulty and unsupported

minimal impacts analysis violates § 404 of the CWA.

      The Corps argued in response to Plaintiffs-Appellants’ permit challenge

below and on appeal that its minimal impacts analysis determined that

grandfathered authorizations under paragraph (a) would not have more than

minimal cumulative effects “by examining the impacts from those authorizations

along with the rest of the activities covered by the 2012 NWP 21,” i.e. activities

authorized under the new restrictions in paragraph (b). In light of the error

discovered on the eve of oral argument, the Corps has now abandoned that

argument as justification for its permit decision.

      Counsel for the Corps explained at oral argument the basis for the error and

how it occurred here. As counsel explained, the original proposal for the

reissuance of NWP 21 included only the numerical fill limits imposed in paragraph

(b) with no grandfather provision, i.e. paragraph (a). The Corps performed a


                                          45
              Case: 14-12357      Date Filed: 03/23/2015      Page: 46 of 51


survey of its districts to estimate potential impacts under NWP 21 based solely on

the authorization of new projects under paragraph (b) and came up with 305

activities resulting in 130 acres. After the grandfather provision in paragraph (a)

was added late in the regulatory permit process, 3 the Corps went back to estimate

the number of potential authorizations under paragraph (a) — estimated as 70

projects — but failed to update its prior estimates on the use of the permit based on

the original acreage survey. The error — described by the Corps in its letter as an

underestimation of the total number of acres that may be impacted by NWP 21 —

is not merely a math error. The scope of the mistake is much broader. By failing

to take into account that individual activities reauthorized under paragraph (a) each

could impact more than a half-acre of waters of the United States because they are

not subject to paragraph (b)’s numerical fill limits, the Corps failed to consider the

actual impact of reauthorizations issued under paragraph (a)’s grandfather

provision in its minimal impacts analysis. As a result, all reauthorizations issued

under paragraph (a) should be suspended.

       The Corps’ own assertions illustrate why the issuance of NWP 21 based on

its faulty minimal impacts analysis is arbitrary, capricious, and unlawful. At oral

argument, the Corps asserted that the nature of the Corps’ determination of

3
 The Corps did not include the grandfather provision until after a December 2011 meeting
between the Office of Management and Budget and the National Mining Association, after the
public comment period on NWP 21 had closed in April 2011.


                                             46
               Case: 14-12357        Date Filed: 03/23/2015       Page: 47 of 51


minimal impacts is not reliant on the amount of fill placed in waters of the United

States because the determination relies on the individual verification process and

the use of compensatory mitigation. The Corps’ argument runs counter to § 404(e)

of the CWA and the § 404(b) Guidelines, which require the Corps to consider in its

minimal impacts analysis an evaluation of the number of individual discharges of

dredged or fill material into waters of the United States expected to be authorized

by the general permit until it expires. See 40 C.F.R. § 230.7(b)(3). Yet even

reliance on compensatory mitigation as a key component of its minimal impacts

analysis demonstrates why the required analysis must take into account the actual

acreage impacts. As the Corps explained, the basis for its compensatory mitigation

requirement in NWP 21 is to offset impacts to waters by requiring one acre of

mitigation for every acre filled. 4 The Corps’ argument is also belied by the very

terms of the general permit which imposes the new ½-acre and 300 linear foot fill

limits as “necessary to ensure that NWP[21] authorizes only those activities that

have minimal individual and cumulative adverse effects on the aquatic

4
  The efficacy of mitigation, however, is not based solely on consideration of the number of acres
impacted by permitted activities. The 2008 Compensatory Mitigation Rule, in effect since June
9, 2008, provides that for impacts authorized under § 404, compensatory mitigation is not
considered until after all appropriate and practicable steps have been taken to first avoid and then
minimize adverse impacts to the aquatic ecosystem pursuant to the CWA § 404(b) Guidelines.
43 Fed. Reg. 19,594; see 40 C.F.R. §§ 230.91 et seq. “The fundamental objective of
compensatory mitigation is to offset environmental losses resulting from unavoidable impacts to
waters of the United States authorized by [Army Corps] permits.” 40 C.F.R. § 230.93(a)(1).
The determination of the necessary compensatory mitigation is based on a host of different
factors. See 40 C.F.R. § 230.93.


                                                47
                Case: 14-12357   Date Filed: 03/23/2015   Page: 48 of 51


environment.” As the Corps explained in the Decision Document, “[t]he new

acreage and linear foot limits will ensure that this NWP contributes no more than

minimal individual and cumulative adverse effects to the aquatic environment, by

limiting the amount of waters of the United States that can be filled by each NWP

21 activity.”

      In response to Plaintiffs-Appellants’ arguments that the Court should

consider its differential treatment argument, the Corps in its supplemental briefing

asserts that whether fill activities authorized under paragraph (a) “will have a

minimal cumulative impact given the required compensatory mitigation is a

question that necessarily turns on the underlying facts regarding the number of

projects each paragraph will authorize” and that “the projected impacts under the

two paragraphs must be combined and analyzed cumulatively to determine the full

impact of the permit.” The Corps describes these factual projections as an integral

component of the cumulative impacts analysis. The Corps’ error and subsequent

argument illustrate that the minimal impacts analysis was based entirely on the

projected impacts of authorizations issued under paragraph (b)’s new fill

limitations and failed to account for impacts from projects reauthorized under

paragraph (a) that are not subject to any fill limits.

      The Corps’ issuance of the permit under these circumstances is the precise

type of agency action subject to the Administrative Procedures Act’s (“APA”)


                                           48
              Case: 14-12357     Date Filed: 03/23/2015    Page: 49 of 51


arbitrary and capricious standard. See 5 U.S.C.A. § 706(2)(A) (compelling the

reviewing court to “hold unlawful and set aside agency action, findings, and

conclusions found to be . . . arbitrary, capricious, an abuse of discretion, or

otherwise not in accordance with law”). An agency action is arbitrary and

capricious:

      where the agency has relied on factors which Congress has not
      intended it to consider, entirely failed to consider an important aspect
      of the problem, offered an explanation for its decision that runs
      counter to the evidence before the agency, or is so implausible that it
      could not be ascribed to a difference in view or the product of agency
      expertise.

Miccosukee Tribe of Indians of Fla. v. United States, 
566 F.3d 1257
, 1264 (11th

Cir. 2009) (quoting Ala.–Tombigbee Rivers Coal. v. Kempthorne, 
477 F.3d 1250
,

1254 (11th Cir. 2007)). The Corps “entirely failed to consider an important aspect

of the problem,” — the impacts of reauthorizations under the grandfather provision

in its cumulative impacts analysis. 
Id. The Corps
“offered an explanation for its

decision that runs counter to the evidence before the agency” by underestimating

— or in reality not individually assessing — the impacts to waters of the United

States in its minimal impacts analysis. 
Id. Agency decisions
should be set aside

under the APA’s arbitrary and capricious standard “for substantial procedural or

substantive reasons as mandated by statute.” N. Buckhead Civic Ass’n v. Skinner,

903 F.2d 1533
, 1538-39 (11th Cir. 1990) (quoting Vt. Yankee Nuclear Power



                                           49
               Case: 14-12357       Date Filed: 03/23/2015       Page: 50 of 51


Corp. v. Nat. Res. Def. Council, Inc., 
435 U.S. 519
, 558 (1978)). As no actual

impact analysis was performed by the Corps prior to its authorization of projects

pursuant to the grandfather provision in NWP 21(a), this Court should suspend the

41 reauthorizations issued by the Corps under NWP 21(a) at least until the Corps

actually performs the required analysis.5

       Contrary to the Intervenors’ doomsday assertions, suspension or vacatur of

NWP 21 would not result in the halting of all mining operations in the Black

Warrior River watershed. NWP 21 is not a mining permit; it is a permit

authorizing certain stream filling activities in association with mining operations.

Intervenors can operate and conduct stream filling activities associated with their

mining operations under the new restrictions in NWP 21(b) or they can seek

individual permits under § 404 as contemplated and recognized by the Corps’

Decision Document. The Corps expressly “acknowledge[d] that reissuing NWP 21

with a ½-acre limit, a 300 linear foot limit for the loss of stream bed, and not

authorizing discharges of dredged or fill material into waters of the United States

to construct valley fills, will result in more surface coal mining activities requiring

Clean Water Act Section 404 individual permits.” Otherwise, allowing projects to
5
  The Corps’ request for remand to the agency without vacatur so that it can perform the analysis
that was required of it prior to the issuance of the general permit presents “a cart before the
horse” problem. In its issuance of NWP 21, the Corps assumed there were no more than
minimal cumulative or individual impacts without consideration of an essential component of the
data analysis, and now argues we should presume no environmental harm after nearly three years
of authorized filling activities allowed by dint of the agency’s clear error.


                                               50
               Case: 14-12357        Date Filed: 03/23/2015       Page: 51 of 51


proceed pursuant to reauthorizations issued under paragraph (a) violates the very

substance of § 404(e) of the CWA. 6

       At a minimum, the District Court on remand should suspend all

authorizations for those projects for which no filling activities have yet to begin.

In the proceedings before the district court below, Intervenors offered specific

evidence as to mining operations at only 22 out of the 41 mines authorized under

NWP 21(a) in the Black Warrior River watershed. As pointed out in Plaintiffs-

Appellants’ underlying briefs and confirmed by counsel for Intervenors at oral

argument, a good number of the mines reauthorized under NWP 21(a) are either

idle or have not yet begun filling activities in the permitted area. Thus, no viable

argument can be made that vacatur would have disruptive effects on mines that are

either not operating or have not yet begun filling activities pursuant to their

reauthorizations.

       For these reasons, I respectfully dissent in part.




6
  It is noteworthy that many of the cases from the United States Court of Appeals for the District
of Columbia Circuit (involving environmental administrative challenges) that decline to grant
vacatur after engaging in a balancing of the equities arise in contexts where the agency’s
enforcement of environmental protections pending remand is consistent with the statutory goals
at issue as opposed to the circumstances presented in this case where filling activities will be
allowed to continue. See North Carolina v. EPA, 
550 F.3d 1176
, 1177-78 (D.C. Cir. 2008); Ne.
Md. Waste Disposal Auth. v. EPA, 
358 F.3d 936
, 939 (D.C. Cir. 2004).


                                                51

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer