A circuit court jury convicted Sylvester Clay of first-degree sodomy. Consistent with the jury's recommendation, the trial court sentenced Clay to twenty years' imprisonment. He appeals the resulting judgment as a matter of right.
Clay contends the trial court erred by (1) denying his motion to suppress the statement he give to police while in custody; (2) denying his right to confront witnesses against him; (3) admitting multiple instances of hearsay evidence; (4) allowing the prosecution to use a peremptory challenge to strike an African-American juror over a Batson challenge; and (5) allowing the incompetent child-victim, Sally,
Finding no error that merits reversal, we affirm the conviction.
Sylvester Clay was formerly the live-in boyfriend of Angela Kays. For a period of time during their relationship, Clay and Kays were the primary caretakers of Kays's then-infant granddaughter, Sally.
As Sally grew older, her mother, Ashley Kays, took over the role of Sally's primary caretaker, and Clay's relationship with Angela Kays ended. But Clay remained in contact with Ashley, often providing her with assistance as needed. This included furnishing her with transportation, diapers, medication, and housing.
On the day of the event at issue, Ashley, then a mother of three, asked Clay if he would drive her to pick her children up from daycare. Clay obliged. He also took her to the grocery and agreed to drive her to her son's doctor's appointment the next day.
After picking up the children and groceries, Clay returned to Ashley's apartment with her and the children. Clay drank beer in the apartment's living room. According to Ashley, he consumed as many as twelve beers, or a "whole trashcan full."
Clay remained at the apartment until it was the children's bedtime. Sally shared a bedroom with her brother Jack,
Witnessing this, Ashley told Clay he needed to leave the children's bedroom. Clay left momentarily and Ashley went to change the infant's diaper. With her next glance into the children's room, Ashley saw Clay hovering over Sally's bed, leaning over her body, raising himself up and away from her. This sight ignited concern that was confirmed when she recognized Sally's distraught nature upon entering her room. Sally was apprehensive when first asked what had happened. Once she was reminded Ashley could not help her if she did not disclose what happened, Sally pointed to her vagina and stated that Clay had licked her "butt."
Ashley called the police, at which time Clay denied any wrongdoing and "jetted" from the apartment. Officer Hankins responded to the call and took Ashley's statement of the incident. At the same time, another officer responded to a call to check a residence for the presence of a station wagon matching the description of Clay's vehicle. The officer did not find a station wagon but, instead, saw a man—later determined to be Clay—round a corner, run down a fencerow and into a garage behind a residence. The officer found this behavior to be suspicious, reported it to dispatch, and began pursuit.
After taking Ashley's statement, Officer Hankins left the residence and was informed of the foot chase involving Clay. He went to provide assistance. Once in the area of the pursuit, Hankins saw Clay running. He announced his presence and demanded Clay stop. But Clay did not stop. Instead, he jumped over a guardrail and ran down the adjacent hill. Hankins followed and eventually found Clay wedged between two trees.
Clay was sweating profusely and smelled of alcohol. Hankins assisted him in climbing back up the hill where he was arrested for alcohol intoxication. He was later identified as the suspect in the sodomy of Sally and brought to trial on first-degree sodomy charges.
The jury convicted Clay of first-degree sodomy and recommended a twenty-year sentence, which the trial court imposed. This appeal followed.
Detective William Riley
At trial, the Commonwealth introduced much of Clay's statement into evidence through the testimony of Riley himself. Upon completion of Riley's testimony, Clay moved to suppress the admission of his statement and to strike Riley's testimony because his statement was taken in violation of Miranda.
Now, on appeal, Clay challenges this ruling by the trial court. Clay argues his motion was timely and preserved his Miranda claim for appellate review. Against the contingency that we may find this issue unpreserved, he also requests palpable error review.
There is no dispute that Clay's statement violated Miranda.
"Generally, a party is estopped from asserting an invited error on appeal."
Clay had ample opportunity to raise his Miranda challenge before trial. He was provided with a written transcript and video recording of his custodial interrogation years before his case proceeded to trial. The contents of these recordings provided Clay with sufficient grounds for a motion to suppress because the only recitation of rights contained in it was clearly inadequate.
Instead, we find the length of Riley's testimony and depth of information he was permitted to reveal before Clay moved to suppress his un-Mirandized statement evinces Clay's knowing relinquishment of his right to claim error. Our review of Riley's testimony reveals that the Commonwealth's direct examination focused on Clay's statement and lasted approximately forty-five minutes. Clay's cross-examination then lasted approximately thirty minutes; and his last question regarding Miranda, which resulted in a pragmatic admission that Miranda was violated, took place about midway through this time period. The final fifteen minutes of his testimony were about equally split between re-direct and re-cross examination, during which time no questions relevant to Miranda were asked.
Though this timeline of Riley's testimony is helpful in framing our analysis, we are not suggesting a strict mathematical or mechanical approach to finding waiver. We instead use this factual backdrop as a springboard for assessing the content of Riley's testimony and Clay's actions after recognizing his right to seek suppression of his statement to Riley.
There can be no clearer evidence of Clay's acknowledgement of his right to seek suppression of his un-Mirandized statement than his penultimate question to Riley regarding Miranda. Nearly halfway through his cross-examination, Clay's counsel pointedly asked Riley if he had provided Clay with proper Miranda warnings. Although this important question remained unanswered,
Armed with this testimonial admission conclusively proving that Clay's statement was taken in violation of Miranda, Clay chose not to raise the matter with the trial court. He did not seek to suppress and strike any testimony pertaining to his un-Mirandized statement. Instead, he pressed on. He continued questioning Riley about the content of the un-Mirandized statement as if it had been properly admitted. Clay took this opportunity to elicit beneficial testimony regarding his statement; most notably that he had denied sexually abusing Sally forty-eight times during the interview.
Not only did he continue his cross-examination of Riley, Clay also chose not to move to suppress his statement at the conclusion of his cross-examination. This allowed the Commonwealth a second chance to examine Riley and elicit prejudicial evidence regarding Clay's un-Mirandized statement during re-direct examination. It was not until after Clay further inquired into the substance of his un-Mirandized statement during re-cross examination that he finally moved to suppress his statement to Riley and to strike Riley's testimony from the record.
Having concluded Clay knew and acknowledged his right to seek suppression of Clay's un-Mirandized statement approximately half-way through his cross-examination, we find no rational reason, other than a waiver of that right, for Clay to delay presenting his motion to the trial court. If Clay were truly concerned about suppressing and excluding prejudicial testimony of an inadmissible out-of-court statement, we cannot conceive why he would allow the Commonwealth the opportunity to admit such evidence via re-direct examination without first having to face a motion to suppress. We, therefore, conclude that Clay knowingly relinquished his right to claim his un-Mirandized statement as error.
Invited error is not often found in situations where an objection or motion to suppress is made at trial. And we do not expect this opinion to upset that trend. We confine our holding to this limited set of circumstances where it is abundantly clear that counsel has an understanding of his right to seek suppression of evidence but, nonetheless, chooses to deepen the taint laid upon the jury by presenting more proof of the inadmissible evidence only to later claim suppression is required. In instances such as these, we find the post-testimonial objection to be an attempt to "bury a landmine" in the record to be detonated on appeal if necessary.
Meade's next allegation of constitutional error involves the Commonwealth's presentation of a recorded forensic interview of Sally conducted at the Children's Advocacy Center (CAC). He claims the video's admission into evidence violated his rights under the Confrontation Clause because the recording contained testimonial statements, and he was unable to confront the speakers. We find no Confrontation Clause error.
The Supreme Court has held that the Confrontation Clause prohibits admission of evidence that consists of testimonial hearsay "unless [the declarant] was unavailable to testify, and the defendant had had a prior opportunity for cross-examination."
We have previously held statements made by rape victims to sexual assault nurse examiners (SANE nurses) are testimonial in nature because SANE nurses follow "protocol . . . require[ing] them to act upon request of a peace officer or prosecuting attorney" and "act to supplement law enforcement by eliciting evidence of past offenses with an eye towards future prosecution."
The CAC's website states that the forensic interviews they offer are "conducted to assist law enforcement in gathering factual information regarding the abuse allegations."
Determining that the overarching purpose of the forensic interview was testimonial is not the end of this analysis, however. As Crawford and its progeny teach us, testimonial statements are only barred by the Confrontation Clause if they are also used for a hearsay purpose and the declarant does not testify at trial. We find that the audio recording of Sally's forensic interview does not meet these requirements and, therefore, falls outside the scope of the Confrontation Clause.
The Commonwealth ineloquently argues that the statements made by Cecil could not fall within the purview of Crawford because they cannot be classified as hearsay, which is necessary to trigger the Confrontation Clause's bar. The Commonwealth argues Cecil's statements are not hearsay because they were not offered to prove the truth of the matter asserted. We must agree. This issue is similar to the one we dealt with in Turner v. Commonwealth.
The questions Cecil posed to Sally during the forensic interview provide nothing more than context for Sally's answers. Her infrequent repetition of Sally's answers is, likewise, not intended to prove the content of Sally's statements, as Clay alleges, but is intended to confirm Sally's statement while providing audible clarity. Just as in Turner, Cecil's statements were not hearsay because they were not offered to prove the truth of the matter asserted but to provide context to Sally's more probative statements.
The statements Sally made during the forensic interview, likewise, do not violate Clay's rights under the Confrontation Clause. "The [Confrontation] Clause does not bar admission of a statement so long as the declarant is present at trial to defend or explain it."
Clay alleges that a multitude of the trial testimony proffered by the Commonwealth constituted inadmissible hearsay. He claims these evidentiary issues were preserved by his motion in limine seeking suppression of the evidence of which he now complains.
Though a motion in limine is often sufficient to preserve an issue for evidentiary review,
Clay's first assignment of hearsay error attacks the testimony of Sally's mother, Ashley Kays. Clay claims that Ashley's testimony regarding the statements Sally made to her immediately following the alleged act of sexual abuse was inadmissible hearsay. We disagree.
Ashley testified that after she saw Clay leaning over Sally's bed, she entered Sally's room and could sense something was wrong. She then asked Sally if she was okay. Once Clay left the room and Ashley reassured Sally that she was there to protect and help her, Sally confided that Clay had "licked her butt" and pointed to her vagina. When informed that was not her butt, Sally reiterated that was where she was licked.
Hearsay is defined as an out-of-court statement "offered in evidence to prove the truth of the matter asserted."
A hearsay statement qualifies as an excited utterance when it relates to a "startling event or condition" and is made while the declarant "was under the stress of excitement caused by the event or condition."
These criteria are not intended to be rigidly applied when determining admissibility. Instead, this test is a guidepost in contemplating the totality of the circumstances.
On balance of these factors, Sally's statements to her mother fall squarely within the excited utterance exception to the general bar on hearsay evidence. We, therefore, find no error in the trial court's admission of Ashley's recitation of Sally's out-of-court statements.
Clay next alleges the testimony of Officer. Hankins also contained inadmissible hearsay. Hankins testified that he arrived at Sally's apartment in response to an emergency call alleging child sexual abuse. He provided evidence that Clay first became a suspect in Sally's sexual assault because Ashley told him a friend of the family had licked her daughter's private area. When he was primed to begin discussion of the specifics of what Ashley told him in explaining what Sally said immediately after the incident, Clay objected. His objection was sustained, and he requested no further remedy.
Although we are unconvinced that the entirety of Hankins's testimony constitutes hearsay,
Clay also claims that Sally's statements made during her forensic interview were inadmissible hearsay.
Sally's statements in the forensic interview were inarguably made out of court, and the only imaginable purpose for which the Commonwealth would seek admission of the interview is to prove the truth of the matter asserted in Sally's statements. It is equally clear that no hearsay exception applies in this instance. We have long held that there is no hearsay exception for statements made by children alleging sexual abuse.
We have easily concluded that this scheduled, testimonial, out-of-court interview is inadmissible hearsay. But we remain concerned about the frequency with which similar inadmissible interviews are being admitted into evidence without regard for our Commonwealth's rules of evidence. In the Commonwealth's response to Clay's motion in limine seeking suppression of the forensic interview, it implicitly acknowledged the interview was not admissible under the Kentucky Rules of Evidence but claimed that "[t]ypically[,] in a trial such as this, the forensic interview is played for the jury to hear once a foundation is laid." Unless the foundation alluded to by the Commonwealth requires proof of a valid hearsay exception, we strongly admonish trial courts to undertake a deeper analysis of the admissibility of similar out-of-court forensic interviews of allegedly sexually abused children before allowing admission.
Clay also challenges the testimony of Angela Kays, Sally's grandmother, on hearsay grounds. Following the sexual assault, Ashley took Sally to the hospital for treatment and to allow collection of any forensic evidence that may have remained on Sally's body. Upon conclusion of their hospital stay, Ashley took all of her children to Angela Kays's house to stay for the remainder of the evening. Kays testified that during this time Sally told her "Papa Seal"
Sally's statement is again clearly hearsay. It was made outside of court and was admitted to prove the truth of the matter asserted.
Clay also challenges Detective Riley's testimony. He does not argue hearsay grounds like his other allegations of evidentiary error but, instead, alleges Riley improperly bolstered Ashley's testimony. The. Commonwealth questioned Riley about the depth of his investigation into Ashley's motivation to levy false allegations against Clay. Riley responded that he had followed his training, kept an open mind regarding the veracity of Ashley's statements, and did his best to determine if a motive to lie was present. When pressed, he concluded he did not discover any such motive.
"Generally, a witness may not vouch for the truthfulness of another witness."
We now turn to the question of whether the foregoing errors amount to palpable error. "An error is palpable only if it is `shocking or jurisprudentially intolerable'"
Even considering the multiple evidentiary errors outlined above, we are not convinced that Clay has shown a probability of a different result had the inadmissible evidence been properly excluded. Removing the testimony we have held to be error herein, the Commonwealth presented evidence of Clay's flight from the apartment,
In addition to this testimony, the Commonwealth also presented forensic evidence from the underwear Sally was wearing on the night of the incident and a piece of toilet paper she used to wipe herself after the incident. The toilet paper tested positive for amylase, a component of saliva, but no indication of saliva was present inside Sally's vagina. DNA tests conducted on the toilet paper yielded a DNA profile consistent with a mixture of Sally's and Clay's DNA at six of thirteen locations on the DNA chain. The forensic examiner concluded that 1 in 750 people in the United States could have contributed to this DNA mixture with Sally. The DNA evidence from Sally's underwear was even more damning for Clay. He was found to be an inclusive contributor at one loci, but the DNA was consistent with a mixture of Sally's and Clay's DNA at all other loci. This result meant that 1 in 13 million persons in the United States could have been a contributor to this DNA mixture.
Absent the inadmissible testimony outlined above, the Commonwealth still would have presented a complete and compelling narrative in support of Clay's guilt. The undeniable persuasiveness of the Commonwealth's DNA evidence provides further legitimacy to the Commonwealth's narrative and shows Clay had contact with Sally's genital area. Given the coherence of this narrative and the strength of the DNA evidence, Clay has not convinced us that absent the inadmissible testimony, there is a probability that the jury would reach a different result.
An error so fundamental that the defendant's right to due process is threatened also constitutes palpable error.
That Clay had an imperfect trial is clear, but admission of the erroneous evidence discussed above is not so egregious as to threaten Clay's due process rights. Riley and Kays each presented one sentence of inadmissible testimony. The inadmissible CAC interview was a more lengthy presentation of inadmissible evidence, but its content was not as prejudicial as Clay would make us believe. In contravention of her mother's testimony, Sally stated at her CAC interview that her molester was named "Troni"
Unlike Chavies v. Commonwealth,
After distinguishing Chavies, we find that the trial court's evidentiary errors in admitting this relatively minute, minimally persuasive portion of the Commonwealth's evidence were not so jurisprudentially intolerable as to threaten Clay's due process rights.
Clay also argues he was denied due process and equal protection of the law when the trial court overruled his Batson
The Commonwealth used preemptory challenges to strike two of the three African-American jurors in the venire. Clay objected, citing Batson, and argued that neither juror had said anything to merit removal. The Commonwealth claimed the first juror struck, Juror A, was dismissed because she appeared inattentive during voir dire. The trial court found this justification facially insufficient, and Juror A rejoined the panel and sat on the jury for the duration of Clay's trial.
As justification for striking Juror B, the second African-American dismissed via peremptory challenge, the Commonwealth claimed to have received information from the Frankfort Police Department that she had negative encounters with police in the past. The Commonwealth asserted that it consulted the Frankfort Police Department regarding every potential juror before jury selection began and concerns were raised over only two members of the venire, Juror B and a white juror.
Secondarily, the Commonwealth claimed Juror B's strike was also driven by the negative demeanor she presented during voir dire. Neither the trial court nor Clay noticed any indication of this; but the Commonwealth insisted Juror B was openly hostile, rolled her eyes, avoided eye contact, and made faces during voir dire.
In response to the Commonwealth's purported race-neutral justification the trial court asked if it possessed a copy of Juror B's criminal history. The Commonwealth advised it did not—stressing that its criminal history check was completed informally through the Frankfort Police Department—but agreed to provide the trial court with a copy of Juror B's criminal history in the form of a "CourtNet" printout. The following morning, the Commonwealth provided the trial court with Juror B's CourtNet report, along with a nineteen-page CourtNet printout of an individual involved in a criminal mischief entry on Juror B's criminal record. Although the CourtNet printout was provided at the request of the court, the Commonwealth reiterated its contents were not necessarily the basis for striking Juror B, as not all police interaction is included in the formal record.
The trial court was ultimately satisfied with the Commonwealth's race-neutral justification for striking Juror B. The trial court entered an order concluding that Juror B's "run-ins with Police" and negative demeanor was a sufficient race-neutral reason for the peremptory strike.
The use of a peremptory challenge to remove jurors from the venire on the basis of race violates the Equal Protection Clause of the Constitution.
When reviewing a trial court's Batson decision, great deference is given to the trial court because much of the court's analysis will be based on the "demeanor and credibility of the prosecutor"
Since the Commonwealth offered a race-neutral justification for its use of a peremptory challenge against Juror B, and the trial court made a ruling about the adequacy of the Commonwealth's justification, the issue of whether Clay made a proper prima facie showing of the Commonwealth's disparate use of its peremptory challenge is moot.
Clay argues the Commonwealth's race-neutral justification was mere pretext because the Commonwealth did not have knowledge of Juror B's criminal history when it provided its initial race-neutral justification. In support of this allegation, Clay cites the Commonwealth's admission that it did not possess Juror B's criminal history report when the challenge was made and its subsequent retrieval and submission of the criminal history as proof of a post hoc justification for an otherwise pretextual strike. He also claims the Commonwealth's unsupported claims of Juror B's negative demeanor during voir dire did not provide a sufficient race-neutral basis for a peremptory strike.
We find Clay's argument unconvincing because it misconstrues the nature of the Commonwealth's presentation of Juror B's CourtNet report to the trial court. The report was not evidence of a post hoc justification for striking Juror B, as Clay alleges; it was evidence provided at the trial court's request to aid in its weighing the validity of the Commonwealth's race-neutral reason for striking Juror B. In fact, upon presenting the trial court with the CourtNet report, the Commonwealth disclaimed that the report was the basis of its peremptory challenge. Instead, the Commonwealth maintained the challenge was based on information obtained by direct contact with the Frankfort Police Department, with whom the Commonwealth inquired regarding all putative jurors regardless of race.
While we agree with Clay's basic assertion—that a race-neutral justification is insufficient to overcome a Batson challenge when the Commonwealth had no basis of knowledge to support the reasoning at the time it was given—we do not find that to be the case here. Therefore, we conclude it was not clearly erroneous for the trial court to find the Commonwealth's race-neutral reason to be credible and deny Clay's Batson motion regarding Juror B.
Following our conclusion that the Commonwealth provided the trial court with an acceptable race-neutral reason for exercising its preemptory challenge, Clay's second argument, that the Commonwealth's proffered justification based on an unsubstantiated claim that Juror B had a negative demeanor during voir dire was insufficient to satisfy Batson, is nugatory. We, nonetheless, have grave concerns regarding dismissals based on juror demeanor in light of the Supreme Court's holding in Snyder v. Louisiana.
Clay alleges that Sally, who was eight-years-old at the time of trial, was incompetent to testify. Clay concedes this issue is unpreserved and requests we apply palpable error review. We find no such error.
KRE 601, the rule controlling competency of witnesses, creates a presumption of competency.
As proof of Sally's incompetency, Clay points to the inconsistencies between her testimony and the Commonwealth's theory of the case. Namely, Clay takes issue with Sally's assertion that she had only seen the perpetrator once. He also argues that Sally was incompetent because she could not remember every detail of the alleged crime that took place four years earlier.
We do not find these allegations sufficient to conclude that the trial court abused its discretion in allowing Sally to testify, let alone committed palpable error in doing so. Prior to testifying regarding the ultimate facts in dispute— what took place the evening she was allegedly sexually assaulted—the prosecutor presented Sally with multiple questions designed to show her competency. Sally was able to accurately state her full name, age, list her siblings and their comparative ages, identify her grandmother, and recall her grandmother's first name. The Commonwealth also posed a hypothetical and a line of questioning showing Sally understood what a lie is and the importance of telling the truth.
That Sally's testimony differed from the factual premise underlying the Commonwealth's theory of the case cannot render her incompetent. Her deviation from the picture the Commonwealth attempted to paint does not speak to her competency but, instead, raises an issue of credibility to be decided by the jury.
Sally's inability to provide an answer to all of the questions posed to her during her examination also does not render her incompetent. Competency does not turn on a witness's ability to recall every detail while testifying.
Based on the foregoing, we conclude that Clay did not meet his burden of proving Sally incompetent to testify; and the trial court's admission of her testimony was not palpable error.
Clay alleges multiple instances of prosecutorial misconduct. All were unobjected to at trial and are, thus, unpreserved. Therefore, we may only reverse on the basis of prosecutorial misconduct if it was "flagrant" or "palpable."
Clay first argues that the Commonwealth improperly defined reasonable doubt and misstated the law during its closing argument. This assertion is primarily grounded in the Commonwealth's following statement to the jury during closing arguments:
Clay also claims as misconduct the Commonwealth's statements to the jury that it is not their duty to seek doubt but, instead, to find facts and determine truth.
We have previously held that counsel are prohibited from defining reasonable doubt at any time during trial.
We do not believe the Commonwealth's above-described statements amount to an attempt to define reasonable doubt.
Having determined the Commonwealth's statements do not amount to a definition of reasonable doubt, we must determine if it amounts to a prejudicial misstatement of the law. We conclude it does not. Though the statements may be subtly flawed in explaining the jury's role and duties, we do not find it to be a material misstatement of the law as to prejudice Clay or render his trial fundamentally unfair.
Clay also claims the Commonwealth committed prosecutorial misconduct by "repeatedly denigrat[ing]" the defense. He claims this occurred when the prosecutor urged the jury not to "take something simple and get hoodwinked into thinking it is complicated"; labeling the defense as playing the "blame game"; likening the defense to "playing with a cat with a laser pointer"; and calling the defense's "gamesmanship and tactics"; including its assertion that Clay was only targeted by the police because of his race, "repugnant."
It has long been settled that counsel are afforded wide latitude to comment on the evidence, the opposing party's tactics, and the falsity of the opposing party's position during closing argument.
We also find the Commonwealth's comments regarding the perceived repugnancy of the defense's "gamesmanship and tactics" to be proper, though they do give rise to more cause for concern. In Hale, we held it was not misconduct for the prosecution to label the defendant's allegation that he was only being "vindictively and inappropriately prosecuted" because a relative of the victim was a member of the local criminal justice system as "offensive."
Clay's racially charged allegation appears to be nothing more than an attempt to shift responsibility or stir-up emotion in the jury. This is especially true because trial testimony established that Clay became a suspect in this criminal investigation because Ashley accused him personally of committing the conduct with which he was charged. The police suspected him because of Ashley's statement, not because he fit a racially discriminatory archetype.
Given as response to Clay's racial defense, it was not improper for the Commonwealth to characterize this tactic that was unsupported by the record as repugnant. Therefore, we find that Clay's trial was not rendered fundamentally unfair by the Commonwealth's comments in closing argument.
For the foregoing reasons, we affirm Clay's conviction.
All sitting. All concur.