MARGO K. BRODIE, District Judge.
Plaintiff Robert Pietri proceeding pro se brings the above-captioned against Defendants New York State Office of Court Administration ("OCA"), James Imperatrice, the Chief Court Clerk of the Kings County Supreme Court, Ann Pfau, the former Chief Administrative Judge of the New York State Unified Court System, and Herbert Adlerberg, a Judicial Hearing Officer of the New York State Unified Court System, asserting claims of failure to accommodate, denial of constitutional rights, racial discrimination, retaliation, and hostile work environment pursuant to Title I of the American with Disabilities Act ("ADA"), 42 U.S.C. § 1983 and Title VII of the Civil Rights Act of 1964 ("Title VII"). Plaintiff seeks compensatory and punitive damages for lost pay and benefits, as well as injunctive relief in the form of restoration to the rank of sergeant.
Defendants moved to dismiss for lack of subject matter jurisdiction pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure and failure to state a claim upon which relief may be granted pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. For the reasons set forth below, Defendants' motion to dismiss is granted in part and denied in part. The Court grants Defendants' motion to dismiss Plaintiff's ADA claims against all Defendants, § 1983 claims against Defendants OCA and Defendant Adlerberg, § 1983 claims against Defendants Imperatrice and Pfau in their official capacities, and Title VII claims against the Individual
Plaintiff began working as a court officer with OCA on October 17, 1978.
On January 7, 2008, Plaintiff notified the Kings County District Attorney's ("DA's") office that a Caucasian officer under Plaintiffs supervision, Jeffery Brennan, was operating a gambling operation from within the Kings County Supreme Court Courthouse ("Kings County Courthouse"). (Pl. Opp'n Mem. 2.) Three days later, Plaintiff filed another report about the same allegations with the DA's office, after receiving a death threat from Brennan. (Id.) On February 21, 2008, Plaintiff claims that Brennan threatened him and pushed him into a desk, resulting in a torn ligament in Plaintiff's foot. (Id. at 4.) As a result of this injury, Plaintiff was forced to take chargeable sick time, despite the fact that the injury took place while Plaintiff was on duty. (Id.) When Plaintiff used all of his available sick time, he was placed on unpaid medical leave beginning May 22, 2008 and ending August 27, 2009.
After an OCA investigation determined that Plaintiff had likely fabricated his claims regarding the gambling operation and the assault by Brennan, OCA filed administrative charges against Plaintiff on May 22, 2008, seeking his termination. (Compl. App. 2; Compl. Ex. 1 ("Specification of Charges") at 1-3.)
An administrative hearing was held on January 27, 2009 and February 24, 2009
When Plaintiff returned from medical leave on August 27, 2009, he was assigned to conduct security screenings at the Bronx County Courthouse entrance. (Compl. App. 2.) However, unlike other officers performing the same task, Plaintiff was not permitted to carry a firearm or wear a bulletproof vest, thus placing him in danger. (Id.) This assignment also required Plaintiff to stand without a break for up to four hours at a time. (Id.) Plaintiff notified his supervisors of his disability related to his foot injury, but they refused to accommodate Plaintiffs injury. (Id.) Plaintiff filed an EEOC complaint on March 19, 2010, asserting the same underlying charges that Plaintiff has filed in the Complaint before this Court. (Siudzinski Decl. Ex. B ("Charge of Discrimination").) Plaintiff voluntarily resigned from his position with OCA on August 27, 2010, pursuant to New York State's Early Retirement Incentive Program. (Pl. Opp'n Mem. 7; Siudzinski Decl. ¶ 3.)
Plaintiff claims that he was treated less favorably than similarly situated non-Hispanic officers. (Compl. App. 3.) Plaintiff lists twelve non-Hispanic officers, several of whom had once been arrested but still received promotions and retained their firearm privileges.
On March 19, 2010, Plaintiff presented a Charge of Discrimination to the New York Division of Human Rights and the EEOC, alleging that he was subjected to adverse employment actions that violated Title VII and the ADA. (Siudzinski Decl. Ex. B.) The EEOC issued Plaintiff a "Right to Sue" letter on April 22, 2011. Plaintiff commenced this action on July 5, 2011.
"[A] district court may properly dismiss a case for lack of subject matter jurisdiction under Rule 12(b)(1) if it lacks the statutory or constitutional power to adjudicate it." Shabaj v. Holder, 704 F.3d 234, 237 (2d Cir.2013) (alteration in original) (quoting Aurecchione v. Schoolman Transp. Sys., Inc., 426 F.3d 635, 638 (2d Cir.2005)). "`[T]he court must take all facts alleged in the complaint as true and draw all reasonable inferences in favor of plaintiff,' but `jurisdiction must be shown affirmatively, and that showing is not made by drawing from the pleadings inferences favorable to the party asserting it.'" Morrison v. Nat'l Australia Bank Ltd., 547 F.3d 167, 170 (2d Cir.2008) (alterations in original) (citations omitted), aff'd, ___ U.S. ___, 130 S.Ct. 2869, 177 L.Ed.2d 535 (2010). Plaintiff must prove that subject matter exists "by a preponderance of the evidence." Morrison, 547 F.3d at 170 (quoting Makarova v. United States, 201 F.3d 110, 113 (2d Cir.2000)), A court may consider matters outside of the pleadings when determining whether subject matter jurisdiction exists. Romano v. Kazacos, 609 F.3d 512, 520 (2d Cir.2010); Morrison, 547 F.3d at 170.
In reviewing a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6),
Where a plaintiff is proceeding pro se, the court must read his or her pleadings "liberally and interpret them to raise the strongest arguments they suggest." Jorgensen v. Epic/Sony Records, 351 F.3d 46, 50 (2d Cir.2003) (citations omitted). If a liberal reading of the complaint "gives any indication that a valid claim might be stated," the court must grant leave to amend the complaint. Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir.2000); see Ashmore v. Prus, 510 Fed.Appx. 47, 49 (2d Cir.2013) (summary order) ("District courts should generally not dismiss a pro se complaint without granting the plaintiff leave to amend.").
Defendants moved to dismiss Plaintiff's ADA claim on the grounds of sovereign immunity.
The Supreme Court has unequivocally held that Title I of the ADA does not abrogate Eleventh Amendment immunity, Bd. of Trustees v. Garrett, 531 U.S. 356, 374, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001), and New York State has not waived immunity for ADA claims, Nicolae v. Office of Vocational & Educ. Servs. for Individuals with Disabilities, 257 Fed.Appx. 455, 457 (2d Cir.2007). See also Kilcullen v. N.Y. Dep't of Transp., 55 Fed.Appx. 583, 584 (2d Cir.2003) ("[T]he Supreme Court held in Board of Trustees of the Univ. of Alabama v. Garrett, that Title I of the ADA did not abrogate Eleventh Amendment immunity."); Canales-Jacobs v. N.Y. Office of Court Admin., 640 F.Supp.2d 482, 498 (S.D.N.Y.2009) ("Title I [of the ADA] does not abrogate the sovereign immunity enjoyed by the State of New York or its agencies and officials."). Plaintiff's ADA claims for monetary and injunctive relief against OCA must therefore be dismissed for lack of subject matter jurisdiction. See Canales-Jacobs, 640 F.Supp.2d at 498 ("[P]laintiff's ADA claims seeking retroactive and prospective relief against the Office of Court Administration must be and are dismissed for lack of subject matter jurisdiction."); see also Darcy v. Lippman, 356 Fed.Appx. 434, 436 (2d Cir.2009) (holding that plaintiff's ADA claim against the New York Unified Court System was barred by the Eleventh Amendment); Trivedi v. N.Y.S. Unified Court Sys. Office of Court Admin., 818 F.Supp.2d 712, 727 (S.D.N.Y.2011) (holding that plaintiffs ADA claim was barred by sovereign immunity because "[t]he OCA is a government
The Individual Defendants are employees of New York State and OCA, (Defs. Mem. 13), and are therefore entitled to Eleventh Amendment immunity for damages claims brought against them in their official capacity.
The Court grants Defendants' motion to dismiss Plaintiff's ADA claims against OCA and the Individual Defendants for lack of subject matter jurisdiction pursuant to Rule 12(b)(1).
Plaintiff claims that Defendants violated his rights as guaranteed by the First, Fifth, and Sixth Amendments to the United States Constitution. (Pl. Opp'n Mem. 14, 23.) Plaintiff argues that Defendants violated his First Amendment rights by orchestrating the administrative proceeding against him in retaliation for his past complaints about discrimination in the office and his two lawsuits. (Pl. Opp'n Mem. 23.) Plaintiff also argues that Defendants violated his Fifth and Sixth Amendment rights during the proceedings initiated against him by, for example, failing to inform him that he was under investigation, closing the courtroom during his hearing and denying him the opportunity to confront witnesses against him. (Pl. Opp'n Mem. 14.) Defendants move to dismiss Plaintiffs § 1983 claims on the grounds of sovereign immunity, absolute immunity, qualified immunity, and failure to state a claim. (Defs. Mem. 14-19.) As discussed below, Plaintiffs § 1983 claims against OCA and the Individual Defendants in their official capacity are barred by sovereign immunity and his § 1983 claim against Adlerberg is barred by absolute immunity. Plaintiff currently fails to state a § 1983 claim against Imperatrice and Pfau but will be permitted to amend his § 1983 claims against them in their individual capacities.
The state has not waived its Eleventh Amendment immunity to claims brought under § 1983, and, therefore, Plaintiff cannot sustain his § 1983 claims against OCA and the Individual Defendants in their official capacity. See Marmot v. Bd. of Regents, 367 Fed.Appx. 191, 192 (2d Cir.2010) ("It is well-established that New York has not consented to § 1983 suits in federal court, and that § 1983 was not intended to override a state's sovereign immunity." (internal citations omitted)); see also Anderson v. State of New York, et. al., 614 F.Supp.2d 404, 426 (S.D.N.Y.2009) (holding that the "[plaintiff's] section 1983 claim must be dismissed against the governmental entity defendants (N.Y.S. and OCA) and the individual defendants in their official capacities on the basis of sovereign immunity under the Eleventh Amendment"), aff'd sub nom., Anderson v. Cahill, 417 Fed.Appx. 92 (2d Cir.2011). The Court grants Defendants' motion to dismiss Plaintiff's § 1983 claims against the OCA and the Individual Defendants in their official capacities.
Adlerberg is protected from suit under § 1983 by absolute judicial immunity. Judges "generally have absolute immunity from suits for money damages for their judicial actions." Bliven v. Hunt, 579 F.3d 204, 209 (2d Cir.2009) (citing Mireles v. Waco, 502 U.S. 9, 9-10, 112 S.Ct. 286, 116 L.Ed.2d 9 (1991) and Forrester v. White, 484 U.S. 219, 225-26, 108 S.Ct. 538, 98 L.Ed.2d 555 (1988)). Judges are afforded absolute immunity "in order to insure that a judicial officer, in exercising the authority vested in him, shall be free to act upon his own convictions, without apprehension of personal consequences to himself." Id. (internal quotation marks omitted) (quoting Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 347, 20 L.Ed. 646
To state a claim under § 1983, a plaintiff must demonstrate that (1) the defendants acted under "color of state law" and (2) their conduct deprived the plaintiff of a right, privilege or immunity guaranteed by the Constitution or laws of the United States. Cornejo v. Bell, 592 F.3d 121, 127 (2d Cir.2010) (quoting Pitchell v. Callan, 13 F.3d 545, 547 (2d Cir.1994)); see also Franks v. Laquila Group Inc., No. 13 Civ. 980, 2013 WL 790544, at *1 (E.D.N.Y. Mar. 4, 2013). Furthermore, a plaintiff must allege the defendant's direct or personal involvement in the alleged constitutional deprivation. See Shomo v. City of New York, 579 F.3d 176, 184 (2d Cir. 2009) ("It is well settled in this Circuit that personal involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of damages under § 1983." (quoting Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir. 1995))).
Plaintiff has failed to state a claim against Defendants Imperatrice and Pfau in their individual capacities pursuant to § 1983. Plaintiff did not sufficiently allege that Imperatrice and Pfau personally violated his constitutional rights. In his opposition to Defendants' motion, Plaintiff alleged, inter alia, that Imperatrice initiated the allegedly false investigation, manufactured false evidence against him, and prevented him from receiving promotions. (Pl. Opp'n Mem. 6, 9.) According to Plaintiff, Imperatrice "is the one that controls everything as far as the court personnel go." (Oral Arg. Tr. 35:15-18.) Plaintiff also maintains that Pfau played a role in the conditions of employment of the six witnesses who acted against him and had a "vested interest" in Adlerberg's decision against him.
Plaintiff claims that Defendants discriminated against him on the basis of his race, retaliated against him for complaining of racial discrimination, and subjected him to a hostile work environment. (Pl. Opp'n Mem. 10-21.) Defendants move to dismiss Plaintiffs Title VII claims on the grounds that there is no individual liability under Title VII, the claims are barred by the statute of limitations, and Plaintiff has failed to plausibly allege that he was discriminated against, retaliated against, or subjected to a hostile work environment. (Defs. Mem. 6-12.) As discussed below, Plaintiffs claims against the Individual Defendants must be dismissed because Title VII does not provide for individual liability. Plaintiff currently fails to demonstrate that his claims are timely. Assuming Plaintiff can demonstrate that his claims are timely, Plaintiff has sufficiently pled a claim for discrimination but fails to state claims for retaliation and hostile work environment. Plaintiff will be permitted to re-plead his Title VII claims against OCA to establish that his claims are timely and to demonstrate that he can plausibly state claims for retaliation and a hostile work environment.
Plaintiff's Title VII claims against the Individual Defendants cannot survive Defendants' motion to dismiss because "individuals are not subject to liability under Title VII."
Furthermore, to the extent that Plaintiff asserts Title VII claims against the Individual Defendants in their official capacities, these claims must also be dismissed because they are, in effect, duplicative of the claim against OCA. See Emmons v. City Univ. of N.Y., 715 F.Supp.2d 394, 410-11 (E.D.N.Y.2010) (citing cases) (noting that many courts in this circuit have rejected Title VII claims against individuals sued in their official capacity, and holding that, even if official capacity claims are permissible, official capacity suits must be dismissed if redundant in light of claims against the public entity employer); see also Anand v. N.Y. Dept. of Taxation & Fin., No. 10 Civ. 5142, 2012 WL 2357720, at *7 (E.D.N.Y. June 18, 2012) ("[T]he remaining Title VII claims against the individual defendants in their official capacities are dismissed because they are duplicative of the Title VII claims asserted against the [employer] directly."); Yu v. NYC Hous. Dev. Corp., No. 07 Civ. 5541, 2011 WL 2183181, at *1 n. 1 (S.D.N.Y. June 3, 2011) (stating plaintiff's Title VII claims against the individual defendant should be dismissed as duplicative of his claims against the employer), aff'd, 494 Fed.Appx. 122 (2d Cir.2012). The Court grants Defendants' motion to dismiss Plaintiffs Title VII claims against the Individual Defendants.
Defendants argue that most, if not all, of Plaintiffs Title VII claims are time-barred because they relate to events that occurred more than 300 days before Plaintiff filed his EEOC complaint in March 2010. (Defs. Mem. 6-7.) Before bringing a federal claim under Title VII, a plaintiff must first file a complaint with the EEOC or equivalent state agency. Williams v. N.Y.C. Hous. Auth., 458 F.3d 67, 69 (2d Cir.2006) (citing 42 U.S.C. § 2000e-5); Hammond v. Zurich Am. Ins. Co., No, 09 Civ. 3219, 2010 WL 3236777, at *4 (E.D.N.Y. Aug. 12, 2010) (same); see also McGullam v. Cedar Graphics, Inc., 609 F.3d 70, 75 (2d Cir.2010) ("Title VII's administrative exhaustion provision requires that any complaint be filed with the EEOC within 300 days of the alleged discriminatory
Plaintiff filed his EEOC complaint on March 19, 2010, and, therefore, all of his Title VII claims relating to events that took place before May 23, 2009, including the administrative hearing and the Stipulation of Settlement, are time-barred. (Defs. Mem. 6.) Plaintiff argues, however, that his Title VII claims should not be time-barred because he is entitled to the benefits of the "continuous violation" exception and equitable tolling. (Pl. Opp'n Mem. 3-7, 18.)
Under the continuing violation exception to the Title VII limitations period, "if a Title VII plaintiff files an EEOC charge that is timely as to any incident of discrimination in furtherance of an ongoing policy of discrimination, all claims of acts of discrimination under that policy will be timely even if they would be untimely standing alone." Chin v. Port Auth. of N.Y. & N.J., 685 F.3d 135, 155-56 (2d Cir.2012) (internal quotation marks and citations omitted); Jackson v. N.Y. Office of Mental Health, No 11 Civ. 7832, 2012 WL 5862741, at *2 (S.D.N.Y. Nov. 15, 2012) ("The continuing violation exception makes violations that took place prior to the expiration of the statute of limitations actionable if they are part of a `continuous policy and practice of discrimination' and at least one act in that policy and practice took place within the limitations period." (quoting Fitzgerald, 251 F.3d at 359)). However, the continuing violations doctrine does not apply to discrete acts of discrimination, even if they are "related to acts alleged in timely filed charges." Nat'l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 113, 122 S.Ct. 2061, 153 L.Ed.2d 106 (2002); see also Chin, 685 F.3d at 155-56 (discussing Morgan). "Each discrete discriminatory act starts a new clock for filing charges alleging that act." Morgan, 536 U.S. at 113, 122 S.Ct. 2061. In contrast, the doctrine can apply to a hostile work environment claim, because a hostile work environment's "very nature involves repeated conduct." Id. at 115, 122 S.Ct. 2061
Discrete acts of discrimination include termination, failure to promote, denial of transfer, or refusal to hire. Morgan, 536 U.S. at 114, 122 S.Ct. 2061. Such discrete acts, "which fall outside the limitations period, cannot be brought within it, even when undertaken pursuant to a general policy that results in other discrete acts occurring within the limitations period." Chin, 685 F.3d at 157. An allegation of "an ongoing discriminatory policy does not extend the statute of limitations where the individual effects of the policy that give rise to the claim are merely discrete acts." Id.
Plaintiff argues that the actions Defendants took against him prior to May 23, 2009 were part of a discriminatory policy or practice of discriminating against Hispanic court security officers. (Pl. Opp'n Mem. 6-8.) Plaintiff alleges that Hispanic officers were routinely denied promotions, subjected to disparate discipline, and denied transfer opportunities. (Pl. Opp'n Mem. 8.) These are all discrete acts of discrimination and each incident "constitutes a separate actionable `unlawful employment practice.'" Morgan, 536 U.S. at 114, 122 S.Ct. 2061 (listing failure to promote and denial of transfer as discrete
Alternatively, Plaintiff argues that his pre-May 23, 2009 Title VII claims should be equitably tolled. "Title VII's time limits for filing with the EEOC are not jurisdictional, but, like statutes of limitations, are subject to `waiver, estoppel, and equitable tolling.'" Baroor v. N.Y.C. Dep't of Educ., 362 Fed.Appx. 157, 159 (2d Cir.2010); see also Cummings v. Brookhaven Sci. Assocs., LLC, No. 11 Civ. 1299, 2011 WL 6371753, at *7 (E.D.N.Y. Dec. 20, 2011) ("The filing of a timely charge of discrimination with the EEOC is not a jurisdictional prerequisite to suit in federal court, but a requirement that, like a statute of limitations, is subject to waiver, estoppel, and equitable tolling.'" (quoting Zipes v. Trans World Airlines, Inc., 455 U.S. 385, 393, 102 S.Ct. 1127, 71 L.Ed.2d 234 (1982))). The doctrine of equitable tolling "may be applied to prevent unusually harsh results from dismissals when there are excusable reasons for a plaintiff's failure to meet the required time limitation." Como v. O'Neill, No. 02 Civ. 0985, 2002 WL 31729509, at *4 (S.D.N.Y. Dec. 4, 2002).
"As a general matter, a litigant seeking equitable tolling must establish two elements: `(1) that he has been pursuing his rights diligently, and (2) that some extraordinary circumstance stood in his way and prevented timely filing.'" Bolarinwa v. Williams, 593 F.3d 226, 231 (2d Cir.2010) (quoting Lawrence v. Florida, 549 U.S. 327, 336, 127 S.Ct. 1079, 166 L.Ed.2d 924 (2007)). Equitable tolling is "only appropriate in rare and exceptional circumstances, in which a party is prevented in some extraordinary way from exercising his rights." Baroor, 362 Fed.Appx. at 159 (quoting Zerilli-Edelglass v. N.Y.C. Transit Auth., 333 F.3d 74, 80 (2d Cir. 2003)); Bertin v. United States, 478 F.3d 489, 494 n. 3 (2d Cir.2007) ("Equitable tolling applies only in the rare and exceptional circumstance." (quoting Smith v. McGinnis, 208 F.3d 13, 17 (2d Cir.2000))); see also Boos v. Runyon, 201 F.3d 178, 185 (2d Cir.2000) (holding that equitable tolling was not available where plaintiff alleged she suffered from paranoia, panic attacks and depression, but did not provide "a particularized description of her condition adversely affected her capacity to function generally or in relationship to the pursuit of her rights"); South v. Saab Cars USA, Inc., 28 F.3d 9, 12 (2d Cir.1994) (stating that a failure by a plaintiff, or her attorney, to act diligently "is insufficient to justify application of an equitable toll"). Pro se filings, although held to more lenient standards, are not excused from establishing these elements. See, e.g., Valverde v. Stimon, 224 F.3d 129, 133-34 (2d Cir.2000) (discussing whether pro se petitioner's allegations were sufficient to establish potential basis for equitable tolling based on general equitable tolling principles).
Plaintiff claims that he suffers from a variety of mental health issues and argues that he is entitled to equitable tolling due to mental incapacity. (Pl. Opp'n Mem. 3-5.) Plaintiff states that he was an alcoholic in the early eighties and he became sober but he relapsed in May 2010. (Id. at 3.) Plaintiff also states that he suffers from "depression, anxiety, and sleep problems," related to litigating his past two legal claims of discrimination at OCA. (Id. at 4.) After Adlerberg recommended that Plaintiff be terminated, Plaintiff claims that he was suicidal and "came very close to being hospitalized." (Pl. Opp'n Mem. 4.) Plaintiff also claims his "memory was impaired," he was "in constant distress," "not functioning well," and "slept up to 14 hours at a time." (Id. at 4-5.) Plaintiff is currently being treated by a psychiatrist and takes three different medications for "severe depression, attention deficit disorder, post-traumatic stress disorder, and insomnia." (Id.)
Defendants argue that Plaintiff fails to allege that his mental health issues affected his ability to pursue his legal rights. (Defs. Reply Mem. 3.) They assert that while Plaintiff claims to be a recovering alcoholic, Plaintiff also claims that he was sober during the period at issue and did not relapse until May 2010. (Id. at 3.) Also, Plaintiff has not specified the exact timing of his various ailments "much less that it occurred during the time period he is seeking equitable tolling." (Id. at 4.) Defendants also note that Plaintiff functioned normally during the period from January 7, 2008 to May 22, 2009. (Id.) In January 2008, Plaintiff filed complaints with OCA and the DA's office regarding his co-worker's gambling operation. (Id.) He filed a claim for worker's compensation benefits in March 2008. (Id.) He applied for social security disability benefits in June 2008. (Id.) He retained counsel and participated in his own defense during the administrative proceeding in January and February 2009. (Id.) Defendants argue that Plaintiff did not engage in reasonable diligence in pursuing his EEOC complaint. (Id. at 4-5.) They further argue that Plaintiff cannot plausibly purport to have faced extraordinary circumstances due to his mental health issues, given the administrative and legal actions that he took during the time period. (Id.)
"[T]he question of whether a person is sufficiently mentally disabled to justify tolling of a limitation period is, under the law of this Circuit, highly case-specific." Boos, 201 F.3d at 184 (holding plaintiff was not entitled to equitable tolling where her mental incapacity claim amounted to no more than a mere statement that she suffered from "paranoia, panic attacks, and depression"). Equitable tolling is a fact-specific issue that is best analyzed in the
Plaintiff is "entitled to an opportunity to adduce evidence supporting his equitable tolling claim — specifically, evidence demonstrating how he could have been mentally incapable of timely pursuing this action at the same time that he was able to pursue other lawsuits." Mandarino, 180 Fed. Appx. at 261; see also Brown v. Parkchester S. Condos., 287 F.3d 58, 60-61 (2d Cir.2002) (vacating district court's dismissal, finding "an evidentiary hearing" necessary in order "to determine to what extent, if any, [plaintiff]'s condition did in fact inhibit his understanding or otherwise impair his ability to comply, such that equitable tolling would be in order"). In order to secure the benefits of equitable tolling, Plaintiff must present evidence that supports more than a "conclusory and vague claim" of mental incapacity. Boos, 201 F.3d at 185. The evidence must provide a "particularized description of how [his] condition adversely affected [his] capacity to function generally or in relationship to the pursuit of [his] rights." Id.; see also Como, 2002 WL 31729509, at *4 (holding, on summary judgment, that equitable tolling did not apply where a plaintiffs purported reason for filing an untimely Title VII claim was "that he was going through a difficult time with his girlfriend and had trouble collecting his papers in order to file on time"). The Court will permit Plaintiff to amend his Complaint to set forth, in greater detail, how his mental health issues impaired his ability to timely file his Title VII claim.
Plaintiff also argues that "OCA concealed and misrepresented facts that would have supported a charge of discrimination, retaliation, harassment, and hostile work environment," leading to his inability to timely file his Complaint. (Pl. Opp'n Mem. 5.) Plaintiff alleges that from January 2008 to May 2008,
"[E]quitable tolling prevents the running of a statute of limitations against a plaintiff who is unaware that he has a cause of action because of defendant's fraudulent acts or concealment." Bennett v. U.S. Lines, Inc., 64 F.3d 62, 66 (2d Cir. 1995) (emphasis added). "The doctrine
Defendants argue that Plaintiff's Title VII claims for discrimination, hostile work environment, and retaliation must be dismissed because they are not sufficiently pled. (Defs. Mem. 8-12.) Claims for discrimination and retaliation are analyzed under the McDonnell Douglas burden shifting analysis. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973); see, e.g. Brown v. City of Syracuse, 673 F.3d 141, 150 (2d Cir.2012) (discrimination); Fincher v. Depository Trust and Clearing Corp., 604 F.3d 712, 720 (2d Cir.2010) (retaliation). However, the main question on a motion to dismiss is whether Plaintiff can establish a claim that has "[f]actual allegations [that] raise a right of relief above the speculative level." Krasner v. HSH Nordbank AG, 680 F.Supp.2d 502, 512 (S.D.N.Y.2010) (quoting Twombly, 550 U.S. at 555, 127 S.Ct. 1955); see also Williams, 458 F.3d at 71 ("[T]he requirements for establishing a prima facie case under McDonnell Douglas [do not] apply to the pleading standard that plaintiffs must satisfy in order to survive a motion to dismiss." (quoting Swierkiewicz v. Sorema, 534 U.S. 506, 511, 122 S.Ct. 992, 152 L.Ed.2d 1 (2002))); AB ex rel. CD v. Rhinebeck Cent. Sch. Dist., 224 F.R.D. 144, 154 (S.D.N.Y.2004) ("The question that should be considered by this Court in connection with the [motion to dismiss] is whether [plaintiff] has alleged a prima facie case for retaliation; not whether her claim will survive a McDonnell Douglas burden shifting analysis."). Similarly, Plaintiff is not required to establish a prima facie case of his hostile work environment claim; instead, he must plead facts sufficient to support the conclusion that he was faced with harassment such that "a reasonable employee would find the conditions of her employment altered for the worse." Patane v. Clark, 508 F.3d 106, 113 (2d Cir.2007).
"The elements of a prima facie case do, however, `provide an outline of what is necessary to render [a plaintiffs employment discrimination] claims for relief plausible.' Courts therefore `consider these elements in determining whether there is sufficient factual matter in the complaint which, if true, gives Defendant a fair notice of Plaintiffs claim and the
Plaintiff claims that OCA discriminated against him on the basis of his race by charging him with disciplinary violations, forcing him to sign the Stipulation of Settlement, refusing to issue him a firearm when he returned to work following an injury, and refusing to accommodate his disability.
Defendants argue that Plaintiff has not met his burden to plead sufficient facts to support his discrimination claim. (Defs. Mem. 8-10.) Plaintiff, a Hispanic of Puerto Rican descent, is a member of a protected group. (Compl. App. 1.) See, e.g., Aguirre v. N.Y. Police, 156 F.Supp.2d 305, 318 (S.D.N.Y.2001) ("Plaintiffs, as Hispanics, are members of a protected group...."). Defendants do not contest that Plaintiff was qualified for his position and subjected to adverse employment actions. (See Defs. Mem. 6-12.) Therefore, for the purposes of this motion, the Court finds that Plaintiff has sufficiently pled the first, second, and third prongs of the test. See Williams v. County of Nassau, 684 F.Supp.2d 268, 293 (E.D.N.Y.2010) (finding plaintiff sufficiently pled first three prongs where the plaintiff is a member of a protected group and second and third prongs are not disputed), on reconsideration in part, 779 F.Supp.2d 276 (E.D.N.Y.2011).
Plaintiff has also satisfied the causation prong. Plaintiff has alleged specific circumstances in which twelve different non-Hispanic court security officers were subject to more favorable treatment. See Mandell, 316 F.3d at 379 ("A showing of disparate treatment — that is, a showing that the employer treated plaintiff `less favorably than a similarly situated employee outside his protected group' — is a recognized method of raising an inference of discrimination for purposes of making out
Plaintiff's Title VII retaliation claim is based on his allegation that Defendants took the alleged actions against him in retaliation for his complaints to the EEOC in 2004 and 2005 and his subsequent filing of federal actions.
Plaintiff has alleged that he filed two separate EEOC charges in 2004 and 2005, and two corresponding federal actions, alleging anti-Hispanic discrimination at OCA and that Defendants retaliated against him.
In order to establish a Title VII retaliation claim, proof of causation can be shown either: "(1) indirectly, by showing that the protected activity was followed closely by discriminatory treatment, or through other circumstantial evidence such as disparate treatment of fellow employees who engaged in similar conduct; or (2) directly, through evidence of retaliatory animus directed against the plaintiff by the defendant." Robles v. Cox & Co., 841 F.Supp.2d 615, 628-29 (E.D.N.Y.2012) (quoting Gordon v. N.Y.C. Bd. of Educ., 232 F.3d 111, 117 (2d Cir.2000)).
Standing alone, the approximately three years between Plaintiffs 2004 and 2005 EEOC complaints, and subsequent federal actions, and Defendants' alleged retaliation in 2008 do not support an inference of retaliation because they lack temporal proximity. The Second Circuit has not specified how close in time a complaint and retaliatory act must be to infer causation, but it has held that a retaliatory action 15 months after the filing of an EEOC complaint is "too temporally removed to support the inference" of causation. Woodworth v. Shinseki, 447 Fed. Appx. 255, 258 (2d Cir.2011); see also Richardson v. N.Y. State Dep't of Corr. Serv., 180 F.3d 426, 447 (2d Cir.1999) (two year gap between complaint and discharge insufficient to prove causation), abrogated on other grounds by Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006). Given the three year gap between Plaintiff's last EEOC complaint, and subsequent federal action, and the alleged retaliatory actions, Plaintiff cannot rely on temporal proximity to establish the required causality to sustain his retaliation claim. Plaintiff must, therefore, present direct evidence of causation or this claim will fail. The Court will permit Plaintiff to amend his Complaint to add any direct evidence of the actions he alleges were motivated by retaliation for him filing discrimination complaints with the EEOC in 2004 or 2005 and filing corresponding federal actions.
Plaintiff has failed to sufficiently plead a hostile work environment claim. "To state a claim for a hostile work environment in violation of Title VII, a plaintiff must plead facts that would tend to show
Plaintiff alleges that Defendants subjected him to a hostile work environment by charging him with unsubstantiated disciplinary infractions, placing him on probation for three years, revoking his authority to carry a firearm, transferring him to the Bronx County Courthouse, demoting him from sergeant to officer, compelling him to withdraw a valid workers compensation claim, coercing him to retire, and refusing to issue him a "good guy" letter upon retirement without which he cannot obtain a New York City pistol permit. (Pl. Opp'n Mem. 17.) Plaintiff does not allege that these actions were taken on account of his race or national origin. (Id.) Instead, Plaintiff claims that a hostile work environment was created after, and in response to, his 2004 and 2005 EEOC complaints. (Id. (alleging that defendants created a hostile work environment "because of [Plaintiffs] filing of past charges of discrimination").) Therefore it appears that Plaintiff's allegations of a hostile work environment are actually made in support of his retaliation claim, not as a separate cause of action. See Kear v. Katonah Lewisboro Cent. Sch. Dist., No. 05 Civ. 7038, 2007 WL 431883, at *3 (S.D.N.Y. Feb. 7, 2007) (interpreting allegations of a hostile work environment as arguments in support of other claims but granting leave to amend to assert a separate hostile work environment claim). If Plaintiff intends to assert a separate claim that Defendants created a hostile work environment on account of his race or national origin, Plaintiff is granted leave to amend his Complaint for that purpose.
For the foregoing reasons, Defendants' motion to dismiss is granted in part and denied in part. The Court grants Defendants' motion to dismiss Plaintiffs ADA claims against all Defendants, § 1983 claims against OCA and Adlerberg, § 1983 claims against Imperatrice and Pfau in their official capacities, and Title VII claims against Imperatrice, Pfau and Adlerberg. The Court denies Defendants' motion to dismiss as to Plaintiff's § 1983 claims against Imperatrice and Pfau in their individual capacities and Title VII claims against OCA. Plaintiff is granted leave to amend the Complaint. The amended complaint must be filed within 30 days of the date of this Memorandum and Order. Plaintiff is advised that any amended complaint he files will completely replace the original Complaint. The amended complaint must be captioned, "Amended Complaint" and shall bear the same docket number as this Order.
SO ORDERED.