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Asked in Chino Hills, CA Feb. 11, 2017 ,  1 answers Visitors: 5
Is there a Cali law citing investment brokers or persons with SEC license owe"duty of care" to disclose material info.

1 Answers

Anonymous
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Posted on / Feb. 12, 2017 08:03:30

You may be able to sue for negligence, if not fraud (since you say the broker "knew"). More details are necessary to provide a professional analysis of your issue. The best first step is an Initial Consultation with an Attorney. You can read more about me, my credentials, awards, honors, testimonials, and media appearances/ publications on my law practice website. I practice law in CA, NY, MA, and DC in the following areas of law: Business & Contracts, Criminal Defense, Divorce & Child Custody, and Education Law. This answer does not constitute legal advice; make any predictions, guarantees, or warranties; or create any Attorney-Client relationship.

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