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Asked in FL May 26, 2022 ,  0 answers Visitors: 18

Investment house liability

When an investment firm lets a

broker go do to inappropriate

investing or unscrupulous practices

and does not inform the client of the

bad broker, and the client

unknowingly follows the broker and

sustains huge losses. What is the

liability of the firm for not notifying

the client?

Data From  LAWGURU_Question

2 Answers

Anonymous
Reply

Posted on / Sep. 11, 2008 15:17:00

Re: Investment house liability

I believe that the firm may be liable for its failure to disclose material information. Contact us directly if you want to discuss this matter further and possibly pursue a claim for damages.

Anonymous
Reply

Posted on / Sep. 11, 2008 15:17:00

Re: Investment house liability

I believe that the firm may be liable for its failure to disclose material information. Contact us directly if you want to discuss this matter further and possibly pursue a claim for damages.

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