Can I sue my broker or brokerage in court or do I need to go through arbitration?

What are the exceptions behind the student loan bankruptcy discharge exemption?

Can an agent work as an independent contractor for multiple brokers & get part of a commission to show homes if it sells

What happens if my broker gives me information that is misleading or completely omitted from his investment

recommendations?

Why did California Corporations ?Code 25401 change effective January 2015? Was there a defect with the previous version?

I got arrested than got OR an now when i was looking up my court date it said i had a warrent

They said they filed with warrent what does that mean?

I filed my complaint with California BRE in August 2016, investigation is still active n ongoing.

Once BRE files accusation, can i use this against broker in civil court?

MLO license withdrawn after 20 yrs. Under article 12 e NYS law ? Conn. renewal denied. Can MLO work in another state?

Top producer and branch manager. Made a wonderful living in the banking industry. Banking License withdrawn under article 12 e. What does that mean? Denied renewal of license to sell in Connecticut too. Poor Credit? Are you allowed to apply for MLO license in the state of NJ or any other Jurisdictio...

I have been sentenced but now have new evidence in my case. I wish to file a motion for reconsideration.

My attorneys do not understand real estate and as such do not understand the value of the new info thus I wish to file pro se. Need to know how to address in the motion i am doing the motion pro se

Are there monetary caps on the percentage my broker can take out of my stock earnings?

My broker has been selling my stocks a lot and I'm getting dinged for all of his commission fees as a result. I'm not

seeing any financial benefit for this excessive trading but he sure is making money off the fees I have to pay him. Is this legal?

Is there any legal guidance for what might constitute excessive fees a broker is charging a client?

If I feel like my broker is making trades that aren't in my best interest, can I request that my account be audited by a

neutral third party?

I told my broker not to trade a certain stock and they did anyway. They say it's no big deal because it made money but

I'm still irritated. Do I have any recourse?

3 offers in on a home - now hear none have been put to the bank buy seller's agent. No offers accepted prior.

Property is 3rd party approval and agent is claiming bank's online system doesn't allow more than 1 offer to be viewed at a time. We (and our agent) thought all offers has been put forward. What recourse do we have? We are now above asking price. NJ, Real estate, 3rd party approval...

What can I sue agent and broker for non disclosure of mold and proof of fraudulently not disclosing it

I bought a home when I was on Active Duty and agent failed to disclose mold. He hid home inspection report from me and sent it as his own disclosure. We have proof he did agent disclosure the same day as home inspection and admit to discussing all issues with home inspector. Broker confirmed the hom...

What kind of damages can I get if I win a case against my broker for breach of promise?

What will happen and what should do ?

Hello I was f1 visa student I got married in 2016 us citizen girl , we filled up the applications for the immigration and I got my ssn and the work authorization card ( work permit ) , and we still pending for the first interview , waiting when they will schedule our interview, I found her betrayed ...

Is there a good way of being able to tell the difference between stock broker fraud and normal investment losses?

Is there a Cali law citing investment brokers or persons with SEC license owe"duty of care" to disclose material info.

Investment broker recommends an investment that turns out to be a fraudulent scheme and broker knew or should have known the project was a scam.