The Issue The issues in this case are: (1) whether Respondent used a title that tended to indicate he was an active registered engineer in the State of Florida when he did not hold such registration; (2) whether Respondent violated an order previously issued by the Department; (3) and, if so, what penalty should be imposed.
Findings Of Fact Respondent, Frank V. Burianek, earned a Master of Science Degree in Civil and Structural Engineering from the University of Bratislava. In 1967, when Respondent earned this degree, the University of Bratislava was located in Bratislava, Czechoslovakia. However, since that time, the country of Czechoslovakia was dissolved and divided to form two new countries. The country in which the City of Bratislava is now located is the Slovian Republic. Respondent has worked in the construction business for about 30 years. During this time, Respondent worked as an engineer in Africa and Europe. At all times relevant to this proceeding, Respondent resided in Pinellas County, Florida. After moving to the area, Respondent made inquiries concerning how he could become a licensed or registered engineer in the State of Florida. After considering the matter, however, Respondent decided that he would not pursue applying for and obtaining a license to practice engineering in the State of Florida. Instead, Respondent chose to become a home inspector. In Florida, there is no requirement that individuals who work as home inspectors be licensed. Moreover, neither the home inspection business, nor its employees, are regulated by the State of Florida. According to a flyer distributed by Respondent, he began conducting home inspections in the Pinellas County area in 1992. The flyer stated in relevant part the following: Hi, my name is Frank Burianek. I am a Civil and Structural Engineer. I have thirty years experience in the construction industry. I have been successfully completing Home Inspections in this area since 1992. You might have used me before, seen my marketing, or heard how I saved your colleague's deal. I want to offer you and your colleagues the best service, but I need your professional opinion . . . your advice. And here is where I need your help. You have obviously used a number of inspectors in the past and you can help me be the best one. Don't worry. I have never killed a deal. On the contrary. As there are few inspectors eagerly killing some deals, I have been called on a number of occasions for Engineer's re-inspection. On October 27, 1998, a letter of complaint, which included a copy of Respondent's flyer, was filed with the Department. The letter of complaint, which appeared to be from the president of a company located in Spring Hill, Florida, that provided construction inspections consultation, indicated that Respondent did not list his license number on the flyer. The Department assigned the complaint described in paragraph 6 above as DBPR Case No. 98-21925. In a letter from the Department, Respondent was advised that a complaint had been filed alleging that Respondent "acted in the capacity of an ENGINEER without being duly licensed, a business that requires licensure in the State of Florida." The letter further stated that "this unlicensed practice is a criminal offense for which [Respondent] may be criminally prosecuted." The Department's investigation of DBPR Case No. 98-21925 included reviewing Department records and Respondent's flyer and written response to the Department, interviewing Respondent, and conferring with Department staff. During the course of the investigation, Respondent's flyer was reviewed by the contract administrator for the engineering board. After the contract administrator completed her review of the flyer, she wrote an e-mail to the Department's investigator regarding recommended changes that could be made to Respondent's flyer to correct the problem raised in the complaint. The e-mail, dated January 8, 1999, stated in part the following: I've read the flyer. Suggest to Mr. Burianek that he change the second sentence to the following: "I hold a Master Degree in Civil & Structural Engineering from University." If it is a foreign university, listing the city, state and or country might be helpful too! The way it is currently written implies or "tends to indicate" that he holds an active registration as a licensed engineer when he does not. The e-mail described in paragraph 10 was referred to in the Department's Investigative Report of DBPR Case No. 98-21925. According to the Investigative Report, the engineering board's contract administrator recommended that Respondent "change the second sentence on the flyer and add credentials." During the investigation of DBPR Case No. 98-21925, Respondent indicated that he was a civil and structural engineer because he had a master's degree in that field from the University of Bratislava. Respondent also indicated to the investigator that he was working as a home inspector and never intended that the flyer indicate he was licensed or registered as a professional engineer by the State of Florida. Based on the custom and practice in Europe, as a result of Respondent's obtaining a graduate degree in civil and structural engineering, his title was engineer. On January 13, 1999, the Department issued a Notice to Cease and Desist in DBPR Case No. 98-21925. The Notice to Cease and Desist, which ordered Respondent to "Cease and Desist from the unlicensed and illegal practice of Engineering," provided in relevant part the following: You are hereby notified that the following specifically described conduct constitutes the unlicensed practice of contracting by yourself: * * * Advertising in the capacity of an Engineer without being duly licensed. Company advertisement indicates that SUBJECT is holding himself as a Civil and Structural Engineer without being licensed. Subject is in violation of F.S. 471.031(1)(a). You are hereby advised that under Chapter 471.031 of the Florida Statutes, only persons or firms licensed by the Florida Engineering Board may hold himself or advertise as an Engineer. * * * You are hereby ORDERED to immediately CEASE AND DESIST from the unlicensed practice of Engineering in the State of Florida. You are further notified that under Section 455.228, Florida Statutes, a fine of up to $5000 may be imposed on any person engaging in the unlicensed practice of Engineering. On or about January 13, 1999, Respondent met with Department staff regarding his flyer. At that meeting, Department staff advised Respondent that although he had a master's degree in civil and structural engineering, because he was not licensed or registered as a professional engineer in the State of Florida, he could not simply refer to himself as an engineer. Rather, he also had to indicate that he had a degree in civil and structural engineering and the name and location of the university where he obtained the degree. The flyer, which was the basis for the complaint in DBPR Case No. 98-21925, had stated only that Respondent was a civil and structural engineer, but made no mention of his educational credentials. However, based on the information the Department gave to Respondent, he modified his initial flyer to include the fact that he had a master's degree with distinction from the University of Bratislava in Europe. Additionally, in the modified version of the flyer, Respondent deleted the reference to his being called to conduct an "Engineer's re-inspection." Rather, the revised flyer stated that Respondent had been called on a number of occasions for a "re-inspection." In the revised flyer, Respondent made the following two changes: I am a Civil and Structural Engineer (Master's Degree with distinction from University of Bratislava - Europe). * * * As there are few inspectors eagerly killing some deals, I have been called on number of occasions for a re-inspection. On or about January 13, 1999, Respondent provided the Department with an affidavit and a copy of the revised flyer. In the affidavit, Respondent stated that he did not intend to deceive the public and had changed the flyer pursuant to the Department's instructions and recommendations. The revised flyer was reviewed and approved by the Department. On January 24, 1999, after the Department reviewed Respondent's affidavit and revised flyer, it issued a Closing Order. The Closing Order found that probable cause existed to believe that Respondent violated Chapter 471, Florida Statutes, and noted that the Department had issued a Notice to Cease and Desist to him. Finally, the Closing Order stated that because "the unlicensed activity" had ceased, the case would be closed without further prosecution. On or about June 8, 2000, the Florida Engineers Management Corporation received a complaint against Respondent. Included with the letter of complaint was a letter dated October 23, 1996, that appeared to be from Respondent to someone for whom he had performed an inspection. This complaint was written on stationery with the letterhead of Advanced Building Inspections, Inc., St. Petersburg, Florida. The complaint referred to in paragraph 21 stated that the October 23, 1996, letter attached thereto was documentation of a "past structural inspection." The complaint further alleged that Respondent, whose name appeared on the letterhead of the October 23, 1996, letter and who appeared to have signed the letter, was not in the Department's computer. The implication was that Respondent was not a registered or professional engineer in the State of Florida. The Department took no action against Respondent as a result of the allegations in the June 8, 2000, complaint. However, during the course of the Department's investigation of that complaint, the Department requested that Respondent provide a copy of his current business stationery and business card. On or about October 25, 2000, Respondent provided to the Department the documents it had requested as a part of its investigation of the June 2000 complaint filed against Respondent. In addition to sending the requested documents to the Department, Respondent also sent a letter which stated that the Department had advised him some time ago to "include the city/place of my university with my qualification." In referring to his letterhead and business card, Respondent wrote, "As you can see, I have complied with this request, whenever, I refer to my engineering degree." Finally, Respondent stated that his business cards were printed about eight years ago and that because he does not use them often, "instead of wasting the old ones and printing new ones," he had added the requested information by hand. The address, telephone and fax numbers, and e-mail address were inscribed on the letterhead of the stationery provided to the Department by Respondent. Also, inscribed on the letterhead just above this information was the following: Frank V. Burianek, MSC, MBA Civil and Structural Engineer (Bratislava) As requested, Respondent also provided the Department with one of his business cards. In the center of the business card, in all capital letters and in bold print was "HOME INSPECTION." In the lower left corner of the business card was the following: Frank Burianek MSC, MBA Civil and Structural Engineer (Bratislava) Respondent's name, educational degrees earned, and "Civil and Structural Engineer," were inscribed on Respondent's business card. "(Bratislava)" was hand-written just below the words, "Civil and Structural Engineer." Bratislava is the name of the university where Respondent earned his Master of Science Degree and the name of the city where the university is located. Because the name and location of the university were the same, rather than writing, "Bratislava, Bratislava," Respondent wrote only "Bratislava." Respondent had seen business cards of other individuals that had only included the name of the university where they had earned their degrees. Based on this and the Department's prior instructions, Respondent believed that the addition of "Bratislava" to his letterhead and business cards was acceptable, particularly in view of the fact that the name of the university and the city where it is located are identical. In the lower right-hand corner of the business card, Respondent's telephone number, including the area code of "813", was inscribed. On the business card, Respondent had crossed out the "813" area code and had written above it the new area code of "727." In the January 13, 1999, meeting with Department staff, Respondent was specifically advised how his flyer should be modified so as to avoid the perception that he was a professional engineer, licensed by the State of Florida. Based on Respondent's understanding of the Department's instructions given at that meeting and its approval of his revised flyer, Respondent reasonably believed that he could use the title, "Civil and Structural Engineer" because he had earned a degree in that area, if he included his educational credentials. In light of the Department's instructions and recommendations, Respondent revised the flyer. In that revised version, Respondent stated, "I am a Civil and Structural Engineer (Master's Degree with distinction, from University of Bratislava - Europe)." The Department approved this revised version of the flyer. The instructions and suggestions that the Department staff gave to Respondent in January 1999 specifically addressed the flyer that was the subject of the complaint filed in DBPR Case No. 98-21925. However, Respondent reasonably assumed that the substance of those instructions and/or recommendations should apply to his other business documents and advertisements. The language on Respondent's letterhead and business card complies with the instructions and recommendations given to him by the Department on or about January 13, 1999, and do not tend to indicate that Respondent is a registered engineer in the State of Florida.
Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, it is hereby RECOMMENDED that Petitioner, the Department of Business and Professional Regulation, enter a final order that dismisses Counts One, Two, Three, and Four of the Administrative Complaint. DONE AND ENTERED this 18th day of May, 2001, in Tallahassee, Leon County, Florida. CAROLYN S. HOLIFIELD Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 SUNCOM 278-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 18th day of May, 2001. COPIES FURNISHED: Frank V. Burianek Post Office Box 4563 Seminole, Florida 33775 David K. Minacci, Esquire Department of Business and Professional Regulation Northwood Centre 1940 North Monroe Street, Suite 60 Tallahassee, Florida 32399-2202 Natalie A. Lowe, Executive Director Board of Professional Engineers Department of Business and Professional Regulation 1208 Hays Street Tallahassee, Florida 32301 Doug Sunshine, Vice President for Legal Affairs Florida Engineers Management Corporation 1208 Hays Street Tallahassee, Florida 32301 Hardy L. Roberts, III, General Counsel Department of Business and Professional Regulation Northwood Centre 1940 North Monroe Street Tallahassee, Florida 32399-2202
Findings Of Fact Upon consideration of the oral and documentary evidence adduced at the hearing, the following facts were found: At all times material to these proceedings, the Respondent, Victor S. Davis, held a registered general contractor's license, numbered RG 0013635 issued by the State of Florida, Department of Professional Regulation, Construction Industry Licensing Board in April, 1973. At all times material to these proceedings, Respondent's general contractor's license, number RG 0013635, was in a delinquent status and had been in a delinquent status since July 1, 1977. Respondent failed to renew his license after June 30, 1975 but in May, 1976 made application to reinstate license number RG 0013635 which was approved and reinstated on an active status by Petitioner in May, 1976 and issued to Respondent, Victor S. Davis, qualifying Conch Construction Corp., of Key West, Florida. There was no evidence that the reinstated license was issued for Monroe County, Florida or that Respondent ever held a certificate of competency for Monroe County, Florida. At all times material to these proceedings, Respondent was an officer (Secretary) of Classic Marketing and Development, Inc. (Classic). On July 28, 1983, the Respondent, as Secretary of Classic, entered into a contract with William Dees to construct a shell home on the Dees' property located at Lot 14, Block 7, Breezeswept Estates, Ramrod Key, Florida for a contract price of $27,000.00. On September 13, 1983, William Dees applied for and obtained building permit No. 10902-A as owner/builder for the construction of the Dees's home. Construction of the Dees home began on or about September 13, 1983. Gregory H. O'Berry, President of Classic had knowledge of, and approved of, Respondent entering into contracts for construction of homes in Monroe County, Florida, including the contract with Dees. O'Berry was aware that Respondent did not hold a certificate of competency in Monroe County, Florida and that Respondent's registered general contractor's license did not cover contracting in Monroe County, Florida. O'Berry understood that Phillip A. Braeunig, a properly licensed general contractor in Monroe County, Florida, was acting as the general contractor for Classic- in the construction of homes by Classic, including the construction of the Dees home. Braeunig did not act as general contractor on the construction of the Dees' home. Respondent supervised the contraction of the Dees' home, until Respondent abandoned the construction of the Dees' home, and in performing these supervisory duties fulfilled the responsibilities of a general contractor. No other officer or authorized agent of Classic had any responsibility for the supervision of, or acted in any manner as a general contractor, in the construction of the Dees' home. Braeunig prepared and submitted to Respondent an application to qualify Classic with Petitioner using Braeunig's license but this application was never filed with Petitioner during- anytime material to these proceedings. Classic was never qualified by anyone, including Respondent or Braeunig, at any time material to these proceedings. Braeunig~acted as general contractor for Classic on the Conti home, which was in the beginning stages of Classic and prior to the Dees' job. Braeunig was brought into Classic for the purpose of acting as general contractor because of the Respondent's invalid license.
Recommendation Based upon the findings of fact and conclusions of law recited herein, it is RECOMMENDED that the Board enter a final order Dismissing Count I of the Amended Administrative Complaint filed against the Respondent. It is further RECOMMENDED that the Board enter a final order finding Respondent guilty of the violation charged in Count II of the Amended Administrative Complaint and for such violation it is RECOMMENDED that the Board suspend the Respondent's registered general contractor's license for a period of two (2) years and assess the Respondent with an administrative fine of $500.00, stay the suspension and place Respondent on probation for a period of two (2) years, provided the Respondent pays the $500.00 fine within ninety (90) days. Respondent's failure to pay the $500.00 fine within the time specified will result in his registered general contractor's license being suspended for a period of two (2) years with the requirement that when the fine is paid and the suspension lifted, the Respondent must appear before the Board for reinstatement of his license. Respectfully submitted and entered this 3rd of December, 1985, in Tallahassee, Leon County, Florida. WILLIAM R. CAVE Hearing Officer Division of Administrative Hearings The Oakland Building 2009 Apalachee Parkway Tallahassee, FL 32301 (904) 488-9675 FILED with the Clerk of the Division of Administrative Hearings this 3rd day of December, 1985. APPENDIX Department of Professional Regulation, Construction Industry Licensing Board v. Victor S. Davis, Division of Administrative Hearings Case No. 85-1963 Ruling on Petitioner's Proposed Findings of Fact: Adopted in Finding of Fact No. 1 except for the statement that "Respondent's license was issued for Okaloosa County only" which is rejected as not being based upon competent substantial evidence. Hearsay alone is not sufficient to support a finding of fact. Adopted in Finding of Fact No. 1 except for statement that "said license has been delinquent since July, 1981" which is rejected as being contrary to the evidence in Petitioner's Exhibit No. 1 which shows delinquent status as of July 1, 1977. Adopted in Finding of Fact No. 3. Rejected as a conclusion of law rather than a proposed finding of fact. Considered as background information and not as a finding of faet. Adopted in Finding of Fact No. 4. Adopted in Finding of Fact No. 5. Adopted in Finding of Fact Nos. 4 and 5. Adopted in Finding of Fact Nos. 5 and 7. Adopted in Finding of Fact No. 5. Adopted in Finding of Fact No. 6. Adopted in Finding of Fact No. 6. Adopted in Finding of Fact No. 9. Adopted in Finding of Fact No. 9. Adopted in Finding of Fact No. 9. Adopted in Finding of Fact No. 9. Adopted in Finding of feet No. 10 Adopted in Finding of Fact No. 10 Rejected as a conclusion of law rather than a proposed finding of fact. Respondent did not submit Proposed Findings of Fact. COPIES FURNISHED: James Linnan, Executive Director Department of Professional Regulation Construction Industry Licensing Board P. O. Box 2 Jacksonville, FL 32202 Nancy M. Snurkowski, Esq. Department of Professional Regulation 130 North Monroe Street Tallahassee, FL 32301 Fred Roche, Secretary Department of Professional Regulation 130 North Monroe Street Tallahassee, FL 32301 Victor S. Davis 2169 North Hercules Avenue Clearwater, FL 33575 and 6290 Sandcrest Circle Orlando, FL 32819
Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, the Hearing Officer recommends that no action be taken against the Respondent, John R. Meyer. DONE and ORDERED this 19th day of December, 1979, in Tallahassee, Leon County, Florida. STEPHEN F. DEAN, Hearing Officer Division of Administrative Hearings The Oakland Building 2009 Apalachee Parkway Tallahassee, Florida 32301 (904) 488-9675 Filed with the Clerk of the Division of Administrative Hearings this 19th day of December, 1979. COPIES FURNISHED: Michael E. Egan, Esquire 217 South Adams Street Post Office Box 1386 Tallahassee, Florida 32302 Ronald A. Cyril, Esquire 2070 Ringling Boulevard Sarasota, Florida 33577 ================================================================= AGENCY FINAL ORDER ================================================================= BEFORE THE CONSTRUCTION INDUSTRY LICENSING BOARD FLORIDA CONSTRUCTION INDUSTRY LICENSING BOARD, Petitioner, vs. CASE NO.: 79-1355 JOHN J. MEYER, CB C012853 Respondent. /
The Issue Whether Petitioner is entitled to credit for her answers to questions 55 p.m. and 56 p.m. on the Fundamentals of Engineering portion of the engineering licensure examination given on April 15, 2000.
Findings Of Fact Upon consideration of the oral and documentary evidence received at the hearing, the following relevant findings of fact are made: The examination for licensure of an engineer in the State of Florida is administered by the Florida Engineers Management Corporation, a not-for-profit corporation, created under Section 471.038, Florida Statutes. A written examination is authorized by Rule 61G15-21.001, Florida Administrative Code. Respondent contracts with the National Council of Examiners for Engineering and Surveying to provide engineering licensure examinations. This practice is approved by Section 455.217, Florida Statutes, and Rule 61G1 5-21.005, Florida Administrative Code. The National Council of Examiners for Engineering and Surveying develops standardized tests given for licensure throughout the United States and ensures that the questions are not ambiguous through a number of methodologies. A candidate for licensure as an engineer intern must attain a "scaled" score of 70 to pass the examination. On the examination taken by Petitioner, the minimum "raw" score required to attain a "scaled" score of 70 was 107; Petitioner's "raw" score was 105. Petitioner had initially challenged five questions; at the hearing, Petitioner withdrew her challenge to three questions; the two remaining challenged questions (55 p.m. and 56 p.m.) were "ethical" questions, i.e., they dealt with questions of engineering ethics. The challenged questions were multiple-choice questions. The test gives the following directions: "Each of the questions or incomplete sentences below is followed by four suggested answers or completions. Select the one that is the best in each case and then fill in the corresponding space on the answer sheet." (Emphasis added.) The challenged question 55 p.m. deals with an engineer hired to prepare a report on the design, manufacture, and assembly of a structure. The report contains references to "shoddy workmanship." Petitioner states that while she agreed that answer A [the graded "correct" answer] is correct, she believed that the inclusion of the word "also" in answer B included answer A in answer B by reference and therefore she chose B as her answer. Petitioner acknowledges that the word "also" in answer B could be referring to language in the question rather than in answer A. Answer A specifically refers to "engineering issues" which the engineer is "qualified to assess"; answer B indicates that the references to "shoddy workmanship" are "personal opinions" and "not professional opinions". An engineer is obligated by his license not to give an opinion for which he does not have expertise. An engineer should not render a personal opinion in a report in which the engineer gives a professional opinion. The challenged question 56 p.m. deals with an engineer who lacks expertise dealing with space frames but designed structures which included same. Regarding challenged question 56 p.m., the Petitioner acknowledged that answer A (the graded "correct" answer) could have been the correct answer as well as the answer she chose, answer D. Answer D indicates that the engineer was unethical because he did not refer that matter to the Registration Board. An engineer should not contact the Registration Board and report to the Board that someone has asked him to do something unethical; it is incumbent upon an engineer to practice engineering ethically without the input of the Board. In both instances in answering the challenged questions the Petitioner failed to provide the "best" answer and at hearing acknowledged that the graded "correct" answer by the National Council of Examiners for Engineering and Surveyors was a "correct" answer even though she chose a different answer.
Recommendation Based upon the foregoing Findings of Fact and Conclusions of Law, it is RECOMMENDED that the Florida Engineers Management Corporation enter a final order denying Petitioner's challenge to questions 55 p.m. and 56 p.m. DONE AND ENTERED this 27th day of December, 2000, in Tallahassee, Leon County, Florida. JEFF B. CLARK Administrative Law Judge Division of Administrative Hearings The DeSoto Building 1230 Apalachee Parkway Tallahassee, Florida 32399-3060 (850) 488-9675 SUNCOM 278-9675 Fax Filing (850) 921-6847 www.doah.state.fl.us Filed with the Clerk of the Division of Administrative Hearings this 27th day of December, 2000. COPIES FURNISHED: Yvette Bowman 3401 North Lakeview Drive Apartment 216 Tampa, Florida 33618 Douglas D. Sunshine, Esquire Florida Engineers Management Corporation 1208 Hays Street Tallahassee, Florida 32301 Barbara D. Auger, General Counsel Department of Business and Professional Regulation Northwood Centre 1940 North Monroe Street Tallahassee, Florida 32399-0792 Dennis Barton, Executive Director Board of Professional Engineers Department of Business and Professional Regulation 1208 Hays Street Tallahassee, Florida 32301 Natalie A. Lowe, Esquire Vice President for Legal Affairs Florida Engineers Management Corporation 1208 Hays Street Tallahassee, Florida 32301